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XYL

Xylem Inc.

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430
SEC CIK
0001524472
Parsed reports
533

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2020 Filed Sep 29, 2020 20:06 UTC
McShane Geri-MichelleChief Accounting Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 1,095 $0.00 Strike: $48.33 $0.00
Disclosure

SEC source: 0001209191-20-052314 · doc4.xml · derivative · entry 4

McShane Geri-Michelle · CIK 0001769064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,095 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested and exercisable

Read SEC document
September 28, 2020 Filed Sep 29, 2020 20:06 UTC
McShane Geri-MichelleChief Accounting Officer
SaleCommon Stock 419 $84.21 $35,283.99
Disclosure

SEC source: 0001209191-20-052314 · doc4.xml · nonDerivative · entry 3

McShane Geri-Michelle · CIK 0001769064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on August 28, 2020.

F2 · price: This price represents the weighted average price per Share of the Issuer. Shares were sold at a price of $84.21 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
September 28, 2020 Filed Sep 29, 2020 20:06 UTC
McShane Geri-MichelleChief Accounting Officer
SaleCommon Stock 1,095 $84.21 $92,209.95
Disclosure

SEC source: 0001209191-20-052314 · doc4.xml · nonDerivative · entry 2

McShane Geri-Michelle · CIK 0001769064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on August 28, 2020.

F2 · price: This price represents the weighted average price per Share of the Issuer. Shares were sold at a price of $84.21 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
September 28, 2020 Filed Sep 29, 2020 20:06 UTC
McShane Geri-MichelleChief Accounting Officer
Exercise / conversionCommon Stock 1,095 $48.33 $52,921.35
Disclosure

SEC source: 0001209191-20-052314 · doc4.xml · nonDerivative · entry 1

McShane Geri-Michelle · CIK 0001769064 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 20:06 UTC
Sabol Colin RSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,197 $0.00 Strike: $37.47 $0.00
Disclosure

SEC source: 0001209191-20-050451 · doc4.xml · derivative · entry 4

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,393

Underlying: Common · 5,197 shares

Expires 2026-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 20:06 UTC
Sabol Colin RSenior Vice President
SaleCommon Stock 2,066 $84.36 $174,282.18
Disclosure

SEC source: 0001209191-20-050451 · doc4.xml · nonDerivative · entry 3

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,119

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

F2 · price: This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 4,435 shares that were executed at prices ranging from $83.53 to $84.48 per Share. 2,828 shares were executed at prices ranging from $84.54 to $85.13. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 20:06 UTC
Sabol Colin RSenior Vice President
SaleCommon Stock 5,197 $84.36 $438,404.89
Disclosure

SEC source: 0001209191-20-050451 · doc4.xml · nonDerivative · entry 2

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,185

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

F2 · price: This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). 4,435 shares that were executed at prices ranging from $83.53 to $84.48 per Share. 2,828 shares were executed at prices ranging from $84.54 to $85.13. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 20:06 UTC
Sabol Colin RSenior Vice President
Exercise / conversionCommon Stock 5,197 $37.47 $194,731.59
Disclosure

SEC source: 0001209191-20-050451 · doc4.xml · nonDerivative · entry 1

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:02 UTC SaleCommon Stock 18,388 $83.95 $1,543,622.95
Disclosure

SEC source: 0001209191-20-050449 · doc4.xml · nonDerivative · entry 1

LORANGER STEVEN R · CIK 0001226924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

F1 · price: This price represents the weighted average price per Share of the Issuer. Shares were sold at a prices ranging from $83.42 to $84.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
August 28, 2020 Filed Aug 31, 2020 13:05 UTC
Tarapore KairusSVP & CHRO
SaleCommon Stock 1,727 $82.00 $141,614.00
Disclosure

SEC source: 0001209191-20-048721 · doc4.xml · nonDerivative · entry 1

Tarapore Kairus · CIK 0001383582 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,867

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

F2 · price: This price represents the weighted average price per Share of the Issuer. 1,727 shares were sold at a price of $82.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:56 UTC
Flinton DavidSenior Vice President
SaleCommon Stock 1,008 $80.86 $81,501.84
Disclosure

SEC source: 0001209191-20-048323 · doc4.xml · nonDerivative · entry 1

Flinton David · CIK 0001654800 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k)

Disclosed balance after: 0

F1 · shares: The reporting officer exchanged funds within his 401K account.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 17:29 UTC SaleCommon Stock 14,000 $80.20 $1,122,822.40
Disclosure

SEC source: 0001209191-20-046420 · doc4.xml · nonDerivative · entry 2

TAMBAKERAS MARKOS I · CIK 0001012990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tambakeras Family Trust

Disclosed balance after: 43,035

F2 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on March 10, 2020.

