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Nasdaq · USD

ZS

Zscaler, Inc.

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3153
SEC CIK
0001713683
Parsed reports
547

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 2026012
Jul 202606
Aug 202605
Sep 2026021
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2020 Filed Jun 3, 2020 00:16 UTC
Apte ManojChief Strategy Officer
Exercise / conversionCommon Stock 19,030 $2.63 $50,048.90
Disclosure

SEC source: 0001713683-20-000091 · wf-form4_159114335765204.xml · nonDerivative · entry 3

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · derivative · entry 25

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,666

Underlying: Common Stock · 4,000 shares

Expires 2027-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F24 · derivative.exercise_date: One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 999 $112.56 $112,444.44
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 13

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 502,196

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F15 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $112.46 to $112.72, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 8,289 $111.85 $927,127.14
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 12

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 503,195

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F14 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $111.46 to $112.45, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 18,987 $110.98 $2,107,177.26
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 11

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 511,484

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F13 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $110.46 to $111.43, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 13,431 $110.05 $1,478,121.84
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 10

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 530,471

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F12 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $109.43 to $110.39, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 1,600 $109.01 $174,412.96
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 9

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 543,902

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F11 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $108.43 to $109.40, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,000 $107.88 $215,764.00
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 8

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 545,502

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F10 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $107.41 to $108.38, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,300 $107.05 $246,214.08
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 7

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 547,502

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F9 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $106.41 to $107.32, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,200 $105.84 $232,849.10
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 6

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 549,802

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F8 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $105.41 to $106.39, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 1,200 $104.49 $125,382.96
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 5

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 552,002

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F7 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $104.17 to $104.90, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 4,700 $103.57 $486,785.11
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 553,202

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F6 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $103.13 to $104.11, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 5,000 $102.59 $512,947.00
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 557,902

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $102.08 to $103.03, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,000 $101.65 $203,304.00
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 562,902

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $101.04 to $102.02, inclusive.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 00:15 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 1,800 $100.33 $180,590.94
Disclosure

SEC source: 0001713683-20-000090 · wf-form4_159114333450339.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 564,902

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.01 to $100.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) and footnotes (4) through (15) to this Form 4.

F3 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.

Read SEC document
June 01, 2020 Filed Jul 15, 2020 00:17 UTC Amendment
Apte ManojChief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,332 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001209191-20-042447 · doc4a.xml · derivative · entry 2

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,334

Underlying: Common Stock · 33,332 shares

Expires 2027-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.

Read SEC document
June 01, 2020 Filed Jul 15, 2020 00:17 UTC Amendment
Apte ManojChief Strategy Officer
Exercise / conversionCommon Stock 33,332 $5.93 $197,658.76
Disclosure

SEC source: 0001209191-20-042447 · doc4a.xml · nonDerivative · entry 1

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · derivative · entry 26

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 35,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_date: The shares subject to the options are fully vested and immediately exercisable.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 200 $110.71 $22,141.00
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 23

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,260

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F18 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $110.43 to $110.98, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 988 $98.08 $96,898.30
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 12

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,060

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F11 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $97.88 to $98.27, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 1,500 $97.29 $145,942.05
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 11

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,048

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F10 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $96.79 to $97.60, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 3,300 $96.04 $316,919.46
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 10

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,548

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F9 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $95.74 to $96.63, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 4,406 $95.33 $420,016.05
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 9

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,848

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F8 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $94.73 to $95.72, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 1,801 $94.03 $169,346.77
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 8

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,254

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F7 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $93.52 to $94.49, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 1,405 $92.62 $130,136.58
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 7

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,055

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F6 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $92.31 to $93.10, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 800 $91.80 $73,437.04
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 6

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,460

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $91.31 to $92.27, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 20,300 $90.10 $1,829,007.67
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 5

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,260

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.83, inlcusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 200 $89.03 $17,805.00
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 4

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,560

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $88.58 to $89.47, inclusive.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 200 $87.16 $17,432.00
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,760

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.12 to $87.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (19) to this Form 4.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 100 $86.01 $8,601.00
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,960

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 27, 2019.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:17 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 35,000 $4.40 $154,000.00
Disclosure

SEC source: 0001713683-20-000093 · wf-form4_159114340658097.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 52,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001713683-20-000092 · wf-form4_159114338203040.xml · derivative · entry 4

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,333

Underlying: Common Stock · 52,000 shares

Expires 2025-10-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the options are fully vested and immediately exercisable.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:16 UTC SaleCommon Stock 52,000 $90.00 $4,680,000.00
Disclosure

SEC source: 0001713683-20-000092 · wf-form4_159114338203040.xml · nonDerivative · entry 3

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 30, 2018, as amended December 31, 2019.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:16 UTC Exercise / conversionCommon Stock 52,000 $4.13 $214,500.00
Disclosure

SEC source: 0001713683-20-000092 · wf-form4_159114338203040.xml · nonDerivative · entry 2

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 3, 2020 00:16 UTC SaleCommon Stock 14,200 $90.00 $1,278,000.00
Disclosure

SEC source: 0001713683-20-000092 · wf-form4_159114338203040.xml · nonDerivative · entry 1

Brown Andrew William Fraser · CIK 0001593803 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,813

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 5, 2019, as amended December 31, 2019.

