Last 12 months
Inside the activity.
2 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2019 Filed Nov 26, 2019 17:07 UTC |
Steele JimPresident & CRO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.18 | $0.00 |
DisclosureSEC source: 0001614178-19-000456 · wf-form4_157480605415137.xml · derivative · entry 3 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 5,000 shares Expires 2026-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 17:07 UTC |
Steele JimPresident & CRO
|
SaleCommon Stock | 5,000 | $16.67 | $83,330.50 |
DisclosureSEC source: 0001614178-19-000456 · wf-form4_157480605415137.xml · nonDerivative · entry 2 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,103 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.4700 to $16.8200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 17:07 UTC |
Steele JimPresident & CRO
|
Exercise / conversionCommon Stock | 5,000 | $7.18 | $35,900.00 |
DisclosureSEC source: 0001614178-19-000456 · wf-form4_157480605415137.xml · nonDerivative · entry 1 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 22:08 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,166 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001614178-19-000457 · wf-form4_157480607821397.xml · derivative · entry 3 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,441 Underlying: Common Stock · 4,166 shares Expires 2026-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 22:08 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 4,166 | $16.67 | $69,450.55 |
DisclosureSEC source: 0001614178-19-000457 · wf-form4_157480607821397.xml · nonDerivative · entry 2 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.5000 to $16.8200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 22:08 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 4,166 | $6.11 | $25,454.26 |
DisclosureSEC source: 0001614178-19-000457 · wf-form4_157480607821397.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 21:56 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $16.26 | $81,314.50 |
DisclosureSEC source: 0001614178-19-000453 · wf-form4_157445974531404.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0400 to $16.5000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 21:55 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $16.27 | $488,025.00 |
DisclosureSEC source: 0001614178-19-000452 · wf-form4_157445972427174.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0400 to $16.5300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 11:52 UTC |
Walrath MichaelDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 359,020 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001614178-19-000447 · wf-form4_157425070929490.xml · derivative · entry 9 Walrath Michael · CIK 0001702012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 359,020 shares Expires 2019-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Shares are immediately exercisable. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 11:52 UTC |
Walrath MichaelDirector
|
Exercise / conversionCommon Stock | 359,020 | $1.83 | $657,006.60 |
DisclosureSEC source: 0001614178-19-000447 · wf-form4_157425070929490.xml · nonDerivative · entry 1 Walrath Michael · CIK 0001702012 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Includes 85,429 shares held in an account of the Reporting Person and his spouse as joint tenants with rights of survivorship. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 22:02 UTC |
Distelburger BrianDirector · President
|
SaleCommon Stock | 10,000 | $16.48 | $164,800.00 |
DisclosureSEC source: 0001614178-19-000449 · wf-form4_157437370573951.xml · nonDerivative · entry 1 Distelburger Brian · CIK 0001701669 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,837,822 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.3200 to $16.7500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:00 UTC |
Steele JimPresident & CRO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.18 | $0.00 |
DisclosureSEC source: 0001614178-19-000446 · wf-form4_157420083854058.xml · derivative · entry 3 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 5,000 shares Expires 2026-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:00 UTC |
Steele JimPresident & CRO
|
SaleCommon Stock | 5,000 | $16.53 | $82,629.50 |
DisclosureSEC source: 0001614178-19-000446 · wf-form4_157420083854058.xml · nonDerivative · entry 2 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,103 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.2400 to $16.6900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 17:00 UTC |
Steele JimPresident & CRO
|
Exercise / conversionCommon Stock | 5,000 | $7.18 | $35,900.00 |
DisclosureSEC source: 0001614178-19-000446 · wf-form4_157420083854058.xml · nonDerivative · entry 1 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 22:00 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $16.42 | $82,120.00 |
DisclosureSEC source: 0001614178-19-000443 · wf-form4_157385520642255.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.2600 to $16.5700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:02 UTC |
Distelburger BrianDirector · President
|
SaleCommon Stock | 10,000 | $16.41 | $164,058.00 |
DisclosureSEC source: 0001614178-19-000441 · wf-form4_157376891074319.xml · nonDerivative · entry 1 Distelburger Brian · CIK 0001701669 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,847,822 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.2200 to $16.6000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 22:01 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $16.41 | $492,189.00 |
DisclosureSEC source: 0001614178-19-000440 · wf-form4_157376889053439.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,848,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.2200 to $16.6000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:03 UTC |
