Last 12 months
Inside the activity.
0 purchase rows · 65 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 9 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 21 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2018 Filed Sep 24, 2018 21:42 UTC |
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
|
SaleCommon Stock | 100 | $39.25 | $3,925.00 |
DisclosureSEC source: 0001209191-18-052065 · doc4.xml · nonDerivative · entry 3 Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,167,052 F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 21:42 UTC |
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
|
SaleCommon Stock | 2,484 | $38.86 | $96,526.25 |
DisclosureSEC source: 0001209191-18-052065 · doc4.xml · nonDerivative · entry 2 Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,167,152 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.25 to $39.21, inclusive. F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 21:42 UTC |
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
|
SaleCommon Stock | 2,223 | $37.61 | $83,605.70 |
DisclosureSEC source: 0001209191-18-052065 · doc4.xml · nonDerivative · entry 1 Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,169,636 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.25 to $37.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 23:22 UTC |
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
|
SaleCommon Stock | 15,812 | $42.52 | $672,375.26 |
DisclosureSEC source: 0001209191-18-051707 · doc4.xml · nonDerivative · entry 3 Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,171,859 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.18 to $42.78, inclusive. F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 23:22 UTC |
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
|
SaleCommon Stock | 10,707 | $41.75 | $446,978.70 |
DisclosureSEC source: 0001209191-18-051707 · doc4.xml · nonDerivative · entry 2 Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,187,671 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.17 to $42.16, inclusive. F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 23:22 UTC |
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
|
SaleCommon Stock | 13,481 | $40.60 | $547,274.68 |
DisclosureSEC source: 0001209191-18-051707 · doc4.xml · nonDerivative · entry 1 Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,198,378 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.16 to $41.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:10 UTC |
Brown Andrew William FraserDirector
|
Exercise / conversionStock option (right to buy) · Derivative | 21,667 | $0.00 Strike: $4.13 | $0.00 |
DisclosureSEC source: 0001209191-18-051114 · doc4.xml · derivative · entry 6 Brown Andrew William Fraser · CIK 0001593803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,333 Underlying: Common Stock · 21,667 shares Expires 2025-10-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:10 UTC |
Brown Andrew William FraserDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 13,333 | $0.00 Strike: $1.43 | $0.00 |
DisclosureSEC source: 0001209191-18-051114 · doc4.xml · derivative · entry 5 Brown Andrew William Fraser · CIK 0001593803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,333 shares Expires 2020-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. F6 · derivative.expiration_date: The option was previously reported in a Form 3 filed on March 15, 2018 which mistakenly reported an expiration date of December 6, 2023. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:10 UTC |
Brown Andrew William FraserDirector
|
SaleCommon Stock | 35,000 | $40.61 | $1,421,371.00 |
DisclosureSEC source: 0001209191-18-051114 · doc4.xml · nonDerivative · entry 3 Brown Andrew William Fraser · CIK 0001593803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.60 to $40.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:10 UTC |
Brown Andrew William FraserDirector
|
Exercise / conversionCommon Stock | 21,667 | $4.13 | $89,376.38 |
DisclosureSEC source: 0001209191-18-051114 · doc4.xml · nonDerivative · entry 2 Brown Andrew William Fraser · CIK 0001593803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:10 UTC |
Brown Andrew William FraserDirector
|
Exercise / conversionCommon Stock | 13,333 | $1.43 | $19,066.19 |
DisclosureSEC source: 0001209191-18-051114 · doc4.xml · nonDerivative · entry 1 Brown Andrew William Fraser · CIK 0001593803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,187 shares previously held by the Andrew W. F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as trustee (the "Brown GRAT") which were registered on June 20, 2018 to the reporting person. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:37 UTC |
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
|
SaleCommon Stock | 4,807 | $42.12 | $202,470.84 |
DisclosureSEC source: 0001209191-18-051129 · doc4.xml · nonDerivative · entry 1 Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,211,859 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2018. F2 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
SaleCommon Stock | 54 | $43.10 | $2,327.40 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 9 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,132 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018. F10 · ownership.nature: The shares are held directly by the reporting person's mother-in-law. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
