ZURA

SEC source: 0001415889-25-004111 · form5-02142025_090206.xml · nonDerivative · entry 3

Badial Verender S. · CIK 0001870327 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,519

F2 · kind: The reported warrants were exchanged for Class A Ordinary Shares ("Ordinary Shares") pursuant to an exchange offer from the Issuer. Each warrant holder whose warrants were exchanged pursuant to the exchange offer received 0.30 Ordinary Shares for each warrant tendered by such holder and exchanged. No fractional Ordinary Shares were issued pursuant to the exchange offer, with fractional shares paid in cash (without interest). The foregoing description of the exchange offer does not purport to be complete and is subject to, and qualified in its entirety by, the S-4 of the Issuer filed on July 12, 2024, as amended, which is incorporated herein by reference.

F2 · price: The reported warrants were exchanged for Class A Ordinary Shares ("Ordinary Shares") pursuant to an exchange offer from the Issuer. Each warrant holder whose warrants were exchanged pursuant to the exchange offer received 0.30 Ordinary Shares for each warrant tendered by such holder and exchanged. No fractional Ordinary Shares were issued pursuant to the exchange offer, with fractional shares paid in cash (without interest). The foregoing description of the exchange offer does not purport to be complete and is subject to, and qualified in its entirety by, the S-4 of the Issuer filed on July 12, 2024, as amended, which is incorporated herein by reference.

SEC source: 0001415889-24-017860 · form4-06212024_060603.xml · derivative · entry 1

Nistala Kiran · CIK 0002003539 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,000

Underlying: Class A Ordinary Shares · 285,000 shares

Expires 2034-06-18

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on June 18, 2025, and one twelfth (1/12th) of the remaining shares subject to the option award shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date.

SEC source: 0001415889-24-017865 · form4-06212024_100652.xml · derivative · entry 1

Howell Michael · CIK 0001970231 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,000

Underlying: Class A Ordinary Shares · 295,000 shares

Expires 2034-06-18

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on June 18, 2025, and one twelfth (1/12th) of the remaining shares subject to the option award shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date.

SEC source: 0001415889-24-017864 · form4-06212024_100640.xml · derivative · entry 1

Whale Gary · CIK 0001965860 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Class A Ordinary Shares · 280,000 shares

Expires 2034-06-18

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on June 18, 2025, and one twelfth (1/12th) of the remaining shares subject to the option award shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date.

SEC source: 0001415889-24-017863 · form4-06212024_060612.xml · derivative · entry 1

Davis Kim · CIK 0001965590 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Class A Ordinary Shares · 420,000 shares

Expires 2034-06-18

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on June 18, 2025, and one twelfth (1/12th) of the remaining shares subject to the option award shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date.

SEC source: 0001415889-24-017862 · form4-06212024_060610.xml · derivative · entry 1

Badial Verender S. · CIK 0001870327 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Class A Ordinary Shares · 420,000 shares

Expires 2034-06-18

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on June 18, 2025, and one twelfth (1/12th) of the remaining shares subject to the option award shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date.

SEC source: 0001415889-24-017861 · form4-06212024_060608.xml · derivative · entry 1

Lisicki Robert · CIK 0001779614 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Class A Ordinary Shares · 1,050,000 shares

Expires 2034-06-18

F1 · derivative.exercise_date: One fourth (1/4th) of the shares subject to the option award shall vest on June 18, 2025, and one twelfth (1/12th) of the remaining shares subject to the option award shall vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service through such vesting date.

SEC source: 0001415889-24-020979 · form4-08082024_040801.xml · nonDerivative · entry 1

Howell Michael · CIK 0001970231 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,535

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

SEC source: 0001415889-24-014179 · form4-05232024_120531.xml · nonDerivative · entry 1

Ploos van Amstel Arnout · CIK 0001870330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $6.194848 to $6.199696 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001415889-24-011481 · form4-04242024_100419.xml · nonDerivative · entry 1

Nistala Kiran · CIK 0002003539 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195

F1 · kind: These shares were acquired in a private placement transaction pursuant to the terms of that certain Securities Purchase Agreement, dated as of April 18, 2024, between the Issuer and the Reporting Person at a purchase price of $3.13 per share.

