Tapewire

NYSE · USD

YEXT

Yext, Inc.

Export transactions ↓
Tapewire entity
5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2018 Filed Dec 20, 2018 22:05 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $14.71 $73,556.50
Disclosure

SEC source: 0001614178-18-000486 · wf-form4_154534349481420.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.4600 to $14.9200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:05 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-18-000486 · wf-form4_154534349481420.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 22:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-18-000480 · wf-form4_154482489387390.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,000

Underlying: Common Stock · 2,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on October 20, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 22:01 UTC SaleCommon Stock 2,000 $15.66 $31,320.00
Disclosure

SEC source: 0001614178-18-000480 · wf-form4_154482489387390.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,502

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 22:01 UTC Exercise / conversionCommon Stock 2,000 $7.18 $14,360.00
Disclosure

SEC source: 0001614178-18-000480 · wf-form4_154482489387390.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
December 13, 2018 Filed Dec 14, 2018 22:01 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $15.54 $466,224.00
Disclosure

SEC source: 0001614178-18-000479 · wf-form4_154482485907925.xml · nonDerivative · entry 2

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,291,323

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.3900 to $15.9200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:56 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-18-000477 · wf-form4_154473819531541.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:56 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $15.56 $77,780.00
Disclosure

SEC source: 0001614178-18-000477 · wf-form4_154473819531541.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.2200 to $16.1800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 21:56 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-18-000477 · wf-form4_154473819531541.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
December 10, 2018 Filed Dec 14, 2018 22:01 UTC
Lerman HowardDirector · Chief Executive Officer
GiftCommon Stock 6,887 $0.00 $0.00
Disclosure

SEC source: 0001614178-18-000479 · wf-form4_154482485907925.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,321,323

F1 · kind: Represents a charitable donation of shares of common stock by the Reporting Person.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 02:09 UTC PurchaseCommon Stock 32,485 $15.39 $499,944.15
Disclosure

SEC source: 0001614178-18-000472 · wf-form4_154414854789076.xml · nonDerivative · entry 3

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,485

F5 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $15.38 to $15.65, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares purchased at each separate price.

F6 · ownership.nature: Securities are held by a trust the beneficiaries of which are the Reporting Person's children.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 02:09 UTC PurchaseCommon Stock 16,265 $15.37 $249,993.05
Disclosure

SEC source: 0001614178-18-000472 · wf-form4_154414854789076.xml · nonDerivative · entry 2

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,265

F3 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $15.36 to $15.60, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares purchased at each separate price.

F4 · ownership.nature: Securities are held by a trust, separate from the trust referenced in footnote 2, of which the Reporting Person's spouse is the trustee and the beneficiaries of which are certain family members of the Reporting Person.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 02:09 UTC PurchaseCommon Stock 16,237 $15.40 $250,049.80
Disclosure

SEC source: 0001614178-18-000472 · wf-form4_154414854789076.xml · nonDerivative · entry 1

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,237

F1 · price: Reflects a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $15.39 to $15.61, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares purchased at each separate price.

F2 · ownership.nature: Securities are held by a trust of which the Reporting Person's spouse is the trustee and the beneficiaries of which are certain family members of the Reporting Person.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 22:00 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $15.50 $464,874.00
Disclosure

SEC source: 0001614178-18-000474 · wf-form4_154421998683151.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,328,210

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.9000 to $15.7700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:50 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-18-000471 · wf-form4_154414018694832.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:50 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $15.10 $75,479.50
Disclosure

SEC source: 0001614178-18-000471 · wf-form4_154414018694832.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.8600 to $15.3200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 23:50 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-18-000471 · wf-form4_154414018694832.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000468 · wf-form4_154361497207347.xml · derivative · entry 7

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,716

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F7 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 500 $18.77 $9,385.00
Disclosure

SEC source: 0001614178-18-000468 · wf-form4_154361497207347.xml · nonDerivative · entry 5

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.7600 to $18.7800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 9,500 $18.23 $173,195.45
Disclosure