SaleCommon Stock | 6,946 | $42.54 | $295,454.36 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 8 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,186 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.08, inclusive. F10 · ownership.nature: The shares are held directly by the reporting person's mother-in-law. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
SaleCommon Stock | 7,311 | $43.01 | $314,425.64 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 7 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 132 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.905 to $43.19, inclusive. F7 · ownership.nature: The shares are held directly by the reporting person's father-in-law. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
SaleCommon Stock | 27,689 | $42.44 | $1,175,171.00 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 6 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,443 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.90 to $42.89, inclusive. F7 · ownership.nature: The shares are held directly by the reporting person's father-in-law. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:15 UTC |
Schlossman RobertChief Legal Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001209191-18-051117 · doc4.xml · derivative · entry 5 Schlossman Robert · CIK 0001435941 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,000 Underlying: Common Stock · 45,000 shares Expires 2023-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 14, 2017 and 1/48 of the shares vest monthly thereafter. F6 · derivative.expiration_date: The option was previously reported in a Form 3 filed on March 15, 2018 which mistakenly reported an expiration date of January 15, 2026. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:15 UTC |
Schlossman RobertChief Legal Officer
|
SaleCommon Stock | 8,199 | $42.65 | $349,658.65 |
DisclosureSEC source: 0001209191-18-051117 · doc4.xml · nonDerivative · entry 4 Schlossman Robert · CIK 0001435941 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,666 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.52 to $43.25, inclusive. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:15 UTC |
Schlossman RobertChief Legal Officer
|
SaleCommon Stock | 14,565 | $41.83 | $609,232.10 |
DisclosureSEC source: 0001209191-18-051117 · doc4.xml · nonDerivative · entry 3 Schlossman Robert · CIK 0001435941 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,865 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.51, inclusive. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:15 UTC |
Schlossman RobertChief Legal Officer
|
SaleCommon Stock | 22,236 | $41.14 | $914,898.00 |
DisclosureSEC source: 0001209191-18-051117 · doc4.xml · nonDerivative · entry 2 Schlossman Robert · CIK 0001435941 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,430 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.52 to $41.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:15 UTC |
Schlossman RobertChief Legal Officer
|
Exercise / conversionCommon Stock | 45,000 | $4.40 | $198,000.00 |
DisclosureSEC source: 0001209191-18-051117 · doc4.xml · nonDerivative · entry 1 Schlossman Robert · CIK 0001435941 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
SaleCommon Stock | 6,164 | $42.78 | $263,723.04 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 5 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 273,507 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.56 to $43.22, inclusive. F1 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
SaleCommon Stock | 15,517 | $41.99 | $651,496.76 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 4 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 279,671 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.56 to $42.55, inclusive. F1 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
SaleCommon Stock | 43,863 | $41.07 | $1,801,589.39 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 3 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 295,188 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.56 to $41.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (8) and (9) to this Form 4. F1 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees. Read SEC document |
| June 12, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
GiftCommon Stock | 339,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 2 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 339,051 F1 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees. Read SEC document |
| June 12, 2018 Filed Sep 14, 2018 21:06 UTC |
Apte ManojChief Strategy Officer
|
GiftCommon Stock | 339,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 1 Apte Manoj · CIK 0001733848 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 20:58 UTC |
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
CHAUDHRY P JYOTI10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 894,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 11 Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 894,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 20:58 UTC |
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
CHAUDHRY P JYOTI10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 82,603 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 10 Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,603 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 20:58 UTC |
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
CHAUDHRY P JYOTI10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 12,665,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 9 Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 12,665,999 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 20:58 UTC |
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
