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XPO

XPO, Inc.

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3242
SEC CIK
0001166003
Parsed reports
295

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202603
Sep 202605
Oct 202605

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2021 Filed Mar 24, 2021 23:40 UTC
Jacobs Private Equity, LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 19,554 $116.56 $2,279,214.24
Disclosure

SEC source: 0000950142-21-001041 · es210140168_4-xpo.xml · nonDerivative · entry 5

Jacobs Private Equity, LLC · CIK 0001523994 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,610,684

F1 · kind: The sales reported in this Form 4 were made pursuant to a selling plan of the Reporting Person that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold by the Reporting Person for tax and estate planning purposes.

F6 · price: The Reporting Person sold 19,554 shares of the Common Stock of the Issuer in multiple trades at prices ranging from $115.90 to $116.89 per share. The price reported above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 19:40 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share 900 $123.53 $111,177.00
Disclosure

SEC source: 0001166003-21-000052 · wf-form4_161662920842913.xml · nonDerivative · entry 4

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,630,238

F1 · kind: The sales reported on this Form 4 were made pursuant to a selling plan of Jacobs Private Equity, LLC ("JPE") that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold for tax and estate planning purposes.

F6 · price: JPE sold 900 shares of the Common Stock of the Issuer in multiple trades at prices ranging from $123.27 to $123.68 per share. The price reported above reflects the weighted average sale price per share. JPE hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: JPE is the direct beneficial owner of these securities. Brad Jacobs is the Managing Member of JPE.

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March 22, 2021 Filed Mar 24, 2021 19:40 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share 27,592 $122.62 $3,383,331.04
Disclosure

SEC source: 0001166003-21-000052 · wf-form4_161662920842913.xml · nonDerivative · entry 3

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,631,138

F1 · kind: The sales reported on this Form 4 were made pursuant to a selling plan of Jacobs Private Equity, LLC ("JPE") that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold for tax and estate planning purposes.

F5 · price: JPE sold 27,592 shares of the Common Stock of the Issuer in multiple trades at prices ranging from $122.22 to $123.20 per share. The price reported above reflects the weighted average sale price per share. JPE hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: JPE is the direct beneficial owner of these securities. Brad Jacobs is the Managing Member of JPE.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 19:40 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share 46,449 $121.63 $5,649,591.87
Disclosure

SEC source: 0001166003-21-000052 · wf-form4_161662920842913.xml · nonDerivative · entry 2

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,658,730

F1 · kind: The sales reported on this Form 4 were made pursuant to a selling plan of Jacobs Private Equity, LLC ("JPE") that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold for tax and estate planning purposes.

F4 · price: JPE sold 46,449 shares of the Common Stock of the Issuer in multiple trades at prices ranging from $121.22 to $122.21 per share. The price reported above reflects the weighted average sale price per share. JPE hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: JPE is the direct beneficial owner of these securities. Brad Jacobs is the Managing Member of JPE.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 19:40 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
SaleCommon Stock, par value $0.001 per share 8,840 $120.74 $1,067,341.60
Disclosure

SEC source: 0001166003-21-000052 · wf-form4_161662920842913.xml · nonDerivative · entry 1

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,705,179

F1 · kind: The sales reported on this Form 4 were made pursuant to a selling plan of Jacobs Private Equity, LLC ("JPE") that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold for tax and estate planning purposes.

F2 · price: JPE sold 8,840 shares of common stock, par value $0.001 per share (the "Common Stock"), of XPO Logistics, Inc. (the "Issuer") in multiple trades at prices ranging from $120.23 to $121.20 per share. The price reported above reflects the weighted average sale price per share. JPE hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: JPE is the direct beneficial owner of these securities. Brad Jacobs is the Managing Member of JPE.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:40 UTC
Jacobs Private Equity, LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 900 $123.53 $111,177.00
Disclosure

SEC source: 0000950142-21-001041 · es210140168_4-xpo.xml · nonDerivative · entry 4

Jacobs Private Equity, LLC · CIK 0001523994 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,630,238

F1 · kind: The sales reported in this Form 4 were made pursuant to a selling plan of the Reporting Person that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold by the Reporting Person for tax and estate planning purposes.

