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Nasdaq · USD

ZS

Zscaler, Inc.

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3153
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0001713683
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547

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 2026012
Jul 202606
Aug 202605
Sep 2026021
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2018 Filed Sep 24, 2018 21:42 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 100 $39.25 $3,925.00
Disclosure

SEC source: 0001209191-18-052065 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,167,052

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:42 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,484 $38.86 $96,526.25
Disclosure

SEC source: 0001209191-18-052065 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,167,152

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.25 to $39.21, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:42 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,223 $37.61 $83,605.70
Disclosure

SEC source: 0001209191-18-052065 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,169,636

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.25 to $37.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:22 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 15,812 $42.52 $672,375.26
Disclosure

SEC source: 0001209191-18-051707 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,171,859

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.18 to $42.78, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:22 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 10,707 $41.75 $446,978.70
Disclosure

SEC source: 0001209191-18-051707 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,187,671

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.17 to $42.16, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 23:22 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 13,481 $40.60 $547,274.68
Disclosure

SEC source: 0001209191-18-051707 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,198,378

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.16 to $41.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:10 UTC Exercise / conversionStock option (right to buy) · Derivative 21,667 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001209191-18-051114 · doc4.xml · derivative · entry 6

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,333

Underlying: Common Stock · 21,667 shares

Expires 2025-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:10 UTC Exercise / conversionStock Option (right to buy) · Derivative 13,333 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001209191-18-051114 · doc4.xml · derivative · entry 5

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,333 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable.

F6 · derivative.expiration_date: The option was previously reported in a Form 3 filed on March 15, 2018 which mistakenly reported an expiration date of December 6, 2023.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:10 UTC SaleCommon Stock 35,000 $40.61 $1,421,371.00
Disclosure

SEC source: 0001209191-18-051114 · doc4.xml · nonDerivative · entry 3

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.60 to $40.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:10 UTC Exercise / conversionCommon Stock 21,667 $4.13 $89,376.38
Disclosure

SEC source: 0001209191-18-051114 · doc4.xml · nonDerivative · entry 2

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:10 UTC Exercise / conversionCommon Stock 13,333 $1.43 $19,066.19
Disclosure

SEC source: 0001209191-18-051114 · doc4.xml · nonDerivative · entry 1

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,187 shares previously held by the Andrew W. F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as trustee (the "Brown GRAT") which were registered on June 20, 2018 to the reporting person.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:37 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 4,807 $42.12 $202,470.84
Disclosure

SEC source: 0001209191-18-051129 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,211,859

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2018.

F2 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 54 $43.10 $2,327.40
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 9

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,132

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.

F10 · ownership.nature: The shares are held directly by the reporting person's mother-in-law.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 6,946 $42.54 $295,454.36
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 8

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,186

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.08, inclusive.

F10 · ownership.nature: The shares are held directly by the reporting person's mother-in-law.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 7,311 $43.01 $314,425.64
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 7

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 132

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.905 to $43.19, inclusive.

F7 · ownership.nature: The shares are held directly by the reporting person's father-in-law.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 27,689 $42.44 $1,175,171.00
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 6

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,443

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.90 to $42.89, inclusive.

F7 · ownership.nature: The shares are held directly by the reporting person's father-in-law.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:15 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-18-051117 · doc4.xml · derivative · entry 5

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,000

Underlying: Common Stock · 45,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 14, 2017 and 1/48 of the shares vest monthly thereafter.

F6 · derivative.expiration_date: The option was previously reported in a Form 3 filed on March 15, 2018 which mistakenly reported an expiration date of January 15, 2026.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:15 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 8,199 $42.65 $349,658.65
Disclosure

SEC source: 0001209191-18-051117 · doc4.xml · nonDerivative · entry 4

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,666

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.52 to $43.25, inclusive.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:15 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 14,565 $41.83 $609,232.10
Disclosure

SEC source: 0001209191-18-051117 · doc4.xml · nonDerivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,865

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.52 to $42.51, inclusive.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:15 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 22,236 $41.14 $914,898.00
Disclosure

SEC source: 0001209191-18-051117 · doc4.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,430

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.52 to $41.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:15 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 45,000 $4.40 $198,000.00
Disclosure

SEC source: 0001209191-18-051117 · doc4.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 6,164 $42.78 $263,723.04
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 5

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 273,507

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.56 to $43.22, inclusive.

F1 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 15,517 $41.99 $651,496.76
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 4

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 279,671

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.56 to $42.55, inclusive.

F1 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 43,863 $41.07 $1,801,589.39
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 3

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 295,188

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.56 to $41.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4), (5), (6), (8) and (9) to this Form 4.