F3 · price: This price represents the weighted average price per Share of the Issuer. 14,000 shares were shares were executed at prices ranging from $80.01 to $80.43 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:06 UTC GrantCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046335 · doc4.xml · nonDerivative · entry 1

Tretikov Lila · CIK 0001620654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

F1 · shares: Reflects the award of restricted stock units which are scheduled to vest the day before the 2021 Annual Shareowner Meeting.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 20:08 UTC
Yadav UdayDirector
GrantCommon Stock 1,401 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046340 · doc4.xml · nonDerivative · entry 1

Yadav Uday · CIK 0001479938 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,401

F1 · shares: Reflects the award of restricted stock units. The Reporting Person elected to defer the vesting of the RSU Award until retirement from the Board.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 17:29 UTC SaleCommon Stock 5,000 $77.54 $387,700.00
Disclosure

SEC source: 0001209191-20-046420 · doc4.xml · nonDerivative · entry 1

TAMBAKERAS MARKOS I · CIK 0001012990 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tambakeras Family Trust

Disclosed balance after: 57,035

F1 · balance_after: Reflects the addition of 2,714 shares transferred to the Tambakeras Family Trust on June 17, 2020

Read SEC document
August 10, 2020 Filed Aug 12, 2020 16:13 UTC
Tarapore KairusSVP & CHRO
SaleCommon Stock 1,632 $79.00 $128,928.00
Disclosure

SEC source: 0001209191-20-046351 · doc4.xml · nonDerivative · entry 1

Tarapore Kairus · CIK 0001383582 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,594

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

F2 · price: This price represents the weighted average price per Share of the Issuer. 1,632 shares were sold at a price of $79.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:10 UTC
Sabol Colin RSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,197 $0.00 Strike: $37.47 $0.00
Disclosure

SEC source: 0001209191-20-046343 · doc4.xml · derivative · entry 3

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,590

Underlying: Common · 5,197 shares

Expires 2026-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options are fully vested and exercisable.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:10 UTC
Sabol Colin RSenior Vice President
SaleCommon Stock 5,197 $78.00 $405,366.00
Disclosure

SEC source: 0001209191-20-046343 · doc4.xml · nonDerivative · entry 2

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,185

F2 · price: This price represents the weighted average price per Share of the Issuer. 5,197 shares were sold at a price of $78.00 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:10 UTC
Sabol Colin RSenior Vice President
Exercise / conversionCommon Stock 5,197 $37.47 $194,731.59
Disclosure

SEC source: 0001209191-20-046343 · doc4.xml · nonDerivative · entry 1

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 09:40 UTC
Tarapore KairusSVP & CHRO
SaleCommon Stock 1,444 $77.00 $111,188.00
Disclosure

SEC source: 0001209191-20-042720 · doc4.xml · nonDerivative · entry 1

Tarapore Kairus · CIK 0001383582 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,226

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

F2 · price: This price represents the weighted average price per Share of the Issuer. 1,444 shares were sold at a price of $77.00. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 14:59 UTC
Sabol Colin RSenior Vice President
SaleCommon Stock 2,066 $75.00 $154,950.00
Disclosure

SEC source: 0001209191-20-042554 · doc4.xml · nonDerivative · entry 1

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,185

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

F2 · price: This price represents the weighted average price per Share of the Issuer. 2,066 shares were sold at a price of $75.00 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 10:15 UTC
Cerwinka FranzSVP and President, Emerging Ma
GrantStock Option · Derivative 11,914 $0.00 Strike: $64.16 $0.00
Disclosure

SEC source: 0001209191-20-036506 · doc4.xml · derivative · entry 3

Cerwinka Franz · CIK 0001813828 · SVP and President, Emerging Ma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,914