F5 · price: The Reporting Person sold 900 shares of the Common Stock of the Issuer in multiple trades at prices ranging from $123.27 to $123.68 per share. The price reported above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:40 UTC
Jacobs Private Equity, LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 27,592 $122.62 $3,383,331.04
Disclosure

SEC source: 0000950142-21-001041 · es210140168_4-xpo.xml · nonDerivative · entry 3

Jacobs Private Equity, LLC · CIK 0001523994 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,631,138

F1 · kind: The sales reported in this Form 4 were made pursuant to a selling plan of the Reporting Person that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold by the Reporting Person for tax and estate planning purposes.

F4 · price: The Reporting Person sold 27,592 shares of the Common Stock of the Issuer in multiple trades at prices ranging from $122.22 to $123.20 per share. The price reported above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:40 UTC
Jacobs Private Equity, LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 46,449 $121.63 $5,649,591.87
Disclosure

SEC source: 0000950142-21-001041 · es210140168_4-xpo.xml · nonDerivative · entry 2

Jacobs Private Equity, LLC · CIK 0001523994 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,658,730

F1 · kind: The sales reported in this Form 4 were made pursuant to a selling plan of the Reporting Person that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold by the Reporting Person for tax and estate planning purposes.

F3 · price: The Reporting Person sold 46,449 shares of the Common Stock of the Issuer in multiple trades at prices ranging from $121.22 to $122.21 per share. The price reported above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:40 UTC
Jacobs Private Equity, LLCDirector · 10% owner
SaleCommon Stock, par value $0.001 per share 8,840 $120.74 $1,067,341.60
Disclosure

SEC source: 0000950142-21-001041 · es210140168_4-xpo.xml · nonDerivative · entry 1

Jacobs Private Equity, LLC · CIK 0001523994 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,705,179

F1 · kind: The sales reported in this Form 4 were made pursuant to a selling plan of the Reporting Person that is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. The shares were sold by the Reporting Person for tax and estate planning purposes.

F2 · price: The Reporting Person sold 8,840 shares of common stock, par value $0.001 per share (the ?Common Stock?), of XPO Logistics, Inc. (the ?Issuer?) in multiple trades at prices ranging from $120.23 to $121.20 per share. The price reported above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 22:15 UTC
Wyshner David BChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 8,773 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000050 · wf-form4_161480969454248.xml · derivative · entry 3

Wyshner David B · CIK 0001314584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,546

Underlying: Common Stock, par value $0.001 per share · 8,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer.

F4 · derivative.expiration_date: The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer.

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March 02, 2021 Filed Mar 3, 2021 22:15 UTC
Wyshner David BChief Financial Officer
Tax withholdingCommon Stock, par value $0.001 per share 4,082 $119.84 $489,186.88
Disclosure

SEC source: 0001166003-21-000050 · wf-form4_161480969454248.xml · nonDerivative · entry 2

Wyshner David B · CIK 0001314584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,193

F2 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on March 2, 2021 as originally scheduled, and there were no related discretionary transactions or open market sales.

F2 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on March 2, 2021 as originally scheduled, and there were no related discretionary transactions or open market sales.

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March 02, 2021 Filed Mar 3, 2021 22:15 UTC
Wyshner David BChief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 per share 8,773 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000050 · wf-form4_161480969454248.xml · nonDerivative · entry 1

Wyshner David B · CIK 0001314584 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes two shares of Common Stock previously held in a managed account which were distributed to the Reporting Person and are now owned directly.

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February 23, 2021 Filed Feb 25, 2021 17:16 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
Disposition to issuerWarrants · Derivative 9,642,857 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001166003-21-000048 · wf-form4_161429130980174.xml · derivative · entry 3

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 9,642,857 shares

Expires 2021-09-02

F3 · derivative.exercise_price: The initial exercise price of the Warrants was $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

F1 · kind: On February 23, 2021, Jacobs Private Equity, LLC exchanged 9,642,857 Warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of Common Stock in a cashless exchange pursuant to an agreement with the Company dated December 30, 2020. No shares of Company Common Stock were sold by Jacobs Private Equity, LLC in connection with this transaction.

F4 · derivative.underlying_shares: Represents 9,642,857 shares of Common Stock initially issuable upon the exercise of 9,642,857 Warrants, subject to adjustment as set forth in the Warrant Certificate.

