XPO

SEC source: 0001493152-19-017245 · ownership.xml · nonDerivative · entry 2

SPRUCE HOUSE PARTNERSHIP LP · CIK 0001389653 · 10% owner

Spruce House Capital LLC · CIK 0001472167 · 10% owner

Sternberg Zachary · CIK 0001679333 · 10% owner

Stein Benjamin Forester · CIK 0001679335 · 10% owner

SPRUCE HOUSE INVESTMENT MANAGEMENT LLC · CIK 0001543170 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,502,900

F1 · ownership.direct: The reported securities are held in the account of The Spruce House Partnership LP (the "Fund"), a private investment fund managed by Spruce House Investment Management LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Spruce House Capital LLC (the "General Partner"), and by Zachary Sternberg and Benjamin Stein, managing members of the Investment Manager and the General Partner (the "Managing Members"). Each of the Investment Manager, the General Partner and the Managing Members disclaim beneficial ownership of the reported securities held by the Fund, except to the extent of his or its pecuniary interest therein. The Fund, Investment Manager, the General Partner and the Managing Members (collectively, the "Reporting Persons") affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001493152-19-017245 · ownership.xml · nonDerivative · entry 1

SPRUCE HOUSE PARTNERSHIP LP · CIK 0001389653 · 10% owner

Spruce House Capital LLC · CIK 0001472167 · 10% owner

Sternberg Zachary · CIK 0001679333 · 10% owner

Stein Benjamin Forester · CIK 0001679335 · 10% owner

SPRUCE HOUSE INVESTMENT MANAGEMENT LLC · CIK 0001543170 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,600,000

F1 · ownership.direct: The reported securities are held in the account of The Spruce House Partnership LP (the "Fund"), a private investment fund managed by Spruce House Investment Management LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Spruce House Capital LLC (the "General Partner"), and by Zachary Sternberg and Benjamin Stein, managing members of the Investment Manager and the General Partner (the "Managing Members"). Each of the Investment Manager, the General Partner and the Managing Members disclaim beneficial ownership of the reported securities held by the Fund, except to the extent of his or its pecuniary interest therein. The Fund, Investment Manager, the General Partner and the Managing Members (collectively, the "Reporting Persons") affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001104659-19-054256 · a4.xml · derivative · entry 1

Kekedjian Aris · CIK 0001791118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570

Underlying: Common Stock, par value $0.001 per share · 570 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001166003-19-000045 · wf-form4_157013744174502.xml · derivative · entry 5

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $0.001 per share · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: On October 1, 2015, the Reporting Person was granted 100,000 unvested performance-based RSUs ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied. 40% of the PRSUs vested on February 19, 2018, and 20% vested on October 1, 2018 and on October 1, 2019 each. 20% of the PRSUs shall vest on October 1, 2020.

F4 · derivative.expiration_date: On October 1, 2015, the Reporting Person was granted 100,000 unvested performance-based RSUs ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied. 40% of the PRSUs vested on February 19, 2018, and 20% vested on October 1, 2018 and on October 1, 2019 each. 20% of the PRSUs shall vest on October 1, 2020.

SEC source: 0001166003-19-000045 · wf-form4_157013744174502.xml · derivative · entry 4

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock, par value $0.001 per share · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in ten equal annual installments of 10,000 shares, beginning on October 1, 2016 and continuing on the next nine anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F3 · derivative.expiration_date: The RSUs vest in ten equal annual installments of 10,000 shares, beginning on October 1, 2016 and continuing on the next nine anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

SEC source: 0001166003-19-000045 · wf-form4_157013744174502.xml · nonDerivative · entry 3

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,432

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on October 1, 2019 as originally scheduled and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on October 1, 2019 as originally scheduled and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-19-000045 · wf-form4_157013744174502.xml · nonDerivative · entry 2

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-19-000045 · wf-form4_157013744174502.xml · nonDerivative · entry 1

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-19-000043 · wf-form4_156832724440315.xml · nonDerivative · entry 2

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,875

F1 · kind: Jason D. Papastavrou purchased the shares from the Brett A. Athans Declaration of Trust through a private transaction for $75.42 per share, representing the closing price of the Issuer's Common Stock on the New York Stock Exchange on September 10, 2019.

