Institutional portfolios / 13F

3D ASSET MANAGEMENT, INC

A closer look at the portfolio, one quarter at a time.

Reported portfolio value: $359,600,000
Positions: 76
Top 5 weight: 44.1%

View SEC filing · Published 2020-11-06 21:23 UTC

Inside the portfolio

Reported holdings

By portfolio value ↓

Quarterly comparison unavailable: complete reports and corporate-action evidence are required. Reported holdings remain available below.

Security	Shares / principal	Reported value	Weight	Adjusted quarterly change
VANGUARD INDEX FDSVALUE ETF Holding details Reported CUSIP: 922908744 Issuer filings on SEC Reported row 68 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	373,037 SH	$38,986,000	10.84%10.84%	—Comparison unavailable
J P MORGAN EXCHANGE-TRADED FUS QUALTY FCTR Holding details Reported CUSIP: 46641Q761 Issuer filings on SEC Reported row 45 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	1,022,057 SH	$33,166,000	9.22%9.22%	—Comparison unavailable
FLEXSHARES TRQLT DIV DEF IDX Holding details Reported CUSIP: 33939L845 Issuer filings on SEC Reported row 20 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	740,612 SH	$32,742,000	9.11%9.11%	—Comparison unavailable
WISDOMTREE TRYIELD ENHANCD US Holding details Reported CUSIP: 97717X511 Issuer filings on SEC Reported row 73 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	579,617 SH	$31,195,000	8.67%8.67%	—Comparison unavailable
GOLDMAN SACHS ETF TRACTIVEBETA INT Holding details Reported CUSIP: 381430107 Issuer filings on SEC Reported row 26 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	804,573 SH	$22,649,000	6.30%6.30%	—Comparison unavailable
WISDOMTREE TRUS MIDCAP FUND Holding details Reported CUSIP: 97717W570 Issuer filings on SEC Reported row 75 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	649,870 SH	$22,219,000	6.18%6.18%	—Comparison unavailable
FLEXSHARES TRINTL QLTDV IDX Holding details Reported CUSIP: 33939L837 Issuer filings on SEC Reported row 21 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	1,058,132 SH	$21,882,000	6.09%6.09%	—Comparison unavailable
WISDOMTREE TRINTL SMCAP DIV Holding details Reported CUSIP: 97717W760 Issuer filings on SEC Reported row 74 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	320,308 SH	$19,186,000	5.34%5.34%	—Comparison unavailable
FIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT Holding details Reported CUSIP: 33739Q200 Issuer filings on SEC Reported row 11 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	295,918 SH	$15,293,000	4.25%4.25%	—Comparison unavailable
WISDOMTREE TREM MKTS QTLY DIV Holding details Reported CUSIP: 97717W323 Issuer filings on SEC Reported row 71 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	579,751 SH	$14,030,000	3.90%3.90%	—Comparison unavailable
WISDOMTREE TRUS SMALLCAP FUND Holding details Reported CUSIP: 97717W562 Issuer filings on SEC Reported row 76 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	450,142 SH	$13,446,000	3.74%3.74%	—Comparison unavailable
ISHARES TRMSCI INTL VLU FT Holding details Reported CUSIP: 46435G409 Issuer filings on SEC Reported row 40 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	598,364 SH	$11,710,000	3.26%3.26%	—Comparison unavailable
WISDOMTREE TREMG MKTS SMCAP Holding details Reported CUSIP: 97717W281 Issuer filings on SEC Reported row 72 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	256,478 SH	$10,605,000	2.95%2.95%	—Comparison unavailable
FIRST TR EXCHNG TRADED FD VIVEST US DEEP Holding details Reported CUSIP: 33740F854 Issuer filings on SEC Reported row 12 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	277,954 SH	$8,846,000	2.46%2.46%	—Comparison unavailable
ETFS TRBBRG ALL COMD K1 Holding details Reported CUSIP: 003261104 Reported row 8 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	419,111 SH	$8,345,000	2.32%2.32%	—Comparison unavailable
J P MORGAN EXCHANGE-TRADED FULTRA SHT MUNCPL Holding details Reported CUSIP: 46641Q654 Issuer filings on SEC Reported row 44 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	142,284 SH	$7,255,000	2.02%2.02%	—Comparison unavailable
DBX ETF TRXTRACK MUN INFRA Holding details Reported CUSIP: 233051705 Issuer filings on SEC Reported row 7 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	246,139 SH	$6,983,000	1.94%1.94%	—Comparison unavailable