Steele JimPresident & CRO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.18 | $0.00 |
DisclosureSEC source: 0001614178-19-000437 · wf-form4_157359620436973.xml · derivative · entry 3 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 5,000 shares Expires 2026-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:03 UTC |
Steele JimPresident & CRO
|
SaleCommon Stock | 5,000 | $16.09 | $80,451.00 |
DisclosureSEC source: 0001614178-19-000437 · wf-form4_157359620436973.xml · nonDerivative · entry 2 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,103 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.7600 to $16.2500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 17:03 UTC |
Steele JimPresident & CRO
|
Exercise / conversionCommon Stock | 5,000 | $7.18 | $35,900.00 |
DisclosureSEC source: 0001614178-19-000437 · wf-form4_157359620436973.xml · nonDerivative · entry 1 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 07, 2019 Filed Nov 8, 2019 21:55 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $15.83 | $474,813.00 |
DisclosureSEC source: 0001614178-19-000435 · wf-form4_157325010321761.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,878,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.7100 to $15.9400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:59 UTC |
Distelburger BrianDirector · President
|
SaleCommon Stock | 10,000 | $16.30 | $162,952.00 |
DisclosureSEC source: 0001614178-19-000432 · wf-form4_157316395659262.xml · nonDerivative · entry 1 Distelburger Brian · CIK 0001701669 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,857,822 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0800 to $16.5700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 21:59 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $16.30 | $81,478.50 |
DisclosureSEC source: 0001614178-19-000433 · wf-form4_157316397519618.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.1000 to $16.5500, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:03 UTC |
Steele JimPresident & CRO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $7.18 | $0.00 |
DisclosureSEC source: 0001614178-19-000428 · wf-form4_157299141285265.xml · derivative · entry 3 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 5,000 shares Expires 2026-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:03 UTC |
Steele JimPresident & CRO
|
SaleCommon Stock | 5,000 | $16.42 | $82,079.50 |
DisclosureSEC source: 0001614178-19-000428 · wf-form4_157299141285265.xml · nonDerivative · entry 2 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,103 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.1200 to $16.7200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:03 UTC |
Steele JimPresident & CRO
|
Exercise / conversionCommon Stock | 5,000 | $7.18 | $35,900.00 |
DisclosureSEC source: 0001614178-19-000428 · wf-form4_157299141285265.xml · nonDerivative · entry 1 Steele Jim · CIK 0001294736 · President & CRO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:04 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $16.41 | $82,063.50 |
DisclosureSEC source: 0001614178-19-000429 · wf-form4_157299144191819.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.1300 to $16.7100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 21:06 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $16.07 | $481,998.00 |
DisclosureSEC source: 0001614178-19-000425 · wf-form4_157264235990617.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,908,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.7800 to $16.3200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 25, 2019 Filed Oct 30, 2019 21:15 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $15.69 | $470,721.00 |
DisclosureSEC source: 0001614178-19-000423 · wf-form4_157247011702347.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.1600 to $15.9400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 24, 2019 Filed Oct 25, 2019 21:13 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $15.20 | $75,985.00 |
DisclosureSEC source: 0001614178-19-000421 · wf-form4_157203799549133.xml · nonDerivative · entry 3 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.8100 to $15.4000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 21:13 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,167 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001614178-19-000421 · wf-form4_157203799549133.xml · derivative · entry 4 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,607 Underlying: Common Stock · 4,167 shares Expires 2026-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F4 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 21:13 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 4,167 | $14.64 | $60,996.55 |
DisclosureSEC source: 0001614178-19-000421 · wf-form4_157203799549133.xml · nonDerivative · entry 2 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.4400 to $14.8900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 21:13 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 4,167 | $6.11 | $25,460.37 |
DisclosureSEC source: 0001614178-19-000421 · wf-form4_157203799549133.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 00:43 UTC |
Richardson JulieDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001614178-19-000420 · wf-form4_157196419000101.xml · derivative · entry 3 Richardson Julie · CIK 0001466857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Underlying: Common Stock · 35,000 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F4 · derivative.exercise_date: 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 00:43 UTC |
Richardson JulieDirector
|
SaleCommon Stock | 35,000 | $14.72 | $515,319.00 |