F1 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

Read SEC document
June 12, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
GiftCommon Stock 339,051 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 2

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 339,051

F1 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

Read SEC document
June 12, 2018 Filed Sep 14, 2018 21:06 UTC
Apte ManojChief Strategy Officer
GiftCommon Stock 339,051 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051108 · doc4.xml · nonDerivative · entry 1

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 20, 2018 Filed Mar 20, 2018 20:58 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 894,460 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 11

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 894,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 20:58 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 82,603 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 10

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,603 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 20:58 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 12,665,999 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 9

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 12,665,999 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 20:58 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 1,169,704 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 8

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,169,704 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 20:58 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 9,479,740 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 7

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 9,479,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 20:58 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 875,453 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008203 · doc4.xml · derivative · entry 6

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 20:58 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
ConversionCommon Stock 23,040,199 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008203 · doc4.xml · nonDerivative · entry 2

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 24,617,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry.

Read SEC document
March 20, 2018 Filed Mar 20, 2018 20:58 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
ConversionCommon Stock 2,127,760 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008203 · doc4.xml · nonDerivative · entry 1

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:04 UTC PurchaseCommon Stock 125,000 $16.00 $2,000,000.00
Disclosure

SEC source: 0000899243-18-008207 · doc4.xml · nonDerivative · entry 1

Giancarlo Charles H · CIK 0001299634 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 125,000

F1 · ownership.nature: The shares are held of record by The Charles H. & Dianne G. Giancarlo Family Trust U/D/T 11/2/98 for which the reporting person serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:03 UTC PurchaseCommon Stock 15,625 $16.00 $250,000.00
Disclosure

SEC source: 0000899243-18-008206 · doc4.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 15,625

F1 · ownership.nature: The shares are held of record by The Blasing Family Revocable Trust U/A dtd 12/22/2005 for which the reporting person serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:06 UTC
Mangal Ajay10% owner
CJCP Trust10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 314,908 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 8

Mangal Ajay · CIK 0001733842 · 10% owner

CJCP Trust · CIK 0001733852 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 314,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:06 UTC
Mangal Ajay10% owner
CJCP Trust10% owner
ConversionSeries C Convertible Preferred Stock · Derivative 451,706 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 7

Mangal Ajay · CIK 0001733842 · 10% owner

CJCP Trust · CIK 0001733852 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 451,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:06 UTC
Mangal Ajay10% owner
CJCP Trust10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 4,459,259 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 6

Mangal Ajay · CIK 0001733842 · 10% owner

CJCP Trust · CIK 0001733852 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 4,459,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:06 UTC
Mangal Ajay10% owner
CJCP Trust10% owner
ConversionSeries B Convertible Preferred Stock · Derivative 6,396,395 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 5

Mangal Ajay · CIK 0001733842 · 10% owner

CJCP Trust · CIK 0001733852 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 6,396,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:06 UTC
Mangal Ajay10% owner
CJCP Trust10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 3,337,488 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 4

Mangal Ajay · CIK 0001733842 · 10% owner

CJCP Trust · CIK 0001733852 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 3,337,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:06 UTC
Mangal Ajay10% owner
CJCP Trust10% owner
ConversionSeries A Convertible Preferred Stock · Derivative 11,507,318 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008209 · doc4.xml · derivative · entry 3

Mangal Ajay · CIK 0001733842 · 10% owner

CJCP Trust · CIK 0001733852 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 11,507,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:06 UTC
Mangal Ajay10% owner
CJCP Trust10% owner
ConversionCommon Stock 8,111,655 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008209 · doc4.xml · nonDerivative · entry 2

Mangal Ajay · CIK 0001733842 · 10% owner

CJCP Trust · CIK 0001733852 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 8,258,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F5 · ownership.nature: The shares are held of record by The CKS Trust for which Mr. Mangal serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:06 UTC
Mangal Ajay10% owner
CJCP Trust10% owner
ConversionCommon Stock 18,355,419 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008209 · doc4.xml · nonDerivative · entry 1

Mangal Ajay · CIK 0001733842 · 10% owner

CJCP Trust · CIK 0001733852 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 21,566,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F3 · price: The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F4 · ownership.nature: The shares are held of record by The CJCP Trust for which Mr. Mangal serves as trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:05 UTC PurchaseCommon Stock 62,500 $16.00 $1,000,000.00
Disclosure

SEC source: 0000899243-18-008208 · doc4.xml · nonDerivative · entry 1

Darling Scott C · CIK 0001733959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:02 UTC
Bess LaneDirector
ConversionSeries B Convertible Preferred Stock · Derivative 164,609 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008205 · doc4.xml · derivative · entry 3

Bess Lane · CIK 0001733859 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · 164,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.exercise_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F1 · derivative.expiration_date: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by the Lane M. and Leticia L. Bess Family Trust UAD 8/16/2006 for which the reporting person serves as a trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:02 UTC
Bess LaneDirector
PurchaseCommon Stock 109,375 $16.00 $1,750,000.00
Disclosure

SEC source: 0000899243-18-008205 · doc4.xml · nonDerivative · entry 2

Bess Lane · CIK 0001733859 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 2,191,792

F2 · ownership.nature: The shares are held of record by the Lane M. and Leticia L. Bess Family Trust UAD 8/16/2006 for which the reporting person serves as a trustee.

