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YUM BRANDS INC

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3067
SEC CIK
0001041061
Parsed reports
635

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202606
Mar 202602
Apr 202602
May 2026013
Jun 202602
Jul 202603
Aug 202604
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Exercise / conversionPhantom Stock · Derivative 372 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · derivative · entry 9

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,713.8388

Underlying: Common Stock · 372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 10 $99.81 $998.10
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 8

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,516

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 26 $99.81 $2,595.06
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 7

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 29 $99.81 $2,894.49
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 6

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 77 $99.81 $7,685.37
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 415 $100.18 $41,574.70
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 357 $100.18 $35,764.26
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 388 $100.18 $38,869.84
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:25 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 372 $100.18 $37,266.96
Disclosure

SEC source: 0001127602-19-014494 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 14:00 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-012509 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 14:00 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 1,531 $99.54 $152,395.74
Disclosure

SEC source: 0001127602-19-012509 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,345

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 19, 2019 Filed Mar 21, 2019 14:00 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 469 $100.24 $47,012.56
Disclosure

SEC source: 0001127602-19-012509 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,876

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 19, 2019 Filed Mar 21, 2019 14:00 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-012509 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:04 UTC
Russell David EricVice President, Controller
Exercise / conversionStock Appreciation Right · Derivative 12,876 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-011677 · form4.xml · derivative · entry 5

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,876 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:04 UTC
Russell David EricVice President, Controller
SaleCommon Stock 5,872 $100.00 $587,200.00
Disclosure

SEC source: 0001127602-19-011677 · form4.xml · nonDerivative · entry 3

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,777

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:04 UTC
Russell David EricVice President, Controller
Disposition to issuerCommon Stock 7,004 $100.00 $700,400.00
Disclosure

SEC source: 0001127602-19-011677 · form4.xml · nonDerivative · entry 2

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,649

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:04 UTC
Russell David EricVice President, Controller
Exercise / conversionCommon Stock 12,876 $23.48 $302,328.48
Disclosure

SEC source: 0001127602-19-011677 · form4.xml · nonDerivative · entry 1

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 08, 2019 Filed Feb 10, 2020 22:28 UTC
Gibbs David WDirector · Chief Executive Officer
OtherRestricted Stock Units · Derivative 232.94 $96.67 Strike: $93.26 $22,518.31
Disclosure

SEC source: 0001127602-20-004699 · form4.xml · derivative · entry 1

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,846.94

Underlying: Common Stock · 232.94 shares

Expires not disclosed

F1 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 17:16 UTC
Lowings AnthonyCEO-KFC Division
Exercise / conversionStock Appreciation Right · Derivative 3,250 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-010367 · form4.xml · derivative · entry 4

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,496

Underlying: Common Stock · 3,250 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 05, 2019 Filed Mar 7, 2019 17:16 UTC
Lowings AnthonyCEO-KFC Division
Disposition to issuerCommon Stock 1,767 $95.14 $168,112.38
Disclosure

SEC source: 0001127602-19-010367 · form4.xml · nonDerivative · entry 2

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,982

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
March 05, 2019 Filed Mar 7, 2019 17:16 UTC
Lowings AnthonyCEO-KFC Division
Exercise / conversionCommon Stock 3,250 $23.48 $76,310.00
Disclosure

SEC source: 0001127602-19-010367 · form4.xml · nonDerivative · entry 1

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:00 UTC
Creed GregDirector · CEO
SaleCommon Stock 32,502 $94.31 $3,065,263.62
Disclosure

SEC source: 0001127602-19-007234 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,119

F1 · price: This transaction was executed in multiple trades at prices ranging from $94.25 to $94.43. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 01:03 UTC Amendment
Creed GregDirector · CEO
SaleCommon Stock 32,502 $94.31 $3,065,263.62
Disclosure

SEC source: 0001127602-19-007330 · form4a.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,119

F1 · shares: Pursuant to 10b5-1 Plan

F2 · price: This transaction was executed in multiple trades at prices ranging from $94.25 to $94.43. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 15:23 UTC
Creed GregDirector · CEO
SaleCommon Stock 24,058 $94.58 $2,275,405.64
Disclosure

SEC source: 0001127602-19-006510 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,621

F1 · price: This transaction was executed in multiple trades at prices ranging from $94.25 to $94.81. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2019 Filed Feb 21, 2019 01:07 UTC Amendment
Creed GregDirector · CEO
SaleCommon Stock 24,058 $94.58 $2,275,405.64
Disclosure

SEC source: 0001127602-19-007333 · form4a.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,621

F1 · shares: Pursuant to 10b5-1 Plan

F2 · price: This transaction was executed in multiple trades at prices ranging from $94.25 to $94.81. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 21:00 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
GrantStock Appreciation Right · Derivative 25,164 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005361 · form4.xml · derivative · entry 1

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,164

Underlying: Common Stock · 25,164 shares

Expires 2029-02-11

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:57 UTC
Lowings AnthonyCEO, KFC Division
GrantStock Appreciation Right · Derivative 50,238 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005358 · form4.xml · derivative · entry 2

