ZVRA

SEC source: 0001437749-23-013125 · rdgdoc.xml · derivative · entry 1

Plooster Matthew R · CIK 0001638364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,200

Underlying: Common Stock · 49,200 shares

Expires 2033-04-24

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the Nasdaq Global Select Market on the date of grant, April 25, 2023.

F2 · shares: This grant was awarded as compensation for the Reporting Person's service on the Issuer's board of directors pursuant to the Issuer's eighth amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the first anniversary of the date of grant, (ii) one day prior to the date of the first annual meeting of the Issuer's stockholders following the date of grant or (iii) immediately prior to a change in control of the Issuer, subject in each case to the Reporting Person's continued service on such vesting date.

SEC source: 0001437749-23-013124 · rdgdoc.xml · derivative · entry 1

FAVORITO TAMARA A · CIK 0001288232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,200

Underlying: Common Stock · 39,200 shares

Expires 2033-04-24

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the Nasdaq Global Select Market on the date of grant, April 25, 2023.

F2 · shares: This grant was awarded as compensation for the Reporting Person's service on the Issuer's board of directors pursuant to the Issuer's eighth amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the first anniversary of the date of grant, (ii) one day prior to the date of the first annual meeting of the Issuer's stockholders following the date of grant or (iii) immediately prior to a change in control of the Issuer, subject in each case to the Reporting Person's continued service on such vesting date.

SEC source: 0001437749-23-013123 · rdgdoc.xml · derivative · entry 1

DIXON WENDY L · CIK 0001202283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2033-04-24

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the Nasdaq Global Select Market on the date of grant, April 25, 2023.

F2 · shares: This grant was awarded as compensation for the Reporting Person's service on the Issuer's board of directors.

F3 · derivative.exercise_date: 33.33% of the total shares subject to the option vest in equal annual installments beginning one day prior to the date of the first annual meeting of the Issuer's stockholders following the day of grant and continuing for the next two annual meeting of the Issuer's stockholders, such that the option will be fully vested one day prior to the date of the third annual meeting of the Issuer's stockholders following the day of the grant, provided that at the relevant vesting dates such optionee's directorial relationship has not been terminated as defined in and as determined under the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer.

SEC source: 0001437749-23-007397 · rdgdoc.xml · nonDerivative · entry 1

SEYMOUR TAMARA A · CIK 0001288232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719

SEC source: 0001437749-23-006771 · rdgdoc.xml · nonDerivative · entry 1

Schafer Joshua · CIK 0001945557 · CCO & EVP, Bus. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

SEC source: 0001437749-23-006277 · rdgdoc.xml · nonDerivative · entry 1

Clifton R. LaDuane · CIK 0001488774 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,002

SEC source: 0001437749-23-006278 · rdgdoc.xml · nonDerivative · entry 2

Sangiovanni Timothy J. · CIK 0001698328 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,449

SEC source: 0001437749-23-006278 · rdgdoc.xml · nonDerivative · entry 1

Sangiovanni Timothy J. · CIK 0001698328 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,349

SEC source: 0001437749-23-006280 · rdgdoc.xml · nonDerivative · entry 1

Plooster Matthew R · CIK 0001638364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.1166 to $4.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.direct: Held jointly with spouse.

SEC source: 0001437749-23-006276 · rdgdoc.xml · nonDerivative · entry 1

Tierney David S · CIK 0001292636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,835

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.11 to $4.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-23-006274 · rdgdoc.xml · nonDerivative · entry 1

Pascoe Richard W · CIK 0001343266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,973

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.16 to $4.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001437749-23-001060 · rdgdoc.xml · nonDerivative · entry 2

Clifton R. LaDuane · CIK 0001488774 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,277

SEC source: 0001437749-23-001060 · rdgdoc.xml · nonDerivative · entry 1

Clifton R. LaDuane · CIK 0001488774 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,252

SEC source: 0001437749-23-001059 · rdgdoc.xml · nonDerivative · entry 1

Pascoe Richard W · CIK 0001343266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,973

SEC source: 0001437749-23-000919 · rdgdoc.xml · derivative · entry 1

Clifton R. LaDuane · CIK 0001488774 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,726

Underlying: Common Stock · 459,726 shares

Expires 2033-01-08

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on January 6, 2024 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-23-000917 · rdgdoc.xml · derivative · entry 1

