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YUM BRANDS INC

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SEC CIK
0001041061
Parsed reports
635

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202606
Mar 202602
Apr 202602
May 2026013
Jun 202602
Jul 202603
Aug 202604
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 3, 2019 18:23 UTC
Creed GregDirector · CEO
Tax withholdingCommon Stock 42 $113.43 $4,764.06
Disclosure

SEC source: 0001127602-19-029925 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,066

Read SEC document
October 01, 2019 Filed Oct 3, 2019 18:23 UTC
Creed GregDirector · CEO
Exercise / conversionCommon Stock 104 $113.43 $11,796.72
Disclosure

SEC source: 0001127602-19-029925 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:45 UTC
Gibbs David WPresident
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-028569 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:45 UTC
Gibbs David WPresident
SaleCommon Stock 1,578 $110.48 $174,337.44
Disclosure

SEC source: 0001127602-19-028569 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,928

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:45 UTC
Gibbs David WPresident
Disposition to issuerCommon Stock 422 $111.36 $46,993.92
Disclosure

SEC source: 0001127602-19-028569 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,506

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:45 UTC
Gibbs David WPresident
Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-028569 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:01 UTC
Lowings AnthonyCEO-KFC Division
Exercise / conversionStock Appreciation Right · Derivative 3,250 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-028254 · form4.xml · derivative · entry 4

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,499

Underlying: Common Stock · 3,250 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:01 UTC
Lowings AnthonyCEO-KFC Division
Disposition to issuerCommon Stock 1,682 $115.27 $193,884.14
Disclosure

SEC source: 0001127602-19-028254 · form4.xml · nonDerivative · entry 2

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,307

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:01 UTC
Lowings AnthonyCEO-KFC Division
Exercise / conversionCommon Stock 3,250 $23.48 $76,310.00
Disclosure

SEC source: 0001127602-19-028254 · form4.xml · nonDerivative · entry 1

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
September 06, 2019 Filed Feb 10, 2020 22:28 UTC
Gibbs David WDirector · Chief Executive Officer
OtherRestricted Stock Units · Derivative 190.44 $119.21 Strike: $93.26 $22,702.35
Disclosure

SEC source: 0001127602-20-004699 · form4.xml · derivative · entry 3

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,244.73

Underlying: Common Stock · 190.44 shares

Expires not disclosed

F1 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
September 06, 2019 Filed Feb 10, 2020 22:12 UTC
Turner Christopher LeeChief Financial Officer
OtherRestricted Stock Units · Derivative 44.4 $119.21 Strike: $119.02 $5,292.92
Disclosure

SEC source: 0001127602-20-004696 · form4.xml · derivative · entry 1

Turner Christopher Lee · CIK 0001783787 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,647.4

Underlying: Common Stock · 44.4 shares

Expires not disclosed

F1 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F2 · derivative.expiration_date: Shares underlying grant will fully distribute 08/09/2022.

Read SEC document
September 06, 2019 Filed Feb 10, 2020 22:05 UTC
King Mark JamesCEO - Taco Bell
OtherRestricted Stock Units · Derivative 74 $119.21 Strike: $119.02 $8,821.54
Disclosure

SEC source: 0001127602-20-004691 · form4.xml · derivative · entry 1

King Mark James · CIK 0001783820 · CEO - Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,079

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F2 · derivative.expiration_date: Shares underlying grant will fully distribute 08/09/2022.

