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Nasdaq · USD

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Zscaler, Inc.

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3153
SEC CIK
0001713683
Parsed reports
547

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 2026012
Jul 202606
Aug 202605
Sep 2026021
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 00:11 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 200 $64.46 $12,892.00
Disclosure

SEC source: 0001713683-20-000051 · wf-form4_158587264296412.xml · nonDerivative · entry 6

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,060

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $64.43 to $64.49.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 00:11 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 653 $63.53 $41,483.46
Disclosure

SEC source: 0001713683-20-000051 · wf-form4_158587264296412.xml · nonDerivative · entry 5

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,260

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $63.07 to $63.88.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 00:11 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 700 $62.37 $43,656.76
Disclosure

SEC source: 0001713683-20-000051 · wf-form4_158587264296412.xml · nonDerivative · entry 4

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,913

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $62.06 to $62.90.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 00:11 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 347 $61.39 $21,300.84
Disclosure

SEC source: 0001713683-20-000051 · wf-form4_158587264296412.xml · nonDerivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,613

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.99 to $61.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 00:11 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 100 $59.85 $5,985.00
Disclosure

SEC source: 0001713683-20-000051 · wf-form4_158587264296412.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,960

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 00:11 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 2,000 $4.40 $8,800.00
Disclosure

SEC source: 0001713683-20-000051 · wf-form4_158587264296412.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:52 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 3,000 $64.00 $192,000.00
Disclosure

SEC source: 0001713683-20-000053 · wf-form4_158595435176628.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 264,749

F1 · ownership.nature: The shares are held of record by the ADRR Trust for which Neha Kumar serves as trustee.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:52 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,000 $63.00 $126,000.00
Disclosure

SEC source: 0001713683-20-000053 · wf-form4_158595435176628.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 267,749

F1 · ownership.nature: The shares are held of record by the ADRR Trust for which Neha Kumar serves as trustee.

Read SEC document
March 25, 2020 Filed Mar 25, 2020 23:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001713683-20-000049 · wf-form4_158518068415072.xml · derivative · entry 4

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,333

Underlying: Common Stock · 6,000 shares

Expires 2025-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 25, 2020 Filed Mar 25, 2020 23:58 UTC SaleCommon Stock 6,000 $65.00 $390,000.00
Disclosure

SEC source: 0001713683-20-000049 · wf-form4_158518068415072.xml · nonDerivative · entry 2

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018, as amended December 31, 2019.

Read SEC document
March 25, 2020 Filed Mar 25, 2020 23:58 UTC Exercise / conversionCommon Stock 6,000 $4.13 $24,750.00
Disclosure

SEC source: 0001713683-20-000049 · wf-form4_158518068415072.xml · nonDerivative · entry 1

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2020 Filed Mar 24, 2020 22:50 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 5,000 $63.00 $315,000.00
Disclosure

SEC source: 0001713683-20-000047 · wf-form4_158509024173779.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 269,749

F2 · ownership.nature: The shares are held of record by the ADRR Trust for which Neha Kumar serves as trustee.

Read SEC document
March 24, 2020 Filed Mar 24, 2020 22:50 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 5,000 $61.81 $309,071.50
Disclosure

SEC source: 0001713683-20-000047 · wf-form4_158509024173779.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 274,749

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.42 to $62.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the ADRR Trust for which Neha Kumar serves as trustee.

Read SEC document
March 18, 2020 Filed Mar 18, 2020 23:56 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 1,264 $44.00 $55,616.00
Disclosure

SEC source: 0001713683-20-000044 · wf-form4_158457577941655.xml · nonDerivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,060

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 19:56 UTC
Rajic DaliPres Go-To-Mkt/ Chief Rev Ofcr
SaleCommom Stock 84 $42.59 $3,577.53
Disclosure

SEC source: 0001713683-20-000043 · wf-form4_158457575917274.xml · nonDerivative · entry 2

Rajic Dali · CIK 0001695005 · Pres Go-To-Mkt/ Chief Rev Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,515

