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Nasdaq · USD

ZM

Zoom Communications, Inc.

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889
SEC CIK
0001585521
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771

Last 12 months

Inside the activity.

0 purchase rows · 179 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025016
Dec 2025020
Jan 2026015
Feb 2026014
Mar 202605
Apr 2026025
May 2026017
Jun 2026022
Jul 2026013
Aug 2026013
Sep 202608
Oct 2026011

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 08, 2023 Filed Jul 11, 2023 23:05 UTC
Bawa AparnaChief Operating Officer
Tax withholdingClass A Common Stock 12,593 $64.67 $814,418.27
Disclosure

SEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 14,393

F2 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.6713 to $64.6738. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
July 08, 2023 Filed Jul 11, 2023 23:05 UTC
Bawa AparnaChief Operating Officer
Exercise / conversionClass A Common Stock 25,008 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000174 · wk-form4_1689116734.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 26,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
July 08, 2023 Filed Sep 6, 2023 22:49 UTC Amendment
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000202 · wk-form4a_1694040564.xml · derivative · entry 2

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · derivative.exercise_date: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · derivative.expiration_date: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · derivative.underlying_shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · balance_after: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

Read SEC document
July 08, 2023 Filed Sep 6, 2023 22:49 UTC Amendment
Sankarlingam VelchamyPres. of Engineering & Product
Exercise / conversionRestricted Stock Units · Derivative 22,916 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000202 · wk-form4a_1694040564.xml · derivative · entry 1

Sankarlingam Velchamy · CIK 0001814012 · Pres. of Engineering & Product

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,748

Underlying: Class A Common Stock · 22,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year.

F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year.

F2 · derivative.underlying_shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · balance_after: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

Read SEC document
July 08, 2023 Filed Sep 6, 2023 22:45 UTC Amendment
Bawa AparnaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000200 · wk-form4a_1694040292.xml · derivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · derivative.exercise_date: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · derivative.expiration_date: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · derivative.underlying_shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · balance_after: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

Read SEC document
July 08, 2023 Filed Sep 6, 2023 22:45 UTC Amendment
Bawa AparnaChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 8,576 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000200 · wk-form4a_1694040292.xml · derivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,730

Underlying: Class A Common Stock · 8,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F3 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year.

F3 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on April 6, 2023, which will vest in equal quarterly installments over one year.

F2 · derivative.underlying_shares: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

F2 · balance_after: Incorrectly reported as two separate tranches released on July 8th, 2023. Holdings were amended to combine the unvested and the share vesting amounts.

Read SEC document
July 07, 2023 Filed Jul 7, 2023 17:38 UTC
Crehan ShaneChief Accounting Officer
SaleClass A Common Stock 2,863 $64.74 $185,350.62
Disclosure

SEC source: 0001585521-23-000170 · wk-form4_1688765877.xml · nonDerivative · entry 3

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:38 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 690 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000170 · wk-form4_1688765877.xml · derivative · entry 6

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,453

Underlying: Class A Common Stock · 690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The Reporting Person received an award of restricted stock units, 1/4 of which will vest on October 5, 2021 and the remaining units will vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service (as defined in the Issuer's 2019 Equity Incentive Plan) on each such vesting date. The restricted stock units are subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

F6 · derivative.expiration_date: The Reporting Person received an award of restricted stock units, 1/4 of which will vest on October 5, 2021 and the remaining units will vest in equal quarterly installments thereafter, subject to the Reporting Person's continuous service (as defined in the Issuer's 2019 Equity Incentive Plan) on each such vesting date. The restricted stock units are subject to accelerated vesting in the event of termination of employment by the Reporting Person under certain circumstances in connection with a change in control of the Issuer.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:38 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,984 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000170 · wk-form4_1688765877.xml · derivative · entry 5

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,920

Underlying: Class A Common Stock · 3,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on October 7, 2022, which will vest in equal quarterly installments over two years.