Underlying: Common · 11,914 shares

Expires 2030-02-27

F3 · derivative.exercise_date: The options vest in one third increments on February 27, 2021, February 27, 2022 and February 27, 2023.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 10:15 UTC
Cerwinka FranzSVP and President, Emerging Ma
GrantCommon Stock 8,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036506 · doc4.xml · nonDerivative · entry 2

Cerwinka Franz · CIK 0001813828 · SVP and President, Emerging Ma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,910

F2 · shares: Reflects an award of restricted stock units which are scheduled to vest in three equal annual installments beginning on June 12, 2021.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 10:15 UTC
Cerwinka FranzSVP and President, Emerging Ma
GrantCommon Stock 2,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036506 · doc4.xml · nonDerivative · entry 1

Cerwinka Franz · CIK 0001813828 · SVP and President, Emerging Ma

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,338

F1 · shares: Reflects an award of restricted stock units which are scheduled to vest in three equal annual installments beginning on February 27, 2021.

Read SEC document
May 13, 2020 Filed May 14, 2020 15:20 UTC GrantCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029116 · doc4.xml · nonDerivative · entry 1

TAMBAKERAS MARKOS I · CIK 0001012990 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,247

F1 · shares: Reflects the award of restricted stock units, which are scheduled to vest on the business day prior to the Xylem Inc. 2021 annual shareholders' meeting.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:17 UTC GrantCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029113 · doc4.xml · nonDerivative · entry 1

Peribere Jerome A · CIK 0001484527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,369

F1 · shares: Reflects the award of restricted stock units, which are scheduled to vest on the business day prior to the Xylem Inc. 2021 annual shareholders' meeting.

F2 · balance_after: Additional shares also accrued through a qualified DRIP.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:06 UTC GrantCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029100 · doc4.xml · nonDerivative · entry 1

Harker Victoria D · CIK 0001350579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,959

F1 · shares: Reflects the award of restricted stock units, which are scheduled to vest on the business day prior to the Xylem Inc. 2021 annual shareholders' meeting.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:11 UTC GrantCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029103 · doc4.xml · nonDerivative · entry 1

LORANGER STEVEN R · CIK 0001226924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,965

F1 · shares: Reflects the award of restricted stock units. The Reporting Person elected to defer the vesting event until separation of service.

F2 · balance_after: Includes the transfer of 6,088 shares from the reporting person's company savings plan.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:02 UTC GrantCommon Stock 3,737 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029097 · doc4.xml · nonDerivative · entry 1

FRIEL ROBERT F · CIK 0001224110 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,596

F1 · shares: Reflects the award of restricted stock units. The Reporting Person elected to defer the vesting of the RSU Award until January 2026.

F2 · balance_after: Additional shares also accrued through a qualified DRIP.

Read SEC document
May 13, 2020 Filed May 14, 2020 15:13 UTC GrantCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029105 · doc4.xml · nonDerivative · entry 1

MOHAPATRA SURYA N · CIK 0001222671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,824

F1 · shares: Reflects the award of restricted stock units, which are scheduled to vest on the business day prior to the Xylem Inc. 2021 annual shareholders' meeting.

Read SEC document
May 13, 2020 Filed May 14, 2020 19:04 UTC GrantCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029099 · doc4.xml · nonDerivative · entry 1

Gomez Jorge M · CIK 0001726653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,408

F1 · shares: Reflects the award of restricted stock units. The Reporting Person elected to defer the vesting of the RSU Award until June 2027.

Read SEC document
May 13, 2020 Filed May 14, 2020 20:10 UTC GrantCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029157 · doc4.xml · nonDerivative · entry 1

Beliveau-Dunn Jeanne · CIK 0001714894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,415

F1 · shares: Reflects the award of restricted stock units. The Reporting Person elected to defer the vesting of the RSU Award until January 2025.

F2 · balance_after: Includes additional shares due to Dividend Reinvestment.

Read SEC document
May 13, 2020 Filed May 14, 2020 14:11 UTC GrantCommon Stock 2,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029039 · doc4.xml · nonDerivative · entry 2

Jakobsson Sten E · CIK 0001532863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,684

F2 · shares: Reflects the award of restricted stock units, which are scheduled to vest on the business day prior to the Xylem Inc. 2021 annual shareholder's meeting.

