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0 purchase rows · 139 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202607
Feb 202601
Mar 202601
Apr 202604
May 202605
Jun 2026025
Jul 2026026
Aug 2026031
Sep 2026021
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2019 Filed Mar 22, 2019 21:25 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021053 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
March 16, 2019 Filed Mar 19, 2019 21:09 UTC
Whiteley SivanGen. Counsel & Corp. Secretary
Tax withholdingClass A Common Stock 757 $76.65 $58,024.05
Disclosure

SEC source: 0001209191-19-020358 · doc4.xml · nonDerivative · entry 1

Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,036

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:00 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019734 · doc4.xml · derivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 51,922,361

Underlying: Class A Common Stock · 103,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:00 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 103,035 $77.35 $7,969,757.25
Disclosure

SEC source: 0001209191-19-019734 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $77.04 to $77.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 21:00 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019734 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:14 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018196 · doc4.xml · derivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,025,396

Underlying: Class A Common Stock · 103,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:14 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 9,188 $75.81 $696,542.28
Disclosure

SEC source: 0001209191-19-018196 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.72 to $75.94 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:14 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 93,847 $75.28 $7,064,802.16
Disclosure

SEC source: 0001209191-19-018196 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,188

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.72 to $75.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:14 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018196 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 17:31 UTC
Dale AjmereChief Accounting Officer
SaleClass A Common Stock 2,658 $74.98 $199,296.84
Disclosure

SEC source: 0001209191-19-017455 · doc4.xml · nonDerivative · entry 1

Dale Ajmere · CIK 0001683645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,526

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.45 to $75.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 20:43 UTC
Dale AjmereChief Accounting Officer
Tax withholdingClass A Common Stock 2,801 $77.46 $216,965.46
Disclosure

SEC source: 0001209191-19-016049 · doc4.xml · nonDerivative · entry 2

Dale Ajmere · CIK 0001683645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,184

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 20:43 UTC
Dale AjmereChief Accounting Officer
SaleClass A Common Stock 2,048 $80.00 $163,840.00
Disclosure

SEC source: 0001209191-19-016049 · doc4.xml · nonDerivative · entry 1

Dale Ajmere · CIK 0001683645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,985

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
ConversionClass B Common Stock · Derivative 92,481 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · derivative · entry 14

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP

Disclosed balance after: 154,135

Underlying: Class A Common Stock · 92,481 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
ConversionClass B Common Stock · Derivative 456,279 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · derivative · entry 13

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP

Disclosed balance after: 760,465

Underlying: Class A Common Stock · 456,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
ConversionClass B Common Stock · Derivative 4,169,733 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · derivative · entry 12

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP

Disclosed balance after: 6,949,555

Underlying: Class A Common Stock · 4,169,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
OtherClass A Common Stock 187,882 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · nonDerivative · entry 8

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By estate planning vehicle

Disclosed balance after: 315,113

F3 · kind: Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (2) above.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
OtherClass A Common Stock 269,993 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · nonDerivative · entry 7

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010-Seed Fund, L.P.

Disclosed balance after: 449,988

F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
OtherClass A Common Stock 92,481 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · nonDerivative · entry 6

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP

Disclosed balance after: 0

F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
OtherClass A Common Stock 456,279 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · nonDerivative · entry 5

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP

Disclosed balance after: 0

F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
OtherClass A Common Stock 4,169,733 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · nonDerivative · entry 4

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP

Disclosed balance after: 0

F2 · kind: Represents a distribution of Class A Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
ConversionClass A Common Stock 92,481 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · nonDerivative · entry 3

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund, LP

Disclosed balance after: 92,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
ConversionClass A Common Stock 456,279 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · nonDerivative · entry 2

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP

Disclosed balance after: 456,279

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 01:34 UTC
BOTHA ROELOFDirector
ConversionClass A Common Stock 4,169,733 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-005970 · doc4.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sequoia Capital U.S. Venture 2010 Fund, LP

Disclosed balance after: 4,169,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: SC US (TTGP), Ltd. is the sole general partner of SC U.S. Venture 2010 Management, L.P., which is the sole general partner of each of Sequoia Capital U.S. Venture 2010 Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund, LP, Sequoia Capital U.S. Venture 2010 Partners Fund (Q), LP and Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., or collectively, the Venture 2010 Funds. The Reporting Person is a Director of SC US (TTGP), Ltd. The Reporting Person disclaims beneficial ownership of the securities held by the Venture 2010 Funds except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:16 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015108 · doc4.xml · derivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,128,431

