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3067
SEC CIK
0001041061
Parsed reports
635

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202606
Mar 202602
Apr 202602
May 2026013
Jun 202602
Jul 202603
Aug 202604
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2018 Filed Dec 18, 2018 18:27 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 1,897 $91.70 $173,954.90
Disclosure

SEC source: 0001127602-18-036527 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,712

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 17, 2018 Filed Dec 18, 2018 18:27 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 8,343 $20.85 $173,951.55
Disclosure

SEC source: 0001127602-18-036527 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 06, 2018 Filed Dec 7, 2018 18:36 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Exercise / conversionStock Appreciation Right · Derivative 2,205 $0.00 Strike: $45.88 $0.00
Disclosure

SEC source: 0001127602-18-035548 · form4.xml · derivative · entry 4

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,205 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 06, 2018 Filed Dec 7, 2018 18:36 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
SaleCommon Stock 745 $90.00 $67,050.00
Disclosure

SEC source: 0001127602-18-035548 · form4.xml · nonDerivative · entry 3

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 06, 2018 Filed Dec 7, 2018 18:36 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Disposition to issuerCommon Stock 1,460 $90.68 $132,392.80
Disclosure

SEC source: 0001127602-18-035548 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,728

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 06, 2018 Filed Dec 7, 2018 18:36 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Exercise / conversionCommon Stock 2,205 $45.88 $101,165.40
Disclosure

SEC source: 0001127602-18-035548 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 19, 2018 Filed Nov 20, 2018 16:01 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Exercise / conversionRestricted Stock Units · Derivative 2,160 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-033889 · form4.xml · derivative · entry 4

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.7

Underlying: Common Stock · 2,160 shares

Expires 2018-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: No conversion or exercise price. Shares distribute upon vest date.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 16:01 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Tax withholdingCommon Stock 683 $88.13 $60,192.79
Disclosure

SEC source: 0001127602-18-033889 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Read SEC document
November 19, 2018 Filed Nov 20, 2018 16:01 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Exercise / conversionCommon Stock 2,160 $88.13 $190,360.80
Disclosure

SEC source: 0001127602-18-033889 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 15, 2018 20:10 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 8,342 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001127602-18-033149 · form4.xml · derivative · entry 7

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,686

Underlying: Common Stock · 8,342 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pursuant to 10b5-1 Plan

F5 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
November 15, 2018 Filed Nov 15, 2018 20:10 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 6,391 $88.22 $563,814.02
Disclosure

SEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 6

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,266

F4 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 15, 2018 Filed Nov 15, 2018 20:10 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 1,951 $89.18 $173,990.18
Disclosure

SEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,657

F4 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 15, 2018 Filed Nov 15, 2018 20:10 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 8,342 $20.85 $173,930.70
Disclosure

SEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 14, 2018 Filed Nov 15, 2018 20:10 UTC
Gibbs David WPresident, CFO
GiftCommon Stock 57 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,266

F3 · price: Gift of Shares

Read SEC document
November 14, 2018 Filed Nov 15, 2018 20:10 UTC
Gibbs David WPresident, CFO
GiftCommon Stock 57 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,323

F2 · price: Gift of Shares

Read SEC document
November 13, 2018 Filed Nov 15, 2018 20:10 UTC
Gibbs David WPresident, CFO
GiftCommon Stock 42 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-033149 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,380

F1 · price: Gift of shares

Read SEC document
November 08, 2018 Filed Nov 9, 2018 17:43 UTC Exercise / conversionStock Appreciation Right · Derivative 120,564 $0.00 Strike: $35.10 $0.00
Disclosure

SEC source: 0001127602-18-032604 · form4.xml · derivative · entry 4

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,564 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 17:43 UTC SaleCommon Stock 44,823 $90.54 $4,058,274.42
Disclosure

SEC source: 0001127602-18-032604 · form4.xml · nonDerivative · entry 3

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,162

Read SEC document
November 08, 2018 Filed Nov 9, 2018 17:43 UTC Disposition to issuerCommon Stock 75,741 $90.70 $6,869,708.70
Disclosure

SEC source: 0001127602-18-032604 · form4.xml · nonDerivative · entry 2

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,985

Read SEC document
November 08, 2018 Filed Nov 9, 2018 17:43 UTC Exercise / conversionCommon Stock 120,564 $35.10 $4,231,796.40
Disclosure

SEC source: 0001127602-18-032604 · form4.xml · nonDerivative · entry 1

Eaton Roger G. · CIK 0001423752 · CEO, KFC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 20:42 UTC
Creed GregDirector · CEO
GiftCommon Stock 163,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032246 · form4.xml · nonDerivative · entry 3

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Limited Liability Company

Disclosed balance after: 163,279

F1 · ownership.nature: Reporting person is the Manager and sole Member of the Limited Liability Company.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 20:42 UTC
Creed GregDirector · CEO
GiftCommon Stock 163,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032246 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4

Read SEC document
November 02, 2018 Filed Nov 6, 2018 20:42 UTC
Creed GregDirector · CEO
GiftCommon Stock 1,834 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-032246 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,283

Read SEC document
November 01, 2018 Filed Dec 4, 2018 21:42 UTC
Skeans Tracy LChief People Officer
Exercise / conversionStock Appreciation Right · Derivative 834 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001127602-18-035146 · form4.xml · derivative · entry 6