F1 · kind: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on March 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.5892 to $42.5897, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 19:56 UTC
Rajic DaliPres Go-To-Mkt/ Chief Rev Ofcr
SaleCommom Stock 5,519 $40.97 $226,113.43
Disclosure

SEC source: 0001713683-20-000043 · wf-form4_158457575917274.xml · nonDerivative · entry 1

Rajic Dali · CIK 0001695005 · Pres Go-To-Mkt/ Chief Rev Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,599

F1 · kind: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on March 15, 2020.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 23:56 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 10 $42.66 $426.60
Disclosure

SEC source: 0001713683-20-000044 · wf-form4_158457577941655.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,324

F1 · kind: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on March 15, 2020.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 23:56 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 679 $40.97 $27,818.63
Disclosure

SEC source: 0001713683-20-000044 · wf-form4_158457577941655.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,334

F1 · kind: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on March 15, 2020.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 23:56 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 29 $42.60 $1,235.36
Disclosure

SEC source: 0001713683-20-000045 · wf-form4_158457580128129.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,772

F1 · kind: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on March 15, 2020.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 23:56 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 1,947 $40.97 $79,768.59
Disclosure

SEC source: 0001713683-20-000045 · wf-form4_158457580128129.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,801

F1 · kind: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on March 15, 2020.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 23:55 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 19 $42.61 $809.65
Disclosure

SEC source: 0001713683-20-000042 · wf-form4_158457572736448.xml · nonDerivative · entry 2

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,518

F1 · kind: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on March 15, 2020.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 23:55 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 1,313 $40.97 $53,793.61
Disclosure

SEC source: 0001713683-20-000042 · wf-form4_158457572736448.xml · nonDerivative · entry 1

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,537

F1 · kind: These shares were sold in a sell-to-cover transaction for the taxes due in connection with RSUs vesting on March 15, 2020.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001713683-20-000034 · wf-form4_158319500629360.xml · derivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 2,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 2,000 $52.81 $105,620.00
Disclosure

SEC source: 0001713683-20-000034 · wf-form4_158319500629360.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,013

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 2,000 $4.40 $8,800.00
Disclosure

SEC source: 0001713683-20-000034 · wf-form4_158319500629360.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001713683-20-000032 · wf-form4_158319496364313.xml · derivative · entry 4

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,334

Underlying: Common Stock · 1,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2017.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC SaleCommon Stock 1,000 $52.81 $52,810.00
Disclosure

SEC source: 0001713683-20-000032 · wf-form4_158319496364313.xml · nonDerivative · entry 2

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 29, 2018.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC Exercise / conversionCommon Stock 1,000 $5.82 $5,820.00
Disclosure

SEC source: 0001713683-20-000032 · wf-form4_158319496364313.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001713683-20-000033 · wf-form4_158319498435777.xml · derivative · entry 4

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,333

Underlying: Common Stock · 2,000 shares

Expires 2025-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC SaleCommon Stock 700 $52.81 $36,967.00
Disclosure

SEC source: 0001713683-20-000033 · wf-form4_158319498435777.xml · nonDerivative · entry 3

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,113

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2019, as amended December 31, 2019.

F3 · ownership.nature: The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC SaleCommon Stock 4,298 $52.81 $226,977.38
Disclosure

SEC source: 0001713683-20-000033 · wf-form4_158319498435777.xml · nonDerivative · entry 2

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018, as amended December 31, 2019.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 00:23 UTC Exercise / conversionCommon Stock 2,000 $4.13 $8,250.00
Disclosure

SEC source: 0001713683-20-000033 · wf-form4_158319498435777.xml · nonDerivative · entry 1

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:28 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001713683-20-000025 · wf-form4_158093806191703.xml · derivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,000

Underlying: Common Stock · 2,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 14, 2017 and 1/48 of the shares vest monthly thereafter.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:28 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 2,000 $56.61 $113,225.00
Disclosure

SEC source: 0001713683-20-000025 · wf-form4_158093806191703.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,013

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.21 to $56.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:28 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 2,000 $4.40 $8,800.00
Disclosure

SEC source: 0001713683-20-000025 · wf-form4_158093806191703.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001713683-20-000024 · wf-form4_158093803995082.xml · derivative · entry 4

