Tapewire

Nasdaq · USD

XRX

Xerox Holdings Corp

Export transactions ↓
Tapewire entity
5610
SEC CIK
0001770450
Parsed reports
372

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2020 Filed Oct 5, 2020 17:02 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026560 · form4.xml · nonDerivative · entry 5

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 17:02 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units 900 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026560 · form4.xml · nonDerivative · entry 4

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 17:02 UTC
Collins Smee JoanneExecutive Vice President
Tax withholdingCommon Stock 1,158 $18.67 $21,619.86
Disclosure

SEC source: 0001127602-20-026560 · form4.xml · nonDerivative · entry 3

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,424

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 17:02 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026560 · form4.xml · nonDerivative · entry 2

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 17:02 UTC
Collins Smee JoanneExecutive Vice President
Exercise / conversionRestricted Stock Units 3,693 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026560 · form4.xml · nonDerivative · entry 1

Collins Smee Joanne · CIK 0001801423 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:01 UTC
PASTOR LOUISEVP and General Counsel
Tax withholdingCommon Stock 460 $18.67 $8,588.20
Disclosure

SEC source: 0001127602-20-026557 · form4.xml · nonDerivative · entry 3

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,391

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:01 UTC
PASTOR LOUISEVP and General Counsel
Exercise / conversionCommon Stock 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026557 · form4.xml · nonDerivative · entry 2

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 21:01 UTC
PASTOR LOUISEVP and General Counsel
Exercise / conversionRestricted Stock Units 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-026557 · form4.xml · nonDerivative · entry 1

PASTOR LOUIS · CIK 0001619344 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
September 09, 2020 Filed Sep 9, 2020 21:00 UTC
ICAHN CARL C10% owner
PurchaseShares 109,480 $18.73 $2,050,560.40
Disclosure

SEC source: 0001567619-20-016582 · doc1.xml · nonDerivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,466,027

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,058,353 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,407,674 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
September 08, 2020 Filed Sep 9, 2020 21:00 UTC
ICAHN CARL C10% owner
PurchaseShares 24,847 $18.38 $456,687.86
Disclosure

SEC source: 0001567619-20-016582 · doc1.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,356,547

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,058,353 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,407,674 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
September 04, 2020 Filed Sep 9, 2020 21:00 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock, $1 par value (" Shares") 27,081 $18.34 $496,665.54
Disclosure

SEC source: 0001567619-20-016582 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,331,700

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 16,058,353 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,407,674 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 15:27 UTC PurchaseCommon Stock 10,000 $18.77 $187,730.00
Disclosure

SEC source: 0001127602-20-024023 · form4.xml · nonDerivative · entry 1

KRONGARD CHERYL GORDON · CIK 0001243475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: Represents the weighted average purchase price of the shares. The range of prices was $18.77 to $18.78. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

Read SEC document
August 19, 2020 Filed Aug 19, 2020 21:01 UTC
ICAHN CARL C10% owner
PurchaseShares 66,568 $18.20 $1,211,537.60
Disclosure

SEC source: 0001567619-20-015767 · doc1.xml · nonDerivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,304,619

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 15,966,749 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,337,870 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 18, 2020 Filed Aug 19, 2020 21:01 UTC
ICAHN CARL C10% owner
PurchaseShares 359,495 $18.12 $6,514,049.40
Disclosure

SEC source: 0001567619-20-015767 · doc1.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,238,051

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 15,966,749 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,337,870 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 21:01 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock, $1 par value ("Shares") 299,872 $18.11 $5,430,681.92
Disclosure

SEC source: 0001567619-20-015767 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 26,878,556

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 15,966,749 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,337,870 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 14, 2020 Filed Aug 14, 2020 21:59 UTC
ICAHN CARL C10% owner
PurchaseShares 315,782 $17.70 $5,589,341.40
Disclosure

SEC source: 0001567619-20-015574 · doc1.xml · nonDerivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 26,578,684

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 15,542,250 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,036,434 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 13, 2020 Filed Aug 14, 2020 21:59 UTC
ICAHN CARL C10% owner
PurchaseShares 476,232 $17.44 $8,305,486.08
Disclosure

SEC source: 0001567619-20-015574 · doc1.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 26,262,902

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 15,542,250 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,036,434 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 12, 2020 Filed Aug 14, 2020 21:59 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock, $1 par value ("Shares") 517,148 $17.20 $8,894,945.60
Disclosure