CHAUDHRY P JYOTI10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 1,169,704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 8 Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,169,704 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 20:58 UTC |
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
CHAUDHRY P JYOTI10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 9,479,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 7 Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 9,479,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 20:58 UTC |
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
CHAUDHRY P JYOTI10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 875,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 6 Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 875,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 20:58 UTC |
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
CHAUDHRY P JYOTI10% owner
|
ConversionCommon Stock | 23,040,199 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008203 · doc4.xml · nonDerivative · entry 2 Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 24,617,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 20:58 UTC |
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
CHAUDHRY P JYOTI10% owner
|
ConversionCommon Stock | 2,127,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008203 · doc4.xml · nonDerivative · entry 1 Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,177,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:04 UTC |
Giancarlo Charles HDirector
|
PurchaseCommon Stock | 125,000 | $16.00 | $2,000,000.00 |
DisclosureSEC source: 0000899243-18-008207 · doc4.xml · nonDerivative · entry 1 Giancarlo Charles H · CIK 0001299634 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 125,000 F1 · ownership.nature: The shares are held of record by The Charles H. & Dianne G. Giancarlo Family Trust U/D/T 11/2/98 for which the reporting person serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:03 UTC |
BLASING KARENDirector
|
PurchaseCommon Stock | 15,625 | $16.00 | $250,000.00 |
DisclosureSEC source: 0000899243-18-008206 · doc4.xml · nonDerivative · entry 1 BLASING KAREN · CIK 0001256358 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 15,625 F1 · ownership.nature: The shares are held of record by The Blasing Family Revocable Trust U/A dtd 12/22/2005 for which the reporting person serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:06 UTC |
Mangal Ajay10% owner
CJCP Trust10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 314,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 8 Mangal Ajay · CIK 0001733842 · 10% owner CJCP Trust · CIK 0001733852 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 314,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:06 UTC |
Mangal Ajay10% owner
CJCP Trust10% owner
|
ConversionSeries C Convertible Preferred Stock · Derivative | 451,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 7 Mangal Ajay · CIK 0001733842 · 10% owner CJCP Trust · CIK 0001733852 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 451,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:06 UTC |
Mangal Ajay10% owner
CJCP Trust10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 4,459,259 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 6 Mangal Ajay · CIK 0001733842 · 10% owner CJCP Trust · CIK 0001733852 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 4,459,259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:06 UTC |
Mangal Ajay10% owner
CJCP Trust10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 6,396,395 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 5 Mangal Ajay · CIK 0001733842 · 10% owner CJCP Trust · CIK 0001733852 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 6,396,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:06 UTC |
Mangal Ajay10% owner
CJCP Trust10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 3,337,488 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 4 Mangal Ajay · CIK 0001733842 · 10% owner CJCP Trust · CIK 0001733852 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 3,337,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:06 UTC |
Mangal Ajay10% owner
CJCP Trust10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 11,507,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 3 Mangal Ajay · CIK 0001733842 · 10% owner CJCP Trust · CIK 0001733852 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 11,507,318 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:06 UTC |
Mangal Ajay10% owner
CJCP Trust10% owner
|
ConversionCommon Stock | 8,111,655 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008209 · doc4.xml · nonDerivative · entry 2 Mangal Ajay · CIK 0001733842 · 10% owner CJCP Trust · CIK 0001733852 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 8,258,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F5 · ownership.nature: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:06 UTC |
Mangal Ajay10% owner
CJCP Trust10% owner
|
ConversionCommon Stock | 18,355,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008209 · doc4.xml · nonDerivative · entry 1 Mangal Ajay · CIK 0001733842 · 10% owner CJCP Trust · CIK 0001733852 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 21,566,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · ownership.nature: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:05 UTC |
Darling Scott CDirector
|
PurchaseCommon Stock | 62,500 | $16.00 | $1,000,000.00 |
