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Nasdaq · USD

ZS

Zscaler, Inc.

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3153
SEC CIK
0001713683
Parsed reports
547

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 2026012
Jul 202606
Aug 202605
Sep 2026021
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2018 Filed Dec 19, 2018 22:21 UTC
Raj NehalDirector
GrantCommon Stock 4,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063543 · doc4.xml · nonDerivative · entry 1

Raj Nehal · CIK 0001733964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal quarterly installments beginning on March 15, 2019.

Read SEC document
December 18, 2018 Filed Dec 19, 2018 22:12 UTC GrantCommon Stock 4,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063532 · doc4.xml · nonDerivative · entry 1

Darling Scott C · CIK 0001733959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,095

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in four equal quarterly installments beginning on March 15, 2019.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 02:03 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 600 $41.98 $25,188.00
Disclosure

SEC source: 0001209191-18-063047 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,103,768

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.89 to $42.03, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
December 17, 2018 Filed Dec 18, 2018 02:03 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 5,000 $40.32 $201,585.50
Disclosure

SEC source: 0001209191-18-063047 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,104,368

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.04 to $40.69, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:49 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 802 $41.83 $33,546.06
Disclosure

SEC source: 0001209191-18-063507 · doc4.xml · nonDerivative · entry 4

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 207,963

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.70 to $42.02, inclusive.

F3 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:49 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 5,288 $40.43 $213,775.33
Disclosure

SEC source: 0001209191-18-063507 · doc4.xml · nonDerivative · entry 3

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 208,765

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.02 to $40.98, inclusive.

F3 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:49 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 26,053 $39.58 $1,031,201.19
Disclosure

SEC source: 0001209191-18-063507 · doc4.xml · nonDerivative · entry 2

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 214,053

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $40.00, inclusive.

F3 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:49 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 33,401 $38.40 $1,282,605.08
Disclosure

SEC source: 0001209191-18-063507 · doc4.xml · nonDerivative · entry 1

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 240,106

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.

F3 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

Read SEC document
December 13, 2018 Filed Dec 18, 2018 02:03 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 4,807 $41.59 $199,910.63
Disclosure

SEC source: 0001209191-18-063047 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,109,368

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.33 to $42.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:42 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 300 $42.87 $12,861.99
Disclosure

SEC source: 0001209191-18-061582 · doc4.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,114,175

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.81 to $42.91, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:42 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 1,285 $42.03 $54,014.46
Disclosure

SEC source: 0001209191-18-061582 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,114,475

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.67 to $42.63, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:42 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 899 $40.93 $36,791.66
Disclosure

SEC source: 0001209191-18-061582 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,115,760

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.59 to $41.47, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:42 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,323 $38.38 $89,166.96
Disclosure

SEC source: 0001209191-18-061582 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,116,659

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.30 to $39.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:04 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 461 $37.60 $17,335.40
Disclosure

SEC source: 0001209191-18-060362 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,118,982

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.58 to $37.64, inclusive.

F2 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:04 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 4,346 $36.99 $160,741.59
Disclosure

SEC source: 0001209191-18-060362 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,119,443

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.58 to $37.57, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F2 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 21:04 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 1,923 $35.16 $67,612.68
Disclosure

SEC source: 0001209191-18-060362 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,123,789

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 25, 2018 Filed Nov 27, 2018 21:17 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 298 $34.21 $10,195.53
Disclosure

SEC source: 0001209191-18-059989 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,125,712

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.16 to $34.24, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 25, 2018 Filed Nov 27, 2018 21:17 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,586 $33.86 $87,558.86
Disclosure

SEC source: 0001209191-18-059989 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,126,010

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.11 to $34.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:29 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 1,384 $41.11 $56,889.87
Disclosure

SEC source: 0001209191-18-059024 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,128,596

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.91 to $41.40, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:29 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 3,423 $40.16 $137,463.57
Disclosure

SEC source: 0001209191-18-059024 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,129,980

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.88 to $40.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:11 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 256 $42.27 $10,820.84
Disclosure

SEC source: 0001209191-18-058013 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,133,403

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.14 to $42.47, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 23:11 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 4,551 $41.37 $188,265.77
Disclosure

SEC source: 0001209191-18-058013 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 1,133,659

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · derivative · entry 10

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,000

Underlying: Common Stock · 35,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 14, 2017 and 1/48 of the shares vest monthly thereafter.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 22,249 $39.36 $875,673.92
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · nonDerivative · entry 8

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,966

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F7 · price: he price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.09 to $39.73, inclusive.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 12,751 $38.74 $493,973.74
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · nonDerivative · entry 7

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,215

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F6 · price: he price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.09 to $39.08, inclusive.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 35,000 $4.40 $154,000.00
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · nonDerivative · entry 6

