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Nasdaq · USD

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Zscaler, Inc.

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3153
SEC CIK
0001713683
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547

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 2026012
Jul 202606
Aug 202605
Sep 2026021
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2019 Filed Sep 6, 2019 00:14 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 298 $68.39 $20,380.76
Disclosure

SEC source: 0001713683-19-000019 · wf-form4_156772885663242.xml · nonDerivative · entry 5

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 566,702

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F7 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $67.98 to $68.95.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 00:14 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 813 $67.08 $54,536.53
Disclosure

SEC source: 0001713683-19-000019 · wf-form4_156772885663242.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 567,000

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F6 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $66.91 to $67.28.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 00:14 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 668 $66.25 $44,252.46
Disclosure

SEC source: 0001713683-19-000019 · wf-form4_156772885663242.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 567,813

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $65.88 to $66.86.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 00:14 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 791 $65.38 $51,712.97
Disclosure

SEC source: 0001713683-19-000019 · wf-form4_156772885663242.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 568,481

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $64.84 to $65.78.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 00:14 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,237 $64.41 $144,091.88
Disclosure

SEC source: 0001713683-19-000019 · wf-form4_156772885663242.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 569,272

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.83 to $64.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:59 UTC Exercise / conversionCommon Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001209191-19-048404 · doc4.xml · derivative · entry 4

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,334

Underlying: Common Stock · 1,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2017.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:59 UTC SaleCommon Stock 1,000 $68.09 $68,090.00
Disclosure

SEC source: 0001209191-19-048404 · doc4.xml · nonDerivative · entry 2

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 29, 2018.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:59 UTC Exercise / conversionCommon Stock 1,000 $5.82 $5,820.00
Disclosure

SEC source: 0001209191-19-048404 · doc4.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 00:14 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001713683-19-000020 · wf-form4_156772887775478.xml · derivative · entry 4

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,333

Underlying: Common Stock · 2,000 shares

Expires 2025-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on November 14, 2015.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 00:14 UTC SaleCommon Stock 700 $68.09 $47,663.00
Disclosure

SEC source: 0001713683-19-000020 · wf-form4_156772887775478.xml · nonDerivative · entry 3

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 42,513

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2019.

F3 · ownership.nature: The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 00:14 UTC SaleCommon Stock 2,000 $68.09 $136,180.00
Disclosure

SEC source: 0001713683-19-000020 · wf-form4_156772887775478.xml · nonDerivative · entry 2

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018, as amended.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 00:14 UTC Exercise / conversionCommon Stock 2,000 $4.13 $8,250.00
Disclosure

SEC source: 0001713683-19-000020 · wf-form4_156772887775478.xml · nonDerivative · entry 1

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 21:38 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 3,364 $70.42 $236,890.19
Disclosure

SEC source: 0001209191-19-047856 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 571,509

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.71, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 21:38 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 1,443 $69.42 $100,178.54
Disclosure

SEC source: 0001209191-19-047856 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 574,873

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.10 to $70.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 21:01 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 300 $73.52 $22,056.84
Disclosure

SEC source: 0001209191-19-047333 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 576,316

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.13 to $73.74 , inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 21:01 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,578 $72.55 $187,044.99
Disclosure

SEC source: 0001209191-19-047333 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 576,616

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.04 to $72.99, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 21:01 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 1,929 $71.62 $138,153.05
Disclosure

SEC source: 0001209191-19-047333 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 579,194

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.04 to $71.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 23:09 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 35 $82.52 $2,888.06
Disclosure

SEC source: 0001209191-19-046408 · doc4.xml · nonDerivative · entry 5

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonnote

Disclosed balance after: 581,123

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.51 to $82.52, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 23:09 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 194 $82.16 $15,939.74
Disclosure

SEC source: 0001209191-19-046408 · doc4.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See foonnote

Disclosed balance after: 581,158

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.51 to $82.50, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 23:09 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 24 $80.41 $1,929.84
Disclosure

SEC source: 0001209191-19-046408 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 581,352

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 23:09 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,031 $79.75 $161,972.66
Disclosure

SEC source: 0001209191-19-046408 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 581,376

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.28 to $80.27, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 23:09 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,523 $78.89 $199,051.58
Disclosure

SEC source: 0001209191-19-046408 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 583,407

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.28 to $79.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5) and (6) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 22:23 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 128 $84.96 $10,874.88
Disclosure

SEC source: 0001209191-19-045392 · doc4.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 585,930

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 22:23 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,054 $84.41 $173,385.12
Disclosure

SEC source: 0001209191-19-045392 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 586,058

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.96 to $84.94, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 22:23 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 1,841 $83.60 $153,904.29
Disclosure

SEC source: 0001209191-19-045392 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 588,112

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.96 to $83.94, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 22:23 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 784 $82.52 $64,697.01
Disclosure

SEC source: 0001209191-19-045392 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 589,953

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.96 to $82.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 01:21 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 55,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001209191-19-044137 · doc4.xml · derivative · entry 4

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 55,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 14, 2017 and 1/48 of the shares vest monthly thereafter.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 01:21 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 35,873 $84.96 $3,047,906.40
Disclosure

SEC source: 0001209191-19-044137 · doc4.xml · nonDerivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,966

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.70 to $85.61, inclusive.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 01:21 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 19,127 $84.28 $1,611,956.62
Disclosure

SEC source: 0001209191-19-044137 · doc4.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,839

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.68 to $84.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 01:21 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 55,000 $4.40 $242,000.00
Disclosure

