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YELP

YELP INC

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1782
SEC CIK
0001345016
Parsed reports
871

Last 12 months

Inside the activity.

0 purchase rows · 55 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202507
Jan 2026015
Feb 202609
Mar 202604
Apr 202602
May 202602
Jun 202604
Jul 202603
Aug 202603
Sep 202601
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2020 Filed Apr 9, 2020 23:19 UTC Amendment
Stoppelman JeremyDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,250 $34.64 $77,940.00
Disclosure

SEC source: 0001209191-20-024087 · doc4a.xml · nonDerivative · entry 2

Stoppelman Jeremy · CIK 0001541476 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,140

F2 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of the RSUs reported above.

Read SEC document
February 19, 2020 Filed Feb 22, 2020 01:37 UTC
Nachman Joseph RChief Operating Officer
GrantCommon Stock 43,275 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011846 · doc4.xml · nonDerivative · entry 1

Nachman Joseph R · CIK 0001540652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,826

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over four years from the date of grant.

Read SEC document
February 19, 2020 Filed Feb 22, 2020 01:42 UTC
Wilson LaurenceChief Administrative Officer
GrantCommon Stock 28,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011850 · doc4.xml · nonDerivative · entry 1

Wilson Laurence · CIK 0001539846 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,932

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over four years from the date of grant.

Read SEC document
February 19, 2020 Filed Feb 22, 2020 01:39 UTC
Patel VivekChief Product Officer
GrantCommon Stock 34,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011849 · doc4.xml · nonDerivative · entry 1

Patel Vivek · CIK 0001770687 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,878

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over four years from the date of grant.

Read SEC document
February 19, 2020 Filed Feb 22, 2020 01:34 UTC
Stoppelman JeremyDirector · Chief Executive Officer
GrantCommon Stock 93,761 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-011840 · doc4.xml · nonDerivative · entry 1

Stoppelman Jeremy · CIK 0001541476 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,970

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over four years from the date of grant.

Read SEC document
February 19, 2020 Filed Apr 9, 2020 23:19 UTC Amendment
Stoppelman JeremyDirector · Chief Executive Officer
GrantCommon Stock 76,181 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024087 · doc4a.xml · nonDerivative · entry 1

Stoppelman Jeremy · CIK 0001541476 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,390

F1 · shares: Represents the grant of restricted stock units that vest in thirteen equal installments on (a) February 20, 2020 and (b) quarterly over three years beginning February 20, 2021.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:47 UTC
Miln JamesInterim CFO
SaleCommon Stock 1,201 $32.70 $39,272.70
Disclosure

SEC source: 0001209191-20-007018 · doc4.xml · nonDerivative · entry 1

Miln James · CIK 0001786790 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,690

F1 · shares: Shares were sold pursuant to a duly adopted 10b5-1 trading plan adopted by the reporting person on November 13, 2019.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:30 UTC
Wilson LaurenceChief Administrative Officer
SaleCommon Stock 19,043 $36.80 $700,770.97
Disclosure

SEC source: 0001209191-20-004008 · doc4.xml · nonDerivative · entry 1

Wilson Laurence · CIK 0001539846 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,082

F1 · shares: Shares were sold pursuant to a duly adopted 10b5-1 trading plan adopted by the reporting person on November 12, 2019.

F2 · price: The sales price reported is the weighted average sale price for the number of shares sold. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:32 UTC
Stoppelman JeremyDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 54,209 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001209191-20-002528 · doc4.xml · derivative · entry 2

Stoppelman Jeremy · CIK 0001541476 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,830

Underlying: Common Stock · 54,209 shares

Expires 2021-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:32 UTC
Stoppelman JeremyDirector · Chief Executive Officer
GrantCommon Stock 54,209 $7.16 $388,136.44
Disclosure

SEC source: 0001209191-20-002528 · doc4.xml · nonDerivative · entry 1

Stoppelman Jeremy · CIK 0001541476 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,209

