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YEXT

Yext, Inc.

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Tapewire entity
5265
SEC CIK
0001614178
Parsed reports
1,011

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202601
May 202600
Jun 202610
Jul 202610
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 20, 2020 Filed Sep 22, 2020 22:37 UTC
Lerman HowardDirector · Chief Executive Officer
Exercise / conversionCommon Stock 32,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001614178-20-000360 · wf-form4_160081424769872.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Yext, Inc.'s common stock.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 22:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 303,380 $8.24 Strike: $8.24 $2,499,851.20
Disclosure

SEC source: 0001614178-20-000359 · wf-form4_160081422437061.xml · derivative · entry 10

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 303,380 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Shares are immediately exercisable.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 22:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 303,380 $4.12 Strike: $4.12 $1,249,925.60
Disclosure

SEC source: 0001614178-20-000359 · wf-form4_160081422437061.xml · derivative · entry 9

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 303,380 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Shares are immediately exercisable.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 22:37 UTC Exercise / conversionCommon Stock 303,380 $8.24 $2,499,851.20
Disclosure

SEC source: 0001614178-20-000359 · wf-form4_160081422437061.xml · nonDerivative · entry 2

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 22:37 UTC Exercise / conversionCommon Stock 303,380 $4.12 $1,249,925.60
Disclosure

SEC source: 0001614178-20-000359 · wf-form4_160081422437061.xml · nonDerivative · entry 1

Walrath Michael · CIK 0001702012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 887,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:08 UTC
Ferrentino MarcChief Strategy Officer
SaleCommon Stock 9,504 $16.04 $152,407.09
Disclosure

SEC source: 0001614178-20-000340 · wf-form4_160037688496903.xml · nonDerivative · entry 1

Ferrentino Marc · CIK 0001823020 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,862

F1 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0000 to $16.1000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate pric

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:08 UTC
Distelburger BrianDirector · President & COO
SaleCommon Stock 10,000 $16.05 $160,541.00
Disclosure

SEC source: 0001614178-20-000339 · wf-form4_160037686867256.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,455,320

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.8000 to $16.5700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:07 UTC
Lerman HowardDirector · Chief Executive Officer
SaleCommon Stock 75,000 $16.05 $1,203,727.50
Disclosure

SEC source: 0001614178-20-000338 · wf-form4_160037684801055.xml · nonDerivative · entry 1

Lerman Howard · CIK 0001701667 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951,604

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.8000 to $16.5800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 17:16 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-20-000336 · wf-form4_160020459939874.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,200

Underlying: Common Stock · 5,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 17:16 UTC
Steele JimPresident & CRO
SaleCommon Stock 5,000 $16.28 $81,407.00
Disclosure

SEC source: 0001614178-20-000336 · wf-form4_160020459939874.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0800 to $16.4900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 17:16 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 5,000 $7.18 $35,900.00
Disclosure

SEC source: 0001614178-20-000336 · wf-form4_160020459939874.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 17:16 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-20-000335 · wf-form4_160020457951813.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 17:16 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $16.28 $162,836.00
Disclosure

SEC source: 0001614178-20-000335 · wf-form4_160020457951813.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,638

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0400 to $16.4900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 17:16 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $6.11 $61,100.00
Disclosure

SEC source: 0001614178-20-000335 · wf-form4_160020457951813.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:17 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 2,500 $16.28 $40,712.25
Disclosure

SEC source: 0001614178-20-000337 · wf-form4_160020461630032.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,908

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0800 to $16.5100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 21:16 UTC
Ferrentino MarcChief Strategy Officer
SaleCommon Stock 400 $16.50 $6,600.00
Disclosure

SEC source: 0001614178-20-000334 · wf-form4_160020456072643.xml · nonDerivative · entry 2

Ferrentino Marc · CIK 0001823020 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,366

Read SEC document
September 11, 2020 Filed Sep 15, 2020 21:16 UTC
Ferrentino MarcChief Strategy Officer
SaleCommon Stock 1,700 $16.01 $27,211.05
Disclosure

SEC source: 0001614178-20-000334 · wf-form4_160020456072643.xml · nonDerivative · entry 1

Ferrentino Marc · CIK 0001823020 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,766

F1 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.0000 to $16.0600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate pric

Read SEC document
September 10, 2020 Filed Sep 11, 2020 21:02 UTC
Ferrentino MarcChief Strategy Officer
SaleCommon Stock 4,846 $17.03 $82,516.23
Disclosure

