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Yext, Inc.

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5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2018 Filed Sep 24, 2018 21:13 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,273 $0.00 $0.00
Disclosure

SEC source: 0001614178-18-000390 · wf-form4_153782355932830.xml · derivative · entry 4

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,455

Underlying: Common Stock · 7,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F4 · derivative.exercise_date: One-tenth of shares subject to award vests on June 20, 2018 and then quarterly thereafter on each of September 20, December 20, March 20 and June 20 thereafter, in each case subject to the executive's continued service on each such date, until the award is fully vested on December 20, 2020.

F4 · derivative.expiration_date: One-tenth of shares subject to award vests on June 20, 2018 and then quarterly thereafter on each of September 20, December 20, March 20 and June 20 thereafter, in each case subject to the executive's continued service on each such date, until the award is fully vested on December 20, 2020.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:13 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 15,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-18-000390 · wf-form4_153782355932830.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:13 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 7,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-18-000390 · wf-form4_153782355932830.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:11 UTC
Distelburger BrianDirector · President
Exercise / conversionRestricted Stock Unit · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001614178-18-000388 · wf-form4_153782348031375.xml · derivative · entry 3

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F3 · derivative.exercise_date: One-sixteenth of shares subject to award vests on September 20, 2018 and then quarterly thereafter on each of December 20, March 20, June 20 and September 20, in each case subject to the executive's continued service on each such date, until the award is fully vested on June 20, 2022.

F3 · derivative.expiration_date: One-sixteenth of shares subject to award vests on September 20, 2018 and then quarterly thereafter on each of December 20, March 20, June 20 and September 20, in each case subject to the executive's continued service on each such date, until the award is fully vested on June 20, 2022.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:11 UTC
Distelburger BrianDirector · President
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-18-000388 · wf-form4_153782348031375.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,505,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:10 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001614178-18-000387 · wf-form4_153782344196413.xml · derivative · entry 7

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,625

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F9 · derivative.exercise_date: One-sixteenth of shares subject to award vests on September 20, 2018 and then quarterly thereafter on each of December 20, March 20, June 20 and September 20, in each case subject to the executive's continued service on each such date, until the award is fully vested on June 20, 2022.

F9 · derivative.expiration_date: One-sixteenth of shares subject to award vests on September 20, 2018 and then quarterly thereafter on each of December 20, March 20, June 20 and September 20, in each case subject to the executive's continued service on each such date, until the award is fully vested on June 20, 2022.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:10 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-18-000387 · wf-form4_153782344196413.xml · nonDerivative · entry 3

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,673,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:10 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 12,599 $25.48 $321,027.56
Disclosure

SEC source: 0001614178-18-000387 · wf-form4_153782344196413.xml · nonDerivative · entry 2

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,664,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.4100 to $25.6700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 21:10 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 17,401 $25.05 $435,888.09
Disclosure

SEC source: 0001614178-18-000387 · wf-form4_153782344196413.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,677,145

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.3800 to $25.3500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000381 · wf-form4_153756422147171.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $25.22 $252,245.00
Disclosure

SEC source: 0001614178-18-000381 · wf-form4_153756422147171.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.9400 to $25.6700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000381 · wf-form4_153756422147171.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:59 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-18-000379 · wf-form4_153747718065674.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,441

Underlying: Common Stock · 12,500 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:59 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $25.54 $319,227.50
Disclosure

SEC source: 0001614178-18-000379 · wf-form4_153747718065674.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.1700 to $25.7500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 20:59 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $2.27 $28,375.00
Disclosure

SEC source: 0001614178-18-000379 · wf-form4_153747718065674.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 22:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-18-000377 · wf-form4_153696271067055.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,000

Underlying: Common Stock · 2,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on October 20, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 22:05 UTC SaleCommon Stock 2,000 $25.76 $51,520.00
Disclosure

SEC source: 0001614178-18-000377 · wf-form4_153696271067055.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,502

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 22:05 UTC Exercise / conversionCommon Stock 2,000 $7.18 $14,360.00
Disclosure

SEC source: 0001614178-18-000377 · wf-form4_153696271067055.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 18:04 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000375 · wf-form4_153696264061257.xml · derivative · entry 7

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 18:04 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $25.67 $256,690.00
Disclosure

SEC source: 0001614178-18-000375 · wf-form4_153696264061257.xml · nonDerivative · entry 5

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.3800 to $25.9300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 18:04 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000375 · wf-form4_153696264061257.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 22:04 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $25.67 $770,034.00
Disclosure

SEC source: 0001614178-18-000376 · wf-form4_153696267504606.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,694,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.3800 to $25.9800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 18:04 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000375 · wf-form4_153696264061257.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 18:04 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 797 $26.09 $20,796.20
Disclosure

