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YEXT

Yext, Inc.

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Tapewire entity
5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2018 Filed Mar 15, 2018 21:03 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $12.29 $368,730.00
Disclosure

SEC source: 0001614178-18-000085 · wf-form4_152114777152759.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,534,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.0700 to $12.5000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:07 UTC OtherCommon Stock 1,439,904 $0.00 $0.00
Disclosure

SEC source: 0001614178-18-000081 · wf-form4_152106164778711.xml · nonDerivative · entry 1

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,034,769

F1 · kind: WGI Group, LLC ("WGI") effected a distribution of 3,474,673 shares of common stock of Yext, Inc. to its members for no additional consideration in accordance with the terms of WGI's limited liability company agreement, of which 2,034,769 shares were distributed to a limited liability company over which the Reporting Person has sole voting and dispositive control.

F1 · price: WGI Group, LLC ("WGI") effected a distribution of 3,474,673 shares of common stock of Yext, Inc. to its members for no additional consideration in accordance with the terms of WGI's limited liability company agreement, of which 2,034,769 shares were distributed to a limited liability company over which the Reporting Person has sole voting and dispositive control.

F1 · balance_after: WGI Group, LLC ("WGI") effected a distribution of 3,474,673 shares of common stock of Yext, Inc. to its members for no additional consideration in accordance with the terms of WGI's limited liability company agreement, of which 2,034,769 shares were distributed to a limited liability company over which the Reporting Person has sole voting and dispositive control.

F1 · ownership.nature: WGI Group, LLC ("WGI") effected a distribution of 3,474,673 shares of common stock of Yext, Inc. to its members for no additional consideration in accordance with the terms of WGI's limited liability company agreement, of which 2,034,769 shares were distributed to a limited liability company over which the Reporting Person has sole voting and dispositive control.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000079 · wf-form4_152063299535155.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:03 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $13.30 $133,015.00
Disclosure

SEC source: 0001614178-18-000079 · wf-form4_152063299535155.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $13.1200 to $13.4950, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000079 · wf-form4_152063299535155.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:59 UTC
Distelburger BrianDirector · President
SaleCommon Stock 28,160 $12.98 $365,620.99
Disclosure

SEC source: 0001614178-18-000077 · wf-form4_152055712610560.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,776,501

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.7800 to $13.1100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 00:58 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000076 · wf-form4_152055709838614.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,485

Underlying: Common Stock · 12,500 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Shares are immediately excerciseable.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 00:58 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $12.88 $160,948.75
Disclosure

SEC source: 0001614178-18-000076 · wf-form4_152055709838614.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.7600 to $13.0100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 00:58 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $1.83 $22,875.00
Disclosure

SEC source: 0001614178-18-000076 · wf-form4_152055709838614.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
March 06, 2018 Filed Mar 9, 2018 00:58 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $12.88 $386,307.00
Disclosure

SEC source: 0001614178-18-000075 · wf-form4_152055708048549.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,564,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.7600 to $13.0100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:17 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000068 · wf-form4_152002903742953.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:17 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $12.51 $125,053.00
Disclosure

SEC source: 0001614178-18-000068 · wf-form4_152002903742953.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.3200 to $12.7000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:17 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000068 · wf-form4_152002903742953.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 22:09 UTC
Distelburger BrianDirector · President
SaleCommon Stock 8,160 $12.80 $104,483.09
Disclosure

SEC source: 0001614178-18-000066 · wf-form4_151994218174435.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,804,661

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.7100 to $12.9500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:09 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $12.76 $382,914.00
Disclosure

SEC source: 0001614178-18-000064 · wf-form4_151994213440377.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,594,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.66500 to $12.8800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:09 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000065 · wf-form4_151994216053706.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,985

Underlying: Common Stock · 12,500 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Shares are immediately excerciseable.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:09 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $12.76 $159,533.75
Disclosure

SEC source: 0001614178-18-000065 · wf-form4_151994216053706.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.6700 to $12.8600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 27, 2018 Filed Mar 1, 2018 22:09 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $1.83 $22,875.00
Disclosure

SEC source: 0001614178-18-000065 · wf-form4_151994216053706.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:07 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000060 · wf-form4_151942364020292.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:07 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $12.05 $120,457.00
Disclosure

SEC source: 0001614178-18-000060 · wf-form4_151942364020292.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.9650 to $12.2600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 22, 2018 Filed Feb 23, 2018 22:07 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000060 · wf-form4_151942364020292.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 22:26 UTC
Distelburger BrianDirector · President
SaleCommon Stock 8,160 $12.17 $99,323.52
Disclosure

