Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2017 Filed Aug 21, 2017 20:06 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 1,500 | $1.13 | $1,695.00 |
DisclosureSEC source: 0001144204-17-044392 · v473744_form4.xml · nonDerivative · entry 2 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,745 Read SEC document |
| August 15, 2017 Filed Aug 21, 2017 20:06 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 5,000 | $1.14 | $5,700.00 |
DisclosureSEC source: 0001144204-17-044392 · v473744_form4.xml · nonDerivative · entry 1 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,245 Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:14 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 1,500 | $1.14 | $1,707.00 |
DisclosureSEC source: 0001144204-17-043501 · v473318_4.xml · nonDerivative · entry 2 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,245 Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:14 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 1,500 | $1.15 | $1,725.00 |
DisclosureSEC source: 0001144204-17-043501 · v473318_4.xml · nonDerivative · entry 1 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,745 Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 23:19 UTC |
Abbe RichardDirector
|
PurchaseCommon Stock | 8,047 | $1.16 | $9,357.86 |
DisclosureSEC source: 0001144204-17-043311 · v473238_4.xml · nonDerivative · entry 1 Abbe Richard · CIK 0001524877 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 275,942 F1 · ownership.nature: These securities are held by Iroquois Master Fund Ltd. (the "Fund"). Mr. Abbe is president of Iroquois Capital Management L.L.C, who has the authority and responsibility for the investments made on behalf of the Fund and, as such, may be deemed to be the beneficial owner of all shares of common stock held by the Fund. Mr. Abbe disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2017 Filed May 24, 2017 09:30 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 3,500 | $1.87 | $6,543.95 |
DisclosureSEC source: 0001144204-17-029197 · v467673_4.xml · nonDerivative · entry 8 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,578 Read SEC document |
| May 23, 2017 Filed May 24, 2017 09:30 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,186 | $1.80 | $9,334.80 |
DisclosureSEC source: 0001144204-17-029197 · v467673_4.xml · nonDerivative · entry 7 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,078 Read SEC document |
| May 23, 2017 Filed May 24, 2017 09:30 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 3,000 | $1.77 | $5,308.20 |
DisclosureSEC source: 0001144204-17-029197 · v467673_4.xml · nonDerivative · entry 6 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,892 Read SEC document |
| May 23, 2017 Filed May 24, 2017 09:30 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $1.77 | $17,703.00 |
DisclosureSEC source: 0001144204-17-029197 · v467673_4.xml · nonDerivative · entry 5 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,892 Read SEC document |
| May 23, 2017 Filed May 24, 2017 09:30 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.75 | $1,747.40 |
DisclosureSEC source: 0001144204-17-029197 · v467673_4.xml · nonDerivative · entry 4 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,892 Read SEC document |
| May 23, 2017 Filed May 24, 2017 09:30 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,000 | $1.75 | $3,500.00 |
DisclosureSEC source: 0001144204-17-029197 · v467673_4.xml · nonDerivative · entry 3 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,892 Read SEC document |
| May 23, 2017 Filed May 24, 2017 09:30 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $1.76 | $8,813.50 |
DisclosureSEC source: 0001144204-17-029197 · v467673_4.xml · nonDerivative · entry 2 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,892 Read SEC document |
| May 23, 2017 Filed May 24, 2017 09:30 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.78 | $1,780.00 |
DisclosureSEC source: 0001144204-17-029197 · v467673_4.xml · nonDerivative · entry 1 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,892 Read SEC document |
| May 22, 2017 Filed May 23, 2017 13:39 UTC |
HEYER ANDREW RDirector
|
PurchaseCommon Stock | 5,000 | $1.66 | $8,300.00 |
DisclosureSEC source: 0001144204-17-029000 · v467618_4.xml · nonDerivative · entry 3 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| May 19, 2017 Filed May 22, 2017 13:56 UTC |
Abbe RichardDirector
|
PurchaseCommon Stock | 6,670 | $1.54 | $10,279.80 |
DisclosureSEC source: 0001144204-17-028758 · v467531_4.xml · nonDerivative · entry 2 Abbe Richard · CIK 0001524877 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 267,895 F2 · ownership.nature: These securities are held by Iroquois Capital Investment Group ("ICIG"). Mr. Abbe is managing member of ICIG and has the authority and responsibility for the investments made on behalf of ICIG and, as such, may be deemed to be the beneficial owner of all shares of common stock held by ICIG. Mr. Abbe disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2017 Filed May 22, 2017 13:56 UTC |
Abbe RichardDirector
|
PurchaseCommon Stock | 33,000 | $1.54 | $50,859.60 |
DisclosureSEC source: 0001144204-17-028758 · v467531_4.xml · nonDerivative · entry 1 Abbe Richard · CIK 0001524877 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 261,225 F1 · ownership.nature: These securities are held by Iroquois Master Fund Ltd. (the "Fund"). Mr. Abbe is president of Iroquois Capital Management L.L.C, who has the authority and responsibility for the investments made on behalf of the Fund and, as such, may be deemed to be the beneficial owner of all shares of common stock held by the Fund. Mr. Abbe disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 19, 2017 Filed May 23, 2017 13:39 UTC |
HEYER ANDREW RDirector
|
PurchaseCommon Stock | 10,000 | $1.49 | $14,899.00 |
DisclosureSEC source: 0001144204-17-029000 · v467618_4.xml · nonDerivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 18, 2017 Filed May 19, 2017 10:05 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 100 | $1.49 | $148.52 |
DisclosureSEC source: 0001144204-17-028535 · v467437_form4.xml · nonDerivative · entry 7 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,892 Read SEC document |
| May 18, 2017 Filed May 19, 2017 14:07 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 20,000 | $1.64 | $32,700.00 |
DisclosureSEC source: 0001144204-17-028538 · v467438_form4.xml · nonDerivative · entry 3 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,245 Read SEC document |
| May 18, 2017 Filed May 19, 2017 14:07 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 1,200 | $1.45 | $1,740.00 |
DisclosureSEC source: 0001144204-17-028538 · v467438_form4.xml · nonDerivative · entry 2 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,245 Read SEC document |
| May 18, 2017 Filed May 19, 2017 14:07 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 2,500 | $1.47 | $3,675.00 |
DisclosureSEC source: 0001144204-17-028538 · v467438_form4.xml · nonDerivative · entry 1 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,045 Read SEC document |
| May 17, 2017 Filed May 19, 2017 10:05 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.65 | $1,649.90 |
DisclosureSEC source: 0001144204-17-028535 · v467437_form4.xml · nonDerivative · entry 6 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,792 Read SEC document |
| May 17, 2017 Filed May 19, 2017 10:05 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.64 | $1,636.50 |
DisclosureSEC source: 0001144204-17-028535 · v467437_form4.xml · nonDerivative · entry 5 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,792 Read SEC document |
| May 17, 2017 Filed May 19, 2017 10:05 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.63 | $1,625.20 |
DisclosureSEC source: 0001144204-17-028535 · v467437_form4.xml · nonDerivative · entry 4 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,792 Read SEC document |
| May 17, 2017 Filed May 19, 2017 10:05 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,000 | $1.61 | $1,611.60 |
DisclosureSEC source: 0001144204-17-028535 · v467437_form4.xml · nonDerivative · entry 3 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,792 Read SEC document |
| May 17, 2017 Filed May 19, 2017 10:05 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,000 | $1.61 | $3,222.40 |
DisclosureSEC source: 0001144204-17-028535 · v467437_form4.xml · nonDerivative · entry 2 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,792 Read SEC document |
| May 17, 2017 Filed May 19, 2017 10:05 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
PurchaseCommon Stock | 25,000 | $1.57 | $39,275.00 |
DisclosureSEC source: 0001144204-17-028535 · v467437_form4.xml · nonDerivative · entry 1 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,792 Read SEC document |
| May 17, 2017 Filed May 19, 2017 14:01 UTC |
Abbe RichardDirector
|
PurchaseCommon Stock | 15,500 | $1.54 | $23,823.50 |
DisclosureSEC source: 0001144204-17-028533 · v467432_form4.xml · nonDerivative · entry 1 Abbe Richard · CIK 0001524877 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 228,225 F1 · ownership.nature: 10,000 of the securities are held by Iroquois Master Fund Ltd. (the "Fund") and 5,500 of the securities are held by Iroquois Capital Investment Group ("ICIG"). Mr. Abbe is a managing member of ICIG and is president of Iroquois Capital Management L.L.C, who has the authority and responsibility for the investments made on behalf of the Fund and ICIG and, as such, may be deemed to be the beneficial owner of all shares of common stock held by the Fund and by ICIG. Mr. Abbe disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 20, 2017 Filed Jan 20, 2017 22:47 UTC |
Bernstein BruceDirector
|
GrantCommon Stock | 84,243 | $2.31 | $194,601.33 |
DisclosureSEC source: 0001144204-17-003267 · v456887_form4.xml · nonDerivative · entry 3 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 377,545 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 8, 2016, among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings LLC ("XpresSpa"), Mistral XH Representative, LLC, as Unitholders' Representative, and certain XpresSpa unitholders, as amended (the "Merger Agreement"), as of the date of this filing, 283,802 shares of Series D Convertible Preferred Stock have been deposited into various escrow accounts for a period of 18 months, or such other term related to specific escrows, to cover certain indemnification claims that may be made pursuant to the Merger Agreement. For the purposes of this filing, the Reporting Person has assumed that all shares held in escrow are released to the former holders of XpresSpa (and such shares, to the extent allocable to the Reporting Person pursuant to the Merger Agreement, have been included in his beneficial ownership for purposes of this filing). F2 · price: 258,712 shares of common stock were acquired in connection with the closing of the merger that was completed on December 23, 2016, which shares havebeen issued but not yet delivered. 84,243 shares of common stock were purchased in a private placement at a purchase price of $2.31 per share. F6 · ownership.nature: These securities are held by Rockmore Investment Master Fund Ltd., an investment entity controlled by Bruce T. Bernstein. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 17:35 UTC |
Charkow JasonVP Legal & Business Affairs
|
GrantStock Option · Derivative | 150,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003248 · v456885_form4.xml · derivative · entry 2 Charkow Jason · CIK 0001694884 · VP Legal & Business Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2027-01-17 F3 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest in equal quarterly installments over a one-year period, with one-fourth vesting on the date of grant and one-fourth vesting at the end of each fiscal quarter thereafter. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 17:35 UTC |
Charkow JasonVP Legal & Business Affairs
|
GrantCommon Stock | 58,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-003248 · v456885_form4.xml · nonDerivative · entry 1 Charkow Jason · CIK 0001694884 · VP Legal & Business Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,962 F1 · shares: Represents 58,962 shares of restricted stock which vest on the first anniversary of the grant date. F2 · balance_after: Includes 58,962 shares of unvested restricted stock units. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 17:32 UTC |
Jankowski EdwardSVP; CEO of XpresSpa
|
GrantStock Option · Derivative | 250,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003243 · v456884_form4.xml · derivative · entry 2 Jankowski Edward · CIK 0001691085 · SVP; CEO of XpresSpa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2027-01-17 F3 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest in equal quarterly installments over a one-year period, with one-fourth vesting on the date of grant and one-fourth vesting at the end of each fiscal quarter thereafter. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 17:32 UTC |
Jankowski EdwardSVP; CEO of XpresSpa
|
GrantCommon Stock | 58,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-003243 · v456884_form4.xml · nonDerivative · entry 1 Jankowski Edward · CIK 0001691085 · SVP; CEO of XpresSpa 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,962 F1 · shares: Represents 58,962 shares of restricted stock which vest on the first anniversary of the grant date. F2 · balance_after: Includes 58,962 shares of unvested restricted stock units. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 17:39 UTC |
Engelman JohnDirector
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003254 · v456880_4.xml · derivative · entry 1 Engelman John · CIK 0001508816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-01-17 F1 · security: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F1 · price: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F2 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest in equal quarterly installments over a one-year period, with one-fourth vesting on the date of grant and one-fourth vesting at the end of each fiscal quarter thereafter. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 17:36 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 300,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003250 · v456883_4.xml · derivative · entry 2 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2027-01-17 F3 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest quarterly over 12 quarters starting March 31, 2017. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 17:36 UTC |
Perlman Andrew DDirector · Chief Executive Officer
|
GrantCommon Stock | 153,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-003250 · v456883_4.xml · nonDerivative · entry 1 Perlman Andrew D · CIK 0001493066 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,792 F1 · shares: Represents 153,301 shares of restricted stock units which vest on the first year anniversary of the grant date. F2 · balance_after: Includes 153,301 shares of unvested restricted stock units. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 22:41 UTC |
GIARDINA SALVATOREDirector
|
GrantStock Option · Derivative | 85,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003257 · v456881_4.xml · derivative · entry 1 GIARDINA SALVATORE · CIK 0001198079 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2027-01-17 F1 · security: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F1 · price: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F2 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest in equal quarterly installments over a one-year period, with one-fourth vesting on the date of grant and one-fourth vesting at the end of each fiscal quarter thereafter. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 22:55 UTC |
HEYER ANDREW RDirector
|
GrantStock Option · Derivative | 85,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003282 · v456894_4.xml · derivative · entry 1 HEYER ANDREW R · CIK 0001259062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2027-01-17 F1 · security: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F1 · price: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F2 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest in equal quarterly installments over a one-year period, with one-fourth vesting on the date of grant and one-fourth vesting at the end of each fiscal quarter thereafter. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 22:47 UTC |
Bernstein BruceDirector
|
GrantStock Option · Derivative | 85,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003267 · v456887_form4.xml · derivative · entry 6 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2027-01-17 F5 · price: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F4 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest in equal quarterly installments over a one-year period, with one-fourth vesting on the date of grant and one-fourth vesting at the end of each fiscal quarter thereafter Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 22:45 UTC |
Abbe RichardDirector
|
GrantStock Option · Derivative | 75,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003264 · v456888_4.xml · derivative · entry 1 Abbe Richard · CIK 0001524877 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-01-17 F1 · security: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F1 · price: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F2 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest in equal quarterly installments over a one-year period, with one-fourth vesting on the date of grant and one-fourth vesting at the end of each fiscal quarter thereafter. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 22:42 UTC |
Stout Donald E.Director
|
GrantStock Option · Derivative | 80,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003260 · v456886_4.xml · derivative · entry 1 Stout Donald E. · CIK 0001509502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2027-01-17 F1 · security: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F1 · price: These securities were issued as part of the Issuer's annual equity compensation to non-employee directors. F2 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest in equal quarterly installments over a one-year period, with one-fourth vesting on the date of grant and one-fourth vesting at the end of each fiscal quarter thereafter. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 22:38 UTC |
Nyrkovskaya AnastasiaChief Financial Officer
|
GrantStock Option · Derivative | 250,000 | $0.00 Strike: $2.12 | $0.00 |
DisclosureSEC source: 0001144204-17-003252 · v456890_4.xml · derivative · entry 2 Nyrkovskaya Anastasia · CIK 0001575397 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2027-01-17 F3 · derivative.exercise_date: These options to purchase shares of common stock of the Issuer vest quarterly over 12 quarters starting March 31, 2017. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 22:38 UTC |
Nyrkovskaya AnastasiaChief Financial Officer
|
GrantCommon Stock | 58,962 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-003252 · v456890_4.xml · nonDerivative · entry 1 Nyrkovskaya Anastasia · CIK 0001575397 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,562 F1 · shares: Represents 58,962 shares of restricted stock units which vest on the first year anniversary of the grant date. F2 · balance_after: Includes 58,962 shares of unvested restricted stock units. Read SEC document |
| December 23, 2016 Filed Jan 20, 2017 22:47 UTC |
Bernstein BruceDirector
|
GrantWarrant · Derivative | 258,712 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001144204-17-003267 · v456887_form4.xml · derivative · entry 5 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 276,074 Underlying: Common Stock · 258,712 shares Expires 2021-12-23 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 8, 2016, among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings LLC ("XpresSpa"), Mistral XH Representative, LLC, as Unitholders' Representative, and certain XpresSpa unitholders, as amended (the "Merger Agreement"), as of the date of this filing, 283,802 shares of Series D Convertible Preferred Stock have been deposited into various escrow accounts for a period of 18 months, or such other term related to specific escrows, to cover certain indemnification claims that may be made pursuant to the Merger Agreement. For the purposes of this filing, the Reporting Person has assumed that all shares held in escrow are released to the former holders of XpresSpa (and such shares, to the extent allocable to the Reporting Person pursuant to the Merger Agreement, have been included in his beneficial ownership for purposes of this filing). F2 · price: 258,712 shares of common stock were acquired in connection with the closing of the merger that was completed on December 23, 2016, which shares havebeen issued but not yet delivered. 84,243 shares of common stock were purchased in a private placement at a purchase price of $2.31 per share. F6 · ownership.nature: These securities are held by Rockmore Investment Master Fund Ltd., an investment entity controlled by Bruce T. Bernstein. Read SEC document |
| December 23, 2016 Filed Jan 20, 2017 22:47 UTC |
Bernstein BruceDirector
|
GrantSeries D Convertible Preferred Stock · Derivative | 51,203 | $0.00 Strike: $6.00 | $0.00 |
DisclosureSEC source: 0001144204-17-003267 · v456887_form4.xml · derivative · entry 4 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 54,640 Underlying: Common Stock · 409,624 shares Expires not disclosed F3 · shares: The Series D Convertible Preferred Stock matures seven years after the date of issuance and the Issuer will pay the holders in cash, shares of common stock, or any combination thereof. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 8, 2016, among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings LLC ("XpresSpa"), Mistral XH Representative, LLC, as Unitholders' Representative, and certain XpresSpa unitholders, as amended (the "Merger Agreement"), as of the date of this filing, 283,802 shares of Series D Convertible Preferred Stock have been deposited into various escrow accounts for a period of 18 months, or such other term related to specific escrows, to cover certain indemnification claims that may be made pursuant to the Merger Agreement. For the purposes of this filing, the Reporting Person has assumed that all shares held in escrow are released to the former holders of XpresSpa (and such shares, to the extent allocable to the Reporting Person pursuant to the Merger Agreement, have been included in his beneficial ownership for purposes of this filing). F2 · price: 258,712 shares of common stock were acquired in connection with the closing of the merger that was completed on December 23, 2016, which shares havebeen issued but not yet delivered. 84,243 shares of common stock were purchased in a private placement at a purchase price of $2.31 per share. F3 · derivative.expiration_date: The Series D Convertible Preferred Stock matures seven years after the date of issuance and the Issuer will pay the holders in cash, shares of common stock, or any combination thereof. F6 · ownership.nature: These securities are held by Rockmore Investment Master Fund Ltd., an investment entity controlled by Bruce T. Bernstein. Read SEC document |
| December 23, 2016 Filed Jan 20, 2017 22:47 UTC |
Bernstein BruceDirector
|
GrantCommon Stock | 258,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-003267 · v456887_form4.xml · nonDerivative · entry 2 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 293,302 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 8, 2016, among FORM Holdings Corp., FHXMS, LLC, XpresSpa Holdings LLC ("XpresSpa"), Mistral XH Representative, LLC, as Unitholders' Representative, and certain XpresSpa unitholders, as amended (the "Merger Agreement"), as of the date of this filing, 283,802 shares of Series D Convertible Preferred Stock have been deposited into various escrow accounts for a period of 18 months, or such other term related to specific escrows, to cover certain indemnification claims that may be made pursuant to the Merger Agreement. For the purposes of this filing, the Reporting Person has assumed that all shares held in escrow are released to the former holders of XpresSpa (and such shares, to the extent allocable to the Reporting Person pursuant to the Merger Agreement, have been included in his beneficial ownership for purposes of this filing). F2 · price: 258,712 shares of common stock were acquired in connection with the closing of the merger that was completed on December 23, 2016, which shares havebeen issued but not yet delivered. 84,243 shares of common stock were purchased in a private placement at a purchase price of $2.31 per share. F6 · ownership.nature: These securities are held by Rockmore Investment Master Fund Ltd., an investment entity controlled by Bruce T. Bernstein. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:51 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 1,960 | $2.35 | $4,606.00 |
DisclosureSEC source: 0001144204-16-135245 · v453420_4.xml · nonDerivative · entry 1 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,090 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 11:04 UTC |
Bernstein BruceDirector
|
PurchaseCommon Stock | 8,000 | $2.19 | $17,553.60 |
DisclosureSEC source: 0001144204-16-134547 · v453120_4.xml · nonDerivative · entry 1 Bernstein Bruce · CIK 0001665472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,130 Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 12:45 UTC |
Abbe RichardDirector
|
PurchaseCommon Stock | 21,600 | $2.64 | $56,952.72 |
DisclosureSEC source: 0001144204-16-124336 · v448977_form4.xml · nonDerivative · entry 1 Abbe Richard · CIK 0001524877 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 212,725 F1 · ownership.nature: These securities are held by Iroquois Master Fund Ltd. (the "Fund"). Mr. Abbe is a member of Iroquois Capital Management L.L.C, who has the authority and responsibility for the investments made on behalf of the Fund and as such may be deemed to be the beneficial owner of all shares of common stock held by the Fund. Mr. Abbe disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 12:45 UTC |
Abbe RichardDirector
|
PurchaseCommon Stock | 8,300 | $2.45 | $20,307.61 |
DisclosureSEC source: 0001144204-16-124182 · v448919_4.xml · nonDerivative · entry 1 Abbe Richard · CIK 0001524877 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 191,125 F1 · ownership.nature: These securities are held by Iroquois Master Fund Ltd. (the "Fund"). Mr. Abbe is a member of Iroquois Capital Management L.L.C, who has the authority and responsibility for the investments made on behalf of the Fund and as such may be deemed to be the beneficial owner of all shares of common stock held by the Fund. Mr. Abbe disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.