F2 · ownership.nature: Jacobs Private Equity, LLC is the direct beneficial owner of these securities. Brad Jacobs is the Managing Member of Jacobs Private Equity, LLC.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 17:16 UTC
BRADLEY S JACOBSDirector · Chief Executive Officer · 10% owner
GrantCommon Stock, par value $0.001 per share 9,071,162 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000048 · wf-form4_161429130980174.xml · nonDerivative · entry 1

BRADLEY S JACOBS · CIK 0001054518 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,714,019

F1 · kind: On February 23, 2021, Jacobs Private Equity, LLC exchanged 9,642,857 Warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of Common Stock in a cashless exchange pursuant to an agreement with the Company dated December 30, 2020. No shares of Company Common Stock were sold by Jacobs Private Equity, LLC in connection with this transaction.

F1 · price: On February 23, 2021, Jacobs Private Equity, LLC exchanged 9,642,857 Warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of Common Stock in a cashless exchange pursuant to an agreement with the Company dated December 30, 2020. No shares of Company Common Stock were sold by Jacobs Private Equity, LLC in connection with this transaction.

F1 · acquired: On February 23, 2021, Jacobs Private Equity, LLC exchanged 9,642,857 Warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of Common Stock in a cashless exchange pursuant to an agreement with the Company dated December 30, 2020. No shares of Company Common Stock were sold by Jacobs Private Equity, LLC in connection with this transaction.

F2 · ownership.nature: Jacobs Private Equity, LLC is the direct beneficial owner of these securities. Brad Jacobs is the Managing Member of Jacobs Private Equity, LLC.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:24 UTC
Jacobs Private Equity, LLCDirector · 10% owner
Disposition to issuerWarrants · Derivative 9,642,857 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0000950142-21-000759 · es210133873_4-xpo.xml · derivative · entry 2

Jacobs Private Equity, LLC · CIK 0001523994 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 9,642,857 shares

Expires 2021-09-02

F2 · derivative.exercise_price: The initial exercise price of the warrants was $7 per Share, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to XPO Logistics, Inc.'s Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

F1 · kind: On February 23, 2021, the Reporting Person exchanged 9,642,857 warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of common stock, par value $0.001 per share (the "Shares"), of XPO Logistics, Inc. in a cashless exchange pursuant to an agreement with XPO Logistics, Inc. dated December 30, 2020. No Shares were sold by the Reporting Person in connection with the transaction.

F3 · derivative.underlying_shares: Represents 9,642,857 Shares initially issuable upon the exercise of 9,642,857 warrants, subject to adjustment as set forth in the Warrant Certificate.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:24 UTC
Jacobs Private Equity, LLCDirector · 10% owner
GrantCommon Stock, par value $0.001 per share 9,071,162 $0.00 $0.00
Disclosure

SEC source: 0000950142-21-000759 · es210133873_4-xpo.xml · nonDerivative · entry 1

Jacobs Private Equity, LLC · CIK 0001523994 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,714,019

F1 · kind: On February 23, 2021, the Reporting Person exchanged 9,642,857 warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of common stock, par value $0.001 per share (the "Shares"), of XPO Logistics, Inc. in a cashless exchange pursuant to an agreement with XPO Logistics, Inc. dated December 30, 2020. No Shares were sold by the Reporting Person in connection with the transaction.

F1 · price: On February 23, 2021, the Reporting Person exchanged 9,642,857 warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of common stock, par value $0.001 per share (the "Shares"), of XPO Logistics, Inc. in a cashless exchange pursuant to an agreement with XPO Logistics, Inc. dated December 30, 2020. No Shares were sold by the Reporting Person in connection with the transaction.

F1 · acquired: On February 23, 2021, the Reporting Person exchanged 9,642,857 warrants that were otherwise due to expire on September 2, 2021, for 9,071,162 shares of common stock, par value $0.001 per share (the "Shares"), of XPO Logistics, Inc. in a cashless exchange pursuant to an agreement with XPO Logistics, Inc. dated December 30, 2020. No Shares were sold by the Reporting Person in connection with the transaction.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:13 UTC
Robinson Lance AChief Accounting Officer
GiftCommon Stock, par value $0.001 per share 220 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000046 · wf-form4_161420479597668.xml · nonDerivative · entry 1

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,657

F1 · kind: On February 22, 2021, the Reporting Person transferred 220 shares of Common Stock as a gift to an educational institution.

