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XPO

XPO, Inc.

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3242
SEC CIK
0001166003
Parsed reports
295

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202603
Sep 202605
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2017 Filed Jan 5, 2017 00:00 UTC GrantRestricted Stock Unit · Derivative 3,970 $0.00 $0.00
Disclosure

SEC source: 0001166003-17-000009 · wf-form4_148357440243123.xml · derivative · entry 8

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock, par value $0.001 per share · 3,970 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F9 · derivative.exercise_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

F9 · derivative.expiration_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 00:02 UTC
SHAFFER ORENDirector
GrantRestricted Stock Unit · Derivative 3,970 $0.00 $0.00
Disclosure

SEC source: 0001166003-17-000012 · wf-form4_148357452019345.xml · derivative · entry 2

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock, par value $0.001 per share · 3,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 00:01 UTC GrantRestricted Stock Unit · Derivative 3,970 $0.00 $0.00
Disclosure

SEC source: 0001166003-17-000011 · wf-form4_148357448938252.xml · derivative · entry 3

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock, par value $0.001 per share · 3,970 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

F3 · derivative.expiration_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 23:59 UTC
DeJoy LouisDirector
GrantRestricted Stock Unit · Derivative 3,970 $0.00 $0.00
Disclosure

SEC source: 0001166003-17-000008 · wf-form4_148357434121470.xml · derivative · entry 6

DeJoy Louis · CIK 0001660260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock, par value $0.001 per share · 3,970 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F6 · derivative.exercise_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

F6 · derivative.expiration_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 23:59 UTC
DeJoy LouisDirector
Tax withholdingCommon Stock, par value $0.001 per share 3,313 $43.16 $142,989.08
Disclosure

SEC source: 0001166003-17-000008 · wf-form4_148357434121470.xml · nonDerivative · entry 2

DeJoy Louis · CIK 0001660260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,521

F2 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to satisfy the minimum statutory tax withholding requirements attributable to issuance of stock under the Retirement Agreement. This is not a discretionary transaction or open market sale.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 23:59 UTC
DeJoy LouisDirector
GrantCommon Stock, par value $0.001 per share 9,687 $0.00 $0.00
Disclosure

SEC source: 0001166003-17-000008 · wf-form4_148357434121470.xml · nonDerivative · entry 1

DeJoy Louis · CIK 0001660260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,834

F1 · kind: The shares of Common Stock were issued to the Reporting Person pursuant to the Retirement and Release Agreement dated December 7, 2015 between the Issuer and the Reporting Person ("Retirement Agreement").

Read SEC document
January 03, 2017 Filed Jan 5, 2017 00:01 UTC GrantRestricted Stock Unit · Derivative 3,970 $0.00 $0.00
Disclosure

SEC source: 0001166003-17-000010 · wf-form4_148357445371911.xml · derivative · entry 2

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock, par value $0.001 per share · 3,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 23:58 UTC
Ashe Gena LDirector
GrantRestricted Stock Unit · Derivative 3,970 $0.00 $0.00
Disclosure

SEC source: 0001166003-17-000007 · wf-form4_148357430941277.xml · derivative · entry 1

Ashe Gena L · CIK 0001669943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970

Underlying: Common Stock, par value $0.001 per share · 3,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 3, 2018, subject to the Reporting Person's continued service as a director of the Issuer.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000132 · wf-form4_147561827246979.xml · derivative · entry 5

Robinson Lance A · CIK 0001654704 · Global CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock, par value $0.001 per share · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: The RSUs vest in ten equal annual installments of 10,000 shares, beginning on October 1, 2016 and continuing on the next nine anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F4 · derivative.expiration_date: The RSUs vest in ten equal annual installments of 10,000 shares, beginning on October 1, 2016 and continuing on the next nine anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000132 · wf-form4_147561827246979.xml · derivative · entry 4

Robinson Lance A · CIK 0001654704 · Global CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock, par value $0.001 per share · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments, beginning on October 1, 2016 and continuing on the first and second anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments, beginning on October 1, 2016 and continuing on the first and second anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:58 UTC Tax withholdingCommon Stock, par value $0.001 per share 5,433 $36.67 $199,228.11
Disclosure