FLEXSHARES TRGLB QLT R/E IDX Holding details Reported CUSIP: 33939L787 Issuer filings on SEC Reported row 16 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	110,208 SH	$5,784,000	1.61%1.61%	—Comparison unavailable
FLEXSHARES TRHIG YLD VL ETF Holding details Reported CUSIP: 33939L662 Issuer filings on SEC Reported row 18 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	68,525 SH	$3,186,000	0.89%0.89%	—Comparison unavailable
JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI Holding details Reported CUSIP: 47804J206 Reported row 47 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	75,199 SH	$2,829,000	0.79%0.79%	—Comparison unavailable
FIRST TR EXCH TRADED FD IIIMANAGD MUN ETF Holding details Reported CUSIP: 33739N108 Reported row 9 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	42,436 SH	$2,360,000	0.66%0.66%	—Comparison unavailable
ISHARES TRNATIONAL MUN ETF Holding details Reported CUSIP: 464288414 Issuer filings on SEC Reported row 35 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	17,969 SH	$2,083,000	0.58%0.58%	—Comparison unavailable
AMERICAN CENTY ETF TRDIVERSIFIED MU Holding details Reported CUSIP: 025072505 Reported row 2 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	37,961 SH	$2,034,000	0.57%0.57%	—Comparison unavailable
INVESCO EXCH TRD SLF IDX FDBULSHS 2025 CB Holding details Reported CUSIP: 46138J825 Issuer filings on SEC Reported row 29 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	55,369 SH	$1,238,000	0.34%0.34%	—Comparison unavailable
FLEXSHARES TRCRE SLCT BD FD Holding details Reported CUSIP: 33939L670 Issuer filings on SEC Reported row 17 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	45,088 SH	$1,213,000	0.34%0.34%	—Comparison unavailable
ISHARES TRMSCI USA MMENTM Holding details Reported CUSIP: 46432F396 Issuer filings on SEC Reported row 37 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	6,804 SH	$1,003,000	0.28%0.28%	—Comparison unavailable
VANGUARD INDEX FDSMCAP GR IDXVIP Holding details Reported CUSIP: 922908538 Issuer filings on SEC Reported row 67 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	5,538 SH	$998,000	0.28%0.28%	—Comparison unavailable
INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB Holding details Reported CUSIP: 46138J866 Issuer filings on SEC Reported row 31 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	40,272 SH	$878,000	0.24%0.24%	—Comparison unavailable
FLEXSHARES TRUS QUALITY CAP Holding details Reported CUSIP: 33939L746 Issuer filings on SEC Reported row 14 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	20,082 SH	$737,000	0.20%0.20%	—Comparison unavailable
ISHARES TRCORE S&P500 ETF Holding details Reported CUSIP: 464287200 Issuer filings on SEC Reported row 38 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	1,977 SH	$664,000	0.18%0.18%	—Comparison unavailable
INVESCO QQQ TRUNIT SER 1 Holding details Reported CUSIP: 46090E103 Issuer filings on SEC Reported row 32 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	2,248 SH	$624,000	0.17%0.17%	—Comparison unavailable
GLOBAL X FDSRBTCS ARTFL INTE Holding details Reported CUSIP: 37954Y715 Issuer filings on SEC Reported row 23 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	21,482 SH	$599,000	0.17%0.17%	—Comparison unavailable
FLEXSHARES TRM STAR DEV MKT Holding details Reported CUSIP: 33939L803 Issuer filings on SEC Reported row 13 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	10,408 SH	$583,000	0.16%0.16%	—Comparison unavailable
SELECT SECTOR SPDR TRTECHNOLOGY Holding details Reported CUSIP: 81369Y803 Issuer filings on SEC Reported row 54 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	4,865 SH	$568,000	0.16%0.16%	—Comparison unavailable
SPDR INDEX SHS FDSS&P INTL SMLCP Holding details Reported CUSIP: 78463X871 Issuer filings on SEC Reported row 62 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	18,561 SH	$564,000	0.16%0.16%	—Comparison unavailable
SPDR INDEX SHS FDSPORTFOLIO EMG MK Holding details Reported CUSIP: 78463X509 Issuer filings on SEC Reported row 61 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	15,271 SH	$558,000	0.16%0.16%	—Comparison unavailable
INVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB Holding details Reported CUSIP: 46138J882 Issuer filings on SEC Reported row 30 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	22,358 SH	$488,000	0.14%0.14%	—Comparison unavailable