F5 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on October 7, 2022, which will vest in equal quarterly installments over two years.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:38 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000170 · wk-form4_1688765877.xml · derivative · entry 4

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 930

Underlying: Class A Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The Reporting Person received an award of restricted stock units on October 8, 2021, 1/12 of which vests on January 5, 2022 and the remaining units vesting in equal quarterly installments over the next 11 quarters subject to the Reporting Person's continuous service as of such vesting date. The restricted stock units are subject to accelerated vesting in the event of termination of employment by theReporting Person under certain circumstances in connection with a change in control of the Issuer.

F4 · derivative.expiration_date: The Reporting Person received an award of restricted stock units on October 8, 2021, 1/12 of which vests on January 5, 2022 and the remaining units vesting in equal quarterly installments over the next 11 quarters subject to the Reporting Person's continuous service as of such vesting date. The restricted stock units are subject to accelerated vesting in the event of termination of employment by theReporting Person under certain circumstances in connection with a change in control of the Issuer.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:38 UTC
Crehan ShaneChief Accounting Officer
Tax withholdingClass A Common Stock 1,997 $66.37 $132,536.10
Disclosure

SEC source: 0001585521-23-000170 · wk-form4_1688765877.xml · nonDerivative · entry 2

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,863

F1 · shares: Shares withheld by Issuer to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 17:38 UTC
Crehan ShaneChief Accounting Officer
Exercise / conversionClass A Common Stock 4,860 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000170 · wk-form4_1688765877.xml · nonDerivative · entry 1

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:39 UTC SaleClass A Common Stock 2,067 $67.80 $140,150.04
Disclosure

SEC source: 0001585521-23-000172 · wk-form4_1688765979.xml · nonDerivative · entry 1

Subotovsky Santiago · CIK 0001773806 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,095

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.42 to $68.075. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 17:36 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 10,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000168 · wk-form4_1688160973.xml · derivative · entry 7

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 17:36 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 10,960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000168 · wk-form4_1688160973.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,960

Underlying: Class A Common Stock · 10,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 17:36 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,960 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-23-000168 · wk-form4_1688160973.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 664,628

Underlying: Class B Common Stock · 10,960 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 17:36 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 300 $68.94 $20,682.99
Disclosure

SEC source: 0001585521-23-000168 · wk-form4_1688160973.xml · nonDerivative · entry 3

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.82 to $69.03. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 17:36 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 10,660 $68.39 $729,004.35
Disclosure

SEC source: 0001585521-23-000168 · wk-form4_1688160973.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.82 to $68.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 17:36 UTC
Steckelberg KellyChief Financial Officer
ConversionClass A Common Stock 10,960 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000168 · wk-form4_1688160973.xml · nonDerivative · entry 1

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:59 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 4,214 $70.55 $297,282.11
Disclosure

SEC source: 0001585521-23-000166 · wk-form4_1687471186.xml · nonDerivative · entry 2

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 1,978

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.15 to $71.08. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:59 UTC
Bawa AparnaChief Operating Officer
SaleClass A Common Stock 2,786 $69.62 $193,968.01
Disclosure

SEC source: 0001585521-23-000166 · wk-form4_1687471186.xml · nonDerivative · entry 1

Bawa Aparna · CIK 0001773301 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Indirect · See footnote

Disclosed balance after: 6,192

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $70.07. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: Includes 2 shares of Class A Common Stock purchased pursuant to the Zoom Video Communications, Inc. 2019 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 13, 2023 to June 12, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Class A Common Stock on June 12, 2023.

