Tapewire

NYSE · USD

YEXT

Yext, Inc.

Export transactions ↓
Tapewire entity
5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2017 Filed Apr 21, 2017 17:41 UTC ConversionCommon Stock 2,799,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 2

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,101,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC ConversionCommon Stock 2,975,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionSeries F Preferred Stock · Derivative 85,445 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · derivative · entry 12

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XI GmbH & Co. Beteiligungs KG

Disclosed balance after: 0

Underlying: Common Stock · 85,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F5 · derivative.exercise_date: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F5 · derivative.expiration_date: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F7 · ownership.nature: The shares are owned by IVP XI KG, which is under common control with IVP XI. IVM XI serves as the sole managing limited partner of IVP XI KG, and has sole voting and investment control over the respective shares owned by IVP XI KG, and may be deemed to own beneficially the shares held by IVP XI KG. IVM XI however owns no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and Phelps are Managing Directors of IVM XI and share voting and dispositive power over the shares held by IVP XI KG. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionSeries F Preferred Stock · Derivative 533,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · derivative · entry 11

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XI, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 533,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F5 · derivative.exercise_date: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F5 · derivative.expiration_date: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F6 · ownership.nature: The shares are owned by Institutional Venture Partners XI, L.P. ("IVP XI"), which is under common control with Institutional Venture Partners XI GmbH & Co. Beteiligungs KG ("IVP XI KG"). Institutional Venture Management XI, LLC ("IVM XI") serves as the sole General Partner of IVP XI, and has sole voting and investment control over the respective shares owned by IVP XI, and may be deemed to own beneficially the shares held by IVP XI. IVM XI however owns no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and Phelps are Managing Directors of IVM XI and share voting and dispositive power over the shares held by IVP XI and IVP XI KG. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionSeries F Preferred Stock · Derivative 1,272,724 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · derivative · entry 10

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XII, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,272,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F5 · derivative.exercise_date: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F5 · derivative.expiration_date: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F2 · ownership.nature: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionSeries E Preferred Stock · Derivative 475,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · derivative · entry 9

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XII, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 475,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of the Issuer's Series E Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series E Preferred Stock did not have an expiration date.

F4 · derivative.exercise_date: Each share of the Issuer's Series E Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series E Preferred Stock did not have an expiration date.

F4 · derivative.expiration_date: Each share of the Issuer's Series E Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series E Preferred Stock did not have an expiration date.

F2 · ownership.nature: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionSeries D Preferred Stock · Derivative 963,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · derivative · entry 8

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XII, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 963,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of the Issuer's Series D Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock did not have an expiration date.

F3 · derivative.exercise_date: Each share of the Issuer's Series D Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock did not have an expiration date.

F3 · derivative.expiration_date: Each share of the Issuer's Series D Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock did not have an expiration date.

F2 · ownership.nature: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionSeries C Preferred Stock · Derivative 7,220,921 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · derivative · entry 7

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XII, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 7,220,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2 · ownership.nature: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionCommon Stock 85,445 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · nonDerivative · entry 6

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XI GmbH & Co. Beteiligungs KG

Disclosed balance after: 85,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F7 · ownership.nature: The shares are owned by IVP XI KG, which is under common control with IVP XI. IVM XI serves as the sole managing limited partner of IVP XI KG, and has sole voting and investment control over the respective shares owned by IVP XI KG, and may be deemed to own beneficially the shares held by IVP XI KG. IVM XI however owns no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and Phelps are Managing Directors of IVM XI and share voting and dispositive power over the shares held by IVP XI KG. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionCommon Stock 533,719 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · nonDerivative · entry 5

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XI, L.P.

Disclosed balance after: 533,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F6 · ownership.nature: The shares are owned by Institutional Venture Partners XI, L.P. ("IVP XI"), which is under common control with Institutional Venture Partners XI GmbH & Co. Beteiligungs KG ("IVP XI KG"). Institutional Venture Management XI, LLC ("IVM XI") serves as the sole General Partner of IVP XI, and has sole voting and investment control over the respective shares owned by IVP XI, and may be deemed to own beneficially the shares held by IVP XI. IVM XI however owns no securities of the Issuer directly. Chaffee, Fogelsong, Harrick, Miller and Phelps are Managing Directors of IVM XI and share voting and dispositive power over the shares held by IVP XI and IVP XI KG. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionCommon Stock 1,272,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · nonDerivative · entry 4

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XII, L.P.

Disclosed balance after: 11,328,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Each share of the Issuer's Series F Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series F Preferred Stock did not have an expiration date.

F2 · ownership.nature: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionCommon Stock 475,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · nonDerivative · entry 3

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XII, L.P.

Disclosed balance after: 10,055,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each share of the Issuer's Series E Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series E Preferred Stock did not have an expiration date.

F2 · ownership.nature: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionCommon Stock 963,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · nonDerivative · entry 2

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XII, L.P.

Disclosed balance after: 9,580,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of the Issuer's Series D Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock did not have an expiration date.