SEC source: 0001415889-24-011482 · form4-04242024_100418.xml · nonDerivative · entry 1

Howell Michael · CIK 0001970231 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By corporation

Disclosed balance after: 7,987

F1 · kind: These shares were acquired in a private placement transaction pursuant to the terms of that certain Securities Purchase Agreement, dated as of April 18, 2024, between the Issuer and Mountaineer Biosciences, Inc. ("Mountaineer") at a purchase price of $3.13 per share.

F2 · ownership.nature: These shares are beneficially owned by Mountaineer. The Reporting Person is the Co-Founder of Mountaineer and, as such, has the power to vote and dispose of the ordinary shares held by Mountaineer. The Reporting Person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001415889-24-011480 · form4-04242024_100408.xml · nonDerivative · entry 1

Munshi Amit · CIK 0001612551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,384

F1 · kind: These shares were acquired in a private placement transaction pursuant to the terms of that certain Securities Purchase Agreement, dated as of April 18, 2024, between the Issuer and the Reporting Person at a purchase price of $3.13 per share.

SEC source: 0001415889-24-011479 · form4-04242024_100449.xml · nonDerivative · entry 1

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 1,186,901

F1 · kind: These shares were acquired in a private placement transaction pursuant to the terms of that certain Securities Purchase Agreement, dated as of April 18, 2024, between the Issuer and Pegasus LLC at a purchase price of $3.13 per share.

F2 · ownership.nature: These shares were acquired by Pegasus LLC. The Reporting Person is the sole member and beneficial owner of the limited liability company interests of Pegasus LLC.

SEC source: 0001415889-24-023030 · form4a-09062024_090959.xml · nonDerivative · entry 1

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 1,186,901

F1 · kind: On April 24, 2024, the Reporting Person filed a Form 4 which inadvertently included the incorrect transaction code due to an administrative error. This amendment is being filed solely to reflect the correct transaction code 'A' instead of transaction code 'P'.

F2 · shares: These shares were acquired in a private placement transaction pursuant to the terms of that certain Securities Purchase Agreement, dated as of April 18, 2024, between the Issuer and Pegasus LLC at a purchase price of $3.13 per share.

F3 · ownership.nature: These shares were acquired by Pegasus LLC. The Reporting Person is the sole member and beneficial owner of the limited liability company interests of Pegasus LLC.

SEC source: 0001415889-24-023028 · form4a-09062024_090909.xml · nonDerivative · entry 1

Munshi Amit · CIK 0001612551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 777,384

F1 · kind: On April 24, 2024, the Reporting Person filed a Form 4 which inadvertently included the incorrect transaction code due to an administrative error. This amendment is being filed solely to reflect the correct transaction code 'A' instead of transaction code 'P'.

F2 · shares: These shares were acquired in a private placement transaction pursuant to the terms of that certain Securities Purchase Agreement, dated as of April 18, 2024, between the Issuer and the Reporting Person at a purchase price of $3.13 per share.

SEC source: 0001415889-24-023026 · form4a-09062024_090901.xml · nonDerivative · entry 1

Howell Michael · CIK 0001970231 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By corporation

Disclosed balance after: 7,987

F1 · kind: On April 24, 2024, the Reporting Person filed a Form 4 which inadvertently included the incorrect transaction code due to an administrative error. This amendment is being filed solely to reflect the correct transaction code 'A' instead of transaction code 'P'.

F2 · shares: These shares were acquired in a private placement transaction pursuant to the terms of that certain Securities Purchase Agreement, dated as of April 18, 2024, between the Issuer and Mountaineer Biosciences, Inc. ("Mountaineer") at a purchase price of $3.13 per share.