F4 · ownership.nature: The shares are held of record by Rafik Bawa and Aparna Bawa, as Trustees of the Bawa Family Trust under agreement dated November 12, 2013, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:02 UTC GrantRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000154 · wk-form4_1686956570.xml · derivative · entry 3

McMaster Herbert Raymond · CIK 0001811490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Class A Common Stock · 4,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:04 UTC GrantRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000156 · wk-form4_1686956642.xml · derivative · entry 3

McDermott William R · CIK 0001334944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Class A Common Stock · 4,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:07 UTC GrantRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000162 · wk-form4_1686956847.xml · derivative · entry 5

Subotovsky Santiago · CIK 0001773806 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Class A Common Stock · 4,089 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F6 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F6 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:06 UTC GrantRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000160 · wk-form4_1686956778.xml · derivative · entry 3

Gassner Peter P · CIK 0001585821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Class A Common Stock · 4,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:05 UTC GrantRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000158 · wk-form4_1686956710.xml · derivative · entry 3

Hoots Cindy L · CIK 0001959244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Class A Common Stock · 4,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:01 UTC GrantRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000152 · wk-form4_1686956469.xml · derivative · entry 3

Napolitano Janet · CIK 0001821008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Class A Common Stock · 4,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 15, 2023 Filed Jun 16, 2023 22:58 UTC GrantRestricted Stock Units · Derivative 4,089 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000150 · wk-form4_1686956327.xml · derivative · entry 3

Scheinman Daniel · CIK 0001605698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,089

Underlying: Class A Common Stock · 4,089 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F4 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

F4 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which will vest on the first anniversary date of the grant (or, if sooner, the day immediately preceding the next annual meeting that occurs following the grant date).

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 237 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000154 · wk-form4_1686956570.xml · derivative · entry 2

McMaster Herbert Raymond · CIK 0001811490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units on June 18, 2020, which vest in equal installments on each quarterly anniversary date.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units on June 18, 2020, which vest in equal installments on each quarterly anniversary date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:02 UTC Exercise / conversionClass A Common Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000154 · wk-form4_1686956570.xml · nonDerivative · entry 1

McMaster Herbert Raymond · CIK 0001811490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:04 UTC Exercise / conversionRestricted Stock Units · Derivative 2,589 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000156 · wk-form4_1686956642.xml · derivative · entry 2

McDermott William R · CIK 0001334944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units on June 16th, 2022, 100% of which will vest on the first anniversary date of the grant.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units on June 16th, 2022, 100% of which will vest on the first anniversary date of the grant.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:04 UTC Exercise / conversionClass A Common Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000156 · wk-form4_1686956642.xml · nonDerivative · entry 1

McDermott William R · CIK 0001334944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:07 UTC Exercise / conversionRestricted Stock Units · Derivative 2,589 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000162 · wk-form4_1686956847.xml · derivative · entry 4

Subotovsky Santiago · CIK 0001773806 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F5 · derivative.exercise_date: The reporting person received an award of restricted stock units on June 16th, 2022, 100% of which will vest on the first anniversary date of the grant.

F5 · derivative.expiration_date: The reporting person received an award of restricted stock units on June 16th, 2022, 100% of which will vest on the first anniversary date of the grant.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:07 UTC SaleClass A Common Stock 1,470 $68.46 $100,631.06
Disclosure

SEC source: 0001585521-23-000162 · wk-form4_1686956847.xml · nonDerivative · entry 3

Subotovsky Santiago · CIK 0001773806 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 174,162

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.105 to $68.69. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:07 UTC SaleClass A Common Stock 600 $67.73 $40,637.52
Disclosure

SEC source: 0001585521-23-000162 · wk-form4_1686956847.xml · nonDerivative · entry 2

Subotovsky Santiago · CIK 0001773806 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,632

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.09 to $68.075. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:07 UTC Exercise / conversionClass A Common Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000162 · wk-form4_1686956847.xml · nonDerivative · entry 1

Subotovsky Santiago · CIK 0001773806 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:06 UTC Exercise / conversionRestricted Stock Units · Derivative 237 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000160 · wk-form4_1686956778.xml · derivative · entry 2

Gassner Peter P · CIK 0001585821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The Reporting Person received and award of Restricted Stock Units on June 18, 2020 which vest in equal installments on each quarterly anniversary date.