F2 · ownership.nature: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 16:21 UTC ConversionCommon Stock 7,220,921 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-027825 · doc4.xml · nonDerivative · entry 1

Institutional Venture Management XII, LLC · CIK 0001412031 · 10% owner

Institutional Venture Partners XII LP · CIK 0001402289 · 10% owner

Institutional Venture Management XI, LLC · CIK 0001317857 · 10% owner

Institutional Venture Partners XI LP · CIK 0001310928 · 10% owner

INSTITUTIONAL VENTURE PARTNERS XI GMBH & CO BETEILIGUNGS KG · CIK 0001310945 · 10% owner

Chaffee Todd C · CIK 0001300134 · 10% owner

FOGELSONG NORMAN A · CIK 0001140932 · 10% owner

Harrick Stephen J · CIK 0001299975 · 10% owner

Miller J Sanford · CIK 0001359524 · 10% owner

Phelps Dennis B · CIK 0001299965 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Institutional Venture Partners XII, L.P.

Disclosed balance after: 8,616,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series C Preferred Stock converted automatically into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock did not have an expiration date.

F2 · ownership.nature: The shares are owned by Institutional Venture Partners XII, L.P. ("IVP XII"). Institutional Venture Management XII, LLC ("IVM XII") serves as the sole General Partner of IVP XII, and has sole voting and investment control over the respective shares owned by IVP XII, and may be deemed to own beneficially the shares held by IVP XII. IVM XII however owns no securities of the Issuer directly. Todd C. Chaffee ("Chaffee"), Norman A. Fogelsong ("Fogelsong"), Stephen J. Harrick ("Harrick"), J. Sanford Miller ("Miller") and Dennis B. Phelps ("Phelps") are Managing Directors of IVM XII and share voting and dispositive power over the shares held by IVP XII. Each of these individuals disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries F Preferred Stock · Derivative 20,917 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 34

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 20,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries E Preferred Stock · Derivative 23,929 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 33

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 23,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries D Preferred Stock · Derivative 18,205 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 32

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 18,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries C Preferred Stock · Derivative 127,726 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 31

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 127,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries B Preferred Stock · Derivative 117,865 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 30

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 117,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries A Preferred Stock · Derivative 124,284 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 29

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 124,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries F Preferred Stock · Derivative 255,372 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 28

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 255,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries E Preferred Stock · Derivative 282,842 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 27

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 282,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries D Preferred Stock · Derivative 887,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 26

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 887,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries C Preferred Stock · Derivative 2,975,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 25

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 2,975,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries B Preferred Stock · Derivative 2,654,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 24

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 2,654,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries A Preferred Stock · Derivative 2,799,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 23

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 0

Underlying: Common Stock · 2,799,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries C Preferred Stock · Derivative 110,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 22

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROSE)

Disclosed balance after: 0

Underlying: Common Stock · 110,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries B Preferred Stock · Derivative 113,630 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 21

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROSE)

Disclosed balance after: 0

Underlying: Common Stock · 113,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries A Preferred Stock · Derivative 117,774 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 20

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROSE)

Disclosed balance after: 0

Underlying: Common Stock · 117,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries D Preferred Stock · Derivative 35,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 19

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust (WCT)

Disclosed balance after: 0

Underlying: Common Stock · 35,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionSeries C Preferred Stock · Derivative 22,620 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · derivative · entry 18

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust (WCT)

Disclosed balance after: 0

Underlying: Common Stock · 22,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 18,205 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 17

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 447,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 20,917 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 16

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 429,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 23,929 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 15

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 408,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 117,865 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 14

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 384,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 124,284 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 13

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 266,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 127,726 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 12

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 142,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 255,372 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 11

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 10,181,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 282,842 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 10

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 9,926,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 887,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 9

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 9,643,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 2,654,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 8

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 8,756,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 2,799,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 7

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 6,101,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 2,975,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 6

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (SHV)

Disclosed balance after: 3,301,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F4 · ownership.nature: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 110,173 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 5

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROSE)

Disclosed balance after: 355,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 113,630 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 4

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROSE)

Disclosed balance after: 245,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 117,774 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 3

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ltd Partnership (ROSE)

Disclosed balance after: 131,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 22,620 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 2

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust (WCT)

Disclosed balance after: 57,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC
WHITE JAMES N10% owner
ConversionCommon Stock 35,022 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008268 · doc4.xml · nonDerivative · entry 1

WHITE JAMES N · CIK 0001201720 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust (WCT)

Disclosed balance after: 35,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: Shares held by an irrevocable trust for the benefit of the reporting person's children of which the reporting person is a trustee. The reporting person disclaims any beneficial ownership in these shares.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries F Preferred Stock · Derivative 3,522 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008265 · doc4.xml · derivative · entry 25

SHEEHAN ANDREW T · CIK 0001207703 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 3,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 21:41 UTC ConversionSeries E Preferred Stock · Derivative 7,413 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008265 · doc4.xml · derivative · entry 24

SHEEHAN ANDREW T · CIK 0001207703 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 7,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.