Mickle Christal M M · CIK 0001638366 · Chief Product Dev. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-01-08

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on January 6, 2024 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-23-000916 · rdgdoc.xml · derivative · entry 1

Guenther Sven · CIK 0001638368 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,000

Underlying: Common Stock · 306,000 shares

Expires 2033-01-08

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on January 6, 2024 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-23-000915 · rdgdoc.xml · derivative · entry 1

Schafer Joshua · CIK 0001945557 · CCO & EVP, Bus. Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2033-01-08

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's 2023 Employment Inducement Award Plan (the "Plan"). 25% of the shares will vest on January 6, 2024 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-23-000914 · rdgdoc.xml · derivative · entry 1

Pascoe Richard W · CIK 0001343266 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2033-01-08

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on January 6, 2024 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-23-000913 · rdgdoc.xml · derivative · entry 1

Sangiovanni Timothy J. · CIK 0001698328 · SVP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,986

Underlying: Common Stock · 136,986 shares

Expires 2033-01-08

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on January 6, 2024 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-22-023512 · rdgdoc.xml · nonDerivative · entry 2

Clifton R. LaDuane · CIK 0001488774 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,109

SEC source: 0001437749-22-023512 · rdgdoc.xml · nonDerivative · entry 1

Clifton R. LaDuane · CIK 0001488774 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

SEC source: 0001437749-22-016303 · rdgdoc.xml · derivative · entry 1

Tierney David S · CIK 0001292636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-27

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the Nasdaq Global Select Market on the date of grant, June 28, 2022.

F2 · shares: This grant was awarded as compensation for the Reporting Person's service on the Issuer's board of directors pursuant to the Issuer's seventh amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the first anniversary of the date of grant, (ii) one day prior to the date of the first annual meeting of the Issuer's stockholders following the date of grant or (iii) immediately prior to a change in control of the Issuer, subject in each case to the Reporting Person's continued service on such vesting date.

SEC source: 0001437749-22-016302 · rdgdoc.xml · derivative · entry 1

Saluri Joseph · CIK 0001512131 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-27

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the Nasdaq Global Select Market on the date of grant, June 28, 2022.

F2 · shares: This grant was awarded as compensation for the Reporting Person's service on the Issuer's board of directors pursuant to the Issuer's seventh amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the first anniversary of the date of grant, (ii) one day prior to the date of the first annual meeting of the Issuer's stockholders following the date of grant or (iii) immediately prior to a change in control of the Issuer, subject in each case to the Reporting Person's continued service on such vesting date.

SEC source: 0001437749-22-016301 · rdgdoc.xml · derivative · entry 1

Plooster Matthew R · CIK 0001638364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-27

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the Nasdaq Global Select Market on the date of grant, June 28, 2022.

F2 · shares: This grant was awarded as compensation for the Reporting Person's service on the Issuer's board of directors pursuant to the Issuer's seventh amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the first anniversary of the date of grant, (ii) one day prior to the date of the first annual meeting of the Issuer's stockholders following the date of grant or (iii) immediately prior to a change in control of the Issuer, subject in each case to the Reporting Person's continued service on such vesting date.

SEC source: 0001437749-22-016300 · rdgdoc.xml · derivative · entry 1

SEYMOUR TAMARA A · CIK 0001288232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2032-06-27

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the Nasdaq Global Select Market on the date of grant, June 28, 2022.

F2 · shares: This grant was awarded as compensation for the Reporting Person's service on the Issuer's board of directors pursuant to the Issuer's seventh amended and restated non-employee director compensation policy.

F3 · derivative.exercise_date: One hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the first anniversary of the date of grant, (ii) one day prior to the date of the first annual meeting of the Issuer's stockholders following the date of grant or (iii) immediately prior to a change in control of the Issuer, subject in each case to the Reporting Person's continued service on such vesting date.

SEC source: 0001437749-22-013570 · rdgdoc.xml · nonDerivative · entry 3

Mickle Travis C · CIK 0001638365 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mickle Investments LLC

Disclosed balance after: 11,034

F1 · ownership.nature: The Reporting Person is the sole manager member of Mickle Investments, LLC.

