XPO

SEC source: 0001166003-21-000012 · wf-form4_160989855220986.xml · nonDerivative · entry 1

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,889

F1 · kind: On December 31, 2020, Michael Jesselson transferred 18,258 shares of Common Stock directly held by him to a limited liability company owned entirely by four trusts of which his four children are the beneficiaries. Mr. Jesselson does not manage the limited liability company and does not serve as the trustee of any of the trusts, and he disclaims beneficial ownership of these shares.

F1 · acquired: On December 31, 2020, Michael Jesselson transferred 18,258 shares of Common Stock directly held by him to a limited liability company owned entirely by four trusts of which his four children are the beneficiaries. Mr. Jesselson does not manage the limited liability company and does not serve as the trustee of any of the trusts, and he disclaims beneficial ownership of these shares.

F2 · ownership.direct: 15,000 of these securities are held in an individual retirement account of Michael G. Jesselson.

SEC source: 0001166003-20-000070 · wf-form4_160938336297237.xml · nonDerivative · entry 3

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,642,857

F2 · kind: Jacobs Private Equity, LLC exchanged 67,500 shares of Series A Convertible Perpetual Preferred Stock for 9,642,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Jacobs Private Equity, LLC.

F2 · price: Jacobs Private Equity, LLC exchanged 67,500 shares of Series A Convertible Perpetual Preferred Stock for 9,642,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Jacobs Private Equity, LLC.

F2 · acquired: Jacobs Private Equity, LLC exchanged 67,500 shares of Series A Convertible Perpetual Preferred Stock for 9,642,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Jacobs Private Equity, LLC.

F3 · ownership.nature: Jacobs Private Equity, LLC is the direct beneficial owner of these securities. Bradley S. Jacobs is the Managing Member of Jacobs Private Equity, LLC.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · derivative · entry 9

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,500 shares

Expires 2021-09-02

F3 · derivative.exercise_price: The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

F2 · kind: Oren G. Shaffer exchanged 8,500 Warrants for 7,996 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Oren G. Shaffer.

F4 · derivative.underlying_shares: Represents 8,500 shares of Common Stock initially issuable upon the exercise of 8,500 Warrants, subject to adjustment as set forth in the Warrant Certificate.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · nonDerivative · entry 5

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,136

F2 · kind: Oren G. Shaffer exchanged 8,500 Warrants for 7,996 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Oren G. Shaffer.

F2 · price: Oren G. Shaffer exchanged 8,500 Warrants for 7,996 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Oren G. Shaffer.

F2 · acquired: Oren G. Shaffer exchanged 8,500 Warrants for 7,996 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Oren G. Shaffer.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · derivative · entry 11

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 92,857 shares

Expires 2021-09-02

F9 · derivative.exercise_price: The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

F4 · kind: Springer Wealth Management, LLC exchanged 92,857 Warrants for 87,351 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Springer Wealth Management, LLC.

F10 · derivative.underlying_shares: Represents 92,857 shares of Common Stock initially issuable upon the exercise of 92,857 Warrants, subject to adjustment as set forth in the Warrant Certificate.

F3 · ownership.nature: Springer Wealth Management LLC is the direct beneficial owner of these securities. Jason D. Papastavrou is the owner of 100% of the equity interests of Springer Wealth Management LLC.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · derivative · entry 10

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 92,857 shares

Expires not disclosed

F5 · security: Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.

F6 · derivative.exercise_price: The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").

F2 · kind: Springer Wealth Management, LLC exchanged 650 shares of Series A Convertible Perpetual Preferred Stock for 92,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Springer Wealth Management, LLC.

F7 · derivative.expiration_date: The Series A Convertible Perpetual Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Represents 92,857 shares of Common Stock initially issuable upon conversion of 650 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.

F3 · ownership.nature: Springer Wealth Management LLC is the direct beneficial owner of these securities. Jason D. Papastavrou is the owner of 100% of the equity interests of Springer Wealth Management LLC.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · nonDerivative · entry 6

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 217,972

F4 · kind: Springer Wealth Management, LLC exchanged 92,857 Warrants for 87,351 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Springer Wealth Management, LLC.

F4 · price: Springer Wealth Management, LLC exchanged 92,857 Warrants for 87,351 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Springer Wealth Management, LLC.

F4 · acquired: Springer Wealth Management, LLC exchanged 92,857 Warrants for 87,351 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Springer Wealth Management, LLC.

F3 · ownership.nature: Springer Wealth Management LLC is the direct beneficial owner of these securities. Jason D. Papastavrou is the owner of 100% of the equity interests of Springer Wealth Management LLC.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · nonDerivative · entry 5

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 130,621

F2 · kind: Springer Wealth Management, LLC exchanged 650 shares of Series A Convertible Perpetual Preferred Stock for 92,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Springer Wealth Management, LLC.

F2 · price: Springer Wealth Management, LLC exchanged 650 shares of Series A Convertible Perpetual Preferred Stock for 92,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Springer Wealth Management, LLC.