F3 · ownership.nature: These shares are beneficially owned by Mountaineer. The Reporting Person is the Co-Founder of Mountaineer and, as such, has the power to vote and dispose of the ordinary shares held by Mountaineer. The Reporting Person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

SEC source: 0001415889-24-023064 · form4a-09092024_040901.xml · nonDerivative · entry 1

Nistala Kiran · CIK 0002003539 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,195

F1 · kind: On April 24, 2024, the Reporting Person filed a Form 4 which inadvertently included the incorrect transaction code due to an administrative error. This amendment is being filed solely to reflect the correct transaction code 'A' instead of transaction code 'P'.

F2 · shares: These shares were acquired in a private placement transaction pursuant to the terms of that certain Securities Purchase Agreement, dated as of April 18, 2024, between the Issuer and the Reporting Person at a purchase price of $3.13 per share.

SEC source: 0001104659-24-007062 · tm244212-1_4seq1.xml · derivative · entry 1

Nistala Kiran · CIK 0002003539 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Class A Ordinary Shares · 350,000 shares

Expires 2034-01-24

F1 · shares: Consists of options to purchase 350,000 Class A Ordinary Shares. The vesting for 350,000 shares began on November 27, 2023 and would vest over a period of four years, with 1/4 to be vested on 11/27/2024, and thereafter 1/48 on a monthly basis.

F1 · derivative.exercise_date: Consists of options to purchase 350,000 Class A Ordinary Shares. The vesting for 350,000 shares began on November 27, 2023 and would vest over a period of four years, with 1/4 to be vested on 11/27/2024, and thereafter 1/48 on a monthly basis.

SEC source: 0001104659-24-007066 · tm244212-4_4seq1.xml · derivative · entry 1

Lisicki Robert · CIK 0001779614 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class A Ordinary Shares · 1,000,000 shares

Expires 2034-01-24

F1 · shares: Consists of options to purchase 1,000,000 Class A Ordinary Shares. The vesting for 600,000 of 1,000,000 shares began on January 8, 2024 and would vest over a period of four years, with 1/4 to be vested on 01/08/2025, and thereafter 1/48 on a monthly basis. The vesting for 400,000 of 1,000,000 shares shall begin on the date of Mr. Lisicki's promotion and shall vest over a period of four years, with 1/4 to be vested on the first anniversary of the promotion date, and thereafter 1/48 on a monthly basis.

F1 · derivative.exercise_date: Consists of options to purchase 1,000,000 Class A Ordinary Shares. The vesting for 600,000 of 1,000,000 shares began on January 8, 2024 and would vest over a period of four years, with 1/4 to be vested on 01/08/2025, and thereafter 1/48 on a monthly basis. The vesting for 400,000 of 1,000,000 shares shall begin on the date of Mr. Lisicki's promotion and shall vest over a period of four years, with 1/4 to be vested on the first anniversary of the promotion date, and thereafter 1/48 on a monthly basis.

SEC source: 0001104659-24-007065 · tm244212-3_4seq1.xml · derivative · entry 1

Ploos van Amstel Arnout · CIK 0001870330 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,149

Underlying: Class A Ordinary Shares · 48,149 shares

Expires 2034-01-24

F1 · shares: Consists of options to purchase 48,149 Class A Ordinary Shares. The vesting for 48,149 shares began on November 9, 2023 and would vest over a period of three years, with each 1/3 on an annual basis.

F1 · derivative.exercise_date: Consists of options to purchase 48,149 Class A Ordinary Shares. The vesting for 48,149 shares began on November 9, 2023 and would vest over a period of three years, with each 1/3 on an annual basis.

SEC source: 0001104659-24-007064 · tm244212-2_4seq1.xml · derivative · entry 1

Thiara Parvinder · CIK 0001995535 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,149

Underlying: Class A Ordinary Shares · 48,149 shares

Expires 2034-01-24

F1 · shares: Consists of options to purchase 48,149 Class A Ordinary Shares. The vesting for 48,149 shares began on June 22, 2023 and would vest over a period of three years, with each 1/3 on an annual basis.

F1 · derivative.exercise_date: Consists of options to purchase 48,149 Class A Ordinary Shares. The vesting for 48,149 shares began on June 22, 2023 and would vest over a period of three years, with each 1/3 on an annual basis.

