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YUM BRANDS INC

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3067
SEC CIK
0001041061
Parsed reports
635

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202501
Jan 202600
Feb 202606
Mar 202602
Apr 202602
May 2026013
Jun 202602
Jul 202603
Aug 202604
Sep 202602
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2021 Filed Jan 25, 2021 16:11 UTC
Skeans Tracy LChief People Officer
Tax withholdingCommon Stock 1,702 $107.88 $183,611.76
Disclosure

SEC source: 0001127602-21-002416 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

Read SEC document
January 21, 2021 Filed Jan 25, 2021 16:11 UTC
Skeans Tracy LChief People Officer
GrantCommon Stock 6,744 $107.88 $727,542.72
Disclosure

SEC source: 0001127602-21-002416 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,297

Read SEC document
January 15, 2021 Filed Jan 20, 2021 20:10 UTC
Gibbs David WDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Right · Derivative 3,768 $0.00 Strike: $35.10 $0.00
Disclosure

SEC source: 0001127602-21-002120 · form4.xml · derivative · entry 6

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,768 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 20:10 UTC
Gibbs David WDirector · Chief Executive Officer
SaleCommon Stock 2,540 $107.52 $273,100.80
Disclosure

SEC source: 0001127602-21-002120 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2021 Filed Jan 20, 2021 20:10 UTC
Gibbs David WDirector · Chief Executive Officer
Disposition to issuerCommon Stock 1,228 $107.78 $132,353.84
Disclosure

SEC source: 0001127602-21-002120 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,917

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
January 15, 2021 Filed Jan 20, 2021 20:10 UTC
Gibbs David WDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,768 $35.10 $132,256.80
Disclosure

SEC source: 0001127602-21-002120 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 23, 2020 Filed Dec 23, 2020 19:30 UTC
Lowings AnthonyCEO-KFC Division
Exercise / conversionStock Appreciation Right · Derivative 6,439 $0.00 Strike: $35.10 $0.00
Disclosure

SEC source: 0001127602-20-032277 · form4.xml · derivative · entry 5

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,438

Underlying: Common Stock · 6,439 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 23, 2020 Filed Dec 23, 2020 19:30 UTC
Lowings AnthonyCEO-KFC Division
SaleCommon Stock 4,334 $107.21 $464,648.14
Disclosure

SEC source: 0001127602-20-032277 · form4.xml · nonDerivative · entry 3

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,360

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 23, 2020 Filed Dec 23, 2020 19:30 UTC
Lowings AnthonyCEO-KFC Division
Disposition to issuerCommon Stock 2,105 $107.40 $226,077.00
Disclosure

SEC source: 0001127602-20-032277 · form4.xml · nonDerivative · entry 2

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,694

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 23, 2020 Filed Dec 23, 2020 19:30 UTC
Lowings AnthonyCEO-KFC Division
Exercise / conversionCommon Stock 6,439 $35.10 $226,008.90
Disclosure

SEC source: 0001127602-20-032277 · form4.xml · nonDerivative · entry 1

Lowings Anthony · CIK 0001762328 · CEO-KFC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:37 UTC
Skeans Tracy LChief People Officer
Tax withholdingCommon Stock 1,470 $107.38 $157,848.60
Disclosure

SEC source: 0001127602-20-031473 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:37 UTC
Skeans Tracy LChief People Officer
GrantCommon Stock 3,734 $107.38 $400,956.92
Disclosure

SEC source: 0001127602-20-031473 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,023

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:28 UTC
Gibbs David WDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,233 $107.38 $347,159.54
Disclosure

SEC source: 0001127602-20-031471 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,377

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:28 UTC
Gibbs David WDirector · Chief Executive Officer
GrantCommon Stock 8,215 $107.38 $882,126.70
Disclosure

SEC source: 0001127602-20-031471 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Exercise / conversionPhantom Stock · Derivative 1,175 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · derivative · entry 12

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.8678

Underlying: Common Stock · 1,175 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Exercise / conversionPhantom Stock · Derivative 3,527 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · derivative · entry 11

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.6034

Underlying: Common Stock · 3,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Exercise / conversionPhantom Stock · Derivative 277 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · derivative · entry 10

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209.4916

Underlying: Common Stock · 277 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F4 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Exercise / conversionPhantom Stock · Derivative 695 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · derivative · entry 9

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522.9671

Underlying: Common Stock · 695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Executive Income Deferral Program do not have expiration dates.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Tax withholdingCommon Stock 435 $105.50 $45,892.50
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · nonDerivative · entry 8

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,315

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Exercise / conversionCommon Stock 1,175 $105.50 $123,962.50
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · nonDerivative · entry 7

