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STEEL ROBERT K

Disclosed activity across 5 companies

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1001
SEC CIK
0001180592

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL DYNAMICS CORPGD · Entity 2916DirectorSeptember 23, 2026September 25, 2026
GOLDMAN SACHS GROUP INCGS · Entity 2819Vice Chairman of the Corp.January 22, 2004January 26, 2004
Perella Weinberg PartnersPWP · Entity 988DirectorAugust 31, 2026September 02, 2026
USHG Acquisition Corp.HUGS · Entity 142107DirectorFebruary 24, 2021February 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL DYNAMICS CORP

Report date September 23, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,096 Ending reported balance After 2026-09-23 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2026-09-23 · Exercise / conversion · Acquired 2,770 · Balance 5,866

Row 2 · 2026-09-23 · Sale · Disposed 2,770 · Balance 3,096

Row 3 · 2026-09-23 · Exercise / conversion · Acquired 2,190 · Balance 5,286

Row 4 · 2026-09-23 · Sale · Disposed 2,190 · Balance 3,096

Row 5 · 2026-09-23 · Exercise / conversion · Acquired 1,780 · Balance 4,876

Row 6 · 2026-09-23 · Sale · Disposed 1,780 · Balance 3,096

F1: Sale prices ranged from $345.97 to $346.01. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Row 7 · 2026-09-23 · Exercise / conversion · Acquired 700 · Balance 3,796

Row 8 · 2026-09-23 · Sale · Disposed 700 · Balance 3,096

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $168.56 · Expires 2031-03-02Direct0 Reported balance After 2026-09-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-09-23 · Exercise / conversion · Disposed 2,770 · Balance 0

F2: Fifty percent became exercisable on 03/03/2023, and the remaining fifty percent became exercisable on 03/03/2024.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $232.90 · Expires 2032-03-01Direct0 Reported balance After 2026-09-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-09-23 · Exercise / conversion · Disposed 2,190 · Balance 0

F3: Fifty percent became exercisable on 03/02/2024, and the remaining fifty percent became exercisable on 03/02/2025.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $227.58 · Expires 2033-03-07Direct0 Reported balance After 2026-09-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-09-23 · Exercise / conversion · Disposed 1,780 · Balance 0

F4: Fifty percent became exercisable on 03/08/2025, and the remaining fifty percent became exercisable on 03/08/2026.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $274.51 · Expires 2034-03-05Direct700 Reported balance After 2026-09-23 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-09-23 · Exercise / conversion · Disposed 700 · Balance 700

F5: Fifty percent became exercisable on 03/06/2026, and the remaining fifty percent will become exercisable on 03/06/2027.

Filing footnotes · ownership attribution and instrument terms

F1: Sale prices ranged from $345.97 to $346.01. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

F2: Fifty percent became exercisable on 03/03/2023, and the remaining fifty percent became exercisable on 03/03/2024.

F3: Fifty percent became exercisable on 03/02/2024, and the remaining fifty percent became exercisable on 03/02/2025.

F4: Fifty percent became exercisable on 03/08/2025, and the remaining fifty percent became exercisable on 03/08/2026.

F5: Fifty percent became exercisable on 03/06/2026, and the remaining fifty percent will become exercisable on 03/06/2027.

GOLDMAN SACHS GROUP INC

Report date January 22, 2004 · Filed January 26, 2004

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect951,329 Ending reported balance After 2004-01-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2004-01-22 · Sale · Disposed 10,989 · Balance 962,318

Row 2 · 2004-01-23 · Sale · Disposed 10,989 · Balance 951,329

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote126,837 Reported balance Holding disclosure · report date 2004-01-22 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 126,837

F1: As trustee of grantor retained annuity trust

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote272,278 Reported balance Holding disclosure · report date 2004-01-22 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 272,278

F1: As trustee of grantor retained annuity trust

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote59,627 Reported balance Holding disclosure · report date 2004-01-22 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 59,627

F1: As trustee of grantor retained annuity trust

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnote41,258 Reported balance Holding disclosure · report date 2004-01-22 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 41,258