Underlying: Class A Common Stock · 103,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:16 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 27,320 $78.57 $2,146,532.40
Disclosure

SEC source: 0001209191-19-015108 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $78.41 to $78.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:16 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 75,715 $77.85 $5,894,412.75
Disclosure

SEC source: 0001209191-19-015108 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 27,320

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $77.41 to $78.40 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 22:16 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015108 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:29 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012710 · doc4.xml · derivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,231,466

Underlying: Class A Common Stock · 103,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:29 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 103,035 $77.16 $7,950,180.60
Disclosure

SEC source: 0001209191-19-012710 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.69 to $77.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:29 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012710 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:10 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010689 · doc4.xml · derivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,334,501

Underlying: Class A Common Stock · 103,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:10 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 6,195 $77.05 $477,324.75
Disclosure

SEC source: 0001209191-19-010689 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $76.98 to $77.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:10 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 96,840 $76.41 $7,399,544.40
Disclosure

SEC source: 0001209191-19-010689 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,195

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $75.94 to $76.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 22:10 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-010689 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008646 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,437,536

Underlying: Class A Common Stock · 103,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 10,455 $72.98 $763,005.90
Disclosure

SEC source: 0001209191-19-008646 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.88 to $73.15 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 34,525 $72.25 $2,494,431.25
Disclosure

SEC source: 0001209191-19-008646 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,455

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $71.84 to $72.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 58,055 $71.37 $4,143,385.35
Disclosure

SEC source: 0001209191-19-008646 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 44,980

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.84 to $71.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 22:11 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008646 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:06 UTC
Reses Jacqueline DCapital Lead
Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001209191-19-007400 · doc4.xml · derivative · entry 5

Reses Jacqueline D · CIK 0001699681 · Capital Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on October 19, 2016 and 1/48 of the shares vest monthly thereafter.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:06 UTC
Reses Jacqueline DCapital Lead
SaleClass A Common Stock 10,000 $71.00 $710,000.00
Disclosure

SEC source: 0001209191-19-007400 · doc4.xml · nonDerivative · entry 4

Reses Jacqueline D · CIK 0001699681 · Capital Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,252

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.82 to $71.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:06 UTC
Reses Jacqueline DCapital Lead
SaleClass A Common Stock 5,000 $70.56 $352,800.00
Disclosure

SEC source: 0001209191-19-007400 · doc4.xml · nonDerivative · entry 3

Reses Jacqueline D · CIK 0001699681 · Capital Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,252

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.82 to $70.81 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:06 UTC
Reses Jacqueline DCapital Lead
Exercise / conversionClass A Common Stock 15,000 $9.00 $135,000.00
Disclosure

SEC source: 0001209191-19-007400 · doc4.xml · nonDerivative · entry 2

Reses Jacqueline D · CIK 0001699681 · Capital Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:06 UTC
Reses Jacqueline DCapital Lead
Tax withholdingClass A Common Stock 12,395 $70.80 $877,566.00
Disclosure

SEC source: 0001209191-19-007400 · doc4.xml · nonDerivative · entry 1

Reses Jacqueline D · CIK 0001699681 · Capital Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,252

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:08 UTC
Whiteley SivanGen. Counsel & Corp. Secretary
Tax withholdingClass A Common Stock 244 $70.80 $17,275.20
Disclosure

SEC source: 0001209191-19-007401 · doc4.xml · nonDerivative · entry 1

Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,793

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:20 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006531 · doc4.xml · derivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,540,571

Underlying: Class A Common Stock · 103,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:20 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 2,024 $71.42 $144,554.08
Disclosure

SEC source: 0001209191-19-006531 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $71.37 to $71.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:20 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 48,498 $70.86 $3,436,568.28
Disclosure

SEC source: 0001209191-19-006531 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,024

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.37 to $71.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:20 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 52,513 $69.80 $3,665,407.40
Disclosure

SEC source: 0001209191-19-006531 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,522

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.35 to $70.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

Read SEC document
January 30, 2019 Filed Feb 1, 2019 22:20 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 103,035 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006531 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 103,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Dorsey Revocable Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.