SEC source: 0001614178-18-000375 · wf-form4_153696264061257.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.0500 to $26.1200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 18:04 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 9,203 $25.76 $237,090.45
Disclosure

SEC source: 0001614178-18-000375 · wf-form4_153696264061257.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.0500 to $26.0400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 18:04 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000375 · wf-form4_153696264061257.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-18-000371 · wf-form4_153678613966417.xml · derivative · entry 5

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,941

Underlying: Common Stock · 12,500 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 12,500 $26.08 $325,965.00
Disclosure

SEC source: 0001614178-18-000371 · wf-form4_153678613966417.xml · nonDerivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.7900 to $26.3400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 12,500 $2.27 $28,375.00
Disclosure

SEC source: 0001614178-18-000371 · wf-form4_153678613966417.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $1.83 $0.00
Disclosure

SEC source: 0001614178-18-000371 · wf-form4_153678613966417.xml · derivative · entry 4

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

Underlying: Common Stock · 175,000 shares

Expires 2020-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares are immediately excerciseable.

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 175,000 $1.83 $320,250.00
Disclosure

SEC source: 0001614178-18-000371 · wf-form4_153678613966417.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 21:01 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 25,694 $26.78 $688,154.69
Disclosure

SEC source: 0001614178-18-000370 · wf-form4_153669966824612.xml · nonDerivative · entry 2

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,724,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $26.1600 to $27.1500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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September 07, 2018 Filed Sep 11, 2018 21:01 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 4,306 $25.64 $110,401.10
Disclosure

SEC source: 0001614178-18-000370 · wf-form4_153669966824612.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750,240

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.1500 to $26.1300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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September 06, 2018 Filed Sep 7, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000366 · wf-form4_153635375328573.xml · derivative · entry 7

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $25.03 $250,268.00
Disclosure

SEC source: 0001614178-18-000366 · wf-form4_153635375328573.xml · nonDerivative · entry 5

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.7500 to $25.3300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 06, 2018 Filed Sep 7, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000366 · wf-form4_153635375328573.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:56 UTC
Bond DarrylChief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-18-000367 · wf-form4_153635379039500.xml · derivative · entry 4

Bond Darryl · CIK 0001703550 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 6,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:56 UTC
Bond DarrylChief Accounting Officer
SaleCommon Stock 100 $25.32 $2,532.00
Disclosure

SEC source: 0001614178-18-000367 · wf-form4_153635379039500.xml · nonDerivative · entry 3

Bond Darryl · CIK 0001703550 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,798

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:56 UTC
Bond DarrylChief Accounting Officer
SaleCommon Stock 5,900 $24.82 $146,420.89
Disclosure

SEC source: 0001614178-18-000367 · wf-form4_153635379039500.xml · nonDerivative · entry 2

Bond Darryl · CIK 0001703550 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.3100 to $25.1400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:56 UTC
Bond DarrylChief Accounting Officer
Exercise / conversionCommon Stock 6,000 $5.00 $30,000.00
Disclosure

SEC source: 0001614178-18-000367 · wf-form4_153635379039500.xml · nonDerivative · entry 1

Bond Darryl · CIK 0001703550 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000366 · wf-form4_153635375328573.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,000

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 226 $25.31 $5,719.72
Disclosure

SEC source: 0001614178-18-000366 · wf-form4_153635375328573.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.2200 to $25.3200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 9,774 $24.83 $242,670.83
Disclosure

SEC source: 0001614178-18-000366 · wf-form4_153635375328573.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.2000 to $25.1300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000366 · wf-form4_153635375328573.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:55 UTC
Distelburger BrianDirector · President
SaleCommon Stock 600 $25.28 $15,168.00
Disclosure

SEC source: 0001614178-18-000365 · wf-form4_153635371604227.xml · nonDerivative · entry 2

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,501,541

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.2400 to $25.3200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:55 UTC
Distelburger BrianDirector · President
SaleCommon Stock 19,400 $24.82 $481,554.56
Disclosure

SEC source: 0001614178-18-000365 · wf-form4_153635371604227.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,502,141

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.2100 to $25.1400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:05 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-18-000364 · wf-form4_153626790218320.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,441

Underlying: Common Stock · 32,500 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:05 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 32,500 $24.79 $805,821.25
Disclosure

SEC source: 0001614178-18-000364 · wf-form4_153626790218320.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.2100 to $25.2000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:05 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 32,500 $2.27 $73,775.00
Disclosure

SEC source: 0001614178-18-000364 · wf-form4_153626790218320.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 21:04 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $24.80 $744,003.00
Disclosure

SEC source: 0001614178-18-000363 · wf-form4_153626786159856.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754,546

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $24.2200 to $25.2000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.