Read SEC document
May 12, 2020 Filed May 14, 2020 14:11 UTC Tax withholdingCommon Stock 259 $59.07 $15,299.13
Disclosure

SEC source: 0001209191-20-029039 · doc4.xml · nonDerivative · entry 1

Jakobsson Sten E · CIK 0001532863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,107

F1 · shares: Reflects the withholding of shares of common stock to pay the tax liability incidental to the vesting of stock-settled restricted stock units.

Read SEC document
May 07, 2020 Filed May 11, 2020 15:15 UTC
Pine Matthew FrancisSenior Vice President
GrantEmployee Stock Options (Right to Buy) · Derivative 158,856 $0.00 Strike: $63.55 $0.00
Disclosure

SEC source: 0001209191-20-028228 · doc4.xml · derivative · entry 4

Pine Matthew Francis · CIK 0001807057 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,856

Underlying: Common · 158,856 shares

Expires 2030-05-07

F4 · derivative.exercise_date: Reflects an award of Stock Options which are scheduled to vest in three equal annual installments beginning on May 7, 2021, May 7, 2022 and May 7, 2023

Read SEC document
May 07, 2020 Filed May 11, 2020 15:15 UTC
Pine Matthew FrancisSenior Vice President
GrantEmployee Stock Options (Right to Buy) · Derivative 21,843 $0.00 Strike: $63.55 $0.00
Disclosure

SEC source: 0001209191-20-028228 · doc4.xml · derivative · entry 3

Pine Matthew Francis · CIK 0001807057 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,843

Underlying: Common · 21,843 shares

Expires 2030-02-27

F3 · derivative.exercise_date: Reflects an award of Stock Options which are scheduled to vest in three equal annual installments beginning on February 27, 2021, February 27, 2022 and Feb 27, 2023

Read SEC document
May 07, 2020 Filed May 11, 2020 15:15 UTC
Pine Matthew FrancisSenior Vice President
GrantCommon Stock 47,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028228 · doc4.xml · nonDerivative · entry 2

Pine Matthew Francis · CIK 0001807057 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,534

F2 · shares: Reflects an award of Restricted Stock Units which are scheduled to vest in three equal annual installments beginning on May 7, 2021, May 7, 2022 and May 7, 2023.

Read SEC document
May 07, 2020 Filed May 11, 2020 15:15 UTC
Pine Matthew FrancisSenior Vice President
GrantCommon Stock 4,327 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028228 · doc4.xml · nonDerivative · entry 1

Pine Matthew Francis · CIK 0001807057 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,327

F1 · shares: Reflects an award of Restricted Stock Units which are scheduled to vest in three equal annual installments beginning on Feb 27, 2021, Feb 27, 2022 and Feb 27, 2023.

Read SEC document
May 07, 2020 Filed May 11, 2020 19:20 UTC
Yarkadas HayatiSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 17,871 $0.00 Strike: $63.55 $0.00
Disclosure

SEC source: 0001209191-20-028229 · doc4.xml · derivative · entry 3

Yarkadas Hayati · CIK 0001657363 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,871

Underlying: Common · 17,871 shares

Expires 2030-02-27

F3 · derivative.exercise_date: Reflects the grant of a non-qualified stock option which will vest in 1/3rd increments on the anniversary of the Feb 27, 2020 award date: Feb 27, 2021, Feb 27, 2022 and Feb 27, 2023

Read SEC document
May 07, 2020 Filed May 11, 2020 19:20 UTC
Yarkadas HayatiSenior Vice President
GrantCommon Stock 3,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028229 · doc4.xml · nonDerivative · entry 2

Yarkadas Hayati · CIK 0001657363 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,475

F2 · shares: Reflects the award of an RSU which vests in 1/3rd increments on the anniversary of the May 7, 2020 award date: May, 7, 2021, May 7, 2022 and May 7, 2023

Read SEC document
May 07, 2020 Filed May 11, 2020 19:20 UTC
Yarkadas HayatiSenior Vice President
GrantCommon Stock 3,541 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028229 · doc4.xml · nonDerivative · entry 1

Yarkadas Hayati · CIK 0001657363 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,541