F1: As trustee of grantor retained annuity trust

Filing footnotes · ownership attribution and instrument terms

F1: As trustee of grantor retained annuity trust

Perella Weinberg Partners

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect302,624 Ending reported balance After 2026-08-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-31 · Exercise / conversion · Acquired 30,000 · Balance 317,922

Row 2 · 2026-08-31 · Tax withholding · Disposed 15,298 · Balance 302,624

F1: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Performance-Based Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-31 · Exercise / conversion · Disposed 30,000 · Balance 0

F2: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F4: These PSUs vested on August 31, 2026, upon the achievement of certain service-based and performance-based vesting conditions.

Filing footnotes · ownership attribution and instrument terms

F1: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

F2: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F4: These PSUs vested on August 31, 2026, upon the achievement of certain service-based and performance-based vesting conditions.

USHG Acquisition Corp.

Report date February 24, 2021 · Filed February 24, 2021

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Cadence Bancorporation

Report date May 08, 2019 · Filed May 30, 2019

Section 16 reporting ended · disclosed 2019-05-30. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 4, 2025 21:58 UTC Perella Weinberg Partners PWP · Entity 988 Exercise / conversionPerformance-Based Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001777835-25-000058 · wk-form4_1741125496.xml · derivative · entry 3

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: These PSUs vested on February 28, 2025, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F3 · derivative.expiration_date: These PSUs vested on February 28, 2025, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:58 UTC Perella Weinberg Partners PWP · Entity 988 Exercise / conversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001777835-25-000058 · wk-form4_1741125496.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2025 Filed Feb 27, 2025 12:27 UTC Perella Weinberg Partners PWP · Entity 988 Tax withholdingClass A Common Stock 6,999 $23.49 $164,406.51
Disclosure

SEC source: 0001777835-25-000045 · wk-form4_1740659222.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,148

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 14, 2025 Filed Feb 20, 2025 01:48 UTC Perella Weinberg Partners PWP · Entity 988 GrantClass A Common Stock 76,398 $0.00 $0.00
Disclosure

SEC source: 0001777835-25-000041 · wk-form4_1740016096.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,147

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

Read SEC document
December 31, 2024 Filed Jan 24, 2025 02:12 UTC Perella Weinberg Partners PWP · Entity 988 Tax withholdingClass A Common Stock 1,730 $23.66 $40,931.80
Disclosure

SEC source: 0001777835-25-000017 · wk-form4_1737684716.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,749

F1 · shares: Represents deemed disposition of unvested restricted stock units to the Issuer to satisfy tax withholding obligations in connection with the reporting person becoming retirement eligible.

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December 10, 2024 Filed Dec 12, 2024 21:35 UTC Perella Weinberg Partners PWP · Entity 988 SaleClass A Common Stock 32,943 $24.87 $819,292.41
Disclosure

SEC source: 0001777835-24-000207 · wk-form4_1734039326.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,479

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging between $24.57-$25.27, inclusive. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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September 03, 2024 Filed Sep 5, 2024 01:51 UTC Perella Weinberg Partners PWP · Entity 988 Tax withholdingClass A Common Stock 15,315 $19.55 $299,408.25
Disclosure

SEC source: 0001777835-24-000153 · wk-form4_1725500805.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,422

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 01:51 UTC Perella Weinberg Partners PWP · Entity 988 Exercise / conversionPerformance-Based Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000153 · wk-form4_1725500805.xml · derivative · entry 3

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.exercise_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F3 · derivative.expiration_date: These PSUs vested on August 31, 2024, upon the achievement of certain service-based and performance-based vesting conditions.

F4 · derivative.expiration_date: The PSUs granted on August 31, 2021 vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

Read SEC document
August 31, 2024 Filed Sep 5, 2024 01:51 UTC Perella Weinberg Partners PWP · Entity 988 Exercise / conversionClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000153 · wk-form4_1725500805.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:12 UTC Perella Weinberg Partners PWP · Entity 988 Exercise / conversionPWP Holdings LP Common Units · Derivative 394,055 $15.17 $5,977,814.35
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · derivative · entry 6

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,358

Underlying: Class A Common Stock · 394,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F1 · kind: Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-1 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.