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,334

Underlying: Common Stock · 1,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2017.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:27 UTC SaleCommon Stock 1,000 $56.63 $56,633.00
Disclosure

SEC source: 0001713683-20-000024 · wf-form4_158093803995082.xml · nonDerivative · entry 2

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on December 29, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.21 to $57.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 21:27 UTC Exercise / conversionCommon Stock 1,000 $5.82 $5,820.00
Disclosure

SEC source: 0001713683-20-000024 · wf-form4_158093803995082.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 21:33 UTC
Sinha AmitDirector · President of R&D and CTO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 101,333 $0.00 Strike: $1.34 $0.00
Disclosure

SEC source: 0001713683-20-000021 · wf-form4_158016079002812.xml · derivative · entry 8

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,333 shares

Expires 2020-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

Read SEC document
January 24, 2020 Filed Jan 27, 2020 21:33 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,300 $60.27 $138,630.89
Disclosure

SEC source: 0001713683-20-000021 · wf-form4_158016079002812.xml · nonDerivative · entry 5

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,748

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $60.18 to $60.38.

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January 24, 2020 Filed Jan 27, 2020 21:33 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 31,520 $59.67 $1,880,861.44
Disclosure

SEC source: 0001713683-20-000021 · wf-form4_158016079002812.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,048

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $59.18 to $60.17.

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January 24, 2020 Filed Jan 27, 2020 21:33 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 25,404 $58.63 $1,489,337.44
Disclosure

SEC source: 0001713683-20-000021 · wf-form4_158016079002812.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,568

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $58.18 to $59.17.

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January 24, 2020 Filed Jan 27, 2020 21:33 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 42,109 $57.76 $2,432,047.40
Disclosure

SEC source: 0001713683-20-000021 · wf-form4_158016079002812.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,972

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.18 to $58.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

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January 24, 2020 Filed Jan 27, 2020 21:33 UTC
Sinha AmitDirector · President of R&D and CTO
Exercise / conversionCommon Stock 101,333 $1.34 $135,786.22
Disclosure

SEC source: 0001713683-20-000021 · wf-form4_158016079002812.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 15, 2020 Filed Jan 16, 2020 16:18 UTC
CANESSA REMOChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 110,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001713683-20-000019 · wf-form4_157920948790254.xml · derivative · entry 3

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 110,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 6, 2018 and 1/48 of the shares vest monthly thereafter.

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January 15, 2020 Filed Jan 16, 2020 16:18 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 110,000 $60.00 $6,600,000.00
Disclosure

SEC source: 0001713683-20-000019 · wf-form4_157920948790254.xml · nonDerivative · entry 2

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,373

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 29, 2019.

F2 · balance_after: Includes 992 and 569 shares acquired under the Issuer's Fiscal Year 2018 Employee Stock Purchase Plan on June 17, 2019 and December 16, 2019, respectively.

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January 15, 2020 Filed Jan 16, 2020 16:18 UTC
CANESSA REMOChief Financial Officer
Exercise / conversionCommon Stock 110,000 $5.82 $640,200.00
Disclosure

SEC source: 0001713683-20-000019 · wf-form4_157920948790254.xml · nonDerivative · entry 1

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 15, 2020 Filed Jan 16, 2020 21:18 UTC GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001713683-20-000018 · wf-form4_157920946484128.xml · derivative · entry 4

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,333

Underlying: Common Stock · 2,000 shares

Expires 2025-10-14

F4 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable.

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January 15, 2020 Filed Jan 16, 2020 21:18 UTC SaleCommon Stock 2,000 $60.00 $120,000.00
Disclosure

SEC source: 0001713683-20-000018 · wf-form4_157920946484128.xml · nonDerivative · entry 3

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,949

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018, as amended.

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January 15, 2020 Filed Jan 16, 2020 21:18 UTC Exercise / conversionCommon Stock 2,000 $4.13 $8,250.00
Disclosure

SEC source: 0001713683-20-000018 · wf-form4_157920946484128.xml · nonDerivative · entry 2

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.