SEC source: 0001209191-19-044137 · doc4.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 01:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001209191-19-044135 · doc4.xml · derivative · entry 5

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,334

Underlying: Common Stock · 1,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2017.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 01:19 UTC SaleCommon Stock 394 $85.24 $33,584.80
Disclosure

SEC source: 0001209191-19-044135 · doc4.xml · nonDerivative · entry 3

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 29, 2018.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $85.20 to $85.27, inclusive.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 01:19 UTC SaleCommon Stock 606 $84.64 $51,288.99
Disclosure

SEC source: 0001209191-19-044135 · doc4.xml · nonDerivative · entry 2

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,989

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.08 to $85.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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August 01, 2019 Filed Aug 2, 2019 01:19 UTC Exercise / conversionCommon Stock 1,000 $5.82 $5,820.00
Disclosure

SEC source: 0001209191-19-044135 · doc4.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 01, 2019 Filed Aug 2, 2019 01:57 UTC
Apte ManojChief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 93,669 $0.00 Strike: $2.63 $0.00
Disclosure

SEC source: 0001209191-19-044139 · doc4.xml · derivative · entry 11

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,997

Underlying: Common Stock · 93,669 shares

Expires 2025-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

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August 01, 2019 Filed Aug 2, 2019 01:57 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 775 $85.37 $66,158.65
Disclosure

SEC source: 0001209191-19-044139 · doc4.xml · nonDerivative · entry 6

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,022

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.14 to $85.80, inclusive.

F6 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

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August 01, 2019 Filed Aug 2, 2019 01:57 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 1,100 $84.54 $92,990.04
Disclosure

SEC source: 0001209191-19-044139 · doc4.xml · nonDerivative · entry 5

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,797

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.97 to $84.84, inclusive.

F6 · ownership.nature: The shares are held directly by the Akshay Kosh Family Trust dated December 18, 2006 for which the reporting person and his spouse serve as trustees.

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August 01, 2019 Filed Aug 2, 2019 01:57 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 2,632 $85.79 $225,804.02
Disclosure

SEC source: 0001209191-19-044139 · doc4.xml · nonDerivative · entry 4

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,062

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.75 to $85.88, inclusive.

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August 01, 2019 Filed Aug 2, 2019 01:57 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 58,480 $85.20 $4,982,671.44
Disclosure

SEC source: 0001209191-19-044139 · doc4.xml · nonDerivative · entry 3

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,694

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.74, inclusive.

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August 01, 2019 Filed Aug 2, 2019 01:57 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 32,557 $84.31 $2,744,903.46
Disclosure

SEC source: 0001209191-19-044139 · doc4.xml · nonDerivative · entry 2

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,174

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 28, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.745 to $84.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (7) to this Form 4.

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August 01, 2019 Filed Aug 2, 2019 01:57 UTC
Apte ManojChief Strategy Officer
Exercise / conversionCommon Stock 93,669 $2.63 $246,349.47
Disclosure

SEC source: 0001209191-19-044139 · doc4.xml · nonDerivative · entry 1

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 01, 2019 Filed Aug 2, 2019 20:03 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 200 $85.86 $17,171.00
Disclosure

SEC source: 0001209191-19-044212 · doc4.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 590,737

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.83 to $85.88, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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August 01, 2019 Filed Aug 2, 2019 20:03 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 29,182 $85.25 $2,487,654.61
Disclosure

SEC source: 0001209191-19-044212 · doc4.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 590,937

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.82 to $85.80, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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August 01, 2019 Filed Aug 2, 2019 20:03 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 15,600 $84.40 $1,316,630.64
Disclosure

SEC source: 0001209191-19-044212 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 620,119

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.80 to $84.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

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July 01, 2019 Filed Jul 2, 2019 20:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001209191-19-040188 · doc4.xml · derivative · entry 4

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,334

Underlying: Common Stock · 1,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2017.

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July 01, 2019 Filed Jul 2, 2019 20:07 UTC SaleCommon Stock 1,000 $78.23 $78,230.00
Disclosure

SEC source: 0001209191-19-040188 · doc4.xml · nonDerivative · entry 2

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,595

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 29, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:07 UTC Exercise / conversionCommon Stock 1,000 $5.82 $5,820.00
Disclosure

SEC source: 0001209191-19-040188 · doc4.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Excludes 39,999 shares previously held directly by the reporting person which were re-registered and are now held directly by The Blasing Family Revocable Trust U/A dtd 12/22/2005 for which the reporting person serves as trustee (the "Family Trust").

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June 30, 2019 Filed Sep 5, 2019 01:03 UTC
Schlossman RobertChief Legal Officer
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048408 · doc4.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,966

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June 27, 2019 Filed Jun 28, 2019 20:48 UTC
Sinha AmitDirector · CTO & EVP of Eng/Cloud Ops
SaleCommon Stock 2,000 $78.00 $156,000.00
Disclosure

SEC source: 0001209191-19-039504 · doc4.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · CTO & EVP of Eng/Cloud Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 298,749

F1 · ownership.nature: The shares are held of record by the ADRR Trust for which Neha Kumar serves as trustee.

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June 26, 2019 Filed Jun 28, 2019 16:24 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
OtherCommon Stock 13,332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-039478 · doc4.xml · nonDerivative · entry 1

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Represents a distribution of shares to the beneficiary of The Chaudhry Family Trust f/b/o Manpreet Bains for which Ms. Kaur serves as trustee(the "Family Trust").

F2 · ownership.nature: The shares are held of record by the Family Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.