F2 · acquired: Springer Wealth Management, LLC exchanged 650 shares of Series A Convertible Perpetual Preferred Stock for 92,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Springer Wealth Management, LLC.

F3 · ownership.nature: Springer Wealth Management LLC is the direct beneficial owner of these securities. Jason D. Papastavrou is the owner of 100% of the equity interests of Springer Wealth Management LLC.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · derivative · entry 10

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 42,857 shares

Expires not disclosed

F4 · security: Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.

F5 · derivative.exercise_price: The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").

F2 · kind: Adrian P. Kingshott exchanged 300 shares of Series A Convertible Perpetual Preferred Stock for 42,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Adrian P. Kingshott.

F6 · derivative.expiration_date: The Series A Convertible Perpetual Preferred Stock has no expiration date.

F7 · derivative.underlying_shares: Represents 42,857 shares of Common Stock initially issuable upon conversion of 300 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · nonDerivative · entry 6

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,313

F3 · kind: Adrian P. Kingshott exchanged 42,857 Warrants for 40,316 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Adrian P. Kingshott.

F3 · acquired: Adrian P. Kingshott exchanged 42,857 Warrants for 40,316 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Adrian P. Kingshott.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · nonDerivative · entry 5

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,997

F2 · kind: Adrian P. Kingshott exchanged 300 shares of Series A Convertible Perpetual Preferred Stock for 42,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Adrian P. Kingshott.

F2 · acquired: Adrian P. Kingshott exchanged 300 shares of Series A Convertible Perpetual Preferred Stock for 42,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Adrian P. Kingshott.

SEC source: 0001166003-20-000077 · wf-form4_160942290434633.xml · derivative · entry 18

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 21,322 shares

Expires 2021-09-02

F15 · derivative.exercise_price: The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

F6 · kind: The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson exchanged 21,322 Warrants for 20,057 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson.

F17 · derivative.underlying_shares: Represents 21,322 shares of Common Stock initially issuable upon conversion of 21,322 Warrants, subject to adjustment as set forth in the Warrant Certificate.

F7 · ownership.nature: The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of the trust.

SEC source: 0001166003-20-000077 · wf-form4_160942290434633.xml · derivative · entry 17

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 103,572 shares

Expires 2021-09-02

F15 · derivative.exercise_price: The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

F5 · kind: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust exchanged 103,572 Warrants for 97,431 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust.

F16 · derivative.underlying_shares: Represents 103,572 shares of Common Stock initially issuable upon conversion of 103,572 Warrants, subject to adjustment as set forth in the Warrant Certificate.

F4 · ownership.nature: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust are the direct beneficial owners of these securities. Michael G. Jesselson is the beneficiary of each of these trusts.

SEC source: 0001166003-20-000077 · wf-form4_160942290434633.xml · derivative · entry 16

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 103,570 shares

Expires not disclosed

F12 · security: Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.

F13 · derivative.exercise_price: The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").

F3 · kind: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust exchanged 725 shares of Series A Convertible Perpetual Preferred Stock for 103,570 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust.

F14 · derivative.expiration_date: The Series A Convertible Perpetual Preferred Stock has no expiration date.

F4 · ownership.nature: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust are the direct beneficial owners of these securities. Michael G. Jesselson is the beneficiary of each of these trusts.

SEC source: 0001166003-20-000077 · wf-form4_160942290434633.xml · nonDerivative · entry 7

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 20,057

F6 · kind: The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson exchanged 21,322 Warrants for 20,057 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson.

F6 · price: The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson exchanged 21,322 Warrants for 20,057 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson.

F6 · acquired: The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson exchanged 21,322 Warrants for 20,057 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson.

F7 · ownership.nature: The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of the trust.

SEC source: 0001166003-20-000077 · wf-form4_160942290434633.xml · nonDerivative · entry 6

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 201,001

F5 · kind: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust exchanged 103,572 Warrants for 97,431 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust.

F5 · price: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust exchanged 103,572 Warrants for 97,431 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust.

F5 · acquired: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust exchanged 103,572 Warrants for 97,431 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust.

F4 · ownership.nature: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust are the direct beneficial owners of these securities. Michael G. Jesselson is the beneficiary of each of these trusts.

SEC source: 0001166003-20-000077 · wf-form4_160942290434633.xml · nonDerivative · entry 5

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 103,570

F3 · kind: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust exchanged 725 shares of Series A Convertible Perpetual Preferred Stock for 103,570 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust.

F3 · price: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust exchanged 725 shares of Series A Convertible Perpetual Preferred Stock for 103,570 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust.

F3 · acquired: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust exchanged 725 shares of Series A Convertible Perpetual Preferred Stock for 103,570 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust.

F4 · ownership.nature: The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust are the direct beneficial owners of these securities. Michael G. Jesselson is the beneficiary of each of these trusts.

SEC source: 0001166003-20-000070 · wf-form4_160938336297237.xml · derivative · entry 5

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 67,500 shares

Expires not disclosed

F5 · security: Series A Convertible Perpetual Preferred Stock, par value $0.001 per share.