SEC source: 0001614178-18-000058 · wf-form4_151933837478716.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,812,821

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.1100 to $12.2500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000057 · wf-form4_151933835690274.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,485

Underlying: Common Stock · 12,500 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Shares are immediately excerciseable.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $12.09 $151,162.50
Disclosure

SEC source: 0001614178-18-000057 · wf-form4_151933835690274.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.9400 to $12.1600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:26 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $1.83 $22,875.00
Disclosure

SEC source: 0001614178-18-000057 · wf-form4_151933835690274.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:25 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $12.10 $362,934.00
Disclosure

SEC source: 0001614178-18-000056 · wf-form4_151933833647393.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,624,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.9300 to $12.2000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:11 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000052 · wf-form4_151916467459090.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:11 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $11.55 $115,539.00
Disclosure

SEC source: 0001614178-18-000052 · wf-form4_151916467459090.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.4400 to $11.7100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:11 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000052 · wf-form4_151916467459090.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 21:59 UTC
Distelburger BrianDirector · President
SaleCommon Stock 8,160 $11.02 $89,928.10
Disclosure

SEC source: 0001614178-18-000050 · wf-form4_151873193122364.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820,981

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.0000 to $11.2100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:58 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $10.88 $326,517.00
Disclosure

SEC source: 0001614178-18-000048 · wf-form4_151873189345752.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,654,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.6500 to $10.9700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:58 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000049 · wf-form4_151873191241162.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,985

Underlying: Common Stock · 12,500 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Shares are immediately excerciseable.

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February 13, 2018 Filed Feb 15, 2018 21:58 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $10.87 $135,913.75
Disclosure

SEC source: 0001614178-18-000049 · wf-form4_151873191241162.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.6500 to $10.9800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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February 13, 2018 Filed Feb 15, 2018 21:58 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $1.83 $22,875.00
Disclosure

SEC source: 0001614178-18-000049 · wf-form4_151873191241162.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 22:05 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000044 · wf-form4_151821390832616.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

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February 08, 2018 Filed Feb 9, 2018 22:05 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $11.19 $111,908.00
Disclosure

SEC source: 0001614178-18-000044 · wf-form4_151821390832616.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.0900 to $11.3200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 08, 2018 Filed Feb 9, 2018 22:05 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000044 · wf-form4_151821390832616.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 07, 2018 Filed Feb 8, 2018 22:04 UTC
Distelburger BrianDirector · President
SaleCommon Stock 8,160 $11.22 $91,520.11
Disclosure

SEC source: 0001614178-18-000042 · wf-form4_151812746438395.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,829,141

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.1200 to $11.3600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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February 06, 2018 Filed Feb 8, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000041 · wf-form4_151812744628640.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,485

Underlying: Common Stock · 12,500 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Shares are immediately excerciseable.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $10.78 $134,725.00
Disclosure

SEC source: 0001614178-18-000041 · wf-form4_151812744628640.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.6600 to $10.9400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $1.83 $22,875.00
Disclosure

SEC source: 0001614178-18-000041 · wf-form4_151812744628640.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 22:04 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $10.75 $322,542.00
Disclosure

SEC source: 0001614178-18-000040 · wf-form4_151812742866575.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,684,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.5800 to $11.0000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:07 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000036 · wf-form4_151760917829168.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:07 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $11.90 $118,989.00
Disclosure

SEC source: 0001614178-18-000036 · wf-form4_151760917829168.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.8200 to $11.9700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 01, 2018 Filed Feb 2, 2018 22:07 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000036 · wf-form4_151760917829168.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 22:01 UTC
Distelburger BrianDirector · President
SaleCommon Stock 8,160 $11.69 $95,361.02
Disclosure

SEC source: 0001614178-18-000034 · wf-form4_151752246785028.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,837,301

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.6200 to $11.8000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:01 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000033 · wf-form4_151752244887774.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,985

Underlying: Common Stock · 12,500 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Shares are immediately excerciseable.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:01 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $11.74 $146,797.50
Disclosure

SEC source: 0001614178-18-000033 · wf-form4_151752244887774.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.6100 to $11.8600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:01 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $1.83 $22,875.00
Disclosure

SEC source: 0001614178-18-000033 · wf-form4_151752244887774.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 22:00 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $11.75 $352,551.00
Disclosure

SEC source: 0001614178-18-000032 · wf-form4_151752242854529.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,714,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.6100 to $11.8800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.