SEC source: 0001104659-23-126005 · tm2332936-1_4seq1.xml · nonDerivative · entry 1

Thiara Parvinder · CIK 0001995535 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,801,633

F1 · ownership.nature: Athanor Master Fund, LP (the "Master Fund") and Athanor International Master Fund, LP (the "International Master Fund", and together with the Master Fund, the "Funds") are the direct holders of the securities reported herein. Athanor Capital Partners, LP ("Master GP") is the general partner of the Master Fund. Athanor Capital Partners GP, LLC is the general partner of Master GP. Athanor International Fund GP, LP ("International Master GP") is the general partner of the International Master Fund. Athanor International Fund Ultimate GP, LLC is the general partner of International Master GP. Athanor Capital, LP ("Athanor Capital") is the investment adviser to the Funds. Athanor Capital GP, LLC is the general partner of Athanor Capital. Parvinder Thiara is the managing member of Athanor Capital Partners GP, LLC, Athanor International Fund Ultimate GP, LLC and Athanor Capital GP, LLC.

F2 · ownership.nature: By virtue of the foregoing relationships, Mr. Thiara and each of the entities named in this footnote may be deemed to beneficially own the securities held by the Funds, however each of them disclaims beneficial ownership of such securities, except to the extent of his or its pecuniary interest therein.

SEC source: 0001104659-23-125675 · tm2332812-1_4seq1.xml · derivative · entry 1

Sidhu Someit · CIK 0001870329 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,750,000

Underlying: Class A Ordinary Shares · 1,750,000 shares

Expires 2028-03-20

F1 · price: The Reporting Person purchased the warrants at $0.33 per warrant pursuant to certain purchase agreement dated December 11, 2023.

SEC source: 0001415889-25-004113 · form5-02142025_090247.xml · nonDerivative · entry 3

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JATT Ventures, L.P.

Disclosed balance after: 242,055

F4 · kind: JATT transferred Class A ordinary shares to Willow Gate, LLC for no additional consideration.

F4 · price: JATT transferred Class A ordinary shares to Willow Gate, LLC for no additional consideration.

F3 · ownership.nature: These securities are owned by JATT. The Reporting Person is the sole director of the sole general partner of JATT and, as such, has voting and investment discretion with respect to the ordinary shares held by JATT. The Reporting Person may be deemed to have shared beneficial ownership of the ordinary shares held directly by JATT.

SEC source: 0001415889-25-004113 · form5-02142025_090247.xml · derivative · entry 12

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JATT Ventures, L.P.

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,480,000 shares

Expires 2028-03-20

F9 · price: The warrants were purchased by way of a private transaction.

F3 · ownership.nature: These securities are owned by JATT. The Reporting Person is the sole director of the sole general partner of JATT and, as such, has voting and investment discretion with respect to the ordinary shares held by JATT. The Reporting Person may be deemed to have shared beneficial ownership of the ordinary shares held directly by JATT.

SEC source: 0001415889-24-030312 · form4-12312024_041201.xml · nonDerivative · entry 1

Davis Kim · CIK 0001965590 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Family Member

Disclosed balance after: 500

F1 · shares: Represents a restricted stock unit award, which vested in full immediately upon grant.

F2 · ownership.nature: The securities are held by the Reporting Person's family member. The Reporting Person disclaims beneficial ownership of these securities, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001415889-25-004113 · form5-02142025_090247.xml · derivative · entry 11

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 656,573 shares

Expires 2028-03-20

F8 · kind: The warrants were distributed by JATT to the Reporting Person for no additional consideration.

F8 · price: The warrants were distributed by JATT to the Reporting Person for no additional consideration.

SEC source: 0001415889-25-004113 · form5-02142025_090247.xml · derivative · entry 10

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JATT Ventures, L.P.

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,464,617 shares

Expires 2028-03-20

F7 · kind: JATT distributed private placement warrants to its members with no consideration being paid in connection therewith.

F7 · price: JATT distributed private placement warrants to its members with no consideration being paid in connection therewith.

F3 · ownership.nature: These securities are owned by JATT. The Reporting Person is the sole director of the sole general partner of JATT and, as such, has voting and investment discretion with respect to the ordinary shares held by JATT. The Reporting Person may be deemed to have shared beneficial ownership of the ordinary shares held directly by JATT.