F1 · acquired: On February 22, 2021, the Reporting Person transferred 220 shares of Common Stock as a gift to an educational institution.

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February 19, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 4,000 $119.53 $478,120.00
Disclosure

SEC source: 0001166003-21-000039 · wf-form4_161377295217448.xml · nonDerivative · entry 6

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,000

F9 · ownership.nature: These securities are held by the JJJ Irrevocable Trust, of which Michael G. Jesselson is a trustee.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:24 UTC SaleCommon Stock, par value $0.001 per share 10,500 $119.25 $1,252,125.00
Disclosure

SEC source: 0001166003-21-000043 · wf-form4_161377344225637.xml · nonDerivative · entry 2

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,742

F1 · price: This transaction was executed in multiple trades at prices ranging from $119.16 to $119.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:17 UTC
SHAFFER ORENDirector
SaleCommon Stock, par value $0.001 per share 10,000 $118.81 $1,188,100.00
Disclosure

SEC source: 0001166003-21-000042 · wf-form4_161377302464268.xml · nonDerivative · entry 1

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,136

F1 · price: This transaction was executed in multiple trades at prices ranging from $118.60 to $119.24. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:16 UTC
Robinson Lance AChief Accounting Officer
SaleCommon Stock, par value $0.001 per share 630 $119.33 $75,177.90
Disclosure

SEC source: 0001166003-21-000041 · wf-form4_161377300254025.xml · nonDerivative · entry 3

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,877

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:16 UTC
Harik Mario AChief Information Officer
SaleCommon Stock, par value $0.001 per share 13,847 $119.37 $1,652,916.39
Disclosure

SEC source: 0001166003-21-000038 · wf-form4_161377293060708.xml · nonDerivative · entry 2

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,548

F2 · price: This transaction was executed in multiple trades at prices ranging from $119.13 to $119.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:16 UTC
Harik Mario AChief Information Officer
SaleCommon Stock, par value $0.001 per share 16,620 $118.88 $1,975,785.60
Disclosure

SEC source: 0001166003-21-000038 · wf-form4_161377293060708.xml · nonDerivative · entry 1

Harik Mario A · CIK 0001534839 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,395

F1 · price: This transaction was executed in multiple trades at prices ranging from $118.13 to $119.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 22:15 UTC SaleCommon Stock, par value $0.001 per share 25,974 $118.98 $3,090,386.52
Disclosure

SEC source: 0001166003-21-000037 · wf-form4_161377290549610.xml · nonDerivative · entry 1

Cooper Troy A. · CIK 0001601131 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,315

F1 · price: This transaction was executed in multiple trades at prices ranging from $118.98 to $119.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 9,000 $118.00 $1,062,000.00
Disclosure

SEC source: 0001166003-21-000039 · wf-form4_161377295217448.xml · nonDerivative · entry 5

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,057

F7 · price: This transaction was executed in multiple trades at prices ranging from $118.00 to $118.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

F8 · ownership.nature: The Michael G. Jesselson and Linda Jesselson, Trustees UID 6/30/93 FBO Maya Ariel Ruth Jesselson is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of the trust.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 4,000 $118.10 $472,400.00
Disclosure

SEC source: 0001166003-21-000039 · wf-form4_161377295217448.xml · nonDerivative · entry 4

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,000

F5 · price: This transaction was executed in multiple trades at prices ranging from $118.00 to $118.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

F6 · ownership.nature: These securities are held by the SJJ Irrevocable Trust, of which Michael G. Jesselson is a trustee.

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February 18, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 4,000 $118.00 $472,000.00
Disclosure

SEC source: 0001166003-21-000039 · wf-form4_161377295217448.xml · nonDerivative · entry 3

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,000

F4 · ownership.nature: These securities are held by the RAJ Irrevocable Trust, of which Michael G. Jesselson is a trustee

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February 18, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 4,000 $118.00 $472,000.00
Disclosure

SEC source: 0001166003-21-000039 · wf-form4_161377295217448.xml · nonDerivative · entry 2

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $118.00 to $118.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

F3 · ownership.nature: Michael G. Jesselson's spouse is the direct beneficial owner of these securities.