F2 · ownership.nature: The shares are held of record by the Andrew W.F. Brown 2017 Grantor Retained Annuity Trust for which the reporting person's spouse serves as a trustee.

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May 29, 2020 Filed Jun 3, 2020 00:16 UTC
Apte ManojChief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,667 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001713683-20-000091 · wf-form4_159114335765204.xml · derivative · entry 21

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,666

Underlying: Common Stock · 16,667 shares

Expires 2027-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_date: One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.

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May 29, 2020 Filed Jun 3, 2020 00:16 UTC
Apte ManojChief Strategy Officer
SaleCommon Stock 16,667 $90.00 $1,500,086.67
Disclosure

SEC source: 0001713683-20-000091 · wf-form4_159114335765204.xml · nonDerivative · entry 2

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,518

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (16) to this Form 4.

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May 29, 2020 Filed Jun 3, 2020 00:16 UTC
Apte ManojChief Strategy Officer
Exercise / conversionCommon Stock 16,667 $5.93 $98,835.31
Disclosure

SEC source: 0001713683-20-000091 · wf-form4_159114335765204.xml · nonDerivative · entry 1

Apte Manoj · CIK 0001733848 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 26, 2020 Filed May 27, 2020 23:33 UTC
Sinha AmitDirector · President of R&D and CTO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001713683-20-000077 · wf-form4_159062241039807.xml · derivative · entry 8

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,666

Underlying: Common Stock · 4,000 shares

Expires 2027-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.

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May 26, 2020 Filed May 27, 2020 23:33 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 200 $79.66 $15,932.00
Disclosure

SEC source: 0001713683-20-000077 · wf-form4_159062241039807.xml · nonDerivative · entry 5

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,772

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $79.57 to $79.75.

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May 26, 2020 Filed May 27, 2020 23:33 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 637 $78.79 $50,186.36
Disclosure

SEC source: 0001713683-20-000077 · wf-form4_159062241039807.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,972

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $78.54 to $79.00.

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May 26, 2020 Filed May 27, 2020 23:33 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 1,100 $77.87 $85,652.05
Disclosure

SEC source: 0001713683-20-000077 · wf-form4_159062241039807.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,609

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $77.49 to $78.46.

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May 26, 2020 Filed May 27, 2020 23:33 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,063 $76.93 $158,713.40
Disclosure

SEC source: 0001713683-20-000077 · wf-form4_159062241039807.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,709

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.45 to $77.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

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May 26, 2020 Filed May 27, 2020 23:33 UTC
Sinha AmitDirector · President of R&D and CTO
Exercise / conversionCommon Stock 4,000 $5.93 $23,700.00
Disclosure

SEC source: 0001713683-20-000077 · wf-form4_159062241039807.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 20:48 UTC
Sinha AmitDirector · President of R&D and CTO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001713683-20-000075 · wf-form4_159000768424094.xml · derivative · entry 6

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,666

Underlying: Common Stock · 4,000 shares

Expires 2027-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.

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May 19, 2020 Filed May 20, 2020 20:48 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 1,862 $75.68 $140,909.27
Disclosure

SEC source: 0001713683-20-000075 · wf-form4_159000768424094.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,772

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $75.40 to $75.99.

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May 19, 2020 Filed May 20, 2020 20:48 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 2,138 $74.76 $159,827.69
Disclosure

SEC source: 0001713683-20-000075 · wf-form4_159000768424094.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,634

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.40 to $75.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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May 19, 2020 Filed May 20, 2020 20:48 UTC
Sinha AmitDirector · President of R&D and CTO
Exercise / conversionCommon Stock 4,000 $5.93 $23,700.00
Disclosure

SEC source: 0001713683-20-000075 · wf-form4_159000768424094.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2020 Filed May 13, 2020 21:55 UTC
Sinha AmitDirector · President of R&D and CTO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,000 $0.00 Strike: $5.93 $0.00
Disclosure

SEC source: 0001713683-20-000073 · wf-form4_158940689544726.xml · derivative · entry 7

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,666

Underlying: Common Stock · 4,000 shares

Expires 2027-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.

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May 12, 2020 Filed May 13, 2020 21:55 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommon Stock 697 $78.32 $54,586.04
Disclosure

SEC source: 0001713683-20-000073 · wf-form4_158940689544726.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,772

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on June 28, 2019.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $78.08 to $78.65.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.