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YEXT

Yext, Inc.

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Tapewire entity
5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2019 Filed May 15, 2019 17:16 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $20.58 $205,773.00
Disclosure

SEC source: 0001614178-19-000177 · wf-form4_155795494768109.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.3400 to $20.8100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 13, 2019 Filed May 15, 2019 17:16 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-19-000177 · wf-form4_155795494768109.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

Read SEC document
May 09, 2019 Filed May 10, 2019 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 10,000 $20.53 $205,306.00
Disclosure

SEC source: 0001614178-19-000175 · wf-form4_155752211276098.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,672

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.1500 to $20.7600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:01 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000174 · wf-form4_155752207932026.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:01 UTC
Steele JimPresident & CRO
SaleCommon Stock 10,000 $21.27 $212,748.00
Disclosure

SEC source: 0001614178-19-000174 · wf-form4_155752207932026.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,537

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.9500 to $21.5500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 08, 2019 Filed May 10, 2019 17:01 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 10,000 $7.18 $71,800.00
Disclosure

SEC source: 0001614178-19-000174 · wf-form4_155752207932026.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 08, 2019 Filed May 10, 2019 21:01 UTC
Distelburger BrianDirector · President
SaleCommon Stock 10,000 $21.28 $212,759.00
Disclosure

SEC source: 0001614178-19-000173 · wf-form4_155752204523082.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,958,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.9450 to $21.5500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 06, 2019 Filed May 8, 2019 17:30 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-19-000169 · wf-form4_155735103968083.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,716

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
May 06, 2019 Filed May 8, 2019 17:30 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $22.20 $222,001.00
Disclosure

SEC source: 0001614178-19-000169 · wf-form4_155735103968083.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.6300 to $22.4800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 06, 2019 Filed May 8, 2019 17:30 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-19-000169 · wf-form4_155735103968083.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

Read SEC document
May 06, 2019 Filed May 8, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $22.20 $666,099.00
Disclosure

SEC source: 0001614178-19-000168 · wf-form4_155734931563816.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,636,468

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.6300 to $22.5900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,859 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001614178-19-000167 · wf-form4_155726292368901.xml · derivative · entry 3

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,000

Underlying: Common Stock · 11,859 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · derivative.exercise_date: 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:02 UTC SaleCommon Stock 11,859 $22.01 $261,013.03
Disclosure

SEC source: 0001614178-19-000167 · wf-form4_155726292368901.xml · nonDerivative · entry 2

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.0000 to $22.0400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

F3 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:02 UTC Exercise / conversionCommon Stock 11,859 $3.55 $42,099.45
Disclosure

SEC source: 0001614178-19-000167 · wf-form4_155726292368901.xml · nonDerivative · entry 1

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,541 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001614178-19-000162 · wf-form4_155691771631770.xml · derivative · entry 6

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,859

Underlying: Common Stock · 6,541 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:08 UTC SaleCommon Stock 6,541 $22.03 $144,087.11
Disclosure

SEC source: 0001614178-19-000162 · wf-form4_155691771631770.xml · nonDerivative · entry 4

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.0000 to $22.1050, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

F3 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
May 02, 2019 Filed May 3, 2019 21:08 UTC Exercise / conversionCommon Stock 6,541 $3.55 $23,220.55
Disclosure

SEC source: 0001614178-19-000162 · wf-form4_155691771631770.xml · nonDerivative · entry 3

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:00 UTC
Distelburger BrianDirector · President
SaleCommon Stock 10,000 $21.82 $218,173.00
Disclosure

SEC source: 0001614178-19-000160 · wf-form4_155683078903914.xml · nonDerivative · entry 2

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,968,773

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.7000 to $22.0200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,600 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001614178-19-000162 · wf-form4_155691771631770.xml · derivative · entry 5

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,400

Underlying: Common Stock · 1,600 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:08 UTC SaleCommon Stock 1,600 $22.02 $35,225.92
Disclosure

SEC source: 0001614178-19-000162 · wf-form4_155691771631770.xml · nonDerivative · entry 2

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.0000 to $22.0200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

F3 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:08 UTC Exercise / conversionCommon Stock 1,600 $3.55 $5,680.00
Disclosure

SEC source: 0001614178-19-000162 · wf-form4_155691771631770.xml · nonDerivative · entry 1

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:09 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $21.81 $654,435.00
Disclosure

SEC source: 0001614178-19-000163 · wf-form4_155691775995527.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,666,468

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.7100 to $22.0200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
April 30, 2019 Filed May 2, 2019 21:00 UTC
Bond DarrylChief Accounting Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-19-000161 · wf-form4_155683083594942.xml · derivative · entry 3

Bond Darryl · CIK 0001703550 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 1,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
April 30, 2019 Filed May 2, 2019 21:00 UTC
Bond DarrylChief Accounting Officer
SaleCommon Stock 1,000 $21.49 $21,490.00
Disclosure

SEC source: 0001614178-19-000161 · wf-form4_155683083594942.xml · nonDerivative · entry 2

Bond Darryl · CIK 0001703550 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,392

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

Read SEC document
April 30, 2019 Filed May 2, 2019 21:00 UTC
Bond DarrylChief Accounting Officer
Exercise / conversionCommon Stock 1,000 $5.00 $5,000.00
Disclosure

SEC source: 0001614178-19-000161 · wf-form4_155683083594942.xml · nonDerivative · entry 1

Bond Darryl · CIK 0001703550 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

Read SEC document
April 30, 2019 Filed May 2, 2019 21:00 UTC
Distelburger BrianDirector · President
SaleCommon Stock 50,000 $21.74 $1,087,100.00
Disclosure

