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0 purchase rows · 139 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202607
Feb 202601
Mar 202601
Apr 202604
May 202605
Jun 2026025
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Aug 2026031
Sep 2026021
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2021 Filed Feb 16, 2021 22:13 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 306 $0.00 Strike: $73.94 $0.00
Disclosure

SEC source: 0001209191-21-010846 · doc4.xml · derivative · entry 5

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,518

Underlying: Class A Common Stock · 306 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on January 22, 2020, and 1/48th of the shares vest monthly thereafter.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:13 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 11,211 $0.00 Strike: $57.40 $0.00
Disclosure

SEC source: 0001209191-21-010846 · doc4.xml · derivative · entry 4

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,314

Underlying: Class A Common Stock · 11,211 shares

Expires 2030-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:13 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 14,073 $264.55 $3,723,012.15
Disclosure

SEC source: 0001209191-21-010846 · doc4.xml · nonDerivative · entry 3

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,310

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $264.49 to $264.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:13 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionClass A Common Stock 306 $73.94 $22,625.64
Disclosure

SEC source: 0001209191-21-010846 · doc4.xml · nonDerivative · entry 2

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:13 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionClass A Common Stock 11,211 $57.40 $643,511.40
Disclosure

SEC source: 0001209191-21-010846 · doc4.xml · nonDerivative · entry 1

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · derivative · entry 12

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 38,163,992

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F14 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F14 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 6,660 $253.57 $1,688,776.20
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 11

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F13 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $253.27 to $253.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 3,989 $252.94 $1,008,977.66
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 10

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,660

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F12 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $252.27 to $253.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 9,869 $251.54 $2,482,448.26
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 9

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,649

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F11 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $251.26 to $251.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 32,403 $250.68 $8,122,784.04
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 8

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 20,518

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $250.26 to $251.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 17,990 $249.88 $4,495,341.20
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 7

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,921

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $249.26 to $250.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 5,600 $248.55 $1,391,880.00
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 6

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 70,911

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $248.17 to $248.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 5,800 $247.62 $1,436,196.00
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 76,511

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $247.16 to $248.13 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 700 $246.58 $172,606.00
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 82,311

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $246.12 to $246.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 12,609 $245.09 $3,090,339.81
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 83,011

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $245.00 to $245.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 4,380 $244.57 $1,071,216.60
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 95,620

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $244.00 to $244.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:01 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-009309 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:08 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,666 $0.00 Strike: $57.40 $0.00
Disclosure

SEC source: 0001209191-21-008876 · doc4.xml · derivative · entry 3

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,525

Underlying: Class A Common Stock · 1,666 shares

Expires 2030-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:08 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 4,221 $240.45 $1,014,939.45
Disclosure

SEC source: 0001209191-21-008876 · doc4.xml · nonDerivative · entry 2

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,866

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:08 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionClass A Common Stock 1,666 $57.40 $95,628.40
Disclosure

SEC source: 0001209191-21-008876 · doc4.xml · nonDerivative · entry 1

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,854 $0.00 Strike: $57.40 $0.00
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · derivative · entry 9

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,191

Underlying: Class A Common Stock · 1,854 shares

Expires 2030-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 3,048 $225.30 $686,714.40
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · nonDerivative · entry 6

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,421

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionClass A Common Stock 1,854 $57.40 $106,419.60
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · nonDerivative · entry 5

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:14 UTC
Grassadonia BrianCash App Lead
Exercise / conversionStock Option (right to buy) · Derivative 4,506 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001209191-21-007810 · doc4.xml · derivative · entry 3

Grassadonia Brian · CIK 0001803649 · Cash App Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,807

Underlying: Class A Common Stock · 4,506 shares

Expires 2024-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: 20% of the shares subject to the option vested on February 24, 2015 and 1/60th of the shares vested monthly thereafter.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:14 UTC
Grassadonia BrianCash App Lead
SaleClass A Common Stock 4,506 $225.30 $1,015,201.80
Disclosure

SEC source: 0001209191-21-007810 · doc4.xml · nonDerivative · entry 2

Grassadonia Brian · CIK 0001803649 · Cash App Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,319

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 22:14 UTC
Grassadonia BrianCash App Lead
Exercise / conversionClass A Common Stock 4,506 $7.25 $32,686.52
Disclosure

SEC source: 0001209191-21-007810 · doc4.xml · nonDerivative · entry 1

Grassadonia Brian · CIK 0001803649 · Cash App Lead

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 2,035 $0.00 Strike: $73.94 $0.00
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · derivative · entry 8

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,824

Underlying: Class A Common Stock · 2,035 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on January 22, 2020, and 1/48th of the shares vest monthly thereafter.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 1,854 $0.00 Strike: $57.40 $0.00
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · derivative · entry 7

