Last 12 months
Inside the activity.
0 purchase rows · 179 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 16 |
| Dec 2025 | 0 | 20 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 25 |
| May 2026 | 0 | 17 |
| Jun 2026 | 0 | 22 |
| Jul 2026 | 0 | 13 |
| Aug 2026 | 0 | 13 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 11 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2020 Filed Feb 6, 2020 23:27 UTC |
Yuan Eric S.Director · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000036 · wf-form4_158103165816794.xml · nonDerivative · entry 1 Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 23:27 UTC |
Bawa AparnaChief Legal Officer
|
SaleClass A Common Stock | 7,500 | $91.04 | $682,800.00 |
DisclosureSEC source: 0001585521-20-000035 · wf-form4_158103163544093.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 285,694 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 232,500 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Benhorin RoyChief Accounting Officer
|
ConversionClass B Common Stock · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000031 · wf-form4_158094640079788.xml · derivative · entry 9 Benhorin Roy · CIK 0001773302 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 65,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Benhorin RoyChief Accounting Officer
|
Exercise / conversionClass B Common Stock · Derivative | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000031 · wf-form4_158094640079788.xml · derivative · entry 8 Benhorin Roy · CIK 0001773302 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Class A Common Stock · 65,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Benhorin RoyChief Accounting Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $0.14 | $0.00 |
DisclosureSEC source: 0001585521-20-000031 · wf-form4_158094640079788.xml · derivative · entry 7 Benhorin Roy · CIK 0001773302 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Class B Common Stock · 65,000 shares Expires 2025-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 9, 2016, and 1/48 of the shares vest monthly thereafter. F7 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Benhorin RoyChief Accounting Officer
|
SaleClass A Common Stock | 16,000 | $85.00 | $1,360,000.00 |
DisclosureSEC source: 0001585521-20-000031 · wf-form4_158094640079788.xml · nonDerivative · entry 4 Benhorin Roy · CIK 0001773302 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,327 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Benhorin RoyChief Accounting Officer
|
SaleClass A Common Stock | 23,500 | $81.62 | $1,918,004.20 |
DisclosureSEC source: 0001585521-20-000031 · wf-form4_158094640079788.xml · nonDerivative · entry 3 Benhorin Roy · CIK 0001773302 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,327 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.01 to $81.96. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Benhorin RoyChief Accounting Officer
|
SaleClass A Common Stock | 73,500 | $80.14 | $5,890,503.15 |
DisclosureSEC source: 0001585521-20-000031 · wf-form4_158094640079788.xml · nonDerivative · entry 2 Benhorin Roy · CIK 0001773302 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,827 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.99. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Benhorin RoyChief Accounting Officer
|
ConversionClass A Common Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000031 · wf-form4_158094640079788.xml · nonDerivative · entry 1 Benhorin Roy · CIK 0001773302 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
ConversionClass B Common Stock · Derivative | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · derivative · entry 9 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
Exercise / conversionClass B Common Stock · Derivative | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · derivative · entry 8 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850 Underlying: Class A Common Stock · 6,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,850 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · derivative · entry 7 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,200 Underlying: Class B Common Stock · 6,850 shares Expires 2028-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from July 11, 2018. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
SaleClass A Common Stock | 124 | $82.08 | $10,178.35 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · nonDerivative · entry 6 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,262 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.07 to $82.14. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
SaleClass A Common Stock | 2,191 | $81.34 | $178,222.51 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · nonDerivative · entry 5 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,386 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.96 to $81.95. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
SaleClass A Common Stock | 1,881 | $80.21 | $150,873.51 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · nonDerivative · entry 4 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,577 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.85 to $80.79. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
SaleClass A Common Stock | 700 | $79.16 | $55,414.03 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · nonDerivative · entry 3 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,458 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.74 to $79.62. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
SaleClass A Common Stock | 8,150 | $77.78 | $633,904.56 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · nonDerivative · entry 2 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,158 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.69 to $78.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 23:46 UTC |
Pelosi JanineChief Marketing Officer
|
ConversionClass A Common Stock | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000030 · wf-form4_158094636545726.xml · nonDerivative · entry 1 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2020 Filed Feb 1, 2020 01:02 UTC |
Yuan Eric S.Director · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000027 · wf-form4_158051891802678.xml · derivative · entry 3 Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,078,791 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| January 30, 2020 Filed Feb 1, 2020 01:02 UTC |
Yuan Eric S.Director · Chief Executive Officer · 10% owner
|
GiftClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000027 · wf-form4_158051891802678.xml · nonDerivative · entry 2 Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of Class A Common Stock that the reporting person donated as a gift to a charitable donor advised fund. Read SEC document |
| January 30, 2020 Filed Feb 1, 2020 01:02 UTC |
Yuan Eric S.Director · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000027 · wf-form4_158051891802678.xml · nonDerivative · entry 1 Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 23:56 UTC |
Gassner Peter PDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000025 · wf-form4_158051496169437.xml · derivative · entry 2 Gassner Peter P · CIK 0001585821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974 Underlying: Class A Common Stock · 487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock. F2 · derivative.exercise_date: The Reporting Person received an award of restricted stock units, 1/3 of which will vest on January 29, 2020, 1/3 of which will vest on April 29, 2020, and 1/3 of which will vest on the earlier of (i) July 29,2020 or (ii) the day immediately preceding the date of the annual meeting of the Issuer's stockholders in 2020. F2 · derivative.expiration_date: The Reporting Person received an award of restricted stock units, 1/3 of which will vest on January 29, 2020, 1/3 of which will vest on April 29, 2020, and 1/3 of which will vest on the earlier of (i) July 29,2020 or (ii) the day immediately preceding the date of the annual meeting of the Issuer's stockholders in 2020. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 23:56 UTC |
Gassner Peter PDirector
|
Exercise / conversionClass A Common Stock | 487 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000025 · wf-form4_158051496169437.xml · nonDerivative · entry 1 Gassner Peter P · CIK 0001585821 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Subotovsky SantiagoDirector
|
ConversionClass B Common Stock · Derivative | 61,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000023 · wf-form4_157982209260234.xml · derivative · entry 7 Subotovsky Santiago · CIK 0001773806 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,883,045 Underlying: Class A Common Stock · 61,088 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of Emergence and EZP, as applicable, into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by Emergence and EZP, as applicable, will automatically convert into one share of Class A Common Stock upon any transfer by Emergence and EZP, as applicable, except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F4 · kind: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its limited partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. F5 · kind: (continued from footnote 4) Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such sharespro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of Emergence and EZP, as applicable, into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by Emergence and EZP, as applicable, will automatically convert into one share of Class A Common Stock upon any transfer by Emergence and EZP, as applicable, except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of Emergence and EZP, as applicable, into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by Emergence and EZP, as applicable, will automatically convert into one share of Class A Common Stock upon any transfer by Emergence and EZP, as applicable, except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F6 · ownership.nature: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Subotovsky SantiagoDirector
|
ConversionClass B Common Stock · Derivative | 501,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000023 · wf-form4_157982209260234.xml · derivative · entry 6 Subotovsky Santiago · CIK 0001773806 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,668,280 Underlying: Class A Common Stock · 501,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of Emergence and EZP, as applicable, into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by Emergence and EZP, as applicable, will automatically convert into one share of Class A Common Stock upon any transfer by Emergence and EZP, as applicable, except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F1 · kind: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · kind: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of Emergence and EZP, as applicable, into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by Emergence and EZP, as applicable, will automatically convert into one share of Class A Common Stock upon any transfer by Emergence and EZP, as applicable, except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of Emergence and EZP, as applicable, into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by Emergence and EZP, as applicable, will automatically convert into one share of Class A Common Stock upon any transfer by Emergence and EZP, as applicable, except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F3 · ownership.nature: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). The Reporting Person is a member of EEP III. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Subotovsky SantiagoDirector
|
OtherClass A Common Stock | 3,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000023 · wf-form4_157982209260234.xml · nonDerivative · entry 5 Subotovsky Santiago · CIK 0001773806 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,692 F7 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata distributions described above. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Subotovsky SantiagoDirector
|
OtherClass A Common Stock | 61,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000023 · wf-form4_157982209260234.xml · nonDerivative · entry 4 Subotovsky Santiago · CIK 0001773806 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F4 · kind: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its limited partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. F5 · kind: (continued from footnote 4) Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such sharespro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F6 · ownership.nature: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Subotovsky SantiagoDirector
|
ConversionClass A Common Stock | 61,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000023 · wf-form4_157982209260234.xml · nonDerivative · entry 3 Subotovsky Santiago · CIK 0001773806 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 61,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its limited partners, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. F5 · kind: (continued from footnote 4) Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such sharespro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F6 · ownership.nature: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Subotovsky SantiagoDirector