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Tax withholdingCommon Stock 1,305 $105.50 $137,677.50
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · nonDerivative · entry 6

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,575

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Exercise / conversionCommon Stock 3,527 $105.50 $372,098.50
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · nonDerivative · entry 5

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Tax withholdingCommon Stock 103 $105.50 $10,866.50
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · nonDerivative · entry 4

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Exercise / conversionCommon Stock 277 $105.50 $29,223.50
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · nonDerivative · entry 3

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Tax withholdingCommon Stock 258 $105.50 $27,219.00
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · nonDerivative · entry 2

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,179

Read SEC document
December 15, 2020 Filed Dec 16, 2020 16:22 UTC
Starrs ArtieCEO - Pizza Hut
Exercise / conversionCommon Stock 695 $105.50 $73,322.50
Disclosure

SEC source: 0001127602-20-031460 · form4.xml · nonDerivative · entry 1

Starrs Artie · CIK 0001732105 · CEO - Pizza Hut

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 15:42 UTC
Gibbs David WDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Right · Derivative 3,768 $0.00 Strike: $35.10 $0.00
Disclosure

SEC source: 0001127602-20-031454 · form4.xml · derivative · entry 6

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,768

Underlying: Common Stock · 3,768 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 15:42 UTC
Gibbs David WDirector · Chief Executive Officer
SaleCommon Stock 2,520 $106.89 $269,362.80
Disclosure

SEC source: 0001127602-20-031454 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 14, 2020 Filed Dec 16, 2020 15:42 UTC
Gibbs David WDirector · Chief Executive Officer
Disposition to issuerCommon Stock 1,248 $105.99 $132,275.52
Disclosure

SEC source: 0001127602-20-031454 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,915

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 14, 2020 Filed Dec 16, 2020 15:42 UTC
Gibbs David WDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,768 $35.10 $132,256.80
Disclosure

SEC source: 0001127602-20-031454 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
December 11, 2020 Filed Feb 8, 2021 21:59 UTC
Turner Christopher LeeChief Financial Officer
OtherRestricted Stock Units · Derivative 38.13 $105.99 Strike: $119.02 $4,041.40
Disclosure

SEC source: 0001127602-21-004410 · form4.xml · derivative · entry 2

Turner Christopher Lee · CIK 0001783787 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,637.71

Underlying: Common Stock · 38.13 shares

Expires not disclosed

F1 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F2 · derivative.expiration_date: Shares underlying grant will fully distribute 08/09/2022.

Read SEC document
December 11, 2020 Filed Feb 8, 2021 21:54 UTC
King Mark JamesCEO - Taco Bell
OtherRestricted Stock Units · Derivative 63.55 $105.99 Strike: $119.02 $6,735.66
Disclosure

SEC source: 0001127602-21-004393 · form4.xml · derivative · entry 2

King Mark James · CIK 0001783820 · CEO - Taco Bell

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,395.67

Underlying: Common Stock · 63.55 shares

Expires not disclosed

F1 · derivative.exercise_date: Vesting occurs 33% per year beginning one year from grant date.

F2 · derivative.expiration_date: Shares underlying grant will fully distribute 08/09/2022.

Read SEC document
December 11, 2020 Filed Feb 8, 2021 21:48 UTC
Catlett ScottGeneral Counsel and Corp. Sec.
OtherRestricted Stock Units · Derivative 43.78 $105.99 $4,640.24
Disclosure

SEC source: 0001127602-21-004386 · form4.xml · derivative · entry 4

Catlett Scott · CIK 0001744665 · General Counsel and Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,917.25

Underlying: Common Stock · 43.78 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
December 11, 2020 Filed Feb 8, 2021 21:25 UTC
Skeans Tracy LChief People Officer
OtherRestricted Stock Units · Derivative 21.89 $105.99 $2,320.12
Disclosure

SEC source: 0001127602-21-004362 · form4.xml · derivative · entry 4

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958.63

Underlying: Common Stock · 21.89 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
December 11, 2020 Filed Feb 8, 2021 19:47 UTC
Gibbs David WDirector · Chief Executive Officer
OtherRestricted Stock Units · Derivative 245.33 $105.99 Strike: $93.26 $26,002.53
Disclosure

SEC source: 0001127602-21-004322 · form4.xml · derivative · entry 4

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,569.47

Underlying: Common Stock · 245.33 shares

Expires not disclosed

F1 · derivative.expiration_date: This grant does not have an expiration date.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 17:29 UTC
Gibbs David WDirector · Chief Executive Officer
GiftCommon Stock 26,394 $104.99 $2,771,106.06
Disclosure

SEC source: 0001127602-20-029985 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust SJG