SEC source: 0001567619-20-015574 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 25,786,670

F1 · ownership.nature: Icahn Partners LP ("Icahn Partners") directly beneficially owns 15,542,250 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 11,036,434 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 07, 2020 Filed Aug 8, 2020 00:32 UTC
ICAHN CARL C10% owner
PurchaseShares 650,698 $16.60 $10,801,586.80
Disclosure

SEC source: 0001567619-20-014552 · doc1.xml · nonDerivative · entry 3

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 25,269,522

F1 · ownership.nature: 1. Icahn Partners LP ("Icahn Partners") directly beneficially owns 14,776,698 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 10,492,824 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 21:48 UTC PurchaseCommon Stock 15,000 $16.29 $244,321.50
Disclosure

SEC source: 0001127602-20-023165 · form4.xml · nonDerivative · entry 1

KRONGARD CHERYL GORDON · CIK 0001243475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
August 06, 2020 Filed Aug 8, 2020 00:32 UTC
ICAHN CARL C10% owner
PurchaseShares 456,651 $16.27 $7,429,711.77
Disclosure

SEC source: 0001567619-20-014552 · doc1.xml · nonDerivative · entry 2

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 24,618,824

F1 · ownership.nature: 1. Icahn Partners LP ("Icahn Partners") directly beneficially owns 14,776,698 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 10,492,824 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
August 05, 2020 Filed Aug 8, 2020 00:32 UTC
ICAHN CARL C10% owner
PurchaseCommon Stock, $1 par value ("Shares") 706,086 $16.07 $11,346,802.02
Disclosure

SEC source: 0001567619-20-014552 · doc1.xml · nonDerivative · entry 1

ICAHN CARL C · CIK 0000921669 · 10% owner

ICAHN PARTNERS LP · CIK 0001313666 · 10% owner

ICAHN PARTNERS MASTER FUND LP · CIK 0001322827 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 24,162,173

F1 · ownership.nature: 1. Icahn Partners LP ("Icahn Partners") directly beneficially owns 14,776,698 Shares and Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 10,492,824 Shares.

F2 · ownership.nature: Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of Icahn Master.

F3 · ownership.nature: Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of Icahn Partners and Icahn Master.

F4 · ownership.nature: Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Master owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:36 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionPerformance Shares · Derivative 82,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021150 · form4.xml · derivative · entry 6

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,477

Underlying: Common Stock · 82,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Not Applicable

F7 · derivative.exercise_date: Not Applicable

F7 · derivative.expiration_date: Not Applicable

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:36 UTC
Feldman Michael DavidExecutive Vice President
Tax withholdingCommon Stock 44,042 $15.15 $667,236.30
Disclosure

SEC source: 0001127602-20-021150 · form4.xml · nonDerivative · entry 5

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,103

F6 · shares: Shares withheld to pay for taxes on performance shares and Restricted Stock Units that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:36 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionCommon Stock 82,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021150 · form4.xml · nonDerivative · entry 4

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance Shares vested and converted to shares of Common Stock. 65,263 Performance Shares were awarded at target on July 1, 2017, but due to performance paid out at 126.8% of target. The total number of Performance Shares paid out is shown.

F5 · balance_after: Reflects adjustment of balance due to performance shares vesting and converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:36 UTC
Feldman Michael DavidExecutive Vice President
Tax withholdingCommon Stock 11,579 $15.15 $175,421.85
Disclosure

SEC source: 0001127602-20-021150 · form4.xml · nonDerivative · entry 3

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,392

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:36 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionCommon Stock 21,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021150 · form4.xml · nonDerivative · entry 2

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:36 UTC
Feldman Michael DavidExecutive Vice President
Exercise / conversionRestricted Stock Units 21,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021150 · form4.xml · nonDerivative · entry 1

Feldman Michael David · CIK 0001693649 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:29 UTC
Osbourn William F JrExecutive Vice President & CFO
Exercise / conversionPerformance Shares · Derivative 74,479 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021147 · form4.xml · derivative · entry 6

Osbourn William F Jr · CIK 0001421529 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Not Applicable.