SEC source: 0001415889-25-004113 · form5-02142025_090247.xml · nonDerivative · entry 2

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JATT Ventures, L.P.

Disclosed balance after: 242,055

F2 · kind: JATT distributed Class A ordinary shares to its members with no consideration being paid in connection therewith.

F2 · price: JATT distributed Class A ordinary shares to its members with no consideration being paid in connection therewith.

F3 · ownership.nature: These securities are owned by JATT. The Reporting Person is the sole director of the sole general partner of JATT and, as such, has voting and investment discretion with respect to the ordinary shares held by JATT. The Reporting Person may be deemed to have shared beneficial ownership of the ordinary shares held directly by JATT.

SEC source: 0001415889-25-004111 · form5-02142025_090206.xml · derivative · entry 4

Badial Verender S. · CIK 0001870327 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 420,519 shares

Expires 2028-03-20

F3 · kind: The warrants were distributed by JATT to the Reporting Person for no additional consideration.

F3 · price: The warrants were distributed by JATT to the Reporting Person for no additional consideration.

SEC source: 0001415889-25-004111 · form5-02142025_090206.xml · nonDerivative · entry 2

Badial Verender S. · CIK 0001870327 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,519

F1 · kind: The Class A ordinary shares were distributed by JATT Ventures L.P. ("JATT") to the Reporting Person for no additional consideration.

F1 · price: The Class A ordinary shares were distributed by JATT Ventures L.P. ("JATT") to the Reporting Person for no additional consideration.

SEC source: 0001415889-25-004113 · form5-02142025_090247.xml · nonDerivative · entry 1

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,807,389

F1 · kind: The shares were distributed by the Reporting Person to JATT Ventures, L.P. ("JATT") directors for no additional consideration.

F1 · price: The shares were distributed by the Reporting Person to JATT Ventures, L.P. ("JATT") directors for no additional consideration.

SEC source: 0001415889-25-004111 · form5-02142025_090206.xml · nonDerivative · entry 1

Badial Verender S. · CIK 0001870327 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,519

F1 · kind: The Class A ordinary shares were distributed by JATT Ventures L.P. ("JATT") to the Reporting Person for no additional consideration.

F1 · price: The Class A ordinary shares were distributed by JATT Ventures L.P. ("JATT") to the Reporting Person for no additional consideration.

SEC source: 0001415889-25-004113 · form5-02142025_090247.xml · derivative · entry 9

Sidhu Someit · CIK 0001870329 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JATT Ventures, L.P.

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 8,216 shares

Expires 2028-03-20

F7 · kind: JATT distributed private placement warrants to its members with no consideration being paid in connection therewith.

F7 · price: JATT distributed private placement warrants to its members with no consideration being paid in connection therewith.

F3 · ownership.nature: These securities are owned by JATT. The Reporting Person is the sole director of the sole general partner of JATT and, as such, has voting and investment discretion with respect to the ordinary shares held by JATT. The Reporting Person may be deemed to have shared beneficial ownership of the ordinary shares held directly by JATT.

SEC source: 0000904454-23-000408 · ownership.xml · derivative · entry 1

Athanor Capital, LP · CIK 0001730574 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Funds

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,194,000 shares

Expires 2028-03-20

F1 · ownership.nature: Athanor Master Fund, LP (the "Master Fund") and Athanor International Master Fund, LP (the "International Master Fund", and together with the Master Fund, the "Funds") are the direct holders of the securities reported herein. Athanor Capital Partners, LP ("Master GP") is the general partner of the Master Fund. Athanor Capital Partners GP, LLC is the general partner of Master GP. Athanor International Fund GP, LP ("International Master GP") is the general partner of the International Master Fund. Athanor International Fund Ultimate GP, LLC is the general partner of International Master GP. Athanor Capital, LP ("Athanor Capital") is the investment adviser to the Funds. Athanor Capital GP, LLC is the general partner of Athanor Capital. Parvinder Thiara is the managing member of Athanor Capital Partners GP, LLC, Athanor International Fund Ultimate GP, LLC and Athanor Capital GP, LLC.