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February 18, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 10,000 $118.00 $1,180,000.00
Disclosure

SEC source: 0001166003-21-000039 · wf-form4_161377295217448.xml · nonDerivative · entry 1

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,281

F1 · ownership.direct: 5,000 of these securities are held in an individual retirement account of Michael G. Jesselson.

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February 18, 2021 Filed Feb 19, 2021 22:24 UTC SaleCommon Stock, par value $0.001 per share 27,071 $117.57 $3,182,737.47
Disclosure

SEC source: 0001166003-21-000043 · wf-form4_161377344225637.xml · nonDerivative · entry 1

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,242

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February 18, 2021 Filed Feb 19, 2021 22:16 UTC
Robinson Lance AChief Accounting Officer
SaleCommon Stock, par value $0.001 per share 1,448 $118.70 $171,877.60
Disclosure

SEC source: 0001166003-21-000041 · wf-form4_161377300254025.xml · nonDerivative · entry 2

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,507

F2 · price: This transaction was executed in multiple trades at prices ranging from $118.43 to $119.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

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February 18, 2021 Filed Feb 19, 2021 22:16 UTC
Robinson Lance AChief Accounting Officer
SaleCommon Stock, par value $0.001 per share 6,202 $117.98 $731,711.96
Disclosure

SEC source: 0001166003-21-000041 · wf-form4_161377300254025.xml · nonDerivative · entry 1

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,955

F1 · price: This transaction was executed in multiple trades at prices ranging from $117.41 to $118.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

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February 17, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 1,800 $118.94 $214,092.00
Disclosure

SEC source: 0001166003-21-000040 · wf-form4_161377297980281.xml · nonDerivative · entry 4

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: This transaction was executed in multiple trades at prices ranging from $118.73 to $119.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

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February 17, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 3,342 $118.14 $394,823.88
Disclosure

SEC source: 0001166003-21-000040 · wf-form4_161377297980281.xml · nonDerivative · entry 3

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

F3 · price: This transaction was executed in multiple trades at prices ranging from $117.64 to $118.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

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February 17, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 4,158 $118.67 $493,429.86
Disclosure

SEC source: 0001166003-21-000040 · wf-form4_161377297980281.xml · nonDerivative · entry 2

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142

F2 · price: This transaction was executed in multiple trades at prices ranging from $118.64 to $118.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

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February 17, 2021 Filed Feb 19, 2021 22:16 UTC SaleCommon Stock, par value $0.001 per share 28,464 $117.96 $3,357,613.44
Disclosure

SEC source: 0001166003-21-000040 · wf-form4_161377297980281.xml · nonDerivative · entry 1

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,300

F1 · price: This transaction was executed in multiple trades at prices ranging from $117.68 to $118.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which each transaction was effected.

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January 15, 2021 Filed Jan 20, 2021 22:16 UTC
Robinson Lance AChief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,309 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000019 · wf-form4_161118095598866.xml · derivative · entry 3

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,619

Underlying: Common Stock, par value $0.001 per share · 2,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on the first, second and third anniversaries of the grant date, generally subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

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January 15, 2021 Filed Jan 20, 2021 22:16 UTC
Robinson Lance AChief Accounting Officer
Tax withholdingCommon Stock, par value $0.001 per share 1,162 $118.86 $138,115.32
Disclosure

SEC source: 0001166003-21-000019 · wf-form4_161118095598866.xml · nonDerivative · entry 2

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,157

F1 · kind: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on January 15, 2021, as originally scheduled, and there were no related discretionary transactions or open market sales.

F1 · acquired: No shares were sold by the Reporting Person. These shares were withheld by the Issuer to fund tax liability attributable to the vesting and settlement of the Restricted Stock Units ("RSUs") reported on this Form 4. These RSUs vested and were settled on January 15, 2021, as originally scheduled, and there were no related discretionary transactions or open market sales.

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January 15, 2021 Filed Jan 20, 2021 22:16 UTC
Robinson Lance AChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.001 per share 2,309 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000019 · wf-form4_161118095598866.xml · nonDerivative · entry 1

Robinson Lance A · CIK 0001654704 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2021 Filed Jan 11, 2021 12:07 UTC Disposition to issuerWarrants · Derivative 10,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001166003-21-000017 · wf-form4_161036684248242.xml · derivative · entry 2

Cooper Troy A. · CIK 0001601131 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 10,000 shares

Expires 2021-09-02

F2 · derivative.exercise_price: The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").