F1 · kind: Shares acquired pursuant to a 10b5-1 trading plan, duly adopted by the reporting person on November 12, 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:35 UTC
Nachman Joseph RChief Operating Officer
Tax withholdingCommon Stock 4,482 $34.23 $153,418.86
Disclosure

SEC source: 0001209191-19-057803 · doc4.xml · nonDerivative · entry 1

Nachman Joseph R · CIK 0001540652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,551

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:36 UTC
Miln JamesInterim CFO
Tax withholdingCommon Stock 635 $34.23 $21,736.05
Disclosure

SEC source: 0001209191-19-057807 · doc4.xml · nonDerivative · entry 1

Miln James · CIK 0001786790 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,891

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:34 UTC
Patel VivekChief Product Officer
Tax withholdingCommon Stock 4,973 $34.23 $170,225.79
Disclosure

SEC source: 0001209191-19-057800 · doc4.xml · nonDerivative · entry 1

Patel Vivek · CIK 0001770687 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,001

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 21:30 UTC
Wilson LaurenceChief Administrative Officer
Tax withholdingCommon Stock 2,583 $34.23 $88,416.09
Disclosure

SEC source: 0001209191-19-057791 · doc4.xml · nonDerivative · entry 1

Wilson Laurence · CIK 0001539846 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,125

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
November 15, 2019 Filed Feb 5, 2020 22:23 UTC
Patel VivekChief Product Officer
SaleCommon Stock 743 $34.57 $25,685.51
Disclosure

SEC source: 0001209191-20-007003 · doc5.xml · nonDerivative · entry 1

Patel Vivek · CIK 0001770687 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,258

F1 · shares: Shares were sold pursuant to a duly adopted 10b5-1 trading plan adopted by the reporting person on September 6, 2019.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 00:05 UTC
Miln JamesInterim CFO
GrantCommon Stock 14,688 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049391 · doc4.xml · nonDerivative · entry 1

Miln James · CIK 0001786790 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,526

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over two years measured from August 20, 2019.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 00:07 UTC
Baker CharlesChief Financial Officer
Tax withholdingCommon Stock 3,943 $32.67 $128,817.81
Disclosure

SEC source: 0001209191-19-047061 · doc4.xml · nonDerivative · entry 1

Baker Charles · CIK 0001321154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,627

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

F2 · balance_after: Includes 427 shares purchased under the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") on 5/31/19.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 00:11 UTC
Patel VivekChief Product Officer
Tax withholdingCommon Stock 3,624 $32.67 $118,396.08
Disclosure

SEC source: 0001209191-19-047063 · doc4.xml · nonDerivative · entry 1

Patel Vivek · CIK 0001770687 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,974

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

F2 · balance_after: Includes 743 shares purchased under the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") on 5/31/19.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 00:09 UTC
Nachman Joseph RChief Operating Officer
Tax withholdingCommon Stock 3,235 $32.67 $105,687.45
Disclosure

SEC source: 0001209191-19-047062 · doc4.xml · nonDerivative · entry 1

Nachman Joseph R · CIK 0001540652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,033

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

F2 · balance_after: Includes 742 shares purchased under the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") on 5/31/19.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 00:13 UTC
Wilson LaurenceChief Administrative Officer
Tax withholdingCommon Stock 2,542 $32.67 $83,047.14
Disclosure

SEC source: 0001209191-19-047064 · doc4.xml · nonDerivative · entry 1

Wilson Laurence · CIK 0001539846 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,708

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
May 20, 2019 Filed May 22, 2019 17:20 UTC
Ramsay AlanChief Accounting Officer
Tax withholdingCommon Stock 1,062 $31.69 $33,654.78
Disclosure

SEC source: 0001209191-19-032122 · doc4.xml · nonDerivative · entry 1

Ramsay Alan · CIK 0001701399 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,966

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

F2 · balance_after: Includes 318 shares purchased under the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") on 5/31/2018.