F2 · ownership.nature: (Continued from footnote 1) By virtue of the foregoing relationships, Mr. Thiara and each of the entities named in this footnote may be deemed to beneficially own the securities held by the Funds, however each of them disclaims beneficial ownership of such securities, except to the extent of his or its pecuniary interest therein.

SEC source: 0001104659-23-068206 · tm2310288-1_4seq1.xml · nonDerivative · entry 1

Munshi Amit · CIK 0001612551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,640

SEC source: 0001104659-23-067722 · tm2317618-1_4seq1.xml · derivative · entry 1

Munshi Amit · CIK 0001612551 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,130,000

Underlying: Class A Ordinary Shares · 1,130,000 shares

Expires 2033-06-01

F1 · derivative.exercise_date: The Reporting Person was granted an option to purchase 1,130,000 Class A Ordinary Shares of the Issuer (the "Option") on June 1, 2023 (the "Grant Date"). The Option is vested and nonforfeitable as of the Grant Date. 25% of the Option shall become exercisable on June 1, 2024 and a further 2.083% of it shall become exercisable at the end of each month thereafter.

SEC source: 0001104659-23-063318 · tm2316481-7_4seq1.xml · derivative · entry 1

Kulkarni Sandeep Chidambar · CIK 0001945691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,520

Underlying: Class A Ordinary Shares · 207,520 shares

Expires 2033-05-18

F1 · derivative.exercise_date: 25% of the option shall become exercisable on May 18, 2024 and a further 2.083% of it shall become exercisable at the end of each month thereafter.

SEC source: 0001104659-23-063323 · tm2316481-12_4seq1.xml · derivative · entry 1

Whale Gary · CIK 0001965860 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,329

Underlying: Class A Ordinary Shares · 95,329 shares

Expires 2033-05-18

F1 · derivative.exercise_price: The Employee Share Option is a nil cost option granted under the Issuer's 2023 Equity Incentive Plan and the applicable UK Subplan.

F2 · derivative.exercise_date: 25% of the option shall become exercisable on May 18, 2024 and a further 2.083% of it shall become exercisable at the end of each month thereafter.

SEC source: 0001104659-23-063322 · tm2316481-11_4seq1.xml · derivative · entry 1

Sidhu Someit · CIK 0001870329 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,950,000

Underlying: Class A Ordinary Shares · 1,950,000 shares

Expires 2033-05-18

F1 · derivative.exercise_price: The Employee Share Option is a nil cost option granted under the Issuer's 2023 Equity Incentive Plan and the applicable UK Subplan.

F2 · derivative.exercise_date: 25% of the option shall become exercisable on May 18, 2024 and a further 2.083% of it shall become exercisable at the end of each month thereafter.

SEC source: 0001104659-23-063320 · tm2316481-10_4seq1.xml · derivative · entry 1

Schoch Steven J · CIK 0001867508 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,652

Underlying: Class A Ordinary Shares · 7,652 shares

Expires 2033-05-18

F1 · derivative.exercise_date: The option shall vest and become fully exercisable on the earlier of (i) May 18, 2024 or (ii) the date of the next annual meeting of shareholders of Zura Bio Limited.

SEC source: 0001104659-23-063317 · tm2316481-6_4seq1.xml · derivative · entry 1

Jarrett Jennifer · CIK 0001671311 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,652

Underlying: Class A Ordinary Shares · 7,652 shares

Expires 2033-05-18

F1 · derivative.exercise_date: The option shall vest and become fully exercisable on the earlier of (i) May 18, 2024 or (ii) the date of the next annual meeting of shareholders of Zura Bio Limited.

SEC source: 0001104659-23-063319 · tm2316481-9_4seq1.xml · derivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,652

Underlying: Class A Ordinary Shares · 7,652 shares

Expires 2033-05-18

F1 · derivative.exercise_date: The option shall vest and become fully exercisable on the earlier of (i) May 18, 2024 or (ii) the date of the next annual meeting of shareholders of Zura Bio Limited.