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,238

Underlying: Common Stock · 50,238 shares

Expires 2029-02-11

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:57 UTC
Lowings AnthonyCEO, KFC Division
GrantStock Appreciation Right · Derivative 37,746 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005358 · form4.xml · derivative · entry 1

Lowings Anthony · CIK 0001762328 · CEO, KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,746

Underlying: Common Stock · 37,746 shares

Expires 2029-02-11

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:54 UTC
Skeans Tracy LChief People Officer
GrantStock Appreciation Right · Derivative 50,328 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005354 · form4.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,328

Underlying: Common Stock · 50,328 shares

Expires 2029-02-11

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:50 UTC
Russell David EricVice President, Controller
GrantPhantom Stock · Derivative 1,206.0476 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005351 · form4.xml · derivative · entry 4

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206.0476

Underlying: Common Stock · 1,206.0476 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Payments are made in accordance with elections on file.

F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:50 UTC
Russell David EricVice President, Controller
GrantPhantom Stock · Derivative 3,618.1428 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005351 · form4.xml · derivative · entry 3

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,618.1428

Underlying: Common Stock · 3,618.1428 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F3 · derivative.exercise_date: Payments are made in accordance with elections on file.

F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:50 UTC
Russell David EricVice President, Controller
GrantStock Appreciation Right · Derivative 16,387 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005351 · form4.xml · derivative · entry 2

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,387

Underlying: Common Stock · 16,387 shares

Expires 2029-02-11

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:50 UTC
Russell David EricVice President, Controller
GrantStock Appreciation Right · Derivative 16,387 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005351 · form4.xml · derivative · entry 1

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,387

Underlying: Common Stock · 16,387 shares

Expires 2029-02-11

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:37 UTC
Creed GregDirector · CEO
Exercise / conversionStock Appreciation Right · Derivative 169,793 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-005340 · form4.xml · derivative · entry 6

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 169,793 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F4 · derivative.exercise_date: Vesting occurs 25% per year beginning 02/05/2011.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:37 UTC
Creed GregDirector · CEO
GrantStock Appreciation Right · Derivative 239,054 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005340 · form4.xml · derivative · entry 5

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,054

Underlying: Common Stock · 239,054 shares

Expires 2029-02-11

F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:37 UTC
Creed GregDirector · CEO
SaleCommon Stock 13,986 $94.41 $1,320,418.26
Disclosure

SEC source: 0001127602-19-005340 · form4.xml · nonDerivative · entry 3

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,679

F1 · shares: Pursuant to 10b5-1 Plan

F2 · price: This transaction was executed in multiple trades at prices ranging from $94.25 to $94.45. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:37 UTC
Creed GregDirector · CEO
Disposition to issuerCommon Stock 99,247 $94.75 $9,403,653.25
Disclosure

SEC source: 0001127602-19-005340 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,665

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:37 UTC
Creed GregDirector · CEO
Exercise / conversionCommon Stock 169,793 $23.48 $3,986,739.64
Disclosure

SEC source: 0001127602-19-005340 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:32 UTC
Domier TanyaDirector
GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005271 · form4.xml · derivative · entry 1

Domier Tanya L · CIK 0001645820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:40 UTC
Gibbs David WPresident, CFO
GrantRestricted Stock Units · Derivative 53,614 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005344 · form4.xml · derivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,614

Underlying: Common Stock · 53,614 shares

Expires not disclosed

F2 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 20:40 UTC
Gibbs David WPresident, CFO
GrantStock Appreciation Right · Derivative 111,978 $0.00 Strike: $93.26 $0.00
Disclosure

SEC source: 0001127602-19-005344 · form4.xml · derivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,978

Underlying: Common Stock · 111,978 shares

Expires 2029-02-11

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:18 UTC GrantPhantom Stock · Derivative 1,590.5355 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005263 · form4.xml · derivative · entry 2

Cornell Brian C · CIK 0001288709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590.5355

Underlying: Common Stock · 1,590.5355 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:18 UTC GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005263 · form4.xml · derivative · entry 1

Cornell Brian C · CIK 0001288709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:26 UTC GrantPhantom Stock · Derivative 142.9694 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005269 · form4.xml · derivative · entry 2

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142.9694

Underlying: Common Stock · 142.9694 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:26 UTC GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005269 · form4.xml · derivative · entry 1

Connor Christopher M · CIK 0001181680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:23 UTC GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005267 · form4.xml · derivative · entry 1

Alves Paget Leonard · CIK 0001315419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:21 UTC
Skala JustinDirector
GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005265 · form4.xml · derivative · entry 1

Skala Justin · CIK 0001424025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:16 UTC GrantPhantom Stock · Derivative 107.2271 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005261 · form4.xml · derivative · entry 2

GRADDICK WEIR MIRIAN M · CIK 0001168014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107.2271

Underlying: Common Stock · 107.2271 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F4 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:16 UTC GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005261 · form4.xml · derivative · entry 1

GRADDICK WEIR MIRIAN M · CIK 0001168014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 16:13 UTC GrantPhantom Stock · Derivative 2,787.9048 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-005259 · form4.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,787.9048

Underlying: Common Stock · 2,787.9048 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.