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,045

Underlying: Class A Common Stock · 1,854 shares

Expires 2030-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 3,889 $215.64 $838,623.96
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · nonDerivative · entry 4

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,615

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionClass A Common Stock 2,035 $73.94 $150,467.90
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · nonDerivative · entry 3

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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February 01, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionClass A Common Stock 1,854 $57.40 $106,419.60
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · nonDerivative · entry 2

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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February 01, 2021 Filed Feb 3, 2021 22:09 UTC
Ahuja AmritaChief Financial Officer
Tax withholdingClass A Common Stock 3,773 $221.94 $837,379.62
Disclosure

SEC source: 0001209191-21-007333 · doc4.xml · nonDerivative · entry 1

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,615

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock and does not represent a sale by the Reporting Person.

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February 01, 2021 Filed Feb 3, 2021 22:07 UTC
Whiteley SivanGen. Counsel & Corp. Secretary
SaleClass A Common Stock 118 $215.64 $25,445.52
Disclosure

SEC source: 0001209191-21-007327 · doc4.xml · nonDerivative · entry 1

Whiteley Sivan · CIK 0001735067 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,051

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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February 01, 2021 Filed Feb 3, 2021 22:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007320 · doc4.xml · derivative · entry 7

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 38,263,992

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

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February 01, 2021 Filed Feb 3, 2021 22:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 18,907 $216.91 $4,101,117.37
Disclosure

SEC source: 0001209191-21-007320 · doc4.xml · nonDerivative · entry 5

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 12,148

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $216.53 to $217.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

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February 01, 2021 Filed Feb 3, 2021 22:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 40,515 $216.02 $8,752,050.30
Disclosure

SEC source: 0001209191-21-007320 · doc4.xml · nonDerivative · entry 4

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 31,055

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $215.53 to $216.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

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February 01, 2021 Filed Feb 3, 2021 22:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 14,652 $214.88 $3,148,421.76
Disclosure

SEC source: 0001209191-21-007320 · doc4.xml · nonDerivative · entry 3

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 71,570

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $214.51 to $215.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

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February 01, 2021 Filed Feb 3, 2021 22:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 13,778 $213.96 $2,947,940.88
Disclosure

SEC source: 0001209191-21-007320 · doc4.xml · nonDerivative · entry 2

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 86,222

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $213.51 to $214.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

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February 01, 2021 Filed Feb 3, 2021 22:05 UTC
Dorsey JackDirector · President, CEO & Chairman · 10% owner
ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007320 · doc4.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10 (Dorsey Revocable Trust), for which the Reporting Person serves as Trustee.

F2 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

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February 01, 2021 Filed Feb 12, 2021 22:04 UTC Amendment
Dorsey JackDirector · President, CEO & Chairman · 10% owner
SaleClass A Common Stock 12,148 $217.91 $2,647,170.68
Disclosure

SEC source: 0001209191-21-010212 · doc4a.xml · nonDerivative · entry 1

Dorsey Jack · CIK 0001590945 · Director · President, CEO & Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · date: The original Form 4, filed February 3, 2021, is amended to correct an administrative error, which misstated the transaction date.

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Dorsey Revocable Trust.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $217.62 to $218.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The shares are held of record by the Jack Dorsey Revocable Trust u/a/d 12/8/10, for which the Reporting Person serves as a Trustee.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,995 $0.00 Strike: $73.94 $0.00
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · derivative · entry 12

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,859

Underlying: Class A Common Stock · 4,995 shares

Expires 2029-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F11 · derivative.exercise_date: 25% of the shares subject to the option vested on January 22, 2020, and 1/48th of the shares vest monthly thereafter.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 200 $225.02 $45,004.00
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 11

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,388

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $225.00 to $225.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 200 $223.56 $44,712.00
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 10

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,588

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $223.52 to $223.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 200 $221.50 $44,300.00
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 9

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,788

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $221.38 to $221.62 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 300 $219.81 $65,943.00
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 8

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,988

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $219.45 to $220.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 300 $218.74 $65,622.00
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 7

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,288

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $218.45 to $219.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 460 $217.93 $100,247.80
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 6

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,588

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $217.43 to $218.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 935 $216.39 $202,324.65
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 5

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,048

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $216.05 to $217.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 1,500 $215.40 $323,100.00
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 4

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,983

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $215.02 to $215.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 25, 2021 Filed Jan 27, 2021 22:00 UTC
Ahuja AmritaChief Financial Officer
SaleClass A Common Stock 800 $214.59 $171,672.00
Disclosure

SEC source: 0001209191-21-005698 · doc4.xml · nonDerivative · entry 3

Ahuja Amrita · CIK 0001765417 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,483

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $213.95 to $214.94 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.