SEC source: 0001104659-23-063315 · tm2316481-4_4seq1.xml · derivative · entry 1

Graham Neil Murray Hamilton · CIK 0001952700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,652

Underlying: Class A Ordinary Shares · 7,652 shares

Expires 2033-05-18

F1 · derivative.exercise_date: The option shall vest and become fully exercisable on the earlier of (i) May 18, 2024 or (ii) the date of the next annual meeting of shareholders of Zura Bio Limited.

SEC source: 0001104659-23-063316 · tm2316481-5_4seq1.xml · nonDerivative · entry 1

Howell Michael · CIK 0001970231 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,395

F1 · shares: The Reporting Person was granted an award of 114,395 Restricted Share Units ("RSUs") on May 18, 2023 (the "Grant Date"). Under the terms of the RSU grant, 25% of the RSUs vest on each of the anniversaries of the Grant Date, such that the RSUs vest equally over four years, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001104659-23-063313 · tm2316481-3_4seq1.xml · nonDerivative · entry 1

Davis Kim · CIK 0001965590 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,381

F1 · shares: The Reporting Person was granted an award of 492,381 Restricted Share Units ("RSUs") on May 18, 2023 (the "Grant Date"). Under the terms of the RSU grant, 25% of the RSUs vest on each of the anniversaries of the Grant Date, such that the RSUs vest equally over four years, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001104659-23-063312 · tm2316481-2_4seq1.xml · nonDerivative · entry 1

Cabell Christopher · CIK 0001814928 · CMO & Head of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,060

F1 · shares: The Reporting Person was granted an award of 162,060 Restricted Share Units ("RSUs") on May 18, 2023 (the "Grant Date"). Under the terms of the RSU grant, 25% of the RSUs vest on each of the anniversaries of the Grant Date, such that the RSUs vest equally over four years, subject to the Reporting Person's continued service with the Issuer.

SEC source: 0001104659-23-063311 · tm2316481-1_4seq1.xml · derivative · entry 1

Badial Verender S. · CIK 0001870327 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,000

Underlying: Class A Ordinary Shares · 575,000 shares

Expires 2033-05-18

F1 · derivative.exercise_price: The Employee Share Option is a nil cost option granted under the Issuer's 2023 Equity Incentive Plan and the applicable UK Subplan.

F2 · derivative.exercise_date: 25% of the option shall become exercisable on May 18, 2024 and a further 2.083% of it shall become exercisable at the end of each month thereafter.

SEC source: 0001104659-23-035745 · tm2310290-1_4seq1.xml · nonDerivative · entry 1

Sidhu Someit · CIK 0001870329 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,337,630

F1 · kind: Shares were previously Class B shares distributed by JATT Ventures, L.P. (the "JATT") to certain of its members. Such shares were transferred to the reporting person for nominal consideration due to the failure of the members to comply with the terms of the agreement under which they received membership interests in JATT.

F1 · price: Shares were previously Class B shares distributed by JATT Ventures, L.P. (the "JATT") to certain of its members. Such shares were transferred to the reporting person for nominal consideration due to the failure of the members to comply with the terms of the agreement under which they received membership interests in JATT.

SEC source: 0000902664-23-002357 · ownership.xml · nonDerivative · entry 1

Owl Creek Asset Management, L.P. · CIK 0001313756 · 10% owner

ALTMAN JEFFREY A · CIK 0001269751 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: In connection with the closing of the Issuer's business combination, the shares held by OCCOMF (as defined below) were redeemed.

F2 · ownership.nature: The securities to which this filing relates were held directly by Owl Creek Credit Opportunities Master Fund, L.P., a Cayman Islands exempted limited partnership ("OCCOMF"), to which Owl Creek Asset Management, L.P., a Delaware limited partnership, (the "Investment Manager") serves as investment manager. Jeffrey A. Altman ("Mr. Altman") is the managing member of the general partner of the Investment Manager. Each of the Investment Manager and Mr. Altman disclaims beneficial ownership of the securities to which this filing relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except to the extent of his or its pecuniary interest therein, if any.