Last 12 months
Inside the activity.
2 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2018 Filed Nov 16, 2018 17:03 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 9,284 | $3.06 | $28,409.04 |
DisclosureSEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · nonDerivative · entry 1 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 22:05 UTC |
FERNANDEZ PHILLIP MDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $7.18 | $0.00 |
DisclosureSEC source: 0001614178-18-000441 · wf-form4_154231953369829.xml · derivative · entry 3 FERNANDEZ PHILLIP M · CIK 0001200465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,000 Underlying: Common Stock · 2,000 shares Expires 2026-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on October 20, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 22:05 UTC |
FERNANDEZ PHILLIP MDirector
|
SaleCommon Stock | 2,000 | $18.01 | $36,020.00 |
DisclosureSEC source: 0001614178-18-000441 · wf-form4_154231953369829.xml · nonDerivative · entry 2 FERNANDEZ PHILLIP M · CIK 0001200465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,502 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 22:05 UTC |
FERNANDEZ PHILLIP MDirector
|
Exercise / conversionCommon Stock | 2,000 | $7.18 | $14,360.00 |
DisclosureSEC source: 0001614178-18-000441 · wf-form4_154231953369829.xml · nonDerivative · entry 1 FERNANDEZ PHILLIP M · CIK 0001200465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 22:07 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001614178-18-000443 · wf-form4_154231960308155.xml · derivative · entry 3 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,254 Underlying: Common Stock · 5,000 shares Expires 2026-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 22:07 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $17.96 | $89,819.50 |
DisclosureSEC source: 0001614178-18-000443 · wf-form4_154231960308155.xml · nonDerivative · entry 2 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,764 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.7500 to $18.2600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 22:07 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 5,000 | $6.11 | $30,550.00 |
DisclosureSEC source: 0001614178-18-000443 · wf-form4_154231960308155.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 13, 2018 Filed Nov 15, 2018 22:06 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $17.96 | $538,734.00 |
DisclosureSEC source: 0001614178-18-000442 · wf-form4_154231956801893.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,478,210 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.7200 to $18.2600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 17:01 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001614178-18-000437 · wf-form4_154180088033830.xml · derivative · entry 7 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 17:01 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 10,000 | $19.79 | $197,867.00 |
DisclosureSEC source: 0001614178-18-000437 · wf-form4_154180088033830.xml · nonDerivative · entry 5 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F5 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.4000 to $20.3200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 17:01 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $3.06 | $30,600.00 |
DisclosureSEC source: 0001614178-18-000437 · wf-form4_154180088033830.xml · nonDerivative · entry 4 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 22:01 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $19.79 | $593,790.00 |
DisclosureSEC source: 0001614178-18-000436 · wf-form4_154180085272254.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,508,210 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.4000 to $20.3700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 07, 2018 Filed Nov 8, 2018 22:01 UTC |
Distelburger BrianDirector · President
|
SaleCommon Stock | 10,000 | $20.01 | $200,123.00 |
DisclosureSEC source: 0001614178-18-000433 · wf-form4_154171445571749.xml · nonDerivative · entry 2 Distelburger Brian · CIK 0001701669 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,453,973 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.0700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 17:01 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001614178-18-000437 · wf-form4_154180088033830.xml · derivative · entry 6 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 17:01 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 3,100 | $19.99 | $61,978.61 |
DisclosureSEC source: 0001614178-18-000437 · wf-form4_154180088033830.xml · nonDerivative · entry 3 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.9200 to $20.0200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 17:01 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 6,900 | $19.54 | $134,856.36 |
DisclosureSEC source: 0001614178-18-000437 · wf-form4_154180088033830.xml · nonDerivative · entry 2 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.9200 to $19.9000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 17:01 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $3.06 | $30,600.00 |
DisclosureSEC source: 0001614178-18-000437 · wf-form4_154180088033830.xml · nonDerivative · entry 1 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:01 UTC |
Distelburger BrianDirector · President
|
SaleCommon Stock | 20,000 | $18.79 | $375,780.00 |
DisclosureSEC source: 0001614178-18-000433 · wf-form4_154171445571749.xml · nonDerivative · entry 1 Distelburger Brian · CIK 0001701669 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,463,973 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.5700 to $19.2900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:00 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,746 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001614178-18-000432 · wf-form4_154171442255258.xml · derivative · entry 5 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,254 Underlying: Common Stock · 3,746 shares Expires 2026-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F4 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:00 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,254 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001614178-18-000432 · wf-form4_154171442255258.xml · derivative · entry 4 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,687 Underlying: Common Stock · 1,254 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:00 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $18.79 | $93,958.50 |
DisclosureSEC source: 0001614178-18-000432 · wf-form4_154171442255258.xml · nonDerivative · entry 3 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,764 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.5800 to $19.2900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:00 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 3,746 | $6.11 | $22,888.06 |
DisclosureSEC source: 0001614178-18-000432 · wf-form4_154171442255258.xml · nonDerivative · entry 2 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 22:00 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 1,254 | $2.27 | $2,846.58 |
DisclosureSEC source: 0001614178-18-000432 · wf-form4_154171442255258.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 16:55 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001614178-18-000429 · wf-form4_154119213097192.xml · derivative · entry 6 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 16:55 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 10,000 | $19.14 | $191,421.00 |
