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YEXT

Yext, Inc.

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Tapewire entity
5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2019 Filed Sep 24, 2019 21:02 UTC
Distelburger BrianDirector · President
Exercise / conversionCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-19-000381 · wf-form4_156935894020604.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0001614178-19-000380 · wf-form4_156935891973913.xml · derivative · entry 8

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,125

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F7 · derivative.exercise_date: One-sixteenth of shares subject to award vests on September 20, 2018 and then quarterly thereafter on each of December 20, March 20, June 20 and September 20, in each case subject to the executive's continued service on each such date, until the award is fully vested on June 20, 2022.

F7 · derivative.expiration_date: One-sixteenth of shares subject to award vests on September 20, 2018 and then quarterly thereafter on each of December 20, March 20, June 20 and September 20, in each case subject to the executive's continued service on each such date, until the award is fully vested on June 20, 2022.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001614178-19-000380 · wf-form4_156935891973913.xml · derivative · entry 7

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F6 · derivative.exercise_date: One-sixteenth of shares subject to award vests on September 20, 2019 and then quarterly thereafter on each of December 20, March 20, June 20 and September 20, in each case subject to the executive's continued service on each such date, until the award is fully vested on June 20, 2023.

F6 · derivative.expiration_date: One-sixteenth of shares subject to award vests on September 20, 2019 and then quarterly thereafter on each of December 20, March 20, June 20 and September 20, in each case subject to the executive's continued service on each such date, until the award is fully vested on June 20, 2023.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 32,143 $0.00 $0.00
Disclosure

SEC source: 0001614178-19-000380 · wf-form4_156935891973913.xml · derivative · entry 6

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,715

Underlying: Common Stock · 32,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

F5 · derivative.exercise_date: One-seventh of shares subject to award vests on June 20, 2019 and then quarterly thereafter on each of September 20, December 20, March 20 and June 20 thereafter, in each case subject to the executive's continued service on each such date, until the award is fully vested on December 20, 2020.

F5 · derivative.expiration_date: One-seventh of shares subject to award vests on June 20, 2019 and then quarterly thereafter on each of September 20, December 20, March 20 and June 20 thereafter, in each case subject to the executive's continued service on each such date, until the award is fully vested on December 20, 2020.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-19-000380 · wf-form4_156935891973913.xml · nonDerivative · entry 3

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,114,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-19-000380 · wf-form4_156935891973913.xml · nonDerivative · entry 2

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,104,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 20, 2019 Filed Sep 24, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 32,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-19-000380 · wf-form4_156935891973913.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,092,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 17:01 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000373 · wf-form4_156901324856680.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 5,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 17:01 UTC
Steele JimPresident & CRO
SaleCommon Stock 5,000 $17.65 $88,260.00
Disclosure

SEC source: 0001614178-19-000373 · wf-form4_156901324856680.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,895

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.5800 to $17.7700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 17:01 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 5,000 $7.18 $35,900.00
Disclosure

SEC source: 0001614178-19-000373 · wf-form4_156901324856680.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 21:00 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $17.70 $531,120.00
Disclosure

SEC source: 0001614178-19-000372 · wf-form4_156901322772691.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060,064

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.6000 to $17.9700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 17:02 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-19-000369 · wf-form4_156884053277036.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,284

Underlying: Common Stock · 10,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 17:02 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $17.72 $177,157.00
Disclosure

SEC source: 0001614178-19-000369 · wf-form4_156884053277036.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.4700 to $17.8300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

F3 · balance_after: Represents shares acquired pursuant to the Issuer's 2017 Employee Stock Purchase Plan.

Read SEC document
September 16, 2019 Filed Sep 18, 2019 17:02 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001614178-19-000369 · wf-form4_156884053277036.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 17:03 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000367 · wf-form4_156840858364101.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 5,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 17:03 UTC
Steele JimPresident & CRO
SaleCommon Stock 5,000 $17.67 $88,329.00
Disclosure

SEC source: 0001614178-19-000367 · wf-form4_156840858364101.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,895

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.3800 to $17.9500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 17:03 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 5,000 $7.18 $35,900.00
Disclosure

SEC source: 0001614178-19-000367 · wf-form4_156840858364101.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 21:02 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 5,000 $17.66 $88,323.50
Disclosure

SEC source: 0001614178-19-000366 · wf-form4_156840856346577.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,908

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.3800 to $17.9400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $17.67 $530,109.00
Disclosure

SEC source: 0001614178-19-000365 · wf-form4_156840854454341.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,090,064

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.3400 to $17.9500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 17:04 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-19-000361 · wf-form4_156823586312720.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,284

Underlying: Common Stock · 10,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 17:04 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $16.34 $163,394.00
Disclosure

SEC source: 0001614178-19-000361 · wf-form4_156823586312720.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0600 to $16.9900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 17:04 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001614178-19-000361 · wf-form4_156823586312720.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 16:59 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000359 · wf-form4_156780355394471.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 5,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 16:59 UTC
Steele JimPresident & CRO
SaleCommon Stock 5,000 $17.02 $85,110.00
Disclosure