F1 · shares: Reflects the grant of an RSU Award which is scheduled to vest in 1/3rd increments on the anniversary of the Feb 27, 2020 award date: Feb 27, 2021, Feb 27, 2022 and Feb 27, 2023

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March 10, 2020 Filed Mar 12, 2020 14:43 UTC
Tarapore KairusSVP & CHRO
SaleCommon Stock 6,262 $75.31 $471,605.62
Disclosure

SEC source: 0001209191-20-018413 · doc4.xml · nonDerivative · entry 1

Tarapore Kairus · CIK 0001383582 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,670

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

F2 · price: This price represents the weighted average price per Share of the Issuer. 4,582 shares were sold at prices ranging from $75.00 to $75.14 per Share. An additional 1,680 shares were sold at prices ranging from $76.00 to $76.06. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price

F3 · balance_after: Additional shares also accrued through a qualified DRIP.

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March 10, 2020 Filed Mar 12, 2020 18:41 UTC
Sabol Colin RSenior Vice President
SaleCommon Stock 2,066 $75.05 $155,053.30
Disclosure

SEC source: 0001209191-20-018411 · doc4.xml · nonDerivative · entry 1

Sabol Colin R · CIK 0001531414 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,251

F1 · shares: The sale was made pursuant to a 10b5-1 plan adopted by the reporting person on February 10, 2020.

F2 · price: This price represents the weighted average price per Share of the Issuer. 2,066 shares were sold at prices ranging from $75.00 to $75.17 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price

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March 10, 2020 Filed Mar 12, 2020 18:40 UTC
Flinton DavidSenior Vice President
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 5,255 $0.00 Strike: $38.76 $0.00
Disclosure

SEC source: 0001209191-20-018410 · doc4.xml · derivative · entry 11

Flinton David · CIK 0001654800 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,255 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options are fully vested and exercisable as of February 25,2017.

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March 10, 2020 Filed Mar 12, 2020 18:40 UTC
Flinton DavidSenior Vice President
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 6,525 $0.00 Strike: $27.49 $0.00
Disclosure

SEC source: 0001209191-20-018410 · doc4.xml · derivative · entry 10

Flinton David · CIK 0001654800 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,525 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options are fully vested and exercisable as of March 1, 2016.

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March 10, 2020 Filed Mar 12, 2020 18:40 UTC
Flinton DavidSenior Vice President
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,325 $0.00 Strike: $24.60 $0.00
Disclosure

SEC source: 0001209191-20-018410 · doc4.xml · derivative · entry 9

Flinton David · CIK 0001654800 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,325 shares

Expires 2021-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options are fully vested and exercisable as of November 7, 2014.

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March 10, 2020 Filed Mar 12, 2020 18:40 UTC
Flinton DavidSenior Vice President
SaleCommon Stock 5,255 $74.13 $389,566.81
Disclosure

SEC source: 0001209191-20-018410 · doc4.xml · nonDerivative · entry 7

Flinton David · CIK 0001654800 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,757

F2 · price: This price represents the weighted average price per Share of the Issuer. Shares were sold at prices ranging from $72.04 to $76.80 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price

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March 10, 2020 Filed Mar 12, 2020 18:40 UTC
Flinton DavidSenior Vice President
Exercise / conversionCommon Stock 5,255 $38.76 $203,683.80
Disclosure

SEC source: 0001209191-20-018410 · doc4.xml · nonDerivative · entry 6

Flinton David · CIK 0001654800 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 10, 2020 Filed Mar 12, 2020 18:40 UTC
Flinton DavidSenior Vice President
SaleCommon Stock 6,525 $74.17 $483,931.85
Disclosure

SEC source: 0001209191-20-018410 · doc4.xml · nonDerivative · entry 5

Flinton David · CIK 0001654800 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,757

F2 · price: This price represents the weighted average price per Share of the Issuer. Shares were sold at prices ranging from $72.04 to $76.80 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price

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March 10, 2020 Filed Mar 12, 2020 18:40 UTC
Flinton DavidSenior Vice President
Exercise / conversionCommon Stock 6,525 $27.49 $179,372.25
Disclosure

SEC source: 0001209191-20-018410 · doc4.xml · nonDerivative · entry 4

Flinton David · CIK 0001654800 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.