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Zscaler, Inc.

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3153
SEC CIK
0001713683
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547

Last 12 months

Inside the activity.

0 purchase rows · 65 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202601
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 2026012
Jul 202606
Aug 202605
Sep 2026021
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2020 Filed Dec 17, 2020 23:22 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 3,905 $183.37 $716,048.53
Disclosure

SEC source: 0001713683-20-000206 · wf-form4_160824736149166.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,641

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units as mandated by the Issuer's election under its equity incentive plans and does not represent a discretionary trade by the Reporting Person.

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December 15, 2020 Filed Dec 17, 2020 23:23 UTC SaleCommon Stock 100 $184.64 $18,464.00
Disclosure

SEC source: 0001713683-20-000207 · wf-form4_160824737702704.xml · nonDerivative · entry 4

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:23 UTC SaleCommon Stock 300 $183.42 $55,025.01
Disclosure

SEC source: 0001713683-20-000207 · wf-form4_160824737702704.xml · nonDerivative · entry 3

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $182.99 to $183.78, inclusive.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:23 UTC SaleCommon Stock 238 $181.52 $43,202.50
Disclosure

SEC source: 0001713683-20-000207 · wf-form4_160824737702704.xml · nonDerivative · entry 2

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $181.25 to $181.81, inclusive.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:23 UTC SaleCommon Stock 404 $179.78 $72,632.25
Disclosure

SEC source: 0001713683-20-000207 · wf-form4_160824737702704.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.39 to $180.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

Read SEC document
December 15, 2020 Filed Jan 8, 2021 22:42 UTC
Sinha AmitDirector · President of R&D and CTO
GiftCommon Stock 22,000 $0.00 $0.00
Disclosure

SEC source: 0001713683-21-000013 · wf-form4_161014572086550.xml · nonDerivative · entry 8

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 149,702

F2 · shares: The reporting person transferred 22,000 shares of common stock to the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.

F1 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. The total reflects 110,000 shares which were re-registered and now held by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust and the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust for each of which the reporting person's family members are beneficiaries.

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December 15, 2020 Filed Jan 8, 2021 22:42 UTC
Sinha AmitDirector · President of R&D and CTO
OtherCommon Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001713683-21-000013 · wf-form4_161014572086550.xml · nonDerivative · entry 7

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 171,702

F1 · ownership.nature: The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee. The total reflects 110,000 shares which were re-registered and now held by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust and the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust for each of which the reporting person's family members are beneficiaries.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 20:09 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 100 $187.36 $18,736.00
Disclosure

SEC source: 0001713683-20-000198 · wf-form4_160816735244516.xml · nonDerivative · entry 3

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,356

Read SEC document
December 14, 2020 Filed Dec 16, 2020 20:09 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 2,956 $186.54 $551,411.35
Disclosure

SEC source: 0001713683-20-000198 · wf-form4_160816735244516.xml · nonDerivative · entry 2

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,456

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $186.10 to $186.98, inclusive.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 20:09 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 37,992 $185.53 $7,048,758.34
Disclosure

SEC source: 0001713683-20-000198 · wf-form4_160816735244516.xml · nonDerivative · entry 1

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,412

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.03 to $185.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 01:09 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 5,000 $187.00 $935,000.00
Disclosure

SEC source: 0001713683-20-000199 · wf-form4_160816737258278.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 92,375

F4 · ownership.nature: The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 01:09 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 5,000 $186.03 $930,154.00
Disclosure

SEC source: 0001713683-20-000199 · wf-form4_160816737258278.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,375

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $186.00 to $186.20, inclusive.

F4 · ownership.nature: The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 01:09 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 5,000 $187.00 $935,000.00
Disclosure

SEC source: 0001713683-20-000199 · wf-form4_160816737258278.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 92,374

F2 · ownership.nature: The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.

Read SEC document
December 14, 2020 Filed Dec 17, 2020 01:09 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 5,000 $186.05 $930,249.50
Disclosure

SEC source: 0001713683-20-000199 · wf-form4_160816737258278.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 97,374

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.00 to $186.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · ownership.nature: The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 17:59 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 10,531 $183.56 $1,933,075.63
Disclosure

SEC source: 0001713683-20-000195 · wf-form4_160772757871447.xml · nonDerivative · entry 5

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,404

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $183.01 to $183.99, inclusive.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 17:59 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 500 $178.02 $89,008.00
Disclosure

SEC source: 0001713683-20-000195 · wf-form4_160772757871447.xml · nonDerivative · entry 4

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,935

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $178.00 to $178.02, inclusive.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 17:59 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 16,126 $177.39 $2,860,565.34
Disclosure

SEC source: 0001713683-20-000195 · wf-form4_160772757871447.xml · nonDerivative · entry 3

