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YEXT

Yext, Inc.

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5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2019 Filed Mar 22, 2019 21:32 UTC Exercise / conversionCommon Stock 2,936 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-19-000092 · wf-form4_155329035018980.xml · nonDerivative · entry 1

Yehoshua Tamar · CIK 0001661094 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F2 · ownership.nature: These securities are held by the Reporting Person's trust and were transferred to the Reporting Person's trust in transactions exempt from reporting under Rule 16a-13 under the Securities Exchange Act of 1934.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000083 · wf-form4_155320210903178.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $22.16 $110,808.00
Disclosure

SEC source: 0001614178-19-000083 · wf-form4_155320210903178.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,672

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.9400 to $22.4900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-19-000083 · wf-form4_155320210903178.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:00 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $22.87 $686,067.00
Disclosure

SEC source: 0001614178-19-000081 · wf-form4_155311562084216.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,787,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.2900 to $23.2600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 22:16 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $22.75 $682,386.00
Disclosure

SEC source: 0001614178-19-000079 · wf-form4_155268814995782.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,817,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.3700 to $22.9900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 22:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000078 · wf-form4_155268810510128.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,000

Underlying: Common Stock · 2,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on October 20, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 22:15 UTC SaleCommon Stock 2,000 $22.30 $44,600.00
Disclosure

SEC source: 0001614178-19-000078 · wf-form4_155268810510128.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,502

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 22:15 UTC Exercise / conversionCommon Stock 2,000 $7.18 $14,360.00
Disclosure

SEC source: 0001614178-19-000078 · wf-form4_155268810510128.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 22:14 UTC
Distelburger BrianDirector · President
SaleCommon Stock 10,000 $22.62 $226,213.00
Disclosure

SEC source: 0001614178-19-000077 · wf-form4_155268806491632.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,436,339

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.2300 to $23.0000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:14 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000072 · wf-form4_155259804204538.xml · derivative · entry 4

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:14 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 100 $23.04 $2,304.00
Disclosure

SEC source: 0001614178-19-000072 · wf-form4_155259804204538.xml · nonDerivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,672

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:14 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 4,900 $22.06 $108,070.97
Disclosure

SEC source: 0001614178-19-000072 · wf-form4_155259804204538.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,772

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.9000 to $22.4900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 21:14 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-19-000072 · wf-form4_155259804204538.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:47 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $23.04 $691,113.00
Disclosure

SEC source: 0001614178-19-000067 · wf-form4_155251362091512.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,847,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.7100 to $23.2700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:01 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000062 · wf-form4_155242804519918.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:01 UTC
Steele JimPresident & CRO
SaleCommon Stock 10,000 $22.36 $223,550.00
Disclosure

SEC source: 0001614178-19-000062 · wf-form4_155242804519918.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,069

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.7800 to $22.6800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 18:01 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 10,000 $7.18 $71,800.00
Disclosure

SEC source: 0001614178-19-000062 · wf-form4_155242804519918.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
March 07, 2019 Filed Mar 12, 2019 22:02 UTC GrantRestricted Stock Unit · Derivative 2,286 $0.00 $0.00
Disclosure

SEC source: 0001614178-19-000064 · wf-form4_155242813907785.xml · derivative · entry 1

Yehoshua Tamar · CIK 0001661094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286

Underlying: Common Stock · 2,286 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F2 · derivative.exercise_date: 100% of the shares subject to award shall vest on June 20, 2020, subject to the holder's continued service to the Company on such date.

F2 · derivative.expiration_date: 100% of the shares subject to award shall vest on June 20, 2020, subject to the holder's continued service to the Company on such date.

Read SEC document
March 07, 2019 Filed Mar 12, 2019 22:01 UTC GrantCommon Stock 3,734 $0.00 $0.00
Disclosure

SEC source: 0001614178-19-000063 · wf-form4_155242809016153.xml · nonDerivative · entry 1

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,734

F1 · shares: 100% of the shares subject to award shall vest on June 20, 2020, subject to the Reporting Person's continued service to the Company on such date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:22 UTC
Distelburger BrianDirector · President
SaleCommon Stock 10,000 $20.09 $200,899.00
Disclosure

SEC source: 0001614178-19-000057 · wf-form4_155208375100239.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,446,339