Read SEC document
August 29, 2019 Filed Sep 12, 2019 21:24 UTC
Gibbs David WPresident
GiftCommon Stock 939 $117.07 $109,928.73
Disclosure

SEC source: 0001127602-19-028261 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,928

Read SEC document
August 26, 2019 Filed Aug 27, 2019 17:44 UTC
Creed GregDirector · CEO
SaleCommon Stock 11,389 $116.93 $1,331,715.77
Disclosure

SEC source: 0001127602-19-027438 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,004

F1 · price: This transaction was executed in multiple trades at prices ranging from $116.77 to $117.24. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 19, 2019 Filed Aug 19, 2019 18:52 UTC Exercise / conversionStock Appreciation Right · Derivative 3,629 $0.00 Strike: $23.54 $0.00
Disclosure

SEC source: 0001127602-19-026934 · form4.xml · derivative · entry 3

NELSON THOMAS C · CIK 0001249592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,629 shares

Expires 2019-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 19, 2019 18:52 UTC Disposition to issuerCommon Stock 734 $116.48 $85,496.32
Disclosure

SEC source: 0001127602-19-026934 · form4.xml · nonDerivative · entry 2

NELSON THOMAS C · CIK 0001249592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,401

Read SEC document
August 19, 2019 Filed Aug 19, 2019 18:52 UTC Exercise / conversionCommon Stock 3,629 $23.54 $85,426.66
Disclosure

SEC source: 0001127602-19-026934 · form4.xml · nonDerivative · entry 1

NELSON THOMAS C · CIK 0001249592 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 19:02 UTC
Russell David EricVice President, Controller
SaleCommon Stock 5,801 $115.33 $669,029.33
Disclosure

SEC source: 0001127602-19-026941 · form4.xml · nonDerivative · entry 1

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,681

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:23 UTC
Gibbs David WPresident
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-026806 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:23 UTC
Gibbs David WPresident
SaleCommon Stock 1,593 $115.67 $184,262.31
Disclosure

SEC source: 0001127602-19-026806 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,867

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:23 UTC
Gibbs David WPresident
Disposition to issuerCommon Stock 407 $115.55 $47,028.85
Disclosure

SEC source: 0001127602-19-026806 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,460

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
August 15, 2019 Filed Aug 15, 2019 22:23 UTC
Gibbs David WPresident
Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-026806 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
August 14, 2019 Filed Aug 15, 2019 15:50 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Exercise / conversionStock Appreciation Right · Derivative 2,393 $0.00 Strike: $44.81 $0.00
Disclosure

SEC source: 0001127602-19-026682 · form4.xml · derivative · entry 4

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,393 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2019 Filed Aug 15, 2019 15:50 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
SaleCommon Stock 1,015 $116.63 $118,379.45
Disclosure

SEC source: 0001127602-19-026682 · form4.xml · nonDerivative · entry 3

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983

Read SEC document
August 14, 2019 Filed Aug 15, 2019 15:50 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Disposition to issuerCommon Stock 1,378 $116.66 $160,757.48
Disclosure

SEC source: 0001127602-19-026682 · form4.xml · nonDerivative · entry 2

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,998

Read SEC document
August 14, 2019 Filed Aug 15, 2019 15:50 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
Exercise / conversionCommon Stock 2,393 $44.81 $107,230.33
Disclosure

SEC source: 0001127602-19-026682 · form4.xml · nonDerivative · entry 1

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 21:12 UTC
King Mark JamesCEO - Taco Bell
GrantRestricted Stock Units · Derivative 21,005 $0.00 Strike: $119.02 $0.00
Disclosure

SEC source: 0001127602-19-026429 · form4.xml · derivative · entry 1

King Mark James · CIK 0001783820 · CEO - Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,005

Underlying: Common Stock · 21,005 shares

Expires not disclosed

F1 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F2 · derivative.expiration_date: Shares underlying grant will fully distribute 08/09/2022.

Read SEC document
August 09, 2019 Filed Aug 12, 2019 21:08 UTC
Turner Christopher LeeChief Financial Officer
GrantRestricted Stock Units · Derivative 12,603 $0.00 Strike: $119.02 $0.00
Disclosure

SEC source: 0001127602-19-026426 · form4.xml · derivative · entry 1

Turner Christopher Lee · CIK 0001783787 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,603

Underlying: Common Stock · 12,603 shares

Expires not disclosed

F1 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F2 · derivative.expiration_date: Shares underlying grant will fully distribute 08/09/2022.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 15:47 UTC
Lowings AnthonyCEO-KFC Division
Exercise / conversionStock Appreciation Right · Derivative 3,249 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-025250 · form4.xml · derivative · entry 4