F4 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F4 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:12 UTC Perella Weinberg Partners PWP · Entity 988 Exercise / conversionClass B-1 Common Stock · Derivative 394,055 $0.02 $7,881.10
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · derivative · entry 5

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · PWP VoteCo Professionals LP

Disclosed balance after: 575,358

Underlying: Class A Common Stock · 394.055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F1 · kind: Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-1 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.

F3 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F3 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:12 UTC Perella Weinberg Partners PWP · Entity 988 Disposition to issuerClass A Common Stock 394.055 $15.17 $5,977.81
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · nonDerivative · entry 4

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,737

F2 · kind: Reflects the settlement of the exchange of PWP OpCo Units and Class B-1 Shares, as applicable, for cash.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:12 UTC Perella Weinberg Partners PWP · Entity 988 Disposition to issuerClass A Common Stock 394,055 $15.17 $5,977,814.35
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · nonDerivative · entry 3

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,131

F2 · kind: Reflects the settlement of the exchange of PWP OpCo Units and Class B-1 Shares, as applicable, for cash.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:12 UTC Perella Weinberg Partners PWP · Entity 988 Exercise / conversionClass A Common Stock 394.055 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-1 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:12 UTC Perella Weinberg Partners PWP · Entity 988 Exercise / conversionClass A Common Stock 394,055 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000111 · wk-form4_1716250317.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects an exchange of PWP OpCo Units (as defined below) for an equal number of Class A Shares (as defined below). In connection with the exchange, an equal number of Class B-1 Shares (as defined below) were surrendered to the Issuer and converted into Class A Shares at a conversion rate of 0.001 Class A Share for one Class B Share.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 20:47 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 1,400 $0.00 Strike: $274.51 $0.00
Disclosure

SEC source: 0001209191-24-004637 · doc4.xml · derivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,400 shares

Expires 2034-03-05

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/06/2026 and the remaining fifty percent become exercisable on 03/06/2027.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 20:47 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 310 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004637 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,496

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

Read SEC document
March 04, 2024 Filed Mar 7, 2024 21:21 UTC Perella Weinberg Partners PWP · Entity 988 Tax withholdingClass A Common Stock 6,424 $13.54 $86,980.96
Disclosure

SEC source: 0001777835-24-000051 · wk-form4_1709846497.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,737

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 02:34 UTC Perella Weinberg Partners PWP · Entity 988 Tax withholdingClass A Common Stock 2,609 $12.97 $33,838.73
Disclosure

SEC source: 0001777835-24-000038 · wk-form4_1709001221.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,161

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:03 UTC Perella Weinberg Partners PWP · Entity 988 GrantClass A Common Stock 25,164 $0.00 $0.00
Disclosure

SEC source: 0001777835-24-000027 · wk-form4_1708470199.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,770

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

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December 29, 2023 Filed Jan 24, 2025 02:12 UTC Perella Weinberg Partners PWP · Entity 988 Tax withholdingClass A Common Stock 702 $12.44 $8,732.88
Disclosure

SEC source: 0001777835-25-000017 · wk-form4_1737684716.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,479

F1 · shares: Represents deemed disposition of unvested restricted stock units to the Issuer to satisfy tax withholding obligations in connection with the reporting person becoming retirement eligible.

F2 · balance_after: The total number of shares reported in Column 5 reflects both the reported transaction and the transactions reported in subsequent Forms 4, as well as 702 shares of Class A common stock underreported in previous Forms 4.

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December 18, 2023 Filed Dec 20, 2023 18:58 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 124 $251.04 $31,128.96
Disclosure

SEC source: 0001209191-23-059314 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,186

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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September 18, 2023 Filed Sep 20, 2023 19:31 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 140 $222.80 $31,192.00
Disclosure

SEC source: 0001209191-23-050138 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,062

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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June 16, 2023 Filed Jun 20, 2023 19:16 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 146 $213.80 $31,214.80
Disclosure

SEC source: 0001209191-23-038326 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,922

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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March 16, 2023 Filed Mar 20, 2023 21:35 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 145 $215.31 $31,219.95
Disclosure

SEC source: 0001209191-23-020088 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,776

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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March 08, 2023 Filed Mar 9, 2023 22:18 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 1,780 $0.00 Strike: $227.58 $0.00
Disclosure

SEC source: 0001209191-23-017602 · doc4.xml · derivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires 2033-03-07

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/08/2025 and the remaining fifty percent become exercisable on 03/08/2026.