|
OtherClass A Common Stock | 501,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000023 · wf-form4_157982209260234.xml · nonDerivative · entry 2 Subotovsky Santiago · CIK 0001773806 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · kind: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). The Reporting Person is a member of EEP III. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Subotovsky SantiagoDirector
|
ConversionClass A Common Stock | 501,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000023 · wf-form4_157982209260234.xml · nonDerivative · entry 1 Subotovsky Santiago · CIK 0001773806 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 501,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · kind: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). The Reporting Person is a member of EEP III. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 2,967 | $76.76 | $227,737.72 |
DisclosureSEC source: 0001585521-20-000022 · wf-form4_157982207141232.xml · nonDerivative · entry 3 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 50,046 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.60 to $77.00. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 5,200 | $76.25 | $396,476.08 |
DisclosureSEC source: 0001585521-20-000022 · wf-form4_157982207141232.xml · nonDerivative · entry 2 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 53,013 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.59 to $76.57. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:28 UTC |
Steckelberg KellyChief Financial Officer
|
SaleClass A Common Stock | 2,900 | $74.96 | $217,395.60 |
DisclosureSEC source: 0001585521-20-000022 · wf-form4_157982207141232.xml · nonDerivative · entry 1 Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 58,213 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.52 to $75.52. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. F3 · ownership.nature: The shares are held of record by Kelly Steckelberg Trust dated July 29, 2006, for which the Reporting Person serves as trustee. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:27 UTC |
Pelosi JanineChief Marketing Officer
|
ConversionClass B Common Stock · Derivative | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000021 · wf-form4_157982204826552.xml · derivative · entry 6 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:27 UTC |
Pelosi JanineChief Marketing Officer
|
Exercise / conversionClass B Common Stock · Derivative | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000021 · wf-form4_157982204826552.xml · derivative · entry 5 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,850 Underlying: Class A Common Stock · 6,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:27 UTC |
Pelosi JanineChief Marketing Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,850 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001585521-20-000021 · wf-form4_157982204826552.xml · derivative · entry 4 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,050 Underlying: Class B Common Stock · 6,850 shares Expires 2028-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48 of the shares subject to the option vests in equal monthly installments commencing one month from July 11, 2018. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:27 UTC |
Pelosi JanineChief Marketing Officer
|
SaleClass A Common Stock | 1,154 | $75.51 | $87,136.23 |
DisclosureSEC source: 0001585521-20-000021 · wf-form4_157982204826552.xml · nonDerivative · entry 3 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,458 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.39 to $75.71. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:27 UTC |
Pelosi JanineChief Marketing Officer
|
SaleClass A Common Stock | 11,892 | $74.77 | $889,175.54 |
DisclosureSEC source: 0001585521-20-000021 · wf-form4_157982204826552.xml · nonDerivative · entry 2 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,612 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.32 to $75.31. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:27 UTC |
Pelosi JanineChief Marketing Officer
|
ConversionClass A Common Stock | 6,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000021 · wf-form4_157982204826552.xml · nonDerivative · entry 1 Pelosi Janine · CIK 0001773299 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:18 UTC |
Emergence Capital Partners III, L.P.10% owner
Emergence Equity Partners III, L.P.10% owner
EZP Opportunity, L.P.10% owner
Emergence GP Partners, LLC10% owner
|
ConversionClass B Common Stock · Derivative | 61,088 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001828 · doc4.xml · derivative · entry 6 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 2,883,045 Underlying: Class A Common Stock · 61,088 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F4 · kind: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. F5 · ownership.nature: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:18 UTC |
Emergence Capital Partners III, L.P.10% owner
Emergence Equity Partners III, L.P.10% owner
EZP Opportunity, L.P.10% owner
Emergence GP Partners, LLC10% owner
|
ConversionClass B Common Stock · Derivative | 501,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001828 · doc4.xml · derivative · entry 5 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 23,668,280 Underlying: Class A Common Stock · 501,412 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · derivative.exercise_price: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F1 · kind: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · kind: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one (1) share of Class A Common Stock, and has no expiration date. Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon certain events specified in the Issuer's certificate of incorporation. F3 · ownership.nature: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:18 UTC |
Emergence Capital Partners III, L.P.10% owner
Emergence Equity Partners III, L.P.10% owner
EZP Opportunity, L.P.10% owner
Emergence GP Partners, LLC10% owner
|
OtherClass A Common Stock | 61,088 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001828 · doc4.xml · nonDerivative · entry 4 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 0 F4 · kind: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F4 · price: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F5 · ownership.nature: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:18 UTC |
Emergence Capital Partners III, L.P.10% owner
Emergence Equity Partners III, L.P.10% owner
EZP Opportunity, L.P.10% owner