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · derivative · entry 9

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 10,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 14, 2017 and 1/48 of the shares vest monthly thereafter.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 1,280 $38.99 $49,905.41
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · nonDerivative · entry 5

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,966

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.91 to $39.36, inclusive.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 3,300 $38.68 $127,632.78
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · nonDerivative · entry 4

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,246

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.91 to $38.90, inclusive.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 600 $36.64 $21,986.28
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · nonDerivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,546

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $36.80, inclusive.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 4,820 $35.99 $173,456.86
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,146

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.45 to $36.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6) and (7) to this Form 4.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:40 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 10,000 $4.40 $44,000.00
Disclosure

SEC source: 0001209191-18-057260 · doc4.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 01, 2018 Filed Nov 5, 2018 22:48 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 1,380 $38.75 $53,474.86
Disclosure

SEC source: 0001209191-18-057265 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,138,210

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.30 to $38.98, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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November 01, 2018 Filed Nov 5, 2018 22:48 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 100 $36.79 $3,679.00
Disclosure

SEC source: 0001209191-18-057265 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,139,590

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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November 01, 2018 Filed Nov 5, 2018 22:48 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 3,327 $36.24 $120,572.14
Disclosure

SEC source: 0001209191-18-057265 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,139,690

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.67 to $36.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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October 25, 2018 Filed Oct 29, 2018 20:20 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,184 $35.47 $77,470.41
Disclosure

SEC source: 0001209191-18-056414 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,143,017

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.09 to $35.75, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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October 25, 2018 Filed Oct 29, 2018 20:20 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,623 $34.91 $91,566.04
Disclosure

SEC source: 0001209191-18-056414 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,145,201

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.08 to $35.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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October 18, 2018 Filed Oct 22, 2018 22:10 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,550 $37.95 $96,764.09
Disclosure

SEC source: 0001209191-18-055900 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,147,824

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · ownership.nature: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.51 to $38.07, inclusive.

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October 18, 2018 Filed Oct 22, 2018 22:10 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,257 $36.91 $83,295.94
Disclosure

SEC source: 0001209191-18-055900 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,150,374

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.50 to $37.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 20:40 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 300 $35.77 $10,731.99
Disclosure

SEC source: 0001209191-18-054980 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,152,631

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.60 to $35.95, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 20:40 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 3,908 $35.00 $136,774.53
Disclosure

SEC source: 0001209191-18-054980 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,152,931

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.53 to $35.48, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 20:40 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 599 $33.84 $20,269.56
Disclosure

SEC source: 0001209191-18-054980 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,156,839

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.43 to $34.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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October 05, 2018 Filed Oct 11, 2018 00:18 UTC
Schlossman RobertChief Legal Officer
GrantCommon Stock 62,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-054746 · doc4.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,966

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 31,250 RSUs vest in 16 equal quarterly installments beginning on December 15, 2019 and (ii) 31,250 RSUs vest in 16 equal quarterly installments beginning on December 15, 2020.

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October 05, 2018 Filed Oct 10, 2018 20:13 UTC
CANESSA REMOChief Financial Officer
GrantCommon Stock 56,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-054743 · doc4.xml · nonDerivative · entry 1

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,250

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest in 16 equal quarterly installments beginning on December 15, 2020.

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October 05, 2018 Filed Oct 11, 2018 01:36 UTC
Sinha AmitDirector · CTO & EVP of Eng/ Cloud Ops
GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026525 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/ Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 62,500 RSUs vest in 16 equal quarterly installments beginning on December 15, 2019 and (ii) 62,500 RSUs vest in 16 equal quarterly installments beginning on December 15, 2020.

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October 05, 2018 Filed Oct 11, 2018 00:05 UTC
Apte ManojChief Strategy Officer
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-054741 · doc4.xml · nonDerivative · entry 1

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

F1 · shares: The reported shares are represented by restricted stock units, or RSUs, which vest as follows: (i) 56,250 RSUs vest in 16 equal quarterly installments beginning on December 15, 2019 and (ii) 56,250 RSUs vest in 16 equal quarterly installments beginning on December 15, 2020.

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October 04, 2018 Filed Oct 5, 2018 23:31 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,523 $38.17 $96,305.94
Disclosure

SEC source: 0001209191-18-054453 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,157,438

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.75 to $38.30, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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October 04, 2018 Filed Oct 5, 2018 23:31 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,284 $37.25 $85,083.11
Disclosure

SEC source: 0001209191-18-054453 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,159,961

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.69 to $37.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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September 28, 2018 Filed Oct 11, 2018 00:18 UTC
Schlossman RobertChief Legal Officer
GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-054746 · doc4.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,466

Read SEC document
September 27, 2018 Filed Oct 1, 2018 22:00 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 4,807 $41.87 $201,263.80
Disclosure

SEC source: 0001209191-18-052878 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,162,245

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.58 to $42.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.