Read SEC document
May 20, 2019 Filed May 22, 2019 21:18 UTC
Baker CharlesChief Financial Officer
Tax withholdingCommon Stock 3,604 $31.69 $114,210.76
Disclosure

SEC source: 0001209191-19-032118 · doc4.xml · nonDerivative · entry 1

Baker Charles · CIK 0001321154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,143

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

F2 · balance_after: Includes 312 shares purchased under the Issuer's 2012 Employee Stock Purchase Plan ("ESPP") on 5/31/18.

Read SEC document
May 20, 2019 Filed May 22, 2019 21:22 UTC
Patel VivekChief Product Officer
Tax withholdingCommon Stock 3,469 $31.69 $109,932.61
Disclosure

SEC source: 0001209191-19-032126 · doc4.xml · nonDerivative · entry 1

Patel Vivek · CIK 0001770687 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,855

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
May 20, 2019 Filed May 22, 2019 21:21 UTC
Wilson LaurenceChief Administrative Officer
Tax withholdingCommon Stock 2,544 $31.69 $80,619.36
Disclosure

SEC source: 0001209191-19-032124 · doc4.xml · nonDerivative · entry 1

Wilson Laurence · CIK 0001539846 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,250

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
May 20, 2019 Filed May 22, 2019 21:19 UTC
Nachman Joseph RChief Operating Officer
Tax withholdingCommon Stock 3,236 $31.69 $102,548.84
Disclosure

SEC source: 0001209191-19-032120 · doc4.xml · nonDerivative · entry 1

Nachman Joseph R · CIK 0001540652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,526

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:01 UTC GrantCommon Stock 628 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027443 · doc4.xml · nonDerivative · entry 1

Rothstein Sharon · CIK 0001769134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,298

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over one year from the date of grant.

Read SEC document
May 01, 2019 Filed May 3, 2019 21:00 UTC
Hu GeorgeDirector
GrantCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027440 · doc4.xml · nonDerivative · entry 1

Hu George · CIK 0001386396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,367

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over one year from the date of grant.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:01 UTC GrantStock Option (Right to Buy) · Derivative 9,950 $0.00 Strike: $34.80 $0.00
Disclosure

SEC source: 0001209191-19-018486 · doc4.xml · derivative · entry 2

SHARPLES BRIAN · CIK 0001034604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Underlying: Common Stock · 9,950 shares

Expires 2029-03-07

F2 · derivative.exercise_date: The shares underlying the stock option vest in installments as follows: (a) 25% of the shares vest on March 1, 2020 then (b) the remaining shares vest in equal monthly installments over the following 36 months.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:01 UTC GrantCommon Stock 4,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018486 · doc4.xml · nonDerivative · entry 1

SHARPLES BRIAN · CIK 0001034604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,670

F1 · shares: Represents the grant of restricted stock units, 25% of which vest on May 20, 2020 and the remaining shares vest in equal quarterly installments over the following three years.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:02 UTC GrantStock Option (Right to Buy) · Derivative 9,950 $0.00 Strike: $34.80 $0.00
Disclosure

SEC source: 0001209191-19-018491 · doc4.xml · derivative · entry 2

Rothstein Sharon · CIK 0001769134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Underlying: Common Stock · 9,950 shares

Expires 2029-03-07

F2 · derivative.exercise_date: The shares underlying the stock option vest in installments as follows: (a) 25% of the shares vest on March 1, 2020 then (b) the remaining shares vest in equal monthly installments for 36 months.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 21:02 UTC GrantCommon Stock 4,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018491 · doc4.xml · nonDerivative · entry 1

Rothstein Sharon · CIK 0001769134 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,670

F1 · shares: Represents the grant of restricted stock units, 25% of which vest on May 20, 2020 and the remaining shares vest in equal quarterly installments over the following three years.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:59 UTC
Hu GeorgeDirector
GrantStock Option (Right to Buy) · Derivative 9,950 $0.00 Strike: $34.80 $0.00
Disclosure

SEC source: 0001209191-19-018481 · doc4.xml · derivative · entry 2

Hu George · CIK 0001386396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Underlying: Common Stock · 9,950 shares

Expires 2029-03-07

F2 · derivative.exercise_date: The shares underlying the stock option vest in installments as follows: (a) 25% of the shares vest on March 1, 2020 then (b) the remaining shares vest in equal monthly installments for 36 months.