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 834 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2018 Filed Dec 4, 2018 21:42 UTC
Skeans Tracy LChief People Officer
SaleCommon Stock 1,045 $88.66 $92,649.70
Disclosure

SEC source: 0001127602-18-035146 · form4.xml · nonDerivative · entry 4

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 01, 2018 Filed Dec 4, 2018 21:42 UTC
Skeans Tracy LChief People Officer
SaleCommon Stock 636 $87.99 $55,961.64
Disclosure

SEC source: 0001127602-18-035146 · form4.xml · nonDerivative · entry 3

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045

Read SEC document
November 01, 2018 Filed Dec 4, 2018 21:42 UTC
Skeans Tracy LChief People Officer
Disposition to issuerCommon Stock 198 $87.95 $17,414.10
Disclosure

SEC source: 0001127602-18-035146 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,681

Read SEC document
November 01, 2018 Filed Dec 4, 2018 21:42 UTC
Skeans Tracy LChief People Officer
Exercise / conversionCommon Stock 834 $20.85 $17,388.90
Disclosure

SEC source: 0001127602-18-035146 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:44 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 8,342 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001127602-18-030326 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,028

Underlying: Common Stock · 8,342 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:44 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 6,366 $87.87 $559,380.42
Disclosure

SEC source: 0001127602-18-030326 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,422

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:44 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 1,976 $88.05 $173,986.80
Disclosure

SEC source: 0001127602-18-030326 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,788

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
October 15, 2018 Filed Oct 16, 2018 20:44 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 8,342 $20.85 $173,930.70
Disclosure

SEC source: 0001127602-18-030326 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
October 01, 2018 Filed Oct 1, 2018 16:14 UTC
Creed GregDirector · CEO
Exercise / conversionPhantom Stock · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028645 · form4.xml · derivative · entry 3

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,141.6419

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 16:14 UTC
Creed GregDirector · CEO
Tax withholdingCommon Stock 42 $90.91 $3,818.22
Disclosure

SEC source: 0001127602-18-028645 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,117

Read SEC document
October 01, 2018 Filed Oct 1, 2018 16:14 UTC
Creed GregDirector · CEO
Exercise / conversionCommon Stock 104 $90.91 $9,454.64
Disclosure

SEC source: 0001127602-18-028645 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 15:19 UTC
Gibbs David WPresident, CFO
Exercise / conversionPhantom Stock · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028619 · form4.xml · derivative · entry 6

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970.1988

Underlying: Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 15:19 UTC
Gibbs David WPresident, CFO
Exercise / conversionPhantom Stock · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-028619 · form4.xml · derivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,888.8321

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 15:19 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 10 $90.91 $909.10
Disclosure

SEC source: 0001127602-18-028619 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,422

Read SEC document
October 01, 2018 Filed Oct 1, 2018 15:19 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 26 $90.91 $2,363.66
Disclosure

SEC source: 0001127602-18-028619 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 1, 2018 15:19 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 29 $90.91 $2,636.39
Disclosure

SEC source: 0001127602-18-028619 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,406

Read SEC document
October 01, 2018 Filed Oct 1, 2018 15:19 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 77 $90.91 $7,000.07
Disclosure

SEC source: 0001127602-18-028619 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 17:31 UTC
Russell David EricVice President, Controller
Exercise / conversionStock Appreciation Right · Derivative 15,183 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001127602-18-028365 · form4.xml · derivative · entry 5

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,183 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 25, 2018 Filed Sep 26, 2018 17:31 UTC
Russell David EricVice President, Controller
SaleCommon Stock 7,340 $90.00 $660,600.00
Disclosure

SEC source: 0001127602-18-028365 · form4.xml · nonDerivative · entry 3

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,777

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 25, 2018 Filed Sep 26, 2018 17:31 UTC
Russell David EricVice President, Controller
Disposition to issuerCommon Stock 7,843 $90.00 $705,870.00
Disclosure

SEC source: 0001127602-18-028365 · form4.xml · nonDerivative · entry 2

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,117

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 25, 2018 Filed Sep 26, 2018 17:31 UTC
Russell David EricVice President, Controller
Exercise / conversionCommon Stock 15,183 $20.85 $316,565.55
Disclosure

SEC source: 0001127602-18-028365 · form4.xml · nonDerivative · entry 1

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 17, 2018 Filed Sep 18, 2018 21:50 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 8,343 $0.00 Strike: $20.85 $0.00
Disclosure

SEC source: 0001127602-18-027939 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,343 shares

Expires 2019-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 17, 2018 Filed Sep 18, 2018 21:50 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 6,369 $87.83 $559,389.27
Disclosure

SEC source: 0001127602-18-027939 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,358

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 17, 2018 Filed Sep 18, 2018 21:50 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 1,974 $88.14 $173,988.36
Disclosure

SEC source: 0001127602-18-027939 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,727

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 17, 2018 Filed Sep 18, 2018 21:50 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 8,343 $20.85 $173,951.55
Disclosure

SEC source: 0001127602-18-027939 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

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September 07, 2018 Filed Nov 20, 2018 16:01 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
OtherRestricted Stock Units · Derivative 8.76 $88.40 $774.38
Disclosure

SEC source: 0001127602-18-033889 · form4.xml · derivative · entry 3

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160.7

Underlying: Common Stock · 8.76 shares

Expires 2018-11-19

F1 · derivative.exercise_price: No conversion or exercise price. Shares distribute upon vest date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.