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March 08, 2023 Filed Mar 9, 2023 22:18 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017602 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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March 04, 2023 Filed Mar 7, 2023 21:17 UTC Perella Weinberg Partners PWP · Entity 988 Tax withholdingClass A Common Stock 4,241 $10.13 $42,961.33
Disclosure

SEC source: 0001777835-23-000056 · wf-form4_167822381463977.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,308

F1 · shares: Represents deemed disposition of shares of Class A common stock to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units.

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February 24, 2023 Filed Mar 1, 2023 01:04 UTC Perella Weinberg Partners PWP · Entity 988 GrantClass A Common Stock 19,802 $0.00 $0.00
Disclosure

SEC source: 0001777835-23-000034 · wf-form4_167763265631869.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,549

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

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March 04, 2022 Filed Mar 8, 2022 23:30 UTC Perella Weinberg Partners PWP · Entity 988 GrantClass A Common Stock 37,747 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009992 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,747

F1 · shares: Represents a grant of restricted stock units, which will vest based on the achievement of service-based vesting conditions that are satisfied in three equal installments on the first, second and third anniversaries of the grant date.

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March 02, 2022 Filed Mar 4, 2022 21:46 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 2,190 $0.00 Strike: $232.90 $0.00
Disclosure

SEC source: 0001209191-22-016313 · doc4.xml · derivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

Underlying: Common Stock · 2,190 shares

Expires 2032-03-01

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/02/2024 and the remaining fifty percent become exercisable on 03/02/2025.

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March 02, 2022 Filed Mar 4, 2022 21:46 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016313 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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December 16, 2021 Filed Dec 20, 2021 21:12 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 115 $204.85 $23,557.75
Disclosure

SEC source: 0001209191-21-070552 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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September 16, 2021 Filed Sep 20, 2021 19:26 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 120 $197.77 $23,732.40
Disclosure

SEC source: 0001209191-21-056845 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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August 31, 2021 Filed Sep 10, 2021 20:48 UTC Perella Weinberg Partners PWP · Entity 988 GrantPerformance-Based Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055472 · doc4.xml · derivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Class A common stock. PSUs vest based on the achievement of (i) service-based vesting conditions that are satisfied in five equal installments on the 36, 42, 48, 54 and 60 month anniversaries of the grant date and (ii) performance-based vesting conditions that are satisfied upon the achievement of closing stock price hurdles for 20 out of any 30 consecutive trading days equal to $12, $13.50, $15 and $17, in each case prior to the sixth anniversary of the grant date.

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June 24, 2021 Filed Jun 29, 2021 01:15 UTC Perella Weinberg Partners PWP · Entity 988 GrantPWP Holdings LP Common Units · Derivative 969,413 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026383 · doc4.xml · derivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · PWP Professional Partners LP

Disclosed balance after: 969,413

Underlying: Class A Common Stock · 969,413 shares

Expires not disclosed

F3 · derivative.exercise_price: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F3 · derivative.exercise_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F3 · derivative.expiration_date: Subject to certain lock-up periods, PWP OpCo Units, upon the surrender of an equal number of Class B-1 Shares, may be exchanged for Class A Shares on a one-for-one basis or, at the option of the Issuer, for an equivalent amount of cash. PWP OpCo Units do not expire.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein.