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749

Underlying: Common Stock · 3,249 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 25, 2019 Filed Jul 26, 2019 15:47 UTC
Lowings AnthonyCEO-KFC Division
Disposition to issuerCommon Stock 1,558 $112.66 $175,524.28
Disclosure

SEC source: 0001127602-19-025250 · form4.xml · nonDerivative · entry 2

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,739

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 25, 2019 Filed Jul 26, 2019 15:47 UTC
Lowings AnthonyCEO-KFC Division
Exercise / conversionCommon Stock 3,249 $23.48 $76,286.52
Disclosure

SEC source: 0001127602-19-025250 · form4.xml · nonDerivative · entry 1

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:01 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-024600 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:01 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 1,577 $111.29 $175,504.33
Disclosure

SEC source: 0001127602-19-024600 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,867

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:01 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 423 $111.05 $46,974.15
Disclosure

SEC source: 0001127602-19-024600 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,444

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 15, 2019 Filed Jul 16, 2019 20:01 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 2,000 $23.48 $46,960.00
Disclosure

SEC source: 0001127602-19-024600 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 01, 2019 Filed Jul 1, 2019 19:07 UTC
Creed GregDirector · CEO
Exercise / conversionPhantom Stock · Derivative 104 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023148 · form4.xml · derivative · entry 4

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829.6419

Underlying: Common Stock · 104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 19:07 UTC
Creed GregDirector · CEO
Tax withholdingCommon Stock 42 $110.67 $4,648.14
Disclosure

SEC source: 0001127602-19-023148 · form4.xml · nonDerivative · entry 2

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,393

Read SEC document
July 01, 2019 Filed Jul 1, 2019 19:07 UTC
Creed GregDirector · CEO
Exercise / conversionCommon Stock 104 $110.67 $11,509.68
Disclosure

SEC source: 0001127602-19-023148 · form4.xml · nonDerivative · entry 1

Creed Greg · CIK 0001346254 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Exercise / conversionPhantom Stock · Derivative 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · derivative · entry 9

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892.1988

Underlying: Common Stock · 26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Exercise / conversionPhantom Stock · Derivative 77 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · derivative · entry 8

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657.8321

Underlying: Common Stock · 77 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Exercise / conversionPhantom Stock · Derivative 457 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · derivative · entry 7

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,096.8388

Underlying: Common Stock · 457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: The Program does not have specified expiration dates.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 10 $110.67 $1,106.70
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 6

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,867

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 26 $110.67 $2,877.42
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 5

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 29 $110.67 $3,209.43
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,851

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 77 $110.67 $8,521.59
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Tax withholdingCommon Stock 170 $110.67 $18,813.90
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,803

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July 01, 2019 Filed Jul 1, 2019 18:26 UTC
Gibbs David WPresident, CFO
Exercise / conversionCommon Stock 457 $110.67 $50,576.19
Disclosure

SEC source: 0001127602-19-023128 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 17, 2019 Filed Jun 18, 2019 21:14 UTC
Gibbs David WPresident, CFO
Exercise / conversionStock Appreciation Right · Derivative 2,000 $0.00 Strike: $23.48 $0.00
Disclosure

SEC source: 0001127602-19-022043 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 2,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

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June 17, 2019 Filed Jun 18, 2019 21:14 UTC
Gibbs David WPresident, CFO
SaleCommon Stock 1,572 $109.93 $172,809.96
Disclosure

SEC source: 0001127602-19-022043 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,516

F1 · shares: Pursuant to 10b5-1 Plan

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June 17, 2019 Filed Jun 18, 2019 21:14 UTC
Gibbs David WPresident, CFO
Disposition to issuerCommon Stock 428 $109.79 $46,990.12
Disclosure

SEC source: 0001127602-19-022043 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,088

F1 · shares: Pursuant to 10b5-1 Plan

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.