Emergence GP Partners, LLC10% owner
|
ConversionClass A Common Stock | 61,088 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001828 · doc4.xml · nonDerivative · entry 3 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By EZP Opportunity, L.P. Disclosed balance after: 61,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F4 · price: On January 21, 2020, EZP Opportunity, L.P. ("EZP") converted in the aggregate 61,088 shares of the Issuer's Class B Common Stock into 61,088 shares of the Issuer's Class A Common Stock. Subsequently on the same date, EZP distributed in-kind, without consideration, all 61,088 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, EEP III, in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by EZP on September 27, 2019. Upon receipt by EEP III of its pro rata interest of the distribution (12,217 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F5 · ownership.nature: Shares held directly by EZP. The sole general partner of EZP is EEP III, and the sole general partner of EEP III is EGP. Each of the Reporting Persons on this filing (other than EZP) disclaims Section 16 beneficial ownership of the shares held by EZP, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:18 UTC |
Emergence Capital Partners III, L.P.10% owner
Emergence Equity Partners III, L.P.10% owner
EZP Opportunity, L.P.10% owner
Emergence GP Partners, LLC10% owner
|
OtherClass A Common Stock | 501,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001828 · doc4.xml · nonDerivative · entry 2 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 0 F1 · kind: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · kind: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F1 · price: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · price: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 21:18 UTC |
Emergence Capital Partners III, L.P.10% owner
Emergence Equity Partners III, L.P.10% owner
EZP Opportunity, L.P.10% owner
Emergence GP Partners, LLC10% owner
|
ConversionClass A Common Stock | 501,412 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-001828 · doc4.xml · nonDerivative · entry 1 Emergence Capital Partners III, L.P. · CIK 0001526541 · 10% owner Emergence Equity Partners III, L.P. · CIK 0001773803 · 10% owner EZP Opportunity, L.P. · CIK 0001691097 · 10% owner EMERGENCE GP PARTNERS, LLC · CIK 0001589115 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Emergence Capital Partners III, L.P. Disclosed balance after: 501,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · kind: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F1 · price: On January 21, 2020, Emergence Capital Partners III, L.P. ("Emergence") converted in the aggregate 501,412 shares of the Issuer's Class B Common Stock into 501,412 shares of the Issuer's Class A Common Stock. Subsequently on the same date, Emergence distributed in-kind, without consideration, all 501,412 shares of Class A Common Stock pro-rata to its partners, including its limited partners and its general partner, Emergence Equity Partners III, L.P. ("EEP III"), in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. This distribution is being made pursuant to a 10b5-1 plan adopted by Emergence on September 27, 2019. F2 · price: (continued from footnote 1) Upon receipt by EEP III of its pro rata interest of the distribution (49,450 shares of Class A Common Stock), EEP III distributed in-kind, without consideration, all such shares pro-rata to its limited partners in accordance with the exemption under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended. F3 · ownership.nature: Shares held directly by Emergence. The sole general partner of Emergence is EEP III, and the sole general partner of EEP III is Emergence GP Partners, LLC ("EGP"). Each of the Reporting Persons on this filing (other than Emergence) disclaims Section 16 beneficial ownership of the shares held by Emergence, except to the extent, if any, of its pecuniary interest therein, and this report shall not be deemed an admission that it is the beneficial owner of such shares for Section 16 or any other purpose. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 23:44 UTC |
Bawa AparnaChief Legal Officer
|
SaleClass A Common Stock | 7,500 | $78.00 | $585,000.00 |
DisclosureSEC source: 0001585521-20-000017 · wf-form4_157965026700914.xml · nonDerivative · entry 1 Bawa Aparna · CIK 0001773301 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 293,194 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: The shares were issued pursuant to an option that was early exercised by the Reporting Person, and 240,000 shares are subject to the Issuer's right to repurchase as of the date hereof. F3 · balance_after: Includes 694 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of April 17, 2019 to December 12, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on December 12, 2019. F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 02:03 UTC |
Yuan Eric S.Director · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock · Derivative | 70,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001585521-20-000015 · wf-form4_157922659923165.xml · derivative · entry 12 Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,128,791 Underlying: Class A Common Stock · 70,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F10 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. F10 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 02:03 UTC |
Yuan Eric S.Director · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 4,800 | $77.41 | $371,565.12 |
DisclosureSEC source: 0001585521-20-000015 · wf-form4_157922659923165.xml · nonDerivative · entry 10 Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.27 to $77.74. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 02:03 UTC |
Yuan Eric S.Director · Chief Executive Officer · 10% owner
|
SaleClass A Common Stock | 36,178 | $76.74 | $2,776,469.76 |
DisclosureSEC source: 0001585521-20-000015 · wf-form4_157922659923165.xml · nonDerivative · entry 9 Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,800 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.26 to $77.26. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 02:03 UTC |
Yuan Eric S.Director · Chief Executive Officer · 10% owner
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SaleClass A Common Stock | 12,234 | $75.95 | $929,220.01 |
DisclosureSEC source: 0001585521-20-000015 · wf-form4_157922659923165.xml · nonDerivative · entry 8 Yuan Eric S. · CIK 0001773298 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,978 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.25 to $76.25. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.