Read SEC document
March 20, 2018 Filed Mar 21, 2018 01:02 UTC
Bess LaneDirector
ConversionCommon Stock 164,609 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-008205 · doc4.xml · nonDerivative · entry 1

Bess Lane · CIK 0001733859 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 2,082,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.

F2 · ownership.nature: The shares are held of record by the Lane M. and Leticia L. Bess Family Trust UAD 8/16/2006 for which the reporting person serves as a trustee.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 16:35 UTC
BONDERMAN DAVIDFormer 10% Owner
COULTER JAMES GFormer 10% Owner
ConversionSeries D Preferred Stock · Derivative 9,146,477 $0.00 $0.00
Disclosure

SEC source: 0000903423-18-000173 · zscaler4.xml · derivative · entry 2

TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · Former 10% Owner

BONDERMAN DAVID · CIK 0000860866 · Former 10% Owner

COULTER JAMES G · CIK 0001099776 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 0

Underlying: Common Stock · 9,146,477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On March 20, 2018, the shares of Series D Preferred Stock of the Issuer (the "Series D Preferred") held by the TPG Funds automatically converted into 9,146,477 shares of Common Stock. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Series D Preferred had been convertible, at the option of the holder, at any time into shares Common Stock at an initial conversion rate equal to one share of Common Stock per share of Series D Preferred, subject to adjustment.

F2 · derivative.exercise_date: On March 20, 2018, the shares of Series D Preferred Stock of the Issuer (the "Series D Preferred") held by the TPG Funds automatically converted into 9,146,477 shares of Common Stock. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Series D Preferred had been convertible, at the option of the holder, at any time into shares Common Stock at an initial conversion rate equal to one share of Common Stock per share of Series D Preferred, subject to adjustment.

F2 · derivative.expiration_date: On March 20, 2018, the shares of Series D Preferred Stock of the Issuer (the "Series D Preferred") held by the TPG Funds automatically converted into 9,146,477 shares of Common Stock. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Series D Preferred had been convertible, at the option of the holder, at any time into shares Common Stock at an initial conversion rate equal to one share of Common Stock per share of Series D Preferred, subject to adjustment.

F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of each of (i) TPG Zookeeper (A), L.P., which directly holds 7,607,674 shares of Common Stock ("Common Stock") of Zscaler, Inc. (the "Issuer"), and (ii) TPG Zookeeper (B), L.P. (together with TPG Zookeeper (A), L.P., the "TPG Funds"), which directly holds 1,538,803 shares of Common Stock.

F2 · ownership.nature: On March 20, 2018, the shares of Series D Preferred Stock of the Issuer (the "Series D Preferred") held by the TPG Funds automatically converted into 9,146,477 shares of Common Stock. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of Series D Preferred had been convertible, at the option of the holder, at any time into shares Common Stock at an initial conversion rate equal to one share of Common Stock per share of Series D Preferred, subject to adjustment.

F3 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 16:35 UTC
BONDERMAN DAVIDFormer 10% Owner
COULTER JAMES GFormer 10% Owner
ConversionCommon Stock 9,146,477 $0.00 $0.00
Disclosure

SEC source: 0000903423-18-000173 · zscaler4.xml · nonDerivative · entry 1

TPG Group Holdings (SBS) Advisors, Inc. · CIK 0001495741 · Former 10% Owner

BONDERMAN DAVID · CIK 0000860866 · Former 10% Owner

COULTER JAMES G · CIK 0001099776 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 9,146,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: David Bonderman and James G. Coulter are the sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. (together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the sole member of TPG Group Holdings (SBS) Advisors, LLC, which is the general partner of TPG Group Holdings (SBS), L.P., which is the sole member of TPG Holdings I-A, LLC, which is the general partner of TPG Holdings I, L.P., which is the sole member of TPG Growth GenPar III Advisors, LLC, which is the general partner of TPG Growth GenPar III, L.P., which is the general partner of each of (i) TPG Zookeeper (A), L.P., which directly holds 7,607,674 shares of Common Stock ("Common Stock") of Zscaler, Inc. (the "Issuer"), and (ii) TPG Zookeeper (B), L.P. (together with TPG Zookeeper (A), L.P., the "TPG Funds"), which directly holds 1,538,803 shares of Common Stock.

F3 · ownership.nature: Because of the relationship between the Reporting Persons and the TPG Funds, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the TPG Funds. Each TPG Fund and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such TPG Fund's or such Reporting Person's pecuniary interest therein, if any.

F4 · ownership.nature: Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.