SEC source: 0001166003-19-000043 · wf-form4_156832724440315.xml · nonDerivative · entry 1

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: Jason D. Papastavrou purchased the shares from the Brett A. Athans Declaration of Trust through a private transaction for $75.42 per share, representing the closing price of the Issuer's Common Stock on the New York Stock Exchange on September 10, 2019.

F2 · ownership.nature: The Brett A. Athans Declaration of Trust was the direct beneficial owner of these securities. Dr. Papastavrou is the trustee of the Brett A. Athans Declaration of Trust.

SEC source: 0001166003-19-000037 · wf-form4_156028681955939.xml · derivative · entry 3

Glickman Sarah JS · CIK 0001749338 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,208

Underlying: Common Stock, par value $0.001 per share · 2,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in six equal annual installments, beginning on June 8, 2019 and continuing to vest on the next five anniversaries thereof, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs vest in six equal annual installments, beginning on June 8, 2019 and continuing to vest on the next five anniversaries thereof, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001166003-19-000037 · wf-form4_156028681955939.xml · nonDerivative · entry 2

Glickman Sarah JS · CIK 0001749338 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested on June 8, 2019, as originally scheduled, and were settled on June 10, 2019, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested on June 8, 2019, as originally scheduled, and were settled on June 10, 2019, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-19-000037 · wf-form4_156028681955939.xml · nonDerivative · entry 1

Glickman Sarah JS · CIK 0001749338 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-19-000027 · wf-form4_155596567970145.xml · derivative · entry 1

Glickman Sarah JS · CIK 0001749338 · Acting Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock, par value $0.001 per share · 1,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vest in two equal annual installments on the second and third anniversaries of the grant date, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in two equal annual installments on the second and third anniversaries of the grant date, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001166003-19-000025 · wf-form4_155234265307529.xml · derivative · entry 4

Wagers Kenneth R III · CIK 0001738294 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 95,708 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 23, 2018, the Reporting Person received a grant of 105,000 RSUs, 10,500 of which were scheduled to vest on the first anniversary of the grant. The 9,292 RSUs reported as vested on this report represent the prorated portion of RSUs that vested upon the Reporting Person's termination without cause pursuant to the terms of his award agreement with the Issuer dated April 23, 2018. The remaining 95,708 RSUs were forfeited upon the Reporting Person's termination without cause in accordance with the terms of such award agreement.

F3 · derivative.expiration_date: On April 23, 2018, the Reporting Person received a grant of 105,000 RSUs, 10,500 of which were scheduled to vest on the first anniversary of the grant. The 9,292 RSUs reported as vested on this report represent the prorated portion of RSUs that vested upon the Reporting Person's termination without cause pursuant to the terms of his award agreement with the Issuer dated April 23, 2018. The remaining 95,708 RSUs were forfeited upon the Reporting Person's termination without cause in accordance with the terms of such award agreement.

SEC source: 0001166003-19-000025 · wf-form4_155234265307529.xml · derivative · entry 3

Wagers Kenneth R III · CIK 0001738294 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,708

Underlying: Common Stock, par value $0.001 per share · 9,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: On April 23, 2018, the Reporting Person received a grant of 105,000 RSUs, 10,500 of which were scheduled to vest on the first anniversary of the grant. The 9,292 RSUs reported as vested on this report represent the prorated portion of RSUs that vested upon the Reporting Person's termination without cause pursuant to the terms of his award agreement with the Issuer dated April 23, 2018. The remaining 95,708 RSUs were forfeited upon the Reporting Person's termination without cause in accordance with the terms of such award agreement.

F3 · derivative.expiration_date: On April 23, 2018, the Reporting Person received a grant of 105,000 RSUs, 10,500 of which were scheduled to vest on the first anniversary of the grant. The 9,292 RSUs reported as vested on this report represent the prorated portion of RSUs that vested upon the Reporting Person's termination without cause pursuant to the terms of his award agreement with the Issuer dated April 23, 2018. The remaining 95,708 RSUs were forfeited upon the Reporting Person's termination without cause in accordance with the terms of such award agreement.