DisclosureSEC source: 0001614178-18-000429 · wf-form4_154119213097192.xml · nonDerivative · entry 4 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.7800 to $19.3300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 16:55 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $3.06 | $30,600.00 |
DisclosureSEC source: 0001614178-18-000429 · wf-form4_154119213097192.xml · nonDerivative · entry 3 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 16:55 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001614178-18-000429 · wf-form4_154119213097192.xml · derivative · entry 5 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 16:55 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 10,000 | $19.13 | $191,299.00 |
DisclosureSEC source: 0001614178-18-000429 · wf-form4_154119213097192.xml · nonDerivative · entry 2 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.6600 to $19.5400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 16:55 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $3.06 | $30,600.00 |
DisclosureSEC source: 0001614178-18-000429 · wf-form4_154119213097192.xml · nonDerivative · entry 1 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| October 30, 2018 Filed Oct 31, 2018 20:29 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $18.34 | $550,131.00 |
DisclosureSEC source: 0001614178-18-000426 · wf-form4_154101775864768.xml · nonDerivative · entry 2 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,538,210 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0500 to $18.6000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 20:59 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001614178-18-000427 · wf-form4_154110595091075.xml · derivative · entry 3 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,941 Underlying: Common Stock · 5,000 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 20:59 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $18.33 | $91,657.00 |
DisclosureSEC source: 0001614178-18-000427 · wf-form4_154110595091075.xml · nonDerivative · entry 2 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,764 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0200 to $18.5100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 30, 2018 Filed Nov 1, 2018 20:59 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 5,000 | $2.27 | $11,350.00 |
DisclosureSEC source: 0001614178-18-000427 · wf-form4_154110595091075.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 20:29 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $18.46 | $553,785.00 |
DisclosureSEC source: 0001614178-18-000426 · wf-form4_154101775864768.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,568,210 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0800 to $18.8000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:00 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001614178-18-000423 · wf-form4_154058763337465.xml · derivative · entry 6 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:00 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 10,000 | $19.50 | $194,987.00 |
DisclosureSEC source: 0001614178-18-000423 · wf-form4_154058763337465.xml · nonDerivative · entry 4 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.2800 to $20.0200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 17:00 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $3.06 | $30,600.00 |
DisclosureSEC source: 0001614178-18-000423 · wf-form4_154058763337465.xml · nonDerivative · entry 3 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. Read SEC document |
| October 24, 2018 Filed Oct 26, 2018 17:00 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001614178-18-000423 · wf-form4_154058763337465.xml · derivative · entry 5 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| October 24, 2018 Filed Oct 26, 2018 17:00 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 10,000 | $19.57 | $195,712.00 |
DisclosureSEC source: 0001614178-18-000423 · wf-form4_154058763337465.xml · nonDerivative · entry 2 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.8200 to $19.8600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 24, 2018 Filed Oct 26, 2018 17:00 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $3.06 | $30,600.00 |
DisclosureSEC source: 0001614178-18-000423 · wf-form4_154058763337465.xml · nonDerivative · entry 1 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 20:59 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001614178-18-000421 · wf-form4_154050113051538.xml · derivative · entry 4 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,941 Underlying: Common Stock · 5,000 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F4 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 20:59 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 1,900 | $18.91 | $35,929.95 |
DisclosureSEC source: 0001614178-18-000421 · wf-form4_154050113051538.xml · nonDerivative · entry 3 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,764 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.7700 to $19.1400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 20:59 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 3,100 | $18.25 | $56,583.06 |
DisclosureSEC source: 0001614178-18-000421 · wf-form4_154050113051538.xml · nonDerivative · entry 2 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,664 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.7700 to $18.6400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 23, 2018 Filed Oct 25, 2018 20:59 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 5,000 | $2.27 | $11,350.00 |
DisclosureSEC source: 0001614178-18-000421 · wf-form4_154050113051538.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| October 22, 2018 Filed Oct 24, 2018 22:01 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $18.49 | $554,778.00 |
DisclosureSEC source: 0001614178-18-000420 · wf-form4_154041846576669.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,598,210 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0900 to $18.9600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. F3 · balance_after: Reflects a transfer of 137,583 shares from the trust referred to in footnote 4 to Reporting Person, which was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 21:11 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $19.20 | $575,889.00 |
DisclosureSEC source: 0001614178-18-000417 · wf-form4_153998348878355.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,490,627 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.8800 to $19.8500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 17:11 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001614178-18-000416 · wf-form4_153998345190658.xml · derivative · entry 6 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 17:11 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 10,000 | $19.20 | $191,957.00 |
DisclosureSEC source: 0001614178-18-000416 · wf-form4_153998345190658.xml · nonDerivative · entry 4 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.9600 to $19.7700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 18, 2018 Filed Oct 19, 2018 17:11 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $3.06 | $30,600.00 |
DisclosureSEC source: 0001614178-18-000416 · wf-form4_153998345190658.xml · nonDerivative · entry 3 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 17:11 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001614178-18-000416 · wf-form4_153998345190658.xml · derivative · entry 5 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,000 Underlying: Common Stock · 10,000 shares Expires 2024-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.