SEC source: 0001166003-16-000132 · wf-form4_147561827246979.xml · nonDerivative · entry 3

Robinson Lance A · CIK 0001654704 · Global CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,234

F1 · security: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to satisfy the minimum statutory tax withholding requirements upon the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested on October 1, 2016 as originally scheduled, and were settled on October 3, 2016. This is not a discretionary transaction or open market sale.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to satisfy the minimum statutory tax withholding requirements upon the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested on October 1, 2016 as originally scheduled, and were settled on October 3, 2016. This is not a discretionary transaction or open market sale.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:58 UTC Exercise / conversionCommon Stock, par value $0.001 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000132 · wf-form4_147561827246979.xml · nonDerivative · entry 2

Robinson Lance A · CIK 0001654704 · Global CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 21:58 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,667 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000132 · wf-form4_147561827246979.xml · nonDerivative · entry 1

Robinson Lance A · CIK 0001654704 · Global CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 17:38 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000129 · wf-form4_147328428996062.xml · derivative · entry 5

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 32,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

F4 · derivative.expiration_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 17:38 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000129 · wf-form4_147328428996062.xml · derivative · entry 4

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F3 · derivative.expiration_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 17:38 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock, par value $0.001 per share 20,555 $35.78 $735,457.90
Disclosure

SEC source: 0001166003-16-000129 · wf-form4_147328428996062.xml · nonDerivative · entry 3

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,461

F1 · kind: These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on September 2, 2016, as originally scheduled, and there were no related discretionary transactions or open market sales.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 17:38 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock, par value $0.001 per share 32,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000129 · wf-form4_147328428996062.xml · nonDerivative · entry 2

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 17:38 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock, par value $0.001 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000129 · wf-form4_147328428996062.xml · nonDerivative · entry 1

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 17,143 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · derivative · entry 9

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,428

Underlying: Common Stock, par value $0.001 per share · 17,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F7 · derivative.exercise_date: The RSUs vest in installments of 60% on September 2, 2016, and 20% each on February 15, 2017 and February 15, 2018, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

F7 · derivative.expiration_date: The RSUs vest in installments of 60% on September 2, 2016, and 20% each on February 15, 2017 and February 15, 2018, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · derivative · entry 8

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F6 · derivative.exercise_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

F6 · derivative.expiration_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,191 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · derivative · entry 7

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 3,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F5 · derivative.exercise_date: The RSUs vested and were settled on September 2, 2016.

F5 · derivative.expiration_date: The RSUs vested and were settled on September 2, 2016.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 14,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · derivative · entry 6

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F4 · derivative.expiration_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Tax withholdingCommon Stock, par value $0.001 per share 19,501 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · nonDerivative · entry 5

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,670

F1 · kind: These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on September 2, 2016, as originally scheduled, and there were no related discretionary transactions or open market sales.

F2 · ownership.direct: These securities are held jointly with the Reporting Person's spouse.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Exercise / conversionCommon Stock, par value $0.001 per share 17,143 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · nonDerivative · entry 4

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Exercise / conversionCommon Stock, par value $0.001 per share 3,500 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · nonDerivative · entry 3

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Exercise / conversionCommon Stock, par value $0.001 per share 3,191 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · nonDerivative · entry 2

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:38 UTC
Malat ScottChief Strategy Officer
Exercise / conversionCommon Stock, par value $0.001 per share 14,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000130 · wf-form4_147328432230021.xml · nonDerivative · entry 1

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:37 UTC
Harik Mario AChief Information Officer
Exercise / conversionRestricted Stock Unit · Derivative 19,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000128 · wf-form4_147328426270889.xml · derivative · entry 3

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 19,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F3 · derivative.expiration_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:37 UTC
Harik Mario AChief Information Officer
Tax withholdingCommon Stock, par value $0.001 per share 8,940 $35.78 $319,873.20
Disclosure

SEC source: 0001166003-16-000128 · wf-form4_147328426270889.xml · nonDerivative · entry 2

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,084

F1 · kind: These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on September 2, 2016, as originally scheduled, and there were no related discretionary transactions or open market sales.