SEC source: 0001166003-19-000025 · wf-form4_155234265307529.xml · nonDerivative · entry 2

Wagers Kenneth R III · CIK 0001738294 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,006

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4 and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-19-000025 · wf-form4_155234265307529.xml · nonDerivative · entry 1

Wagers Kenneth R III · CIK 0001738294 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-19-000019 · wf-form4_155009603286114.xml · derivative · entry 1

Colucci Marlene M · CIK 0001767492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,637

Underlying: Common Stock, par value $0.001 per share · 2,637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001166003-19-000009 · wf-form4_154663938646963.xml · derivative · entry 7

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

Underlying: Common Stock, par value $0.001 per share · 3,249 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F8 · derivative.exercise_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

F8 · derivative.expiration_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001166003-19-000012 · wf-form4_154663963256765.xml · derivative · entry 2

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

Underlying: Common Stock, par value $0.001 per share · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001166003-19-000011 · wf-form4_154663955236664.xml · derivative · entry 3

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

Underlying: Common Stock, par value $0.001 per share · 3,249 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

F3 · derivative.expiration_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001166003-19-000010 · wf-form4_154663946702498.xml · derivative · entry 2

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

Underlying: Common Stock, par value $0.001 per share · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001166003-19-000008 · wf-form4_154663930685732.xml · derivative · entry 3

DeSalva AnnaMaria · CIK 0001717049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 2,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vested in full on January 2, 2019.

F3 · derivative.expiration_date: The RSUs vested in full on January 2, 2019.

SEC source: 0001166003-19-000008 · wf-form4_154663930685732.xml · derivative · entry 2

DeSalva AnnaMaria · CIK 0001717049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

Underlying: Common Stock, par value $0.001 per share · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001166003-19-000008 · wf-form4_154663930685732.xml · nonDerivative · entry 1

DeSalva AnnaMaria · CIK 0001717049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-19-000007 · wf-form4_154663922830471.xml · derivative · entry 1

Ashe Gena L · CIK 0001669943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,249

Underlying: Common Stock, par value $0.001 per share · 3,249 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.

SEC source: 0001166003-18-000059 · wf-form4_153860092845506.xml · derivative · entry 7

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock, par value $0.001 per share · 20,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F5 · derivative.exercise_date: On October 1, 2015, the Reporting Person was granted 100,000 unvested performance-based RSUs ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied. 40% of the PRSUs vested on February 19, 2018, and 20% vested on October 1, 2018. 20% of the PRSUs will vest on October 1, 2019 and October 1, 2020 each.

F5 · derivative.expiration_date: On October 1, 2015, the Reporting Person was granted 100,000 unvested performance-based RSUs ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied. 40% of the PRSUs vested on February 19, 2018, and 20% vested on October 1, 2018. 20% of the PRSUs will vest on October 1, 2019 and October 1, 2020 each.

SEC source: 0001166003-18-000059 · wf-form4_153860092845506.xml · derivative · entry 6

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock, par value $0.001 per share · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: The RSUs vest in ten equal annual installments of 10,000 shares, beginning on October 1, 2016 and continuing on the next nine anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F4 · derivative.expiration_date: The RSUs vest in ten equal annual installments of 10,000 shares, beginning on October 1, 2016 and continuing on the next nine anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

SEC source: 0001166003-18-000059 · wf-form4_153860092845506.xml · derivative · entry 5

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments, beginning on October 1, 2016 and continuing on the first and second anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments, beginning on October 1, 2016 and continuing on the first and second anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

SEC source: 0001166003-18-000059 · wf-form4_153860092845506.xml · nonDerivative · entry 4

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,605

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on October 1, 2018, as originally scheduled, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on October 1, 2018, as originally scheduled, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-18-000059 · wf-form4_153860092845506.xml · nonDerivative · entry 3

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-18-000059 · wf-form4_153860092845506.xml · nonDerivative · entry 2

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-18-000059 · wf-form4_153860092845506.xml · nonDerivative · entry 1

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-18-000043 · wf-form4_152461108552148.xml · derivative · entry 1

Wagers Kenneth R III · CIK 0001738294 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock, par value $0.001 per share · 105,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs vest in ten annual installments of 10,500 shares each, beginning on April 23, 2019 and continuing on the next nine anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

F2 · derivative.expiration_date: The RSUs vest in ten annual installments of 10,500 shares each, beginning on April 23, 2019 and continuing on the next nine anniversaries thereof, subject to the Reporting Person's continued employment with the Issuer.