DisclosureSEC source: 0001614178-19-000420 · wf-form4_157196419000101.xml · nonDerivative · entry 2 Richardson Julie · CIK 0001466857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,834 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.5200 to $15.3000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. F3 · balance_after: Represents deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control. Read SEC document |
| October 22, 2019 Filed Oct 25, 2019 00:43 UTC |
Richardson JulieDirector
|
Exercise / conversionCommon Stock | 35,000 | $3.55 | $124,250.00 |
DisclosureSEC source: 0001614178-19-000420 · wf-form4_157196419000101.xml · nonDerivative · entry 1 Richardson Julie · CIK 0001466857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:04 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $15.48 | $77,396.50 |
DisclosureSEC source: 0001614178-19-000416 · wf-form4_157134626168298.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.3400 to $15.6200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 15, 2019 Filed Oct 17, 2019 21:04 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $15.48 | $464,508.00 |
DisclosureSEC source: 0001614178-19-000415 · wf-form4_157134621586375.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,968,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.3350 to $15.6200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 17:02 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001614178-19-000414 · wf-form4_157125969254098.xml · derivative · entry 3 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 10,000 shares Expires 2026-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter. Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 17:02 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 10,000 | $15.40 | $154,014.00 |
DisclosureSEC source: 0001614178-19-000414 · wf-form4_157125969254098.xml · nonDerivative · entry 2 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.1000 to $15.5100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 17:02 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $6.11 | $61,100.00 |
DisclosureSEC source: 0001614178-19-000414 · wf-form4_157125969254098.xml · nonDerivative · entry 1 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 21:02 UTC |
Dixon Tom ChristopherChief Technology Officer
|
SaleCommon Stock | 5,000 | $15.42 | $77,109.50 |
DisclosureSEC source: 0001614178-19-000410 · wf-form4_157117332732499.xml · nonDerivative · entry 1 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,908 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.2500 to $15.5900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 09, 2019 Filed Oct 11, 2019 21:08 UTC |
Lerman HowardDirector · Chief Executive Officer
|
SaleCommon Stock | 30,000 | $15.46 | $463,707.00 |
DisclosureSEC source: 0001614178-19-000408 · wf-form4_157082807112683.xml · nonDerivative · entry 1 Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,998,845 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.3700 to $15.6900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 08, 2019 Filed Oct 9, 2019 16:56 UTC |
SHEEHAN ANDREW TDirector
|
SaleCommon Stock | 78,140 | $15.44 | $1,206,301.88 |
DisclosureSEC source: 0001225208-19-013287 · doc4.xml · nonDerivative · entry 1 SHEEHAN ANDREW T · CIK 0001207703 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Liability Company (SHM) Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.24 to $15.98, inclusive. The reporting person undertakes to provide to Yext, Inc., and any security holder of Yext, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by Sutter Hill Management Company, L.L.C. ("SHM"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 18:46 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001614178-19-000406 · wf-form4_157057477051564.xml · derivative · entry 3 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 10,000 shares Expires 2026-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 18:46 UTC |
CAKEBREAD STEVENChief Financial Officer
|
SaleCommon Stock | 10,000 | $15.91 | $159,063.00 |
DisclosureSEC source: 0001614178-19-000406 · wf-form4_157057477051564.xml · nonDerivative · entry 2 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.4900 to $16.1200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 18:46 UTC |
CAKEBREAD STEVENChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $6.11 | $61,100.00 |
DisclosureSEC source: 0001614178-19-000406 · wf-form4_157057477051564.xml · nonDerivative · entry 1 CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 22:46 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,994 | $0.00 Strike: $1.83 | $0.00 |
DisclosureSEC source: 0001614178-19-000405 · wf-form4_157057474298993.xml · derivative · entry 4 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,994 shares Expires 2020-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares are immediately excerciseable. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 22:46 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 72,006 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0001614178-19-000405 · wf-form4_157057474298993.xml · derivative · entry 3 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,028 Underlying: Common Stock · 72,006 shares Expires 2023-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option vested on May 31, 2014 and 1/36th of the remaining shares subject to the option vest in equal monthly installments on the last day of each full calendar month thereafter. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 22:46 UTC |
Dixon Tom ChristopherChief Technology Officer
|
Exercise / conversionCommon Stock | 2,994 | $1.83 | $5,479.02 |
DisclosureSEC source: 0001614178-19-000405 · wf-form4_157057474298993.xml · nonDerivative · entry 2 Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.