ISHARES TRMSCI USA MIN VOL Holding details Reported CUSIP: 46429B697 Issuer filings on SEC Reported row 33 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	7,587 SH	$483,000	0.13%0.13%	—Comparison unavailable
ISHARES TR0-5 YR TIPS ETF Holding details Reported CUSIP: 46429B747 Issuer filings on SEC Reported row 43 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	4,185 SH	$436,000	0.12%0.12%	—Comparison unavailable
JACOBS ENGR GROUP INCCOM · J Holding details Reported CUSIP: 469814107 Issuer filings on SEC Reported row 46 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	4,485 SH	$416,000	0.12%0.12%	—Comparison unavailable
SELECT SECTOR SPDR TRSBI HEALTHCARE Holding details Reported CUSIP: 81369Y209 Issuer filings on SEC Reported row 59 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	3,841 SH	$405,000	0.11%0.11%	—Comparison unavailable
ISHARES TRMSCI INTL MOMENT Holding details Reported CUSIP: 46434V449 Issuer filings on SEC Reported row 34 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	11,866 SH	$403,000	0.11%0.11%	—Comparison unavailable
CANOPY GROWTH CORPCOM · CGC Holding details Reported CUSIP: 138035100 Issuer filings on SEC Reported row 5 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	27,651 SH	$396,000	0.11%0.11%	—Comparison unavailable
APPLE INCCOM · AAPL Holding details Reported CUSIP: 037833100 Issuer filings on SEC Reported row 3 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	3,378 SH	$391,000	0.11%0.11%	—Comparison unavailable
SELECT SECTOR SPDR TRSBI CONS DISCR Holding details Reported CUSIP: 81369Y407 Issuer filings on SEC Reported row 58 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	2,656 SH	$390,000	0.11%0.11%	—Comparison unavailable
SELECT SECTOR SPDR TRSBI INT-UTILS Holding details Reported CUSIP: 81369Y886 Issuer filings on SEC Reported row 55 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	6,400 SH	$380,000	0.11%0.11%	—Comparison unavailable
SPDR SER TRPORTFOLIO SHORT Holding details Reported CUSIP: 78464A474 Issuer filings on SEC Reported row 64 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	11,959 SH	$375,000	0.10%0.10%	—Comparison unavailable
SELECT SECTOR SPDR TRCOMMUNICATION Holding details Reported CUSIP: 81369Y852 Issuer filings on SEC Reported row 60 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	6,268 SH	$372,000	0.10%0.10%	—Comparison unavailable
ISHARES TRS&P SML 600 GWT Holding details Reported CUSIP: 464287887 Issuer filings on SEC Reported row 39 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	2,028 SH	$358,000	0.10%0.10%	—Comparison unavailable
SELECT SECTOR SPDR TRSBI CONS STPLS Holding details Reported CUSIP: 81369Y308 Issuer filings on SEC Reported row 56 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	5,236 SH	$336,000	0.09%0.09%	—Comparison unavailable
SELECT SECTOR SPDR TRSBI INT-FINL Holding details Reported CUSIP: 81369Y605 Issuer filings on SEC Reported row 52 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	13,965 SH	$336,000	0.09%0.09%	—Comparison unavailable
SELECT SECTOR SPDR TRSBI INT-INDS Holding details Reported CUSIP: 81369Y704 Issuer filings on SEC Reported row 53 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	4,271 SH	$329,000	0.09%0.09%	—Comparison unavailable
SPDR SER TRS&P KENSHO INTLG Holding details Reported CUSIP: 78468R697 Issuer filings on SEC Reported row 63 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	10,038 SH	$325,000	0.09%0.09%	—Comparison unavailable
BERKSHIRE HATHAWAY INC DELCL A · BRK.A Holding details Reported CUSIP: 084670108 Issuer filings on SEC Reported row 4 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	1 SH	$320,000	0.09%0.09%	—Comparison unavailable
SCOTTS MIRACLE GRO COCL A · SMG Holding details Reported CUSIP: 810186106 Issuer filings on SEC Reported row 49 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	2,090 SH	$320,000	0.09%0.09%	—Comparison unavailable
SPDR SER TRS&P KENSHO FUTRE Holding details Reported CUSIP: 78468R671 Issuer filings on SEC Reported row 65 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	8,511 SH	$316,000	0.09%0.09%	—Comparison unavailable
ISHARES TRIBOXX INV CP ETF Holding details Reported CUSIP: 464287242 Issuer filings on SEC Reported row 42 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	2,281 SH	$307,000	0.09%0.09%	—Comparison unavailable