SEC source: 0001614178-18-000468 · wf-form4_154361497207347.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.7300 to $18.7200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000468 · wf-form4_154361497207347.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-18-000468 · wf-form4_154361497207347.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,284

Underlying: Common Stock · 10,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $17.63 $176,348.00
Disclosure

SEC source: 0001614178-18-000468 · wf-form4_154361497207347.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.2500 to $17.8500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 16:56 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001614178-18-000468 · wf-form4_154361497207347.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
November 27, 2018 Filed Nov 30, 2018 01:35 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-18-000460 · wf-form4_154354172898909.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
November 27, 2018 Filed Nov 30, 2018 01:35 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $17.15 $85,768.00
Disclosure

SEC source: 0001614178-18-000460 · wf-form4_154354172898909.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.9900 to $17.4000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 27, 2018 Filed Nov 30, 2018 01:35 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-18-000460 · wf-form4_154354172898909.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
November 27, 2018 Filed Nov 30, 2018 01:35 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $17.16 $514,902.00
Disclosure

SEC source: 0001614178-18-000459 · wf-form4_154354170023697.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,358,210

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.9900 to $17.6800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000451 · wf-form4_154326965763455.xml · derivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,716

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $16.80 $168,048.00
Disclosure

SEC source: 0001614178-18-000451 · wf-form4_154326965763455.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.4700 to $16.9600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 23, 2018 Filed Nov 26, 2018 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000451 · wf-form4_154326965763455.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 22:29 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $16.90 $507,138.00
Disclosure

SEC source: 0001614178-18-000453 · wf-form4_154335774016637.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,388,210

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.4700 to $16.9850, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-18-000451 · wf-form4_154326965763455.xml · derivative · entry 5

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,284

Underlying: Common Stock · 10,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $16.92 $169,249.00
Disclosure

SEC source: 0001614178-18-000451 · wf-form4_154326965763455.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.6200 to $17.1200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001614178-18-000451 · wf-form4_154326965763455.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
November 20, 2018 Filed Nov 22, 2018 01:40 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-18-000449 · wf-form4_154285082291322.xml · derivative · entry 4

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
November 20, 2018 Filed Nov 22, 2018 01:40 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 2,478 $16.55 $41,013.13
Disclosure

SEC source: 0001614178-18-000449 · wf-form4_154285082291322.xml · nonDerivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.3900 to $16.6700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 20, 2018 Filed Nov 22, 2018 01:40 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 2,522 $15.95 $40,213.79
Disclosure

SEC source: 0001614178-18-000449 · wf-form4_154285082291322.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,242

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.3800 to $16.3600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 20, 2018 Filed Nov 22, 2018 01:40 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-18-000449 · wf-form4_154285082291322.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:06 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 3,600 $17.25 $62,103.96
Disclosure

SEC source: 0001614178-18-000447 · wf-form4_154275157762386.xml · nonDerivative · entry 3

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,418,210

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.0400 to $17.5400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:06 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 26,400 $16.43 $433,791.60
Disclosure

SEC source: 0001614178-18-000447 · wf-form4_154275157762386.xml · nonDerivative · entry 2

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,421,810

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0400 to $17.0300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 22:06 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $17.49 $524,805.00
Disclosure

SEC source: 0001614178-18-000447 · wf-form4_154275157762386.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448,210

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.1500 to $17.8100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 17:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · derivative · entry 9

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,716

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 17:03 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $17.34 $173,362.00
Disclosure

SEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · nonDerivative · entry 6

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.0200 to $17.4700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 17:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · nonDerivative · entry 5

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 17:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 716 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · derivative · entry 8

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,284

Underlying: Common Stock · 716 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F7 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 17:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,284 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · derivative · entry 7

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,716

Underlying: Common Stock · 9,284 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F6 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 17:03 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 400 $18.08 $7,232.00
Disclosure

SEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · nonDerivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.9500 to $18.1300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 17:03 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 9,600 $17.14 $164,540.16
Disclosure

SEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.8000 to $17.6600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 17:03 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 716 $5.00 $3,580.00
Disclosure

SEC source: 0001614178-18-000445 · wf-form4_154240576994561.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.