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,435

F2 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $177.00 to $177.85, inclusive.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 17:59 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 13,374 $176.49 $2,360,426.74
Disclosure

SEC source: 0001713683-20-000195 · wf-form4_160772757871447.xml · nonDerivative · entry 2

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,561

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176 to $176.99, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (4) to this Form 4.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 17:59 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 4,617 $185.00 $854,145.00
Disclosure

SEC source: 0001713683-20-000195 · wf-form4_160772757871447.xml · nonDerivative · entry 1

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,935

Read SEC document
November 02, 2020 Filed Nov 2, 2020 22:34 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001713683-20-000181 · wf-form4_160435647736449.xml · derivative · entry 7

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,334

Underlying: Common Stock · 3,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2017.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 22:34 UTC SaleCommon Stock 400 $136.91 $54,762.00
Disclosure

SEC source: 0001713683-20-000181 · wf-form4_160435647736449.xml · nonDerivative · entry 5

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $136.49 to $137.26, inclusive.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 22:34 UTC SaleCommon Stock 481 $135.61 $65,229.85
Disclosure

SEC source: 0001713683-20-000181 · wf-form4_160435647736449.xml · nonDerivative · entry 4

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $135.28 to $135.98, inclusive.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 22:34 UTC SaleCommon Stock 1,182 $134.69 $159,207.24
Disclosure

SEC source: 0001713683-20-000181 · wf-form4_160435647736449.xml · nonDerivative · entry 3

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,518

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $134.24 to $135.07, inclusive.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 22:34 UTC SaleCommon Stock 937 $133.85 $125,419.61
Disclosure

SEC source: 0001713683-20-000181 · wf-form4_160435647736449.xml · nonDerivative · entry 2

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.23 to $134.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 22:34 UTC Exercise / conversionCommon Stock 3,000 $5.82 $17,460.00
Disclosure

SEC source: 0001713683-20-000181 · wf-form4_160435647736449.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:57 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,000 $0.00 Strike: $4.40 $0.00
Disclosure

SEC source: 0001713683-20-000179 · wf-form4_160219781731259.xml · derivative · entry 3

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 21,000 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 14, 2017 and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:57 UTC
Schlossman RobertChief Legal Officer
SaleCommon Stock 21,000 $150.11 $3,152,240.70
Disclosure

SEC source: 0001713683-20-000179 · wf-form4_160219781731259.xml · nonDerivative · entry 2

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,546

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on July 7, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:57 UTC
Schlossman RobertChief Legal Officer
Exercise / conversionCommon Stock 21,000 $4.40 $92,400.00
Disclosure

SEC source: 0001713683-20-000179 · wf-form4_160219781731259.xml · nonDerivative · entry 1

Schlossman Robert · CIK 0001435941 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 16:58 UTC
CANESSA REMOChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,165 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001713683-20-000177 · wf-form4_160210431418293.xml · derivative · entry 5

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 14,165 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on February 6, 2018 and 1/48 of the shares vest monthly thereafter.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 16:58 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 3,908 $147.00 $574,456.46
Disclosure

SEC source: 0001713683-20-000177 · wf-form4_160210431418293.xml · nonDerivative · entry 4

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,552

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 10, 2020.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $146.59 to $147.41, inclusive.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 16:58 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 2,999 $145.86 $437,444.94
Disclosure

SEC source: 0001713683-20-000177 · wf-form4_160210431418293.xml · nonDerivative · entry 3

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,460

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 10, 2020.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $145.45 to $146.19, inclusive.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 16:58 UTC
CANESSA REMOChief Financial Officer
SaleCommon Stock 7,258 $144.99 $1,052,345.40
Disclosure

SEC source: 0001713683-20-000177 · wf-form4_160210431418293.xml · nonDerivative · entry 2

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,459

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 10, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.44 to $145.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (4) to this Form 4.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 16:58 UTC
CANESSA REMOChief Financial Officer
Exercise / conversionCommon Stock 14,165 $5.82 $82,440.30
Disclosure

SEC source: 0001713683-20-000177 · wf-form4_160210431418293.xml · nonDerivative · entry 1

CANESSA REMO · CIK 0001250311 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:18 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0001713683-20-000175 · wf-form4_160192909430478.xml · derivative · entry 7

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,334

Underlying: Common Stock · 3,000 shares

Expires 2027-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2017.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:18 UTC SaleCommon Stock 451 $144.68 $65,248.61
Disclosure

SEC source: 0001713683-20-000175 · wf-form4_160192909430478.xml · nonDerivative · entry 5

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F5 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $144.45 to $145.37, inclusive.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:18 UTC SaleCommon Stock 500 $143.79 $71,897.00
Disclosure

SEC source: 0001713683-20-000175 · wf-form4_160192909430478.xml · nonDerivative · entry 4

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F4 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $143.36 to $144.24, inclusive.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:18 UTC SaleCommon Stock 1,350 $142.48 $192,348.41
Disclosure

SEC source: 0001713683-20-000175 · wf-form4_160192909430478.xml · nonDerivative · entry 3

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,588

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F3 · price: The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $142.21 to $143.15, inclusive.

