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YEXT

Yext, Inc.

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Tapewire entity
5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 68,856 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 14

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Profit Sharing Plan Trust

Disclosed balance after: 605,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 483,434 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 13

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Profit Sharing Plan Trust

Disclosed balance after: 536,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 255,372 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 12

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 10,181,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 282,842 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 11

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 9,926,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 887,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 10

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 9,643,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 2,654,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 9

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 8,756,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 2,799,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 8

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 6,101,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 2,975,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 7

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 3,301,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 15,643 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 6

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROOS)

Disclosed balance after: 781,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 18,101 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 5

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROOS)

Disclosed balance after: 765,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 68,856 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 4

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROOS)

Disclosed balance after: 747,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 271,056 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 3

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROOS)

Disclosed balance after: 678,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 407,786 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 2

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROOS)

Disclosed balance after: 407,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
COXE TENCH10% owner
ConversionCommon Stock 62,475 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008263 · doc4.xml · nonDerivative · entry 1

COXE TENCH · CIK 0001197647 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries F Preferred Stock · Derivative 17,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 34

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 17,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries E Preferred Stock · Derivative 20,150 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 33

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 20,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries D Preferred Stock · Derivative 29,452 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 32

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 29,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries C Preferred Stock · Derivative 69,717 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 31

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 69,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries B Preferred Stock · Derivative 62,193 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 30

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 62,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries A Preferred Stock · Derivative 105,129 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 29

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 105,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries F Preferred Stock · Derivative 255,372 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 28

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 255,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries E Preferred Stock · Derivative 282,842 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 27

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 282,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries D Preferred Stock · Derivative 887,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 26

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 887,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries C Preferred Stock · Derivative 2,975,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 25

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 2,975,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries B Preferred Stock · Derivative 2,654,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 24

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 2,654,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries A Preferred Stock · Derivative 2,799,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 23

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 2,799,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries C Preferred Stock · Derivative 99,398 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 22

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (NEST)

Disclosed balance after: 0

Underlying: Common Stock · 99,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries B Preferred Stock · Derivative 149,134 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 21

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (NEST)

Disclosed balance after: 0

Underlying: Common Stock · 149,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries A Preferred Stock · Derivative 116,070 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 20

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (NEST)

Disclosed balance after: 0

Underlying: Common Stock · 116,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries D Preferred Stock · Derivative 14,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 19

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust (BICT)

Disclosed balance after: 0

Underlying: Common Stock · 14,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries C Preferred Stock · Derivative 21,223 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · derivative · entry 18

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust (BICT)

Disclosed balance after: 0

Underlying: Common Stock · 21,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 17,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 17

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 311,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 20,150 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 16

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 294,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 29,452 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 15

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 274,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 62,193 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 14

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 244,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 69,717 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 13

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 182,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 105,129 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 12

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 112,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 255,372 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 11

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 10,181,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 282,842 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 10

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 9,926,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 887,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 9

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 9,643,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 2,654,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 8

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 8,756,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 2,799,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 7

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 6,101,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 2,975,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 6

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 3,301,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 99,398 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 5

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (NEST)

Disclosed balance after: 377,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 116,070 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 4

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (NEST)

Disclosed balance after: 277,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 149,134 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 3

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (NEST)

Disclosed balance after: 161,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 14,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 2

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust (BICT)

Disclosed balance after: 35,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionCommon Stock 21,223 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008262 · doc4.xml · nonDerivative · entry 1

BIRD JEFFREY W · CIK 0001250409 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust (BICT)

Disclosed balance after: 21,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries F Preferred Stock · Derivative 6,379 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008261 · doc4.xml · derivative · entry 24

Dyckerhoff Stefan A · CIK 0001484394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 6,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries E Preferred Stock · Derivative 2,308 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008261 · doc4.xml · derivative · entry 23

Dyckerhoff Stefan A · CIK 0001484394 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 2,308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.