F1 · kind: Troy A. Cooper exchanged 10,000 Warrants for 9,420 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated January 5, 2021 among the Company and Troy A. Cooper.

F3 · derivative.underlying_shares: Represents 10,000 shares of Common Stock initially issuable upon conversion of 10,000 Warrants, subject to adjustment as set forth in the Warrant Certificate.

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January 08, 2021 Filed Jan 11, 2021 12:07 UTC GrantCommon Stock, par value $0.001 per share 9,420 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000017 · wf-form4_161036684248242.xml · nonDerivative · entry 1

Cooper Troy A. · CIK 0001601131 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,289

F1 · kind: Troy A. Cooper exchanged 10,000 Warrants for 9,420 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated January 5, 2021 among the Company and Troy A. Cooper.

F1 · price: Troy A. Cooper exchanged 10,000 Warrants for 9,420 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated January 5, 2021 among the Company and Troy A. Cooper.

F1 · acquired: Troy A. Cooper exchanged 10,000 Warrants for 9,420 shares of Common Stock pursuant to the terms of a Warrant Exchange Agreement dated January 5, 2021 among the Company and Troy A. Cooper.

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January 04, 2021 Filed Jan 6, 2021 02:01 UTC GrantRestricted Stock Unit · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000010 · wf-form4_160989847655832.xml · derivative · entry 2

Colucci Marlene M · CIK 0001767492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock, par value $0.001 per share · 1,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

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January 04, 2021 Filed Jan 6, 2021 02:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,392 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000012 · wf-form4_160989855220986.xml · derivative · entry 10

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 per share · 2,392 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F11 · derivative.exercise_date: The RSUs vested in full on January 4, 2021.

F11 · derivative.expiration_date: The RSUs vested in full on January 4, 2021.

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January 04, 2021 Filed Jan 6, 2021 02:02 UTC GrantRestricted Stock Unit · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000012 · wf-form4_160989855220986.xml · derivative · entry 9

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock, par value $0.001 per share · 1,604 shares

Expires not disclosed

F9 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F10 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

F10 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

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January 04, 2021 Filed Jan 6, 2021 02:02 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,392 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000012 · wf-form4_160989855220986.xml · nonDerivative · entry 2

JESSELSON MICHAEL G · CIK 0000945191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: 15,000 of these securities are held in an individual retirement account of Michael G. Jesselson.

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January 04, 2021 Filed Jan 6, 2021 02:04 UTC
SHAFFER ORENDirector
GrantCommon Stock, par value $0.001 per share · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000015 · wf-form4_160989864292666.xml · derivative · entry 2

SHAFFER OREN · CIK 0001241850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock, par value $0.001 per share · 1,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

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January 04, 2021 Filed Jan 6, 2021 02:03 UTC GrantCommon Stock, par value $0.001 per share · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000014 · wf-form4_160989861688879.xml · derivative · entry 3

Papastavrou Jason D · CIK 0001329290 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock, par value $0.001 per share · 1,604 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F4 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

F4 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

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January 04, 2021 Filed Jan 6, 2021 02:03 UTC GrantRestricted Stock Unit · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000013 · wf-form4_160989857824894.xml · derivative · entry 2

Kingshott Adrian · CIK 0001328736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock, par value $0.001 per share · 1,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

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January 04, 2021 Filed Jan 6, 2021 02:01 UTC GrantRestricted Stock Unit · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000011 · wf-form4_160989850197472.xml · derivative · entry 2

DeSalva AnnaMaria · CIK 0001717049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock, par value $0.001 per share · 1,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

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January 04, 2021 Filed Jan 6, 2021 02:01 UTC
Ashe Gena LDirector
GrantRestricted Stock Unit · Derivative 1,604 $0.00 $0.00
Disclosure

SEC source: 0001166003-21-000009 · wf-form4_160989844710129.xml · derivative · entry 1

Ashe Gena L · CIK 0001669943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock, par value $0.001 per share · 1,604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.

F2 · derivative.exercise_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

F2 · derivative.expiration_date: The RSUs shall vest in full on January 3, 2022, subject to the Reporting Person's continued service as a director of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.