Read SEC document
March 07, 2019 Filed Mar 11, 2019 20:59 UTC
Hu GeorgeDirector
GrantCommon Stock 4,670 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018481 · doc4.xml · nonDerivative · entry 1

Hu George · CIK 0001386396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,670

F1 · shares: Represents the grant of restricted stock units, 25% of which vest on May 20, 2020 and the remaining shares vest in quarterly installments over the following three years.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:28 UTC GrantCommon Stock 1,771 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016972 · doc4.xml · nonDerivative · entry 1

IRVINE DIANE M · CIK 0001287611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,310

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over one year from the date of grant.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 18:32 UTC GrantCommon Stock 1,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016988 · doc4.xml · nonDerivative · entry 1

ANDERSON FRED D · CIK 0001211665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over one year from the date of grant.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:30 UTC GrantCommon Stock 613 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016984 · doc4.xml · nonDerivative · entry 1

Naficy Mariam · CIK 0001597584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over one year from the date of grant.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:29 UTC GrantCommon Stock 995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016979 · doc4.xml · nonDerivative · entry 1

Gibbs Robert Lane · CIK 0001551440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,866

F1 · shares: Represents the grant of restricted stock units that vest in equal quarterly installments over one year from the date of grant.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 23:41 UTC SaleCommon Stock 2,000 $38.35 $76,700.00
Disclosure

SEC source: 0001209191-19-014715 · doc4.xml · nonDerivative · entry 1

Donaker Geoffrey L · CIK 0001539856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 341,940

F1 · kind: Shares were sold pursuant to a duly adopted 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

F2 · ownership.direct: Shares are held by Geoffrey Donaker as Trustee UA 02/07/05 Donaker Revocable Trust. The Reporting Person holds voting and dispositive power over the shares.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:45 UTC
Ramsay AlanChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,484 $0.00 Strike: $27.60 $0.00
Disclosure

SEC source: 0001209191-19-012734 · doc4.xml · derivative · entry 6

Ramsay Alan · CIK 0001701399 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 4,484 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares underlying the stock option vest in equal monthly installments over 48 months following the grant date of 1/4/16.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:45 UTC
Ramsay AlanChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,250 $0.00 Strike: $19.96 $0.00
Disclosure

SEC source: 0001209191-19-012734 · doc4.xml · derivative · entry 5

Ramsay Alan · CIK 0001701399 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2022-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:45 UTC
Ramsay AlanChief Accounting Officer
SaleCommon Stock 19,774 $38.27 $756,822.17
Disclosure

SEC source: 0001209191-19-012734 · doc4.xml · nonDerivative · entry 4

Ramsay Alan · CIK 0001701399 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,710

F2 · price: The sales price reported is the weighted average sale price for the number of shares sold. These shares were sold in multiple transactions at prices ranging from $38.25 to $38.31, inclusive. Full information regarding the number of shares sold at each separate price will be supplied upon request by Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:45 UTC
Ramsay AlanChief Accounting Officer
Exercise / conversionCommon Stock 4,484 $27.60 $123,758.40
Disclosure

SEC source: 0001209191-19-012734 · doc4.xml · nonDerivative · entry 3

Ramsay Alan · CIK 0001701399 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:45 UTC
Ramsay AlanChief Accounting Officer
Exercise / conversionCommon Stock 11,250 $19.96 $224,550.00
Disclosure

SEC source: 0001209191-19-012734 · doc4.xml · nonDerivative · entry 2

Ramsay Alan · CIK 0001701399 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:45 UTC
Ramsay AlanChief Accounting Officer
Tax withholdingCommon Stock 1,204 $38.75 $46,655.00
Disclosure