SEC source: 0001614178-20-000329 · wf-form4_159985811811606.xml · nonDerivative · entry 1

Ferrentino Marc · CIK 0001823020 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,466

F1 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.0000 to $17.1300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate pric

Read SEC document
September 10, 2020 Filed Sep 11, 2020 21:01 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 2,500 $16.82 $42,059.00
Disclosure

SEC source: 0001614178-20-000328 · wf-form4_159985810005559.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,408

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.4400 to $17.1900, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 21:01 UTC
Ferrentino MarcChief Strategy Officer
SaleCommon Stock 5,687 $17.02 $96,806.39
Disclosure

SEC source: 0001614178-20-000325 · wf-form4_159977166835224.xml · nonDerivative · entry 2

Ferrentino Marc · CIK 0001823020 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,312

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.0000 to $17.0750, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 17:10 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-20-000323 · wf-form4_159968584100193.xml · derivative · entry 4

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,200

Underlying: Common Stock · 5,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 17:10 UTC
Steele JimPresident & CRO
SaleCommon Stock 500 $17.04 $8,519.00
Disclosure

SEC source: 0001614178-20-000323 · wf-form4_159968584100193.xml · nonDerivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $16.9800 to $17.1000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 17:10 UTC
Steele JimPresident & CRO
SaleCommon Stock 4,500 $16.49 $74,221.65
Disclosure

SEC source: 0001614178-20-000323 · wf-form4_159968584100193.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,938

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.9800 to $16.9400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 17:10 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 5,000 $7.18 $35,900.00
Disclosure

SEC source: 0001614178-20-000323 · wf-form4_159968584100193.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-20-000322 · wf-form4_159968581593859.xml · derivative · entry 4

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F4 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 906 $17.07 $15,463.70
Disclosure

SEC source: 0001614178-20-000322 · wf-form4_159968581593859.xml · nonDerivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,638

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.0000 to $17.1800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 9,094 $16.49 $149,944.60
Disclosure

SEC source: 0001614178-20-000322 · wf-form4_159968581593859.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,544

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.9800 to $16.9700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 17:10 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $6.11 $61,100.00
Disclosure

SEC source: 0001614178-20-000322 · wf-form4_159968581593859.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 21:10 UTC
Distelburger BrianDirector · President & COO
SaleCommon Stock 916 $17.09 $15,655.72
Disclosure

SEC source: 0001614178-20-000321 · wf-form4_159968574611567.xml · nonDerivative · entry 2

Distelburger Brian · CIK 0001701669 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465,320

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.0100 to $17.2300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 21:10 UTC
Distelburger BrianDirector · President & COO
SaleCommon Stock 9,084 $16.49 $149,791.53
Disclosure

SEC source: 0001614178-20-000321 · wf-form4_159968574611567.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466,236

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $15.9800 to $16.9600, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:01 UTC
Ferrentino MarcChief Strategy Officer
SaleCommon Stock 8,853 $17.09 $151,300.43
Disclosure

SEC source: 0001614178-20-000325 · wf-form4_159977166835224.xml · nonDerivative · entry 1

Ferrentino Marc · CIK 0001823020 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,999

F1 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.0000 to $17.9999, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:13 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 1,700 $20.32 $34,548.08
Disclosure

SEC source: 0001614178-20-000315 · wf-form4_159925397766595.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,908

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.3000 to $20.6200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:13 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 2,300 $19.52 $44,895.08
Disclosure

SEC source: 0001614178-20-000315 · wf-form4_159925397766595.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,608

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.1900 to $19.9400, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,300 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001614178-20-000304 · wf-form4_159908187177079.xml · derivative · entry 3

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 9,300 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · derivative.exercise_date: 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter.

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September 01, 2020 Filed Sep 2, 2020 21:24 UTC SaleCommon Stock 9,300 $20.01 $186,130.20
Disclosure

SEC source: 0001614178-20-000304 · wf-form4_159908187177079.xml · nonDerivative · entry 2

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,932

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.0800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

F2 · balance_after: Includes 28,932 deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

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September 01, 2020 Filed Sep 2, 2020 21:24 UTC Exercise / conversionCommon Stock 9,300 $3.55 $33,015.00
Disclosure

SEC source: 0001614178-20-000304 · wf-form4_159908187177079.xml · nonDerivative · entry 1

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · balance_after: Includes 28,932 deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

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September 01, 2020 Filed Sep 2, 2020 17:24 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001614178-20-000302 · wf-form4_159908182978744.xml · derivative · entry 3

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F3 · derivative.exercise_date: Twenty-five percent (25%) of shares subject to the option shall vest on April 22, 2017 and 1/36th of the remaining shares subject to the option shall vest in equal monthly installments on each monthly anniversary thereafter.