F2 · derivative.expiration_date: The Reporting Person received and award of Restricted Stock Units on June 18, 2020 which vest in equal installments on each quarterly anniversary date.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:06 UTC Exercise / conversionClass A Common Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000160 · wk-form4_1686956778.xml · nonDerivative · entry 1

Gassner Peter P · CIK 0001585821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000158 · wk-form4_1686956710.xml · derivative · entry 2

Hoots Cindy L · CIK 0001959244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units all of which will vest in full on June 14, 2023, the day immediately preceding the Company's annual meeting of stockholders.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units all of which will vest in full on June 14, 2023, the day immediately preceding the Company's annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:05 UTC Exercise / conversionClass A Common Stock 1,593 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000158 · wk-form4_1686956710.xml · nonDerivative · entry 1

Hoots Cindy L · CIK 0001959244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:01 UTC Exercise / conversionRestricted Stock Units · Derivative 2,589 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000152 · wk-form4_1686956469.xml · derivative · entry 2

Napolitano Janet · CIK 0001821008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units on June 16th, 2022, 100% of which will vest on the first anniversary date of the grant.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units on June 16th, 2022, 100% of which will vest on the first anniversary date of the grant.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:01 UTC Exercise / conversionClass A Common Stock 2,589 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000152 · wk-form4_1686956469.xml · nonDerivative · entry 1

Napolitano Janet · CIK 0001821008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 22:58 UTC Exercise / conversionRestricted Stock Units · Derivative 1,880 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000150 · wk-form4_1686956327.xml · derivative · entry 2

Scheinman Daniel · CIK 0001605698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units all of which will vest in full on June 14, 2023, the day immediately preceding the Company's annual meeting of stockholders.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units all of which will vest in full on June 14, 2023, the day immediately preceding the Company's annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 22:58 UTC Exercise / conversionClass A Common Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000150 · wk-form4_1686956327.xml · nonDerivative · entry 1

Scheinman Daniel · CIK 0001605698 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Dan & Zoe Scheinman Trust Dated 2/23/01, for which the Reporting Person serves as trustee.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 17:55 UTC
Crehan ShaneChief Accounting Officer
SaleClass A Common Stock 337 $69.45 $23,404.65
Disclosure

SEC source: 0001585521-23-000146 · wk-form4_1686866117.xml · nonDerivative · entry 2

Crehan Shane · CIK 0001765578 · Chief Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 17:56 UTC
Steckelberg KellyChief Financial Officer
ConversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000148 · wk-form4_1686866204.xml · derivative · entry 7

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 17:56 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 3,224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001585521-23-000148 · wk-form4_1686866204.xml · derivative · entry 6

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,224

Underlying: Class A Common Stock · 3,224 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 17:56 UTC
Steckelberg KellyChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,224 $0.00 Strike: $1.31 $0.00
Disclosure

SEC source: 0001585521-23-000148 · wk-form4_1686866204.xml · derivative · entry 5

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 675,588

Underlying: Class B Common Stock · 3,224 shares

Expires 2028-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on November 6, 2018, and 1/48 of the shares vest monthly thereafter. The shares subject to this option are early exercisable, subject to the Issuer's right to repurchase.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon (a) other than Eric S. Yuan, the death of the Reporting Person, or (b) any transfer by the Reporting Person except certain "Permitted Transfers" described in the Issuer's certificate of incorporation. All outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) six months following the death or incapacity of Mr. Yuan, (ii) six months following the date that Mr. Yuan ceases providing services to the Issuer, (iii) the date specified by the holders of a majority of the shares of Class B Common Stock, and (iv) the 15-year anniversary of the closing of the Issuer's initial public offering.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 17:56 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 100 $69.53 $6,953.00
Disclosure

SEC source: 0001585521-23-000148 · wk-form4_1686866204.xml · nonDerivative · entry 3

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 17:56 UTC
Steckelberg KellyChief Financial Officer
SaleClass A Common Stock 3,124 $68.93 $215,325.14
Disclosure

SEC source: 0001585521-23-000148 · wk-form4_1686866204.xml · nonDerivative · entry 2

Steckelberg Kelly · CIK 0001364713 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.50 to $69.45. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.