SEC source: 0001437749-22-013570 · rdgdoc.xml · nonDerivative · entry 2

Mickle Travis C · CIK 0001638365 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,521

SEC source: 0001437749-22-013570 · rdgdoc.xml · nonDerivative · entry 1

Mickle Travis C · CIK 0001638365 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,521

SEC source: 0001437749-22-013706 · rdgdoc.xml · nonDerivative · entry 1

Tierney David S · CIK 0001292636 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

SEC source: 0001437749-22-013468 · rdgdoc.xml · nonDerivative · entry 1

SEYMOUR TAMARA A · CIK 0001288232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

SEC source: 0001437749-22-012932 · rdgdoc.xml · nonDerivative · entry 1

Clifton R. LaDuane · CIK 0001488774 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,440

SEC source: 0001437749-22-012945 · rdgdoc.xml · nonDerivative · entry 4

Plooster Matthew R · CIK 0001638364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · ownership.direct: Held jointly with spouse.

SEC source: 0001437749-22-012945 · rdgdoc.xml · nonDerivative · entry 3

Plooster Matthew R · CIK 0001638364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,161

F1 · ownership.direct: Held jointly with spouse.

SEC source: 0001437749-22-012945 · rdgdoc.xml · nonDerivative · entry 2

Plooster Matthew R · CIK 0001638364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

F1 · ownership.direct: Held jointly with spouse.

SEC source: 0001437749-22-012945 · rdgdoc.xml · nonDerivative · entry 1

Plooster Matthew R · CIK 0001638364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,195

F1 · ownership.direct: Held jointly with spouse.

SEC source: 0001437749-22-012933 · rdgdoc.xml · nonDerivative · entry 7

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,285

SEC source: 0001437749-22-012933 · rdgdoc.xml · nonDerivative · entry 6

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,952

SEC source: 0001437749-22-012933 · rdgdoc.xml · nonDerivative · entry 5

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,252

SEC source: 0001437749-22-012933 · rdgdoc.xml · nonDerivative · entry 4

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485

SEC source: 0001437749-22-012933 · rdgdoc.xml · nonDerivative · entry 3

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,085

SEC source: 0001437749-22-012933 · rdgdoc.xml · nonDerivative · entry 2

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

SEC source: 0001437749-22-012933 · rdgdoc.xml · nonDerivative · entry 1

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,585

SEC source: 0001437749-22-002399 · rdgdoc.xml · derivative · entry 1

Clifton R. LaDuane · CIK 0001488774 · CFO, Secretary & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,486

Underlying: Common Stock · 83,486 shares

Expires 2032-01-31

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on February 1, 2023 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-22-002401 · rdgdoc.xml · derivative · entry 1

Sangiovanni Timothy J. · CIK 0001698328 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,092

Underlying: Common Stock · 50,092 shares

Expires 2032-01-31

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on February 1, 2023 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-22-002400 · rdgdoc.xml · derivative · entry 1

Guenther Sven · CIK 0001638368 · EVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,486

Underlying: Common Stock · 83,486 shares

Expires 2032-01-31

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on February 1, 2023 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-22-002398 · rdgdoc.xml · derivative · entry 1

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,286

Underlying: Common Stock · 127,286 shares

Expires 2032-01-31

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on February 1, 2023 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-22-002397 · rdgdoc.xml · derivative · entry 1

Mickle Travis C · CIK 0001638365 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,156

Underlying: Common Stock · 267,156 shares

Expires 2032-01-31

F1 · derivative.exercise_date: Grant to the Reporting Person of a stock option under the Issuer's Amended and Restated 2014 Equity Incentive Plan (the "Plan"). 25% of the shares will vest on February 1, 2023 and the remaining 75% of the shares will vest in equal annual installments thereafter, provided that at the relevant vesting dates such optionee's employment relationship has not been terminated as defined in the Plan. All shares underlying the option will vest in full and become immediately exercisable upon a change of control of the Issuer or if the Reporting Person is terminated without cause or resigns for good reason. The option expires ten years after the date of grant.

SEC source: 0001437749-21-027630 · rdgdoc.xml · nonDerivative · entry 1

Plooster Matthew R · CIK 0001638364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · ownership.direct: Held jointly with spouse.

SEC source: 0001437749-21-027582 · rdgdoc.xml · nonDerivative · entry 1

Pascoe Richard W · CIK 0001343266 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285