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October 02, 2020 Filed Oct 5, 2020 20:18 UTC SaleCommon Stock 699 $141.75 $99,083.25
Disclosure

SEC source: 0001713683-20-000175 · wf-form4_160192909430478.xml · nonDerivative · entry 2

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on March 17, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.16 to $142.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.

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October 02, 2020 Filed Oct 5, 2020 20:18 UTC Exercise / conversionCommon Stock 3,000 $5.82 $17,460.00
Disclosure

SEC source: 0001713683-20-000175 · wf-form4_160192909430478.xml · nonDerivative · entry 1

BLASING KAREN · CIK 0001256358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 30, 2020 Filed Sep 30, 2020 22:07 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 5,000 $142.00 $710,000.00
Disclosure

SEC source: 0001713683-20-000173 · wf-form4_160150361336925.xml · nonDerivative · entry 6

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 102,374

F2 · ownership.nature: The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.

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September 30, 2020 Filed Sep 30, 2020 22:07 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 5,000 $142.00 $710,000.00
Disclosure

SEC source: 0001713683-20-000173 · wf-form4_160150361336925.xml · nonDerivative · entry 5

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 102,375

F1 · ownership.nature: The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.

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September 30, 2020 Filed Feb 12, 2021 16:37 UTC
Chaudhry Jagtar SinghDirector · President, CEO & Chairman · 10% owner
GiftCommon Stock 55,430 $0.00 $0.00
Disclosure

SEC source: 0001713683-21-000025 · wf-form4_161316580874098.xml · nonDerivative · entry 1

Chaudhry Jagtar Singh · CIK 0001374436 · Director · President, CEO & Chairman · 10% owner

CHAUDHRY P JYOTI · CIK 0001075092 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 24,561,949

F1 · ownership.nature: The shares are held of record by P. Jyoti Chaudhry.

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September 29, 2020 Filed Sep 30, 2020 22:07 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 3,000 $141.00 $423,000.00
Disclosure

SEC source: 0001713683-20-000173 · wf-form4_160150361336925.xml · nonDerivative · entry 4

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,374

F2 · ownership.nature: The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.

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September 29, 2020 Filed Sep 30, 2020 22:07 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 2,000 $140.00 $280,000.00
Disclosure

SEC source: 0001713683-20-000173 · wf-form4_160150361336925.xml · nonDerivative · entry 3

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 110,374

F2 · ownership.nature: The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:07 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 3,000 $141.00 $423,000.00
Disclosure

SEC source: 0001713683-20-000173 · wf-form4_160150361336925.xml · nonDerivative · entry 2

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,375

F1 · ownership.nature: The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.

Read SEC document
September 29, 2020 Filed Sep 30, 2020 22:07 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 2,000 $140.00 $280,000.00
Disclosure

SEC source: 0001713683-20-000173 · wf-form4_160150361336925.xml · nonDerivative · entry 1

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 110,375

F1 · ownership.nature: The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.

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September 23, 2020 Filed Sep 24, 2020 01:30 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 5,000 $140.00 $700,000.00
Disclosure

SEC source: 0001713683-20-000171 · wf-form4_160091100802588.xml · nonDerivative · entry 10

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 112,374

F4 · ownership.nature: The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.

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September 23, 2020 Filed Sep 24, 2020 01:30 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 5,000 $140.00 $700,000.00
Disclosure

SEC source: 0001713683-20-000171 · wf-form4_160091100802588.xml · nonDerivative · entry 9

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 112,375

F2 · ownership.nature: The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.

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September 22, 2020 Filed Sep 24, 2020 01:30 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 4,005 $135.00 $540,675.00
Disclosure

SEC source: 0001713683-20-000171 · wf-form4_160091100802588.xml · nonDerivative · entry 8

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117,374

F4 · ownership.nature: The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.

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September 22, 2020 Filed Sep 24, 2020 01:30 UTC
Sinha AmitDirector · President of R&D and CTO
SaleCommom Stock 4,600 $135.00 $621,000.00
Disclosure

SEC source: 0001713683-20-000171 · wf-form4_160091100802588.xml · nonDerivative · entry 7

Sinha Amit · CIK 0001733850 · Director · President of R&D and CTO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 117,375

F2 · ownership.nature: The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.