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September 01, 2020 Filed Sep 2, 2020 17:24 UTC
CAKEBREAD STEVENChief Financial Officer
SaleCommon Stock 10,000 $19.87 $198,654.00
Disclosure

SEC source: 0001614178-20-000302 · wf-form4_159908182978744.xml · nonDerivative · entry 2

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,638

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.4100 to $20.1300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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September 01, 2020 Filed Sep 2, 2020 17:24 UTC
CAKEBREAD STEVENChief Financial Officer
Exercise / conversionCommon Stock 10,000 $6.11 $61,100.00
Disclosure

SEC source: 0001614178-20-000302 · wf-form4_159908182978744.xml · nonDerivative · entry 1

CAKEBREAD STEVEN · CIK 0001254015 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:24 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 38,200 $20.00 $764,179.54
Disclosure

SEC source: 0001614178-20-000303 · wf-form4_159908184882799.xml · nonDerivative · entry 2

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,908

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.2700, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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September 01, 2020 Filed Sep 2, 2020 21:23 UTC
Distelburger BrianDirector · President
SaleCommon Stock 10,000 $19.86 $198,607.00
Disclosure

SEC source: 0001614178-20-000301 · wf-form4_159908180863543.xml · nonDerivative · entry 1

Distelburger Brian · CIK 0001701669 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475,320

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.4000 to $20.1300, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

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August 31, 2020 Filed Sep 1, 2020 21:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 6,900 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001614178-20-000292 · wf-form4_159899404346470.xml · derivative · entry 7

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,300

Underlying: Common Stock · 6,900 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:01 UTC SaleCommon Stock 700 $20.00 $14,000.00
Disclosure

SEC source: 0001614178-20-000292 · wf-form4_159899404346470.xml · nonDerivative · entry 5

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,932

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · balance_after: Includes 28,932 deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:01 UTC SaleCommon Stock 6,200 $19.03 $117,963.68
Disclosure

SEC source: 0001614178-20-000292 · wf-form4_159899404346470.xml · nonDerivative · entry 4

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,632

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F4 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.0000 to $19.1000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

F2 · balance_after: Includes 28,932 deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 21:01 UTC Exercise / conversionCommon Stock 6,900 $3.55 $24,495.00
Disclosure

SEC source: 0001614178-20-000292 · wf-form4_159899404346470.xml · nonDerivative · entry 3

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · balance_after: Includes 28,932 deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 17:01 UTC
Steele JimPresident & CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $7.18 $0.00
Disclosure

SEC source: 0001614178-20-000294 · wf-form4_159899406737979.xml · derivative · entry 3

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,200

Underlying: Common Stock · 5,000 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F3 · derivative.exercise_date: 1/36th of the shares subject to the option vested on December 7, 2016 and the remaining shares subject to the option vest in equal monthly installments thereafter on the monthly anniversary of the vesting commencement date.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 17:01 UTC
Steele JimPresident & CRO
SaleCommon Stock 5,000 $19.70 $98,510.50
Disclosure

SEC source: 0001614178-20-000294 · wf-form4_159899406737979.xml · nonDerivative · entry 2

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $18.9900 to $19.9800, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 17:01 UTC
Steele JimPresident & CRO
Exercise / conversionCommon Stock 5,000 $7.18 $35,900.00
Disclosure

SEC source: 0001614178-20-000294 · wf-form4_159899406737979.xml · nonDerivative · entry 1

Steele Jim · CIK 0001294736 · President & CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:24 UTC
Dixon Tom ChristopherChief Technology Officer
SaleCommon Stock 6,800 $20.00 $136,002.72
Disclosure

SEC source: 0001614178-20-000303 · wf-form4_159908184882799.xml · nonDerivative · entry 1

Dixon Tom Christopher · CIK 0001701985 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,108

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F2 · price: Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.0100, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 21:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,800 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001614178-20-000292 · wf-form4_159899404346470.xml · derivative · entry 6

Richardson Julie · CIK 0001466857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,200

Underlying: Common Stock · 3,800 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.

F5 · derivative.exercise_date: 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.