Disclosed balance after: 26,394

Read SEC document
November 23, 2020 Filed Nov 25, 2020 17:29 UTC
Gibbs David WDirector · Chief Executive Officer
GiftCommon Stock 26,394 $104.99 $2,771,106.06
Disclosure

SEC source: 0001127602-20-029985 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,395

Read SEC document
November 23, 2020 Filed Nov 25, 2020 17:29 UTC
Gibbs David WDirector · Chief Executive Officer
GiftCommon Stock 39,499 $104.99 $4,147,000.01
Disclosure

SEC source: 0001127602-20-029985 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust - DWG

Disclosed balance after: 39,499

Read SEC document
November 23, 2020 Filed Nov 25, 2020 17:29 UTC
Gibbs David WDirector · Chief Executive Officer
GiftCommon Stock 39,499 $104.99 $4,147,000.01
Disclosure

SEC source: 0001127602-20-029985 · form4.xml · nonDerivative · entry 1

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,789

Read SEC document
November 18, 2020 Filed Nov 20, 2020 02:06 UTC
Skeans Tracy LChief People Officer
SaleCommon Stock 4,800 $105.00 $504,000.00
Disclosure

SEC source: 0001127602-20-029650 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

Read SEC document
November 16, 2020 Filed Nov 16, 2020 19:56 UTC
Gibbs David WDirector · Chief Executive Officer
Exercise / conversionStock Appreciation Right · Derivative 3,768 $0.00 Strike: $35.10 $0.00
Disclosure

SEC source: 0001127602-20-029084 · form4.xml · derivative · entry 5

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,536

Underlying: Common Stock · 3,768 shares

Expires 2021-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 19:56 UTC
Gibbs David WDirector · Chief Executive Officer
SaleCommon Stock 2,482 $103.71 $257,408.22
Disclosure

SEC source: 0001127602-20-029084 · form4.xml · nonDerivative · entry 4

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,288

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 16, 2020 Filed Nov 16, 2020 19:56 UTC
Gibbs David WDirector · Chief Executive Officer
Disposition to issuerCommon Stock 1,286 $102.87 $132,290.82
Disclosure

SEC source: 0001127602-20-029084 · form4.xml · nonDerivative · entry 3

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,770

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 16, 2020 Filed Nov 16, 2020 19:56 UTC
Gibbs David WDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,768 $35.10 $132,256.80
Disclosure

SEC source: 0001127602-20-029084 · form4.xml · nonDerivative · entry 2

Gibbs David W · CIK 0001628590 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:50 UTC GrantPhantom Stock · Derivative 243.02 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029075 · form4.xml · derivative · entry 1

Hobart Lauren R · CIK 0001511749 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243.02

Underlying: Common Stock · 243.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis.

F2 · derivative.exercise_date: Payments are made in accordance with elections on file.

F3 · derivative.expiration_date: Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:36 UTC
Russell David EricVice President, Controller
GrantStock Appreciation Right · Derivative 15,648 $0.00 Strike: $102.87 $0.00
Disclosure

SEC source: 0001127602-20-029067 · form4.xml · derivative · entry 1

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,648

Underlying: Common Stock · 15,648 shares

Expires 2030-11-13

Read SEC document
November 09, 2020 Filed Nov 10, 2020 19:06 UTC
Russell David EricVice President, Controller
Exercise / conversionStock Appreciation Right · Derivative 11,220 $0.00 Strike: $44.81 $0.00
Disclosure

SEC source: 0001127602-20-028596 · form4.xml · derivative · entry 5

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,220 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs on a quarterly basis beginning one year from grant date.

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November 09, 2020 Filed Nov 10, 2020 19:06 UTC
Russell David EricVice President, Controller
SaleCommon Stock 3,387 $104.02 $352,315.74
Disclosure

SEC source: 0001127602-20-028596 · form4.xml · nonDerivative · entry 3

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,986

F1 · shares: Pursuant to 10b5-1 Plan

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November 09, 2020 Filed Nov 10, 2020 19:06 UTC
Russell David EricVice President, Controller
Disposition to issuerCommon Stock 7,833 $103.00 $806,799.00
Disclosure

SEC source: 0001127602-20-028596 · form4.xml · nonDerivative · entry 2

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,373

F1 · shares: Pursuant to 10b5-1 Plan

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November 09, 2020 Filed Nov 10, 2020 19:06 UTC
Russell David EricVice President, Controller
Exercise / conversionCommon Stock 11,220 $44.81 $502,768.20
Disclosure

SEC source: 0001127602-20-028596 · form4.xml · nonDerivative · entry 1

Russell David Eric · CIK 0001513190 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.