SEC source: 0001166003-18-000034 · wf-form4_151925745818083.xml · nonDerivative · entry 3

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,887

F3 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

F3 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-18-000034 · wf-form4_151925745818083.xml · nonDerivative · entry 2

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,490

F2 · acquired: On February 27, 2015, the Reporting Person was granted 102,436 unvested PRSUs, subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied and such PRSUs vested in full.

SEC source: 0001166003-18-000034 · wf-form4_151925745818083.xml · nonDerivative · entry 1

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,054

F1 · acquired: On March 14, 2014, the Reporting Person was granted 150,593 unvested performance-based restricted stock units ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied and such PRSUs vested in full.

SEC source: 0001166003-18-000039 · wf-form4_151925860186309.xml · nonDerivative · entry 2

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,446

F2 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

F2 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-18-000039 · wf-form4_151925860186309.xml · nonDerivative · entry 1

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,422

F1 · acquired: On October 1, 2015, the Reporting Person was granted 100,000 unvested performance-based restricted stock units ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied. 40% of the PRSUs vested on February 19, 2018, and 20% of the PRSUs will vest on October 1, 2018, October 1, 2019 and October 1, 2020 each.

SEC source: 0001166003-18-000038 · wf-form4_151925854742312.xml · nonDerivative · entry 3

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,775

F3 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

F3 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

F4 · ownership.direct: These securities are held jointly with the Reporting Person's spouse.

SEC source: 0001166003-18-000038 · wf-form4_151925854742312.xml · nonDerivative · entry 2

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,727

F2 · acquired: On February 27, 2015, the Reporting Person was granted 17,073 unvested PRSUs, subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied and such PRSUs vested in full.

SEC source: 0001166003-18-000038 · wf-form4_151925854742312.xml · nonDerivative · entry 1

Malat Scott · CIK 0001533393 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,654

F1 · acquired: On March 14, 2014, the Reporting Person was granted 57,674 unvested performance-based restricted stock units ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied and such PRSUs vested in full.

SEC source: 0001166003-18-000037 · wf-form4_151925847251290.xml · nonDerivative · entry 3

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,163

F3 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

F3 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-18-000037 · wf-form4_151925847251290.xml · nonDerivative · entry 2

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,054

F2 · acquired: On February 27, 2015, the Reporting Person was granted 8,536 unvested PRSUs, subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied and such PRSUs vested in full.

SEC source: 0001166003-18-000037 · wf-form4_151925847251290.xml · nonDerivative · entry 1

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,518

F1 · acquired: On March 14, 2014, the Reporting Person was granted 26,434 unvested performance-based restricted stock units ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied and such PRSUs vested in full.

SEC source: 0001166003-18-000036 · wf-form4_151925842529568.xml · nonDerivative · entry 3

Hardig John · CIK 0001542596 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,598

F3 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

F3 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-18-000036 · wf-form4_151925842529568.xml · nonDerivative · entry 2

Hardig John · CIK 0001542596 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,679

F2 · acquired: On February 27, 2015, the Reporting Person was granted 17,073 unvested PRSUs, subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied and such PRSUs vested in full.

SEC source: 0001166003-18-000036 · wf-form4_151925842529568.xml · nonDerivative · entry 1

Hardig John · CIK 0001542596 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,606

F1 · acquired: On March 14, 2014, the Reporting Person was granted 44,857 unvested performance-based restricted stock units ("PRSUs"), subject to the Issuer's satisfaction of certain predetermined performance criteria and the Reporting Person's continued employment with the Issuer. On February 19, 2018, the Compensation Committee of the Board of Directors of the Issuer certified that the performance criteria applicable to such PRSUs has been satisfied and such PRSUs vested in full.

SEC source: 0001166003-18-000035 · wf-form4_151925751848790.xml · nonDerivative · entry 4

Cooper Troy A. · CIK 0001601131 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,396

F4 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.

F4 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the PRSUs reported on this Form 4. These PRSUs vested and were settled as originally scheduled, and there were no related discretionary transactions or open market sales.