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Nasdaq · USD

XOS

Xos, Inc.

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7263
SEC CIK
0001819493
Parsed reports
384

Last 12 months

Inside the activity.

1 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202509
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202601
Jun 202607
Jul 2026018
Aug 202603
Sep 202614
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2026 Filed Oct 13, 2026 23:21 UTC
Pogosyan LianaChief Financial Officer
Tax withholdingCommon Stock 3,163 $3.21 $10,153.23
Disclosure

SEC source: 0001193125-26-420780 · ownership.xml · nonDerivative · entry 1

Pogosyan Liana · CIK 0001979040 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,483

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 494,597 unvested RSUs.

Read SEC document
October 10, 2026 Filed Oct 13, 2026 23:17 UTC
Sordoni GiordanoDirector · Chief Operating Officer
Tax withholdingCommon Stock 13,662 $3.21 $43,855.02
Disclosure

SEC source: 0001193125-26-420771 · ownership.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,914,427

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlemen

F2 · balance_after: Inlcudes 1,746,835 unvested RSUs.

F3 · balance_after: The Reporting Person is an executive officer and a director of the Issuer and is filing this Form 4 solely in such capacities. The number of shares reported in Column 5 includes certain securities in which the Reporting Person may be deemed to have a pecuniary interest, such as shares issuable upon settlement of RSUs that vest more than 60 days in the future. However, the Reporting Person does not beneficially own such securities within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is a '10% Owner' or a beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 10, 2026 Filed Oct 13, 2026 23:15 UTC
Semler DakotaDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,969 $3.21 $44,840.49
Disclosure

SEC source: 0001193125-26-420767 · ownership.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,163,233

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 1,750,453 unvested RSUs.

F3 · balance_after: The Reporting Person is an executive officer and a director of the Issuer and is filing this Form 4 solely in such capacities. The number of shares reported in Column 5 includes certain securities in which the Reporting Person may be deemed to have a pecuniary interest, such as shares issuable upon settlement of RSUs that vest more than 60 days in the future. However, the Reporting Person does not beneficially own such securities within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is a '10% Owner' or a beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 10, 2026 Filed Oct 13, 2026 21:39 UTC GrantCommon Stock 1,814 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-420688 · ownership.xml · nonDerivative · entry 1

RAPP EDWARD J · CIK 0001171780 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,428

F1 · shares: The shares reported in this transaction represent RSUs that were issued to the Reporting Person in lieu of the cash retainer for the Reporting Person's service as a non-emolpyee director in Q3 2026. The RSUs reported vested immediately on the date of grant.

F2 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
September 21, 2026 Filed Sep 23, 2026 20:00 UTC PurchaseCommon Stock 4,062 $2.60 $10,561.20
Disclosure

SEC source: 0001193125-26-399359 · ownership.xml · nonDerivative · entry 1

Mattson George N · CIK 0001559238 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,408

F1 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
September 17, 2026 Filed Sep 18, 2026 20:48 UTC SaleCommon Stock 4,738 $2.55 $12,082.37
Disclosure

SEC source: 0001193125-26-395667 · ownership.xml · nonDerivative · entry 2

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,226

F1 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
September 16, 2026 Filed Sep 18, 2026 20:48 UTC SaleCommon Stock 262 $2.54 $665.48
Disclosure

SEC source: 0001193125-26-395667 · ownership.xml · nonDerivative · entry 1

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,964

F1 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
September 10, 2026 Filed Oct 13, 2026 21:25 UTC Amendment
Pogosyan LianaChief Financial Officer
GrantCommon Stock 411,549 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-420673 · ownership.xml · nonDerivative · entry 2

Pogosyan Liana · CIK 0001979040 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,646

F3 · shares: Approximately 33% of the Restricted Stock Unit ("RSU") Award shall vest on March 10, 2027 (the "Initial Vesting Date"), