Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2023 Filed Aug 17, 2023 21:11 UTC |
Neils Scott CChief Financial Officer
|
Tax withholdingCommon Stock | 25,246 | $1.18 | $29,790.28 |
DisclosureSEC source: 0001235802-23-000097 · primary_doc.xml · nonDerivative · entry 2 Neils Scott C · CIK 0001902610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 494,858 F2 · balance_after: Includes 116,144 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan and 227,985 shares to be issued upon vesting pursuant to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, all conditioned upon the Reporting Person remaining an employee of Xtant through the vesting dates. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:11 UTC |
Neils Scott CChief Financial Officer
|
GrantCommon Stock | 116,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000097 · primary_doc.xml · nonDerivative · entry 1 Neils Scott C · CIK 0001902610 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,104 F1 · shares: These shares will vest and be issued with respect to 29,036 shares on each of August 15, 2024, August 15, 2025, August 15, 2026 and August 15, 2027 pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. F2 · balance_after: Includes 116,144 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan and 227,985 shares to be issued upon vesting pursuant to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, all conditioned upon the Reporting Person remaining an employee of Xtant through the vesting dates. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 16:46 UTC |
Brandt Kevin DChief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 140,583 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001235802-23-000095 · primary_doc.xml · derivative · entry 3 Brandt Kevin D · CIK 0001692661 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,583 Underlying: Common Stock · 140,583 shares Expires 2033-08-15 F3 · derivative.exercise_date: This option vests with respect to 35,146 shares on August 15, 2024 and with respect to the remaining 75% of such shares over the three-year period thereafter in 12 as nearly equal as possible quarterly installments, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 16:46 UTC |
Brandt Kevin DChief Commercial Officer
|
Tax withholdingCommon Stock | 49,880 | $1.18 | $58,858.40 |
DisclosureSEC source: 0001235802-23-000095 · primary_doc.xml · nonDerivative · entry 2 Brandt Kevin D · CIK 0001692661 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 774,190 F2 · balance_after: Includes 120,499 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan and 412,411 shares to be issued upon vesting pursuant to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, all conditioned upon the Reporting Person remaining an employee of Xtant through the vesting dates. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 16:46 UTC |
Brandt Kevin DChief Commercial Officer
|
GrantCommon Stock | 120,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000095 · primary_doc.xml · nonDerivative · entry 1 Brandt Kevin D · CIK 0001692661 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 824,070 F1 · shares: These shares will vest and be issued with respect to 30,125 shares on each of August 15, 2024, August 15, 2025 and August 15, 2026 and with respect to 30,124 shares on August 15, 2027 pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. F2 · balance_after: Includes 120,499 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan and 412,411 shares to be issued upon vesting pursuant to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, all conditioned upon the Reporting Person remaining an employee of Xtant through the vesting dates. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:01 UTC |
Browne Sean EDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 203,252 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001235802-23-000096 · primary_doc.xml · derivative · entry 2 Browne Sean E · CIK 0001790461 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,252 Underlying: Common Stock · 203,252 shares Expires 2033-08-15 F3 · derivative.exercise_date: This option vests with respect to 50,813 shares on August 15, 2024 and with respect to the remaining 75% of such shares over the three-year period thereafter in 12 as nearly equal as possible quarterly installments, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:01 UTC |
Browne Sean EDirector · President and CEO
|
GrantCommon Stock | 174,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000096 · primary_doc.xml · nonDerivative · entry 1 Browne Sean E · CIK 0001790461 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,680,800 F1 · shares: These shares will vest and be issued with respect to 43,554 shares on each of August 15, 2024, August 15, 2025, August 15, 2026 and August 15, 2027 pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. F2 · balance_after: Includes 174,216 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan and 866,048 shares to be issued upon vesting pursuant to restricted stock awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended from time to time, all conditioned upon the Reporting Person remaining an employee of Xtant through the vesting dates. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:20 UTC |
Schallenberger Mark A.Chief Operations Officer
|
GrantStock Option (right to buy) · Derivative | 135,501 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001235802-23-000098 · primary_doc.xml · derivative · entry 2 Schallenberger Mark A. · CIK 0001960742 · Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,501 Underlying: Common Stock · 135,501 shares Expires 2033-08-15 F3 · derivative.exercise_date: This option vests with respect to 33,875 shares on August 15, 2024 and with respect to the remaining 75% of such shares over the three-year period thereafter in 12 as nearly equal as possible quarterly installments, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 21:20 UTC |
Schallenberger Mark A.Chief Operations Officer
|
GrantCommon Stock | 116,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000098 · primary_doc.xml · nonDerivative · entry 1 Schallenberger Mark A. · CIK 0001960742 · Chief Operations Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,144 F1 · shares: These shares will vest and be issued with respect to 29,036 shares on each of August 15, 2024, August 15, 2025, August 15, 2026 and August 15, 2027 pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. F2 · balance_after: Includes 116,144 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan and 89,000 shares to be issued upon vesting pursuant to a restricted stock award granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, all conditioned upon the Reporting Person remaining an employee of Xtant through the vesting dates. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:38 UTC |
Vizirgianakis Stavros G.Director
|
GrantStock Option (right to buy) · Derivative | 42,345 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001235802-23-000094 · primary_doc.xml · derivative · entry 2 Vizirgianakis Stavros G. · CIK 0001559834 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,345 Underlying: Common Stock · 42,345 shares Expires 2033-08-15 F3 · derivative.exercise_date: This option vests on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:38 UTC |
Vizirgianakis Stavros G.Director
|
GrantCommon Stock | 217,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000094 · primary_doc.xml · nonDerivative · entry 1 Vizirgianakis Stavros G. · CIK 0001559834 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,213,125 F1 · shares: These shares are subject to a deferred stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, and vest on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 217,770 shares issuable upon settlement of deferred stock units granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:32 UTC |
MITCHELL-KELLER LORI DDirector
|
GrantStock Option (right to buy) · Derivative | 28,230 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001235802-23-000093 · primary_doc.xml · derivative · entry 2 MITCHELL-KELLER LORI D · CIK 0001242852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,230 Underlying: Common Stock · 28,230 shares Expires 2033-08-15 F3 · derivative.exercise_date: This option vests on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:32 UTC |
MITCHELL-KELLER LORI DDirector
|
GrantCommon Stock | 145,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000093 · primary_doc.xml · nonDerivative · entry 1 MITCHELL-KELLER LORI D · CIK 0001242852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,962 F1 · shares: These shares are subject to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, and vest and become issuable on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 145,180 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan and 45,782 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, all conditioned upon the Reporting Person remaining a director of Xtant through the vesting dates. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:18 UTC |
Beeson Jonn R.Director
|
GrantStock Option (right to buy) · Derivative | 28,230 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001235802-23-000091 · primary_doc.xml · derivative · entry 3 Beeson Jonn R. · CIK 0001975134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,230 Underlying: Common Stock · 28,230 shares Expires 2033-08-15 F3 · derivative.exercise_date: This option vests on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:18 UTC |
Beeson Jonn R.Director
|
GrantCommon Stock | 145,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000091 · primary_doc.xml · nonDerivative · entry 1 Beeson Jonn R. · CIK 0001975134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,229 F1 · shares: These shares are subject to a deferred stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, and vest on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 145,180 shares issuable upon settlement of deferred stock units granted under the Xtant Medial Holdings, Inc. 2023 Equity Incentive Plan and 52,049 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, all conditioned upon the Reporting Person remaining a director of Xtant through the vesting dates. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:25 UTC |
McNamara RobertDirector
|
GrantStock Option (right to buy) · Derivative | 28,230 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001235802-23-000092 · primary_doc.xml · derivative · entry 2 McNamara Robert · CIK 0001387652 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,230 Underlying: Common Stock · 28,230 shares Expires 2033-08-15 F3 · derivative.exercise_date: This option vests on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:25 UTC |
McNamara RobertDirector
|
GrantCommon Stock | 145,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000092 · primary_doc.xml · nonDerivative · entry 1 McNamara Robert · CIK 0001387652 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 591,989 F1 · shares: These shares are subject to a deferred stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, and vest on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 145,180 shares issuable upon settlement of deferred stock units granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:10 UTC |
BAKEWELL JOHN KDirector
|
GrantStock Option (right to buy) · Derivative | 28,230 | $0.00 Strike: $1.20 | $0.00 |
DisclosureSEC source: 0001235802-23-000090 · primary_doc.xml · derivative · entry 2 BAKEWELL JOHN K · CIK 0001183553 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,230 Underlying: Common Stock · 28,230 shares Expires 2033-08-15 F3 · derivative.exercise_date: This option vests on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:10 UTC |
BAKEWELL JOHN KDirector
|
GrantCommon Stock | 145,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000090 · primary_doc.xml · nonDerivative · entry 1 BAKEWELL JOHN K · CIK 0001183553 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 593,726 F1 · shares: These shares are subject to a deferred stock unit award granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, and vest on August 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 145,180 shares issuable upon settlement of deferred stock units granted under the Xtant Medical Holdings, Inc. 2023 Equity Incentive Plan, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| June 15, 2023 Filed Jun 15, 2023 20:14 UTC |
MITCHELL-KELLER LORI DDirector
|
GrantCommon Stock | 45,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000067 · primary_doc.xml · nonDerivative · entry 1 MITCHELL-KELLER LORI D · CIK 0001242852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,782 F1 · shares: These shares are subject to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Second Amended and Restated 2018 Equity Incentive Plan, (as amended from time to time), and vest and become issuable on June 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F1 · balance_after: These shares are subject to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Second Amended and Restated 2018 Equity Incentive Plan, (as amended from time to time), and vest and become issuable on June 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| May 15, 2023 Filed May 16, 2023 21:02 UTC |
Beeson Jonn R.Director
|
GrantCommon Stock | 52,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000054 · primary_doc.xml · nonDerivative · entry 1 Beeson Jonn R. · CIK 0001975134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,049 F1 · shares: These shares are subject to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Second Amended and Restated 2018 Equity Incentive Plan, (as amended from time to time), and vest and become issuable on May 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F1 · balance_after: These shares are subject to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Second Amended and Restated 2018 Equity Incentive Plan, (as amended from time to time), and vest and become issuable on May 15, 2024, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:42 UTC |
Schallenberger Mark A.Chief Operations Officer
|
GrantStock Option (right to buy) · Derivative | 105,000 | $0.00 Strike: $0.77 | $0.00 |
DisclosureSEC source: 0001235802-23-000027 · primary_doc.xml · derivative · entry 2 Schallenberger Mark A. · CIK 0001960742 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2033-02-15 F2 · derivative.exercise_date: This option vests with respect to 26,250 shares on February 15, 2024 and with respect to the remaining 75% of such shares over the three-year period thereafter in 12 as nearly equal as possible quarterly installments, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:42 UTC |
Schallenberger Mark A.Chief Operations Officer
|
GrantCommon Stock, $0.000001 par value | 89,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-23-000027 · primary_doc.xml · nonDerivative · entry 1 Schallenberger Mark A. · CIK 0001960742 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,000 F1 · shares: These shares will vest and be issued with respect to 22,250 shares on each of February 15, 2024, February 15, 2025, February 15, 2026 and February 15, 2027 pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Second Amended and Restated 2018 Equity Incentive Plan, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. F1 · balance_after: These shares will vest and be issued with respect to 22,250 shares on each of February 15, 2024, February 15, 2025, February 15, 2026 and February 15, 2027 pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Second Amended and Restated 2018 Equity Incentive Plan, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 21:23 UTC |
Neils Scott CChief Financial Officer
|
SaleCommon Stock, $0.000001 par value | 8,673 | $0.61 | $5,282.72 |
DisclosureSEC source: 0001235802-23-000017 · primary_doc.xml · nonDerivative · entry 1 Neils Scott C · CIK 0001902610 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,960 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to cover the estimated tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6002 to $0.62, inclusive. The reporting person undertakes to provide to Xtant Medical Holdings, Inc., any security holder of Xtant Medical Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 58,594 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan and 318,633 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:19 UTC |
Vizirgianakis Stavros G.Director
|
GrantCommon Stock, $0.000001 par value | 144,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000122 · primary_doc.xml · nonDerivative · entry 1 Vizirgianakis Stavros G. · CIK 0001559834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,995,355 F1 · shares: These shares are subject to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Second Amended and Restated 2018 Equity Incentive Plan, (as amended from time to time, the "2018 Equity Plan"), and vest and become issuable on August 15, 2023, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 215,415 shares to be issued upon vesting pursuant to restricted stock unit awards granted under the 2018 Equity Plan, conditioned upon the reporting person remaining a director of Xtant through the vesting date, conditioned upon the reporting person remaining a director of Xtant through the vesting date. Read SEC document |
| October 19, 2022 Filed Oct 20, 2022 20:19 UTC |
Browne Sean EDirector · President and CEO
|
SaleCommon Stock, $0.000001 par value | 51,100 | $0.62 | $31,819.97 |
DisclosureSEC source: 0001235802-22-000114 · primary_doc.xml · nonDerivative · entry 2 Browne Sean E · CIK 0001790461 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,506,584 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to cover the estimated tax withholding obligations in connection with the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6017 to $0.6433, inclusive. The reporting person undertakes to provide to Xtant Medical Holdings, Inc., any security holder of Xtant Medical Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4. F3 · balance_after: Includes 131,618 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan and 734,430 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| October 18, 2022 Filed Oct 20, 2022 20:19 UTC |
Browne Sean EDirector · President and CEO
|
SaleCommon Stock, $0.000001 par value | 80,000 | $0.68 | $54,008.00 |
DisclosureSEC source: 0001235802-22-000114 · primary_doc.xml · nonDerivative · entry 1 Browne Sean E · CIK 0001790461 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,557,684 F1 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to cover the estimated tax withholding obligations in connection with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6461 to $0.79, inclusive. The reporting person undertakes to provide to Xtant Medical Holdings, Inc., any security holder of Xtant Medical Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F3 · balance_after: Includes 131,618 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan and 734,430 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 20:48 UTC |
Vizirgianakis Stavros G.Director
|
PurchaseWarrant · Derivative | 566,214 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001235802-22-000113 · primary_doc.xml · derivative · entry 2 Vizirgianakis Stavros G. · CIK 0001559834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,214 Underlying: Common Stock · 566,214 shares Expires 2027-08-25 F3 · security: This warrant was issued in a second and final tranche of a private placement pursuant to the securities purchase agreement by and among Xtant Medical Holdings, Inc. and several accredited investors. F4 · balance_after: This total does not include a warrant to purchase 878,770 shares of common stock issued on August 25, 2022. Such warrant was immediately exercisable as of the date of issuance and previously reported by the Reporting Person on a Form 4 filed with the Securities and Exchange Commission on August 26, 2022. Read SEC document |
| October 07, 2022 Filed Oct 11, 2022 20:48 UTC |
Vizirgianakis Stavros G.Director
|
PurchaseCommon Stock, $0.000001 par value | 2,264,861 | $0.48 | $1,087,133.28 |
DisclosureSEC source: 0001235802-22-000113 · primary_doc.xml · nonDerivative · entry 1 Vizirgianakis Stavros G. · CIK 0001559834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,850,716 F1 · shares: These shares were issued in a second and final tranche of a private placement pursuant to a securities purchase agreement by and among Xtant Medical Holdings, Inc. and several accredited investors. F2 · balance_after: Includes 70,776 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, conditioned upon the reporting person remaining a director of Xtant through the vesting date. Read SEC document |
| August 25, 2022 Filed Aug 26, 2022 20:39 UTC |
Vizirgianakis Stavros G.Director
|
GrantCommon Stock, $0.000001 par value | 70,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000107 · primary_doc.xml · nonDerivative · entry 1 Vizirgianakis Stavros G. · CIK 0001559834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,585,855 F1 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 15, 2023, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 70,776 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, conditioned upon the reporting person remaining a director of Xtant through the vesting date. F3 · balance_after: Includes 3,515,079 shares issued in connection with the first closing of the private placement (the "Private Placement") pursuant to the securities purchase agreement by and among Xtant Medical Holdings, Inc. and several accredited investors. Does not include 2,264,861 shares to be issued in connection with the second closing of the Private Placement, which will be issued subject to the satisfaction of certain closing conditions. Read SEC document |
| August 17, 2022 Filed Aug 17, 2022 21:10 UTC |
Neils Scott CChief Financial Officer
|
SaleCommon Stock, $0.000001 par value | 1,270 | $0.48 | $605.03 |
DisclosureSEC source: 0001235802-22-000100 · primary_doc.xml · nonDerivative · entry 3 Neils Scott C · CIK 0001902610 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,633 F3 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to cover the estimated tax withholding obligations in connection with the vesting of restricted stock units. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.47 to $0.4953, inclusive. The reporting person undertakes to provide to Xtant Medical Holdings, Inc., any security holder of Xtant Medical Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4. F2 · balance_after: Includes 58,594 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan and 340,878 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| August 17, 2022 Filed Aug 17, 2022 17:28 UTC |
Brandt Kevin DChief Commercial Officer
|
SaleCommon Stock, $0.000001 par value | 4,300 | $0.48 | $2,049.38 |
DisclosureSEC source: 0001235802-22-000101 · primary_doc.xml · nonDerivative · entry 3 Brandt Kevin D · CIK 0001692661 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,571 F3 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to cover the estimated tax withholding obligations in connection with the vesting of restricted stock units. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.47 to $0.4953, inclusive. The reporting person undertakes to provide to Xtant Medical Holdings, Inc., any security holder of Xtant Medical Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4. F2 · balance_after: Includes 588,046 shares that will be issued over time subject to vesting pursuant to restricted stock units granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 21:10 UTC |
Neils Scott CChief Financial Officer
|
SaleCommon Stock, $0.000001 par value | 5,100 | $0.48 | $2,460.24 |
DisclosureSEC source: 0001235802-22-000100 · primary_doc.xml · nonDerivative · entry 2 Neils Scott C · CIK 0001902610 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,903 F3 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to cover the estimated tax withholding obligations in connection with the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.47161 to $0.517084, inclusive. The reporting person undertakes to provide to Xtant Medical Holdings, Inc., any security holder of Xtant Medical Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4. F2 · balance_after: Includes 58,594 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan and 340,878 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 17:28 UTC |
Brandt Kevin DChief Commercial Officer
|
SaleCommon Stock, $0.000001 par value | 18,700 | $0.49 | $9,172.35 |
DisclosureSEC source: 0001235802-22-000101 · primary_doc.xml · nonDerivative · entry 2 Brandt Kevin D · CIK 0001692661 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,871 F3 · kind: These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, to cover the estimated tax withholding obligations in connection with the vesting of restricted stock units. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.47161 to $0.52, inclusive. The reporting person undertakes to provide to Xtant Medical Holdings, Inc., any security holder of Xtant Medical Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4) to this Form 4. F2 · balance_after: Includes 588,046 shares that will be issued over time subject to vesting pursuant to restricted stock units granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:31 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
Orbimed ROF II LLCDirector · 10% owner
|
OtherCommon Stock, $0.000001 par value | 215,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000096 · primary_doc.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner Orbimed ROF II LLC · CIK 0001767936 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 215,415 F5 · kind: This restricted stock unit award was granted to Rizzo, a director of Xtant. F2 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 23, 2023, conditioned upon each of Eggenberg and Matthew Rizzo ("Rizzo") remaining a director of Xtant through the vesting date. F2 · balance_after: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 23, 2023, conditioned upon each of Eggenberg and Matthew Rizzo ("Rizzo") remaining a director of Xtant through the vesting date. F3 · ownership.nature: See Exhibit 99.1. F4 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and ROF II. Each of OrbiMed Advisors and ROF II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors has designated certain representatives, including Rizzo and Eggenberg, to serve on Xtant's board of directors. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purposes. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:31 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
Orbimed ROF II LLCDirector · 10% owner
|
OtherCommon Stock, $0.000001 par value | 215,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000096 · primary_doc.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner Orbimed ROF II LLC · CIK 0001767936 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 215,415 F1 · kind: This restricted stock unit award was granted to Michael Eggenberg ("Eggenberg"), a director of Xtant Medical Holdings, Inc. ("Xtant"). F2 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 23, 2023, conditioned upon each of Eggenberg and Matthew Rizzo ("Rizzo") remaining a director of Xtant through the vesting date. F2 · balance_after: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 23, 2023, conditioned upon each of Eggenberg and Matthew Rizzo ("Rizzo") remaining a director of Xtant through the vesting date. F3 · ownership.nature: See Exhibit 99.1. F4 · ownership.nature: This report on Form 4 is jointly filed by OrbiMed Advisors and ROF II. Each of OrbiMed Advisors and ROF II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. OrbiMed Advisors has designated certain representatives, including Rizzo and Eggenberg, to serve on Xtant's board of directors. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act or for any other purposes. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 21:10 UTC |
Neils Scott CChief Financial Officer
|
GrantCommon Stock, $0.000001 par value | 251,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000100 · primary_doc.xml · nonDerivative · entry 1 Neils Scott C · CIK 0001902610 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,003 F1 · shares: These shares will vest and be issued with respect to 62,974 shares on each of August 15, 2023, August 15, 2024, and August 15, 2025 and with respect to 62,973 shares on August 15, 2026 pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date F2 · balance_after: Includes 58,594 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan and 340,878 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 17:28 UTC |
Brandt Kevin DChief Commercial Officer
|
GrantCommon Stock, $0.000001 par value | 410,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000101 · primary_doc.xml · nonDerivative · entry 1 Brandt Kevin D · CIK 0001692661 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,571 F1 · shares: These shares will vest and be issued with respect to 102,520 shares on each of August 15, 2023, August 15, 2024 and August 15, 2025 and with respect to 102,519 shares on August 15, 2026 pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. F2 · balance_after: Includes 588,046 shares that will be issued over time subject to vesting pursuant to restricted stock units granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:50 UTC |
Peters Jeffrey JDirector
|
GrantCommon Stock, $0.000001 par value | 215,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000099 · primary_doc.xml · nonDerivative · entry 1 Peters Jeffrey J · CIK 0001329814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,546 F1 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, and vest and become issuable on August 15, 2023, conditioned upon the reporting person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 215,415 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, conditioned upon the reporting person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:44 UTC |
McNamara RobertDirector
|
GrantCommon Stock, $0.000001 par value | 215,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000098 · primary_doc.xml · nonDerivative · entry 1 McNamara Robert · CIK 0001387652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,809 F1 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, and vest and become issuable on August 15, 2023, conditioned upon the reporting person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 215,415 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, conditioned upon the reporting person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:37 UTC |
BAKEWELL JOHN KDirector
|
GrantCommon Stock, $0.000001 par value | 215,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000097 · primary_doc.xml · nonDerivative · entry 1 BAKEWELL JOHN K · CIK 0001183553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,546 F1 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 15, 2023, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: Includes 215,415 shares to be issued upon vesting pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, conditioned upon the reporting person remaining a director of Xtant through the vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:12 UTC |
Eggenberg MichaelDirector · 10% owner
|
GrantCommon Stock, $0.000001 par value | 215,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000095 · primary_doc.xml · nonDerivative · entry 1 Eggenberg Michael · CIK 0001732521 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,415 F1 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 15, 2023, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F1 · balance_after: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 15, 2023, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: The Reporting Person's Form 4 report filed on August 17, 2021 previously reported 120,549 shares that were subject to unvested restricted stock unit awards. These shares have vested and were transferred to each of ROS Acquisition Offshore LP ("ROS Acquisition") and OrbiMed Royalty Opportunities II, LP ("ORO II"). Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:04 UTC |
Rizzo MatthewDirector · 10% owner
|
GrantCommon Stock, $0.000001 par value | 215,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000094 · primary_doc.xml · nonDerivative · entry 1 Rizzo Matthew · CIK 0001732511 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,415 F1 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 15, 2023, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F1 · balance_after: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, and vest and become issuable on August 15, 2023, conditioned upon the Reporting Person remaining a director of Xtant through the vesting date. F2 · balance_after: The Reporting Person's Form 4 report filed on August 17, 2021 previously reported 120,549 shares that were subject to unvested restricted stock unit awards. These shares have vested and were transferred to each of ROS Acquisition Offshore LP ("ROS Acquisition") and OrbiMed Royalty Opportunities II, LP ("ORO II"). Read SEC document |
| January 15, 2022 Filed Jan 18, 2022 21:12 UTC |
Neils Scott CInterim Chief Financial Office
|
GrantStock Option (right to buy) · Derivative | 109,164 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001235802-22-000017 · primary_doc.xml · derivative · entry 2 Neils Scott C · CIK 0001902610 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,164 Underlying: Common Stock · 109,164 shares Expires 2032-01-15 F3 · derivative.exercise_date: This option vests with respect to 27,291 shares on January 15, 2023 and with respect to the remaining 75% of such shares over the three-year period thereafter in 12 as nearly equal as possible quarterly installments, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. Read SEC document |
| January 15, 2022 Filed Jan 18, 2022 21:12 UTC |
Neils Scott CInterim Chief Financial Office
|
GrantCommon Stock, $0.000001 par value | 88,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000017 · primary_doc.xml · nonDerivative · entry 1 Neils Scott C · CIK 0001902610 · Interim Chief Financial Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,108 F1 · shares: These shares will vest and be issued with respect to 22,246 shares on each of January 15, 2023, January 15, 2024, and January 15, 2025 and with respect to 22,245 shares on January 15, 2026 pursuant to a restricted stock unit award granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan, conditioned upon the Reporting Person remaining an employee of Xtant through the vesting date. F2 · balance_after: Includes 78,125 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan and 88,983 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| October 15, 2021 Filed Oct 18, 2021 20:21 UTC |
Browne Sean EDirector · President and CEO
|
Tax withholdingCommon Stock, $0.000001 par value | 160,219 | $1.11 | $177,843.09 |
DisclosureSEC source: 0001235802-21-000129 · primary_doc.xml · nonDerivative · entry 1 Browne Sean E · CIK 0001790461 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,637,684 F1 · balance_after: Includes 197,426 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan and 1,101,644 shares that will be issued over time subject to vesting pursuant to a restricted stock unit granted under the Xtant Medical Holdings, Inc. Amended and Restated 2018 Equity Incentive Plan. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:58 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
Orbimed ROF II LLCDirector · 10% owner
|
OtherCommon Stock | 85,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-21-000109 · primary_doc.xml · nonDerivative · entry 2 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner Orbimed ROF II LLC · CIK 0001767936 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 120,549 F4 · kind: See Exhibit 99.2. F2 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, and vest and become issuable on August 15, 2022, conditioned upon the reporting person remaining a director of Xtant through the vesting date. F2 · balance_after: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, and vest and become issuable on August 15, 2022, conditioned upon the reporting person remaining a director of Xtant through the vesting date. F3 · ownership.nature: This report on Form 4 is jointly filed by Advisors and ROF II. Each of ROS Acquisition and ORO II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. Advisors has designated certain representatives, including Matthew Rizzo and Michael Eggenberg, both of whom are employees of Advisors, to serve on Xtant's board of directors. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act or for any other purposes. F4 · ownership.nature: See Exhibit 99.2. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:58 UTC |
ORBIMED ADVISORS LLCDirector · 10% owner
Orbimed ROF II LLCDirector · 10% owner
|
OtherCommon Stock | 85,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-21-000109 · primary_doc.xml · nonDerivative · entry 1 ORBIMED ADVISORS LLC · CIK 0001055951 · Director · 10% owner Orbimed ROF II LLC · CIK 0001767936 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 120,549 F1 · kind: See Exhibit 99.1. F2 · shares: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, and vest and become issuable on August 15, 2022, conditioned upon the reporting person remaining a director of Xtant through the vesting date. F2 · balance_after: These shares are subject to restricted stock unit awards granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan, as amended, and vest and become issuable on August 15, 2022, conditioned upon the reporting person remaining a director of Xtant through the vesting date. F1 · ownership.nature: See Exhibit 99.1. F3 · ownership.nature: This report on Form 4 is jointly filed by Advisors and ROF II. Each of ROS Acquisition and ORO II disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. Advisors has designated certain representatives, including Matthew Rizzo and Michael Eggenberg, both of whom are employees of Advisors, to serve on Xtant's board of directors. This report shall not be deemed an admission that any such entity is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act or for any other purposes. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 17:32 UTC |
Brandt Kevin DChief Commercial Officer
|
GrantStock Option (right to buy) · Derivative | 199,519 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001235802-21-000108 · primary_doc.xml · derivative · entry 3 Brandt Kevin D · CIK 0001692661 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,519 Underlying: Common Stock · 199,519 shares Expires 2031-08-15 F3 · derivative.exercise_date: This option vests with respect to 49,879 shares on August 15, 2021 and with respect to the remaining 75% of such shares over the three-year period thereafter in 12 as nearly equal as possible quarterly installments, subject to such Reporting Person's continued employment with Xtant Medical Holdings, Inc. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 17:32 UTC |
Brandt Kevin DChief Commercial Officer
|
Tax withholdingCommon Stock, $0.000001 par value | 7,169 | $1.20 | $8,602.80 |
DisclosureSEC source: 0001235802-21-000108 · primary_doc.xml · nonDerivative · entry 2 Brandt Kevin D · CIK 0001692661 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,492 F2 · balance_after: Includes 251,081 shares that will be issued over time subject to vesting pursuant to restricted stock units granted under the Xtant Medical Holdings, Inc. 2018 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.