SEC source: 0001614178-19-000359 · wf-form4_156780355394471.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,895

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.8800 to $17.2200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 16:59 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 5,000 $7.18 $35,900.00
Disclosure

SEC source: 0001614178-19-000359 · wf-form4_156780355394471.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 19:14 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-19-000355 · wf-form4_156763882411391.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,284

Underlying: Common Stock · 10,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 19:14 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $16.18 $161,825.00
Disclosure

SEC source: 0001614178-19-000355 · wf-form4_156763882411391.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.5500 to $16.4700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 19:14 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001614178-19-000355 · wf-form4_156763882411391.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 22:30 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $16.18 $485,421.00
Disclosure

SEC source: 0001614178-19-000354 · wf-form4_156763620147041.xml · nonDerivative · entry 3

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120,064

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.5300 to $16.4700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 10:00 UTC PurchaseCommon Stock 85,429 $16.42 $1,402,325.58
Disclosure

SEC source: 0001614178-19-000357 · wf-form4_156767763582233.xml · nonDerivative · entry 1

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,216

F1 · shares: The Reporting Person holds the shares in an account with his spouse as joint tenants with rights of survivorship.

F2 · price: Reflects weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $16.2050 to $16.5000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares purchased at each separate price.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 22:30 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 1,100 $16.69 $18,355.04
Disclosure

SEC source: 0001614178-19-000354 · wf-form4_156763620147041.xml · nonDerivative · entry 2

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150,064

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.6600 to $16.7600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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August 30, 2019 Filed Sep 4, 2019 22:30 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 28,900 $15.97 $461,509.88
Disclosure

SEC source: 0001614178-19-000354 · wf-form4_156763620147041.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,151,164

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.6300 to $16.6000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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August 29, 2019 Filed Aug 30, 2019 16:49 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000350 · wf-form4_156719818296317.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 5,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

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August 29, 2019 Filed Aug 30, 2019 16:49 UTC
Steele JimPresident & CRO
SaleCommon Stock 5,000 $18.10 $90,495.00
Disclosure

SEC source: 0001614178-19-000350 · wf-form4_156719818296317.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,895

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.4000 to $18.3900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 29, 2019 Filed Aug 30, 2019 16:49 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 5,000 $7.18 $35,900.00
Disclosure

SEC source: 0001614178-19-000350 · wf-form4_156719818296317.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:49 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,166 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-19-000349 · wf-form4_156719816276059.xml · derivative · entry 3

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,941

Underlying: Common Stock · 4,166 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:49 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 4,166 $17.72 $73,816.10
Disclosure

SEC source: 0001614178-19-000349 · wf-form4_156719816276059.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,908

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.4800 to $18.0300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:49 UTC
Dixon Tom ChristopherChief Technology Officer
Exercise / conversionCommon Stock 4,166 $6.11 $25,454.26
Disclosure

SEC source: 0001614178-19-000349 · wf-form4_156719816276059.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 17:09 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-19-000337 · wf-form4_156702657833208.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,284

Underlying: Common Stock · 10,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 17:09 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $18.22 $182,222.00
Disclosure

SEC source: 0001614178-19-000337 · wf-form4_156702657833208.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.0300 to $18.7500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 26, 2019 Filed Aug 28, 2019 17:09 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001614178-19-000337 · wf-form4_156702657833208.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 17:02 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-19-000334 · wf-form4_156659413713441.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 5,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 17:02 UTC
Steele JimPresident & CRO
SaleCommon Stock 5,000 $18.80 $93,995.00
Disclosure

SEC source: 0001614178-19-000334 · wf-form4_156659413713441.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,895

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.3700 to $19.0900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 17:02 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 5,000 $7.18 $35,900.00
Disclosure

SEC source: 0001614178-19-000334 · wf-form4_156659413713441.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 21:02 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $18.81 $564,441.00
Disclosure

SEC source: 0001614178-19-000333 · wf-form4_156659411502732.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,180,064

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.3700 to $19.1100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 17:06 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001614178-19-000330 · wf-form4_156642155397105.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,284

Underlying: Common Stock · 10,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on September 10, 2016 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 17:06 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $19.10 $190,973.00
Disclosure

SEC source: 0001614178-19-000330 · wf-form4_156642155397105.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.8700 to $19.7100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 17:06 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001614178-19-000330 · wf-form4_156642155397105.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:00 UTC
Distelburger BrianDirector · President
SaleCommon Stock 3,000 $20.02 $60,051.00
Disclosure

SEC source: 0001614178-19-000328 · wf-form4_156598923316467.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854,657

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.0600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:00 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 30,000 $19.50 $584,982.00
Disclosure

SEC source: 0001614178-19-000327 · wf-form4_156598921294751.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210,064

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.2000 to $20.0700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.