SEC source: 0001614178-19-000160 · wf-form4_155683078903914.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,978,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $21.4900 to $21.9800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 21:03 UTC
Distelburger BrianDirector · President
SaleCommon Stock 50,000 $21.41 $1,070,415.00
Disclosure

SEC source: 0001614178-19-000154 · wf-form4_155665822284219.xml · nonDerivative · entry 2

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,028,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.7000 to $21.6600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
April 29, 2019 Filed May 1, 2019 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-19-000155 · wf-form4_155674445116883.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,716

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
April 29, 2019 Filed May 1, 2019 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $21.41 $214,108.00
Disclosure

SEC source: 0001614178-19-000155 · wf-form4_155674445116883.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.7000 to $21.6100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
April 29, 2019 Filed May 1, 2019 17:01 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-19-000155 · wf-form4_155674445116883.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 21:03 UTC
Distelburger BrianDirector · President
SaleCommon Stock 50,000 $20.74 $1,036,870.00
Disclosure

SEC source: 0001614178-19-000154 · wf-form4_155665822284219.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.5500 to $20.8400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 21:03 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $20.74 $622,062.00
Disclosure

SEC source: 0001614178-19-000153 · wf-form4_155665817972727.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,696,468

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.5600 to $20.8300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
April 25, 2019 Filed Apr 26, 2019 21:31 UTC
Distelburger BrianDirector · President
SaleCommon Stock 50,000 $20.47 $1,023,650.00
Disclosure

SEC source: 0001614178-19-000148 · wf-form4_155631424544064.xml · nonDerivative · entry 3

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128,773

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F5 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.2700 to $20.7200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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April 24, 2019 Filed Apr 26, 2019 21:31 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 301 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000149 · wf-form4_155631428583876.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,607

Underlying: Common Stock · 301 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

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April 24, 2019 Filed Apr 26, 2019 21:31 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 301 $20.54 $6,182.54
Disclosure

SEC source: 0001614178-19-000149 · wf-form4_155631428583876.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,672

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

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April 24, 2019 Filed Apr 26, 2019 21:31 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 301 $6.11 $1,839.11
Disclosure

SEC source: 0001614178-19-000149 · wf-form4_155631428583876.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

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April 24, 2019 Filed Apr 26, 2019 21:31 UTC
Distelburger BrianDirector · President
SaleCommon Stock 50,000 $20.31 $1,015,450.00
Disclosure

SEC source: 0001614178-19-000148 · wf-form4_155631424544064.xml · nonDerivative · entry 2

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,178,773

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.9950 to $20.5800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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April 24, 2019 Filed Apr 26, 2019 21:31 UTC
Distelburger BrianDirector · President
SaleCommon Stock 10,000 $20.31 $203,076.00
Disclosure

SEC source: 0001614178-19-000148 · wf-form4_155631424544064.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,228,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.5400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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April 23, 2019 Filed Apr 24, 2019 21:09 UTC
Distelburger BrianDirector · President
SaleCommon Stock 50,000 $20.46 $1,023,205.00
Disclosure

SEC source: 0001614178-19-000139 · wf-form4_155614016980176.xml · nonDerivative · entry 2

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,238,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.2400 to $20.6300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001614178-19-000137 · wf-form4_155614008319790.xml · derivative · entry 3

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Common Stock · 20,000 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · derivative.exercise_date: 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC SaleCommon Stock 20,000 $20.09 $401,856.00
Disclosure

SEC source: 0001614178-19-000137 · wf-form4_155614008319790.xml · nonDerivative · entry 2

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.2200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

F3 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

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April 22, 2019 Filed Apr 24, 2019 21:08 UTC Exercise / conversionCommon Stock 20,000 $3.55 $71,000.00
Disclosure

SEC source: 0001614178-19-000137 · wf-form4_155614008319790.xml · nonDerivative · entry 1

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

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April 22, 2019 Filed Apr 24, 2019 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001614178-19-000140 · wf-form4_155614021378984.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,716

Underlying: Common Stock · 10,000 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on October 1, 2015 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

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April 22, 2019 Filed Apr 24, 2019 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $20.09 $200,926.00
Disclosure

SEC source: 0001614178-19-000140 · wf-form4_155614021378984.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.8500 to $20.2200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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April 22, 2019 Filed Apr 24, 2019 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $3.06 $30,600.00
Disclosure

SEC source: 0001614178-19-000140 · wf-form4_155614021378984.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person, separate from the plan referenced in footnote 1.

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April 22, 2019 Filed Apr 24, 2019 21:09 UTC
Distelburger BrianDirector · President
SaleCommon Stock 50,000 $20.09 $1,004,605.00
Disclosure

SEC source: 0001614178-19-000139 · wf-form4_155614016980176.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,288,773

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.8500 to $20.2200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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April 22, 2019 Filed Apr 24, 2019 21:09 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $20.09 $602,820.00
Disclosure

SEC source: 0001614178-19-000138 · wf-form4_155614012666862.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,726,468

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.8500 to $20.2400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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April 18, 2019 Filed Apr 19, 2019 20:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000129 · wf-form4_155570588428337.xml · derivative · entry 3

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,000

Underlying: Common Stock · 2,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on October 20, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

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April 18, 2019 Filed Apr 19, 2019 20:31 UTC SaleCommon Stock 2,000 $21.00 $42,000.00
Disclosure

SEC source: 0001614178-19-000129 · wf-form4_155570588428337.xml · nonDerivative · entry 2

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,089

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

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April 18, 2019 Filed Apr 19, 2019 20:31 UTC Exercise / conversionCommon Stock 2,000 $7.18 $14,360.00
Disclosure

SEC source: 0001614178-19-000129 · wf-form4_155570588428337.xml · nonDerivative · entry 1

FERNANDEZ PHILLIP M · CIK 0001200465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.