F7 · derivative.exercise_date: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:29 UTC
Osbourn William F JrExecutive Vice President & CFO
Tax withholdingCommon Stock 34,514 $15.15 $522,887.10
Disclosure

SEC source: 0001127602-20-021147 · form4.xml · nonDerivative · entry 5

Osbourn William F Jr · CIK 0001421529 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,819

F6 · shares: Shares withheld to pay taxes on Performance Shares that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:29 UTC
Osbourn William F JrExecutive Vice President & CFO
Exercise / conversionCommon Stock 74,479 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021147 · form4.xml · nonDerivative · entry 4

Osbourn William F Jr · CIK 0001421529 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance Shares vested and converted to shares of Common Stock. 58,737 Performance Shares were awarded at target on July 1, 2017, but due to performance paid out at 126.8% of target. The total number of Performance Shares paid out is shown.

F5 · balance_after: Reflects adjustment of balance due to Performance Shares vesting and converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:29 UTC
Osbourn William F JrExecutive Vice President & CFO
Tax withholdingCommon Stock 9,073 $15.15 $137,455.95
Disclosure

SEC source: 0001127602-20-021147 · form4.xml · nonDerivative · entry 3

Osbourn William F Jr · CIK 0001421529 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,854

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:29 UTC
Osbourn William F JrExecutive Vice President & CFO
Exercise / conversionCommon Stock 19,579 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021147 · form4.xml · nonDerivative · entry 2

Osbourn William F Jr · CIK 0001421529 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 15:29 UTC
Osbourn William F JrExecutive Vice President & CFO
Exercise / conversionRestricted Stock Units 19,579 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021147 · form4.xml · nonDerivative · entry 1

Osbourn William F Jr · CIK 0001421529 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:09 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Tax withholdingCommon Stock 43,329 $15.15 $656,434.35
Disclosure

SEC source: 0001127602-20-021136 · form4.xml · nonDerivative · entry 3

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,616

F3 · shares: Shares withheld to pay for taxes on the Restricted Stock Units that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:09 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Exercise / conversionCommon Stock 95,085 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021136 · form4.xml · nonDerivative · entry 2

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 19:09 UTC
BANDROWCZAK STEVEN JOHNPresident and COO
Exercise / conversionRestricted Stock Units 95,085 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021136 · form4.xml · nonDerivative · entry 1

BANDROWCZAK STEVEN JOHN · CIK 0001407036 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionPerformance Share Units -- Spouse · Derivative 4,193 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · derivative · entry 12

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 0

Underlying: Common Stock · 4,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Not Applicable.

F7 · derivative.exercise_date: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionPerformance Shares · Derivative 14,896 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · derivative · entry 11

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,757

Underlying: Common Stock · 14,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Not Applicable.

F7 · derivative.exercise_date: Not Applicable.

F7 · derivative.expiration_date: Not Applicable.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 1,315 $15.15 $19,922.25
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 10

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 22,473

F5 · shares: Shares withheld to pay for taxes on the Performance Shares that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 4,193 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 9

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 23,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Performance Shares vesting and converted to shares of Common Stock. 3,307 Performance Shares were awarded at target on July 1, 2017, but due to performance paid out at 126.8% of target. The total number of Performance Shares paid out is shown.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 4,669 $15.15 $70,735.35
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 8

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,672

F5 · shares: Shares withheld to pay for taxes on the Performance Shares that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 14,896 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 7

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance Shares vesting and converted to shares of Common Stock. 11,748 Performance Shares were awarded at target on July 1, 2017, but due to performance paid out at 126.8% of target. The total number of Performance Shares paid out is shown.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 1,228 $15.15 $18,604.20
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 6

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,445

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 3,916 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 5

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units 3,916 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 4

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Tax withholdingCommon Stock 1,037 $15.15 $15,710.55
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 3

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 19,595

F3 · shares: Shares withheld to pay for taxes on Restricted Stock Units that have vested.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 2

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 20,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Restricted Stock Units vested and converted to shares of Common Stock.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:19 UTC
Mancini Joseph H.VP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units 3,307 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021170 · form4.xml · nonDerivative · entry 1

Mancini Joseph H. · CIK 0001573159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 8,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects adjustment of balance due to Restricted Stock Units converting to Common Stock.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:33 UTC Exercise / conversionPerformance Shares · Derivative 14,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-021176 · form4.xml · derivative · entry 6

Morno-Wade Suzan · CIK 0001761233 · EVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,499

Underlying: Common Stock · 14,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Not applicable.

F7 · derivative.exercise_date: Not applicable.

F7 · derivative.expiration_date: Not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.