DisclosureSEC source: 0000899243-18-008208 · doc4.xml · nonDerivative · entry 1 Darling Scott C · CIK 0001733959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:02 UTC |
Bess LaneDirector
|
ConversionSeries B Convertible Preferred Stock · Derivative | 164,609 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008205 · doc4.xml · derivative · entry 3 Bess Lane · CIK 0001733859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 0 Underlying: Common Stock · 164,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by the Lane M. and Leticia L. Bess Family Trust UAD 8/16/2006 for which the reporting person serves as a trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:02 UTC |
Bess LaneDirector
|
PurchaseCommon Stock | 109,375 | $16.00 | $1,750,000.00 |
DisclosureSEC source: 0000899243-18-008205 · doc4.xml · nonDerivative · entry 2 Bess Lane · CIK 0001733859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,191,792 F2 · ownership.nature: The shares are held of record by the Lane M. and Leticia L. Bess Family Trust UAD 8/16/2006 for which the reporting person serves as a trustee. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 01:02 UTC |
Bess LaneDirector
|
ConversionCommon Stock | 164,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008205 · doc4.xml · nonDerivative · entry 1 Bess Lane · CIK 0001733859 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2,082,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: The shares are held of record by the Lane M. and Leticia L. Bess Family Trust UAD 8/16/2006 for which the reporting person serves as a trustee. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 16:35 UTC |
TPG Group Holdings (SBS) Advisors, Inc.Former 10% Owner
BONDERMAN DAVIDFormer 10% Owner
COULTER JAMES GFormer 10% Owner
|
ConversionSeries D Preferred Stock · Derivative | 9,146,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000903423-18-000173 · zscaler4.xml · derivative · entry 2 TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · Former 10% Owner BONDERMAN DAVID · CIK 0000860866 · Former 10% Owner COULTER JAMES G · CIK 0001099776 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 0 Underlying: Common Stock · 9,146,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On March 20, 2018, the shares of Series D Preferred Stock of the Issuer (the "Series D Preferred") held by the TPG Funds automatically converted into 9,146,477 shares of Common Stock. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Series D Preferred had been convertible, at the option of the holder, at any time into shares Common Stock at an initial conversion rate equal to one share of Common Stock per share of Series D Preferred, subject to adjustment. F2 · derivative.exercise_date: On March 20, 2018, the shares of Series D Preferred Stock of the Issuer (the "Series D Preferred") held by the TPG Funds automatically converted into 9,146,477 shares of Common Stock. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Series D Preferred had been convertible, at the option of the holder, at any time into shares Common Stock at an initial conversion rate equal to one share of Common Stock per share of Series D Preferred, subject to adjustment. F2 · derivative.expiration_date: On March 20, 2018, the shares of Series D Preferred Stock of the Issuer (the "Series D Preferred") held by the TPG Funds automatically converted into 9,146,477 shares of Common Stock. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Series D Preferred had been convertible, at the option of the holder, at any time into shares Common Stock at an initial conversion rate equal to one share of Common Stock per share of Series D Preferred, subject to adjustment. F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of each of (i) TPG Zookeeper (A), L.P., which directly holds 7,607,674 shares of Common Stock ("Common Stock") of Zscaler, Inc. (the "Issuer"), and (ii) TPG Zookeeper (B), L.P. (together with TPG Zookeeper (A), L.P., the "TPG Funds"), which directly holds 1,538,803 shares of Common Stock. F2 · ownership.nature: On March 20, 2018, the shares of Series D Preferred Stock of the Issuer (the "Series D Preferred") held by the TPG Funds automatically converted into 9,146,477 shares of Common Stock. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Series D Preferred had been convertible, at the option of the holder, at any time into shares Common Stock at an initial conversion rate equal to one share of Common Stock per share of Series D Preferred, subject to adjustment. F3 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any. F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 16:35 UTC |
TPG Group Holdings (SBS) Advisors, Inc.Former 10% Owner
BONDERMAN DAVIDFormer 10% Owner
COULTER JAMES GFormer 10% Owner
|
ConversionCommon Stock | 9,146,477 | $0.00 | $0.00 |
DisclosureSEC source: 0000903423-18-000173 · zscaler4.xml · nonDerivative · entry 1 TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · Former 10% Owner BONDERMAN DAVID · CIK 0000860866 · Former 10% Owner COULTER JAMES G · CIK 0001099776 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Explanation of Responses Disclosed balance after: 9,146,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of each of (i) TPG Zookeeper (A), L.P., which directly holds 7,607,674 shares of Common Stock ("Common Stock") of Zscaler, Inc. (the "Issuer"), and (ii) TPG Zookeeper (B), L.P. (together with TPG Zookeeper (A), L.P., the "TPG Funds"), which directly holds 1,538,803 shares of Common Stock. F3 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any. F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.