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September 02, 2016 Filed Sep 7, 2016 21:37 UTC
Harik Mario AChief Information Officer
Exercise / conversionCommon Stock, par value $0.001 per share 19,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000128 · wf-form4_147328426270889.xml · nonDerivative · entry 1

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 02, 2016 Filed Sep 7, 2016 21:37 UTC
Hardig JohnChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000127 · wf-form4_147328423052175.xml · derivative · entry 5

Hardig John · CIK 0001542596 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 17,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

F4 · derivative.expiration_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

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September 02, 2016 Filed Sep 7, 2016 21:37 UTC
Hardig JohnChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000127 · wf-form4_147328423052175.xml · derivative · entry 4

Hardig John · CIK 0001542596 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F3 · derivative.expiration_date: The RSUs vest in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

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September 02, 2016 Filed Sep 7, 2016 21:37 UTC
Hardig JohnChief Financial Officer
Tax withholdingCommon Stock, par value $0.001 per share 13,214 $35.78 $472,796.92
Disclosure

SEC source: 0001166003-16-000127 · wf-form4_147328423052175.xml · nonDerivative · entry 3

Hardig John · CIK 0001542596 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,749

F1 · kind: These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on September 2, 2016, as originally scheduled, and there were no related discretionary transactions or open market sales.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:37 UTC
Hardig JohnChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 17,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000127 · wf-form4_147328423052175.xml · nonDerivative · entry 2

Hardig John · CIK 0001542596 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:37 UTC
Hardig JohnChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 10,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000127 · wf-form4_147328423052175.xml · nonDerivative · entry 1

Hardig John · CIK 0001542596 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:36 UTC
Devens Gordon EChief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 34,286 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000126 · wf-form4_147328418766112.xml · derivative · entry 3

Devens Gordon E · CIK 0001534689 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,857

Underlying: Common Stock, par value $0.001 per share · 34,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in installments of 60% on September 2, 2016, and 20% each on February 15, 2017 and February 15, 2018, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

F3 · derivative.expiration_date: The RSUs vest in installments of 60% on September 2, 2016, and 20% each on February 15, 2017 and February 15, 2018, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

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September 02, 2016 Filed Sep 7, 2016 21:36 UTC
Devens Gordon EChief Legal Officer
Tax withholdingCommon Stock, par value $0.001 per share 16,780 $35.78 $600,388.40
Disclosure

SEC source: 0001166003-16-000126 · wf-form4_147328418766112.xml · nonDerivative · entry 2

Devens Gordon E · CIK 0001534689 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,506

F1 · kind: These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on September 2, 2016, as originally scheduled, and there were no related discretionary transactions or open market sales.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:36 UTC
Devens Gordon EChief Legal Officer
Exercise / conversionCommon Stock, par value $0.001 per share 34,286 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000126 · wf-form4_147328418766112.xml · nonDerivative · entry 1

Devens Gordon E · CIK 0001534689 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:36 UTC
Cooper Troy A.Chief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000125 · wf-form4_147328415290228.xml · derivative · entry 3

Cooper Troy A. · CIK 0001601131 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in installments of 60% on September 2, 2016, and 20% each on February 15, 2017 and February 15, 2018, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

F3 · derivative.expiration_date: The RSUs vest in installments of 60% on September 2, 2016, and 20% each on February 15, 2017 and February 15, 2018, subject to satisfaction of a specified performance goal, which has been certified as having been satisfied, and the Reporting Person's continued employment with the Issuer on such dates.

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September 02, 2016 Filed Sep 7, 2016 21:36 UTC
Cooper Troy A.Chief Operating Officer
Tax withholdingCommon Stock, par value $0.001 per share 7,171 $35.78 $256,578.38
Disclosure

SEC source: 0001166003-16-000125 · wf-form4_147328415290228.xml · nonDerivative · entry 2

Cooper Troy A. · CIK 0001601131 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,768

F1 · kind: These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on September 2, 2016, as originally scheduled, and there were no related discretionary transactions or open market sales.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 21:36 UTC
Cooper Troy A.Chief Operating Officer
Exercise / conversionCommon Stock, par value $0.001 per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001166003-16-000125 · wf-form4_147328415290228.xml · nonDerivative · entry 1

Cooper Troy A. · CIK 0001601131 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.