F6 · derivative.exercise_price: The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").

F2 · kind: Jacobs Private Equity, LLC exchanged 67,500 shares of Series A Convertible Perpetual Preferred Stock for 9,642,857 shares of Common Stock pursuant to the terms of a Preferred Stock Exchange Agreement dated December 30, 2020 among the Company and Jacobs Private Equity, LLC.

F7 · derivative.expiration_date: The Series A Convertible Perpetual Preferred Stock has no expiration date.

F8 · derivative.underlying_shares: Represents 9,642,857 shares of Common Stock initially issuable upon conversion of 67,500 shares of Series A Convertible Perpetual Preferred Stock, subject to adjustment as set forth in the Certificate of Designation.

F3 · ownership.nature: Jacobs Private Equity, LLC is the direct beneficial owner of these securities. Bradley S. Jacobs is the Managing Member of Jacobs Private Equity, LLC.

SEC source: 0001166003-20-000070 · wf-form4_160938336297237.xml · derivative · entry 4

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 250,000 shares

Expires 2021-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Employee Stock Options vested in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof. The Employee Stock Options were due to expire on November 21, 2021.

SEC source: 0001166003-20-000070 · wf-form4_160938336297237.xml · nonDerivative · entry 2

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,416

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price and tax liability attributable to the exercise of the Employee Stock Options reported on this Form 4. The Employee Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price and tax liability attributable to the exercise of the Employee Stock Options reported on this Form 4. The Employee Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-20-000070 · wf-form4_160938336297237.xml · nonDerivative · entry 1

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · derivative · entry 8

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · derivative · entry 7

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2021-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · derivative · entry 6

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · nonDerivative · entry 4

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,140

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price attributable to the exercise of the Director Stock Options reported on this Form 4. The Director Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price attributable to the exercise of the Director Stock Options reported on this Form 4. The Director Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · nonDerivative · entry 3

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · nonDerivative · entry 2

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000074 · wf-form4_160938343303160.xml · nonDerivative · entry 1

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000073 · wf-form4_160938341455464.xml · derivative · entry 3

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 24,000 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Options vested in three equal annual installments on October 1, 2016, October 1, 2017 and October 1, 2018.

SEC source: 0001166003-20-000073 · wf-form4_160938341455464.xml · nonDerivative · entry 2

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,010

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price and tax liability attributable to the exercise of the Employee Stock Options reported on this Form 4. The Employee Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price and tax liability attributable to the exercise of the Employee Stock Options reported on this Form 4. The Employee Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-20-000073 · wf-form4_160938341455464.xml · nonDerivative · entry 1

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · derivative · entry 9

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2021-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · derivative · entry 8

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · derivative · entry 7

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · nonDerivative · entry 4

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,764

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price attributable to the exercise of the Director Stock Options reported on this Form 4. The Director Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price attributable to the exercise of the Director Stock Options reported on this Form 4. The Director Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · nonDerivative · entry 3

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · nonDerivative · entry 2

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000072 · wf-form4_160938340070157.xml · nonDerivative · entry 1

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · derivative · entry 11

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 42,857 shares

Expires 2021-09-02

F8 · derivative.exercise_price: The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

F3 · kind: Adrian P. Kingshott exchanged 42,857 Warrants for 40,316 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated December 30, 2020 among the Company and Adrian P. Kingshott.

F9 · derivative.underlying_shares: Represents 42,857 shares of Common Stock initially issuable upon conversion of 42,857 Warrants, subject to adjustment as set forth in the Warrant Certificate.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · derivative · entry 9

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2021-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · derivative · entry 8

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · derivative · entry 7

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 8,000 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · nonDerivative · entry 4

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,140

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price attributable to the exercise of the Director Stock Options reported on this Form 4. The Director Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price attributable to the exercise of the Director Stock Options reported on this Form 4. The Director Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · nonDerivative · entry 3

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · nonDerivative · entry 2

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000071 · wf-form4_160938338386556.xml · nonDerivative · entry 1

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000069 · wf-form4_160938334725602.xml · derivative · entry 3

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 135,000 shares

Expires 2021-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Options vested in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof. The Employee Stock Options were due to expire on November 14, 2021.

SEC source: 0001166003-20-000069 · wf-form4_160938334725602.xml · nonDerivative · entry 2

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,015

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price and tax liability attributable to the exercise of the Employee Stock Options reported on this Form 4. The Employee Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund the exercise price and tax liability attributable to the exercise of the Employee Stock Options reported on this Form 4. The Employee Stock Options were fully vested and exercisable at the time of the exercise, and there were no related discretionary transactions or open market sales.

SEC source: 0001166003-20-000069 · wf-form4_160938334725602.xml · nonDerivative · entry 1

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001166003-20-000068 · wf-form4_160938333088589.xml · derivative · entry 3

Cooper Troy A. · CIK 0001601131 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 25,000 shares

Expires 2021-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Employee Stock Options vested in equal annual installments of 20% each, beginning on September 2, 2012 and continuing on the first, second, third and fourth anniversaries thereof. The Employee Stock Options were due to expire on September 2, 2021.