SEC source: 0001209191-19-012734 · doc4.xml · nonDerivative · entry 1

Ramsay Alan · CIK 0001701399 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,750

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:43 UTC
Baker CharlesChief Financial Officer
Tax withholdingCommon Stock 3,734 $38.75 $144,692.50
Disclosure

SEC source: 0001209191-19-012723 · doc4.xml · nonDerivative · entry 1

Baker Charles · CIK 0001321154 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,435

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:44 UTC
Wilson LaurenceChief Administrative Officer
Tax withholdingCommon Stock 2,672 $38.75 $103,540.00
Disclosure

SEC source: 0001209191-19-012728 · doc4.xml · nonDerivative · entry 1

Wilson Laurence · CIK 0001539846 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,794

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

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February 20, 2019 Filed Feb 22, 2019 22:42 UTC
Nachman Joseph RChief Operating Officer
Tax withholdingCommon Stock 3,367 $38.75 $130,471.25
Disclosure

SEC source: 0001209191-19-012720 · doc4.xml · nonDerivative · entry 1

Nachman Joseph R · CIK 0001540652 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,762

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of certain RSUs, previously reported in Table I following the date of grant.

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February 19, 2019 Filed Feb 21, 2019 22:01 UTC SaleCommon Stock 2,000 $39.72 $79,440.00
Disclosure

SEC source: 0001209191-19-012136 · doc4.xml · nonDerivative · entry 1

Donaker Geoffrey L · CIK 0001539856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 343,940

F1 · kind: Shares were sold pursuant to a duly adopted 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

F2 · ownership.direct: Shares are held by Geoffrey Donaker as Trustee UA 02/07/05 Donaker Revocable Trust. The Reporting Person holds voting and dispositive power over the shares.

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February 12, 2019 Filed Feb 14, 2019 21:00 UTC SaleCommon Stock 2,000 $38.10 $76,200.00
Disclosure

SEC source: 0001209191-19-010095 · doc4.xml · nonDerivative · entry 1

Donaker Geoffrey L · CIK 0001539856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2

Disclosed balance after: 345,940

F1 · kind: Shares were sold pursuant to a duly adopted 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

F2 · ownership.direct: Shares are held by Geoffrey Donaker as Trustee UA 02/07/05 Donaker Revocable Trust. The Reporting Person holds voting and dispositive power over the shares.

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February 07, 2019 Filed Feb 11, 2019 17:54 UTC
Ramsay AlanChief Accounting Officer
GrantPerformance Rights · Derivative 6,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009059 · doc4.xml · derivative · entry 3

Ramsay Alan · CIK 0001701399 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,552

Underlying: Common Stock · 6,552 shares

Expires 2023-02-07

F3 · derivative.exercise_price: The performance rights are subject to both a performance goal and time-based vesting. The rights are eligible to vest only if the average closing price of the issuer's stock equals or exceeds $45.3125 over any 60-trading day period during the four years following the grant date. If the performance goal is met, the rights will vest quarterly over four years following the grant date, subject to the reporting person's continued service. Any rights that have met the time-based vesting schedule at the time the performance goal is achieved will fully vest as of such date, and thereafter any remaining unvested rights will continue vesting solely according to the time-based vesting schedule, subject to the continuous service requirement.

F3 · derivative.exercise_date: The performance rights are subject to both a performance goal and time-based vesting. The rights are eligible to vest only if the average closing price of the issuer's stock equals or exceeds $45.3125 over any 60-trading day period during the four years following the grant date. If the performance goal is met, the rights will vest quarterly over four years following the grant date, subject to the reporting person's continued service. Any rights that have met the time-based vesting schedule at the time the performance goal is achieved will fully vest as of such date, and thereafter any remaining unvested rights will continue vesting solely according to the time-based vesting schedule, subject to the continuous service requirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.