NUSHARES ETF TRNUVEEN ESG LRGCP Holding details Reported CUSIP: 67092P201 Reported row 48 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	5,886 SH	$300,000	0.08%0.08%	—Comparison unavailable
ISHARES TRRUS 1000 VAL ETF Holding details Reported CUSIP: 464287598 Issuer filings on SEC Reported row 41 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	2,497 SH	$295,000	0.08%0.08%	—Comparison unavailable
INVESCO EXCH TRD SLF IDX FDBULSHS 2021 CB Holding details Reported CUSIP: 46138J700 Issuer filings on SEC Reported row 28 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	13,781 SH	$294,000	0.08%0.08%	—Comparison unavailable
SELECT SECTOR SPDR TRSBI MATERIALS Holding details Reported CUSIP: 81369Y100 Issuer filings on SEC Reported row 51 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	4,518 SH	$288,000	0.08%0.08%	—Comparison unavailable
SELECT SECTOR SPDR TRRL EST SEL SEC Holding details Reported CUSIP: 81369Y860 Issuer filings on SEC Reported row 50 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	8,021 SH	$283,000	0.08%0.08%	—Comparison unavailable
FLEXSHARES TRMORNSTAR USMKT Holding details Reported CUSIP: 33939L100 Issuer filings on SEC Reported row 22 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	2,225 SH	$272,000	0.08%0.08%	—Comparison unavailable
GLOBAL X FDSCONSCIOUS COS Holding details Reported CUSIP: 37954Y731 Issuer filings on SEC Reported row 24 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	10,487 SH	$255,000	0.07%0.07%	—Comparison unavailable
FLEXSHARES TRCUR HDG EM IDX Holding details Reported CUSIP: 33939L712 Issuer filings on SEC Reported row 19 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	9,180 SH	$250,000	0.07%0.07%	—Comparison unavailable
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF Holding details Reported CUSIP: 921943858 Issuer filings on SEC Reported row 69 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	6,122 SH	$250,000	0.07%0.07%	—Comparison unavailable
ALPS ETF TRCLEAN ENERGY Holding details Reported CUSIP: 00162Q460 Issuer filings on SEC Reported row 1 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	4,305 SH	$239,000	0.07%0.07%	—Comparison unavailable
FIRST TR EXCH TRD ALPHDX FDEM SML CP ALPH Holding details Reported CUSIP: 33737J307 Issuer filings on SEC Reported row 10 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	7,097 SH	$238,000	0.07%0.07%	—Comparison unavailable
WISDOMTREE TREMERG CUR STR FD Holding details Reported CUSIP: 97717W133 Issuer filings on SEC Reported row 70 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	13,191 SH	$228,000	0.06%0.06%	—Comparison unavailable
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL Holding details Reported CUSIP: 46138E354 Issuer filings on SEC Reported row 27 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	4,155 SH	$223,000	0.06%0.06%	—Comparison unavailable
GLOBAL X FDSCYBRSCURTY ETF Holding details Reported CUSIP: 37954Y384 Issuer filings on SEC Reported row 25 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	10,119 SH	$220,000	0.06%0.06%	—Comparison unavailable
SELECT SECTOR SPDR TRENERGY Holding details Reported CUSIP: 81369Y506 Issuer filings on SEC Reported row 57 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	7,138 SH	$214,000	0.06%0.06%	—Comparison unavailable
CONSTELLATION BRANDS INCCL A · STZ Holding details Reported CUSIP: 21036P108 Issuer filings on SEC Reported row 6 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	1,125 SH	$213,000	0.06%0.06%	—Comparison unavailable
FLEXSHARES TRMSTAR EMKT FAC Holding details Reported CUSIP: 33939L308 Issuer filings on SEC Reported row 15 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	4,385 SH	$209,000	0.06%0.06%	—Comparison unavailable
ISHARES TRRUS 2000 GRW ETF Holding details Reported CUSIP: 464287648 Issuer filings on SEC Reported row 36 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	915 SH	$203,000	0.06%0.06%	—Comparison unavailable
SPINNAKER ETF SERIESCANNABIS ETF Holding details Reported CUSIP: 84858T400 Reported row 66 · 0001085146-20-002794 Quarterly change unavailable. Security identity or split coverage is incomplete.	24,457 SH	$203,000	0.06%0.06%	—Comparison unavailable

3D ASSET MANAGEMENT, INC

Q3 2020

Reported holdings