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June 24, 2021 Filed Jun 29, 2021 01:15 UTC Perella Weinberg Partners PWP · Entity 988 GrantClass B-1 Common Stock · Derivative 969,413 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-026383 · doc4.xml · derivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · PWP Professional Partners LP

Disclosed balance after: 969,413

Underlying: Class A Common Stock · 969.413 shares

Expires not disclosed

F1 · derivative.exercise_price: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F1 · derivative.exercise_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F1 · derivative.expiration_date: Concurrently with an exchange of PWP Holdings LP Common Units (which represent Class A partnership units of PWP Holdings LP) ("PWP OpCo Units") for shares of Class A common stock ("Class A Shares") or cash by a PWP Holdings LP unitholder ("Unitholder") who also holds shares of Class B-1 common stock ("Class B-1 Shares"), such Unitholder will be required to surrender to the Issuer a number of Class B-1 Shares equal to the number of PWP OpCo Units exchanged, and such Class B-1 Shares will be converted into Class A Shares or, at the option of the Issuer, for an equivalent amount of cash, which will be delivered to such Unitholder at a conversion rate of 0.001 Class A Share for one Class B-1 Share.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities held by PWP Professional Partners LP, except to the extent of his pecuniary interest therein.

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June 16, 2021 Filed Jun 21, 2021 16:38 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 123 $192.15 $23,634.45
Disclosure

SEC source: 0001209191-21-041891 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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March 16, 2021 Filed Mar 18, 2021 18:42 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 58 $175.48 $10,177.84
Disclosure

SEC source: 0001209191-21-021735 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

F1 · kind: Reflects stock received in lieu of director fees in accordance with outside directors' compensation program.

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March 03, 2021 Filed Mar 5, 2021 14:21 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 2,770 $0.00 Strike: $168.56 $0.00
Disclosure

SEC source: 0001209191-21-018076 · doc4.xml · derivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires 2031-03-02

F2 · derivative.exercise_date: Fifty percent become exercisable on 03/03/2023 and the remaining fifty percent become exercisable on 03/03/2024.

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March 03, 2021 Filed Mar 5, 2021 14:21 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018076 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475

F1 · kind: Represents shares of restricted stock subject to service-based vesting that will be released three years after the grant date.

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September 10, 2018 Filed Sep 12, 2018 22:55 UTC Cadence Bancorporation CADE · Entity 134036 OtherClass A Common Stock, par value $0.01 per share 569,659 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-024335 · doc4.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,659

F1 · shares: Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by the Reporting Person in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration.

F1 · price: Represents shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") of Cadence Bancorporation received by the Reporting Person in a pro rata in-kind distribution of shares of Class A Common Stock held by Cadence Bancorp, LLC to its unitholders, without consideration.

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January 23, 2004 Filed Jan 26, 2004 21:15 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,989 $99.78 $1,096,449.45
Disclosure

SEC source: 0000769993-04-000041 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,329

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January 22, 2004 Filed Jan 26, 2004 21:15 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,989 $101.23 $1,112,440.65
Disclosure

SEC source: 0000769993-04-000041 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,318

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January 21, 2004 Filed Jan 22, 2004 21:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,988 $100.67 $1,106,112.51
Disclosure

SEC source: 0000769993-04-000037 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,307

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January 20, 2004 Filed Jan 22, 2004 21:09 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,989 $100.10 $1,100,036.26
Disclosure

SEC source: 0000769993-04-000037 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984,295

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January 16, 2004 Filed Jan 20, 2004 21:41 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,988 $100.71 $1,106,566.32
Disclosure

SEC source: 0000769993-04-000033 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,284

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January 15, 2004 Filed Jan 20, 2004 21:41 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,989 $101.14 $1,111,430.76
Disclosure

SEC source: 0000769993-04-000033 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,272

Read SEC document
January 14, 2004 Filed Jan 15, 2004 21:24 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,988 $99.01 $1,087,898.81
Disclosure

SEC source: 0000769993-04-000031 · steeleep_ex.xml · nonDerivative · entry 2

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,017,261

Read SEC document
January 13, 2004 Filed Jan 15, 2004 21:24 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 10,988 $97.50 $1,071,313.52
Disclosure

SEC source: 0000769993-04-000031 · steeleep_ex.xml · nonDerivative · entry 1

STEEL ROBERT K · CIK 0001180592 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,249

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.