F1 · kind: This transaction was effected pursuant to a non-discretionary, sell-to-cover arrangement mandated by the Issuer to fund tax withholding obligations in connection with the vesting of restricted stock units and was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.2600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:11 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000056 · wf-form4_155199670265201.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:11 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $19.36 $96,811.00
Disclosure

SEC source: 0001614178-19-000056 · wf-form4_155199670265201.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,672

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.8400 to $19.6900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:11 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-19-000056 · wf-form4_155199670265201.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:11 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $19.37 $581,226.00
Disclosure

SEC source: 0001614178-19-000055 · wf-form4_155199666484053.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.8400 to $19.7000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:59 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $18.18 $545,322.00
Disclosure

SEC source: 0001614178-19-000047 · wf-form4_155148112824453.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.6850 to $18.4950, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:21 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000046 · wf-form4_155139605098610.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:21 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $17.92 $89,613.50
Disclosure

SEC source: 0001614178-19-000046 · wf-form4_155139605098610.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,672

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.7000 to $18.2200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:21 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-19-000046 · wf-form4_155139605098610.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:07 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 400 $19.14 $7,656.00
Disclosure

SEC source: 0001614178-19-000043 · wf-form4_155087321603996.xml · nonDerivative · entry 2

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:07 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 29,600 $18.19 $538,432.88
Disclosure

SEC source: 0001614178-19-000043 · wf-form4_155087321603996.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937,589

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0000 to $18.8800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,908 $0.00 Strike: $2.27 $0.00
Disclosure

SEC source: 0001614178-19-000042 · wf-form4_155078883929457.xml · derivative · entry 5

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,779

Underlying: Common Stock · 18,908 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000042 · wf-form4_155078883929457.xml · derivative · entry 4

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

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February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 18,908 $2.27 $42,921.16
Disclosure

SEC source: 0001614178-19-000042 · wf-form4_155078883929457.xml · nonDerivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $18.12 $90,578.50
Disclosure

SEC source: 0001614178-19-000042 · wf-form4_155078883929457.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.9200 to $18.2900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-19-000042 · wf-form4_155078883929457.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $18.12 $543,657.00
Disclosure

SEC source: 0001614178-19-000041 · wf-form4_155078880197820.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,967,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.9300 to $18.3100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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February 15, 2019 Filed Feb 19, 2019 22:04 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $17.99 $539,739.00
Disclosure

SEC source: 0001614178-19-000038 · wf-form4_155061384141677.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,997,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.8400 to $18.1900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:25 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000036 · wf-form4_155026950215524.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,000

Underlying: Common Stock · 2,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on October 20, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:25 UTC SaleCommon Stock 2,000 $18.35 $36,700.00
Disclosure

SEC source: 0001614178-19-000036 · wf-form4_155026950215524.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,502

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

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February 13, 2019 Filed Feb 15, 2019 22:25 UTC Exercise / conversionCommon Stock 2,000 $7.18 $14,360.00
Disclosure

SEC source: 0001614178-19-000036 · wf-form4_155026950215524.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:01 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000035 · wf-form4_155018169217899.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:01 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $18.22 $91,078.50
Disclosure

SEC source: 0001614178-19-000035 · wf-form4_155018169217899.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0200 to $18.4800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 22:01 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 5,000 $6.11 $30,550.00
Disclosure

SEC source: 0001614178-19-000035 · wf-form4_155018169217899.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 17:29 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000032 · wf-form4_155001058058496.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 17:29 UTC
Steele JimPresident & CRO
SaleCommon Stock 10,000 $17.61 $176,066.00
Disclosure

SEC source: 0001614178-19-000032 · wf-form4_155001058058496.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,069

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.3000 to $17.7100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 17:29 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 10,000 $7.18 $71,800.00
Disclosure

SEC source: 0001614178-19-000032 · wf-form4_155001058058496.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 22:29 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $17.12 $513,582.00
Disclosure

SEC source: 0001614178-19-000030 · wf-form4_154966496499443.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,027,189

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.7900 to $17.4200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:00 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000028 · wf-form4_154957682897652.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,254

Underlying: Common Stock · 5,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:00 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $17.08 $85,391.00
Disclosure

SEC source: 0001614178-19-000028 · wf-form4_154957682897652.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,764

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.8800 to $17.3300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.