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YEXT

Yext, Inc.

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5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · derivative · entry 11

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,500

Underlying: Common Stock · 12,500 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $17.08 $213,461.25
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · nonDerivative · entry 7

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.8800 to $17.3100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
June 05, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $2.27 $28,375.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · nonDerivative · entry 6

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 21:23 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $17.08 $512,292.00
Disclosure

SEC source: 0001614178-18-000218 · wf-form4_152840657673313.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,174,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.8800 to $17.3500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · derivative · entry 10

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,485

Underlying: Common Stock · 30,000 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: Shares are immediately excerciseable.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 30,000 $17.51 $525,423.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · nonDerivative · entry 5

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.5000 to $17.5400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 30,000 $1.83 $54,900.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · nonDerivative · entry 4

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · derivative · entry 9

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 10,000 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · derivative · entry 8

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,485

Underlying: Common Stock · 70,000 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: Shares are immediately excerciseable.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 80,000 $16.30 $1,304,072.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · nonDerivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.8100 to $16.5700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 10,000 $2.27 $22,700.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 22:04 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 70,000 $1.83 $128,100.00
Disclosure

SEC source: 0001614178-18-000209 · wf-form4_152823625032484.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000207 · wf-form4_152788701852289.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $15.09 $150,906.00
Disclosure

SEC source: 0001614178-18-000207 · wf-form4_152788701852289.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.9700 to $15.1800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000207 · wf-form4_152788701852289.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 00:40 UTC
Distelburger BrianDirector · President
SaleCommon Stock 8,160 $15.11 $123,307.39
Disclosure

SEC source: 0001614178-18-000202 · wf-form4_152781359927381.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,638,581

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.7800 to $15.2500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000207 · wf-form4_152788701852289.xml · derivative · entry 5

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $15.11 $151,083.00
Disclosure

SEC source: 0001614178-18-000207 · wf-form4_152788701852289.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.7800 to $15.2700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000207 · wf-form4_152788701852289.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 00:39 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-18-000201 · wf-form4_152781358075023.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 12,500 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 00:39 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $14.70 $183,811.25
Disclosure

SEC source: 0001614178-18-000201 · wf-form4_152781358075023.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.5900 to $14.9000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 00:39 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $2.27 $28,375.00
Disclosure

SEC source: 0001614178-18-000201 · wf-form4_152781358075023.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 00:39 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $14.70 $441,072.00
Disclosure

SEC source: 0001614178-18-000200 · wf-form4_152781351255977.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,204,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.5900 to $14.9000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:02 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000190 · wf-form4_152728209016384.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:02 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $14.61 $146,089.00
Disclosure

SEC source: 0001614178-18-000190 · wf-form4_152728209016384.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.5200 to $14.7100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:02 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000190 · wf-form4_152728209016384.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

Read SEC document
May 23, 2018 Filed May 24, 2018 21:29 UTC
Distelburger BrianDirector · President
SaleCommon Stock 8,160 $14.53 $118,581.12
Disclosure

SEC source: 0001614178-18-000189 · wf-form4_152719735142329.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,646,741

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.4600 to $14.6900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:02 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000190 · wf-form4_152728209016384.xml · derivative · entry 5

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:02 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $14.53 $145,262.00
Disclosure

SEC source: 0001614178-18-000190 · wf-form4_152728209016384.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.4500 to $14.6900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:02 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000190 · wf-form4_152728209016384.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:29 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-18-000188 · wf-form4_152719733518587.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,500

Underlying: Common Stock · 12,500 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:29 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $14.83 $185,412.50
Disclosure

SEC source: 0001614178-18-000188 · wf-form4_152719733518587.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.6800 to $15.0700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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May 22, 2018 Filed May 24, 2018 21:29 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $2.27 $28,375.00
Disclosure

SEC source: 0001614178-18-000188 · wf-form4_152719733518587.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

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May 22, 2018 Filed May 24, 2018 21:28 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $14.83 $444,909.00
Disclosure

SEC source: 0001614178-18-000187 · wf-form4_152719731626777.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,234,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.6600 to $15.0700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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May 17, 2018 Filed May 18, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000182 · wf-form4_152667733109747.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

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May 17, 2018 Filed May 18, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $15.09 $150,896.00
Disclosure

SEC source: 0001614178-18-000182 · wf-form4_152667733109747.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.0100 to $15.2000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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May 17, 2018 Filed May 18, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000182 · wf-form4_152667733109747.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

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May 16, 2018 Filed May 17, 2018 21:13 UTC
Distelburger BrianDirector · President
SaleCommon Stock 8,160 $15.11 $123,276.38
Disclosure

SEC source: 0001614178-18-000181 · wf-form4_152659157634872.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654,901

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.9900 to $15.2700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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May 16, 2018 Filed May 17, 2018 21:12 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-18-000180 · wf-form4_152659150823744.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 12,500 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

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May 16, 2018 Filed May 17, 2018 21:12 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $15.10 $188,811.25
Disclosure

SEC source: 0001614178-18-000180 · wf-form4_152659150823744.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.9900 to $15.2700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:12 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $2.27 $28,375.00
Disclosure

SEC source: 0001614178-18-000180 · wf-form4_152659150823744.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000182 · wf-form4_152667733109747.xml · derivative · entry 5

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $15.10 $151,043.00
Disclosure

SEC source: 0001614178-18-000182 · wf-form4_152667733109747.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.9900 to $15.2500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 16, 2018 Filed May 18, 2018 21:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000182 · wf-form4_152667733109747.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:11 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $14.95 $448,539.00
Disclosure

SEC source: 0001614178-18-000179 · wf-form4_152659144115400.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.7200 to $15.0300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:03 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-18-000174 · wf-form4_152650455822981.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,000

Underlying: Common Stock · 2,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · derivative.exercise_date: 1/36th of the shares subject to the option vested on October 20, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

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May 14, 2018 Filed May 16, 2018 21:03 UTC SaleCommon Stock 2,000 $14.73 $29,460.00
Disclosure

SEC source: 0001614178-18-000174 · wf-form4_152650455822981.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 14, 2018 Filed May 16, 2018 21:03 UTC Exercise / conversionCommon Stock 2,000 $7.18 $14,360.00
Disclosure

SEC source: 0001614178-18-000174 · wf-form4_152650455822981.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:06 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000171 · wf-form4_152607274884339.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 10, 2018 Filed May 11, 2018 21:06 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $14.43 $144,294.00
Disclosure

SEC source: 0001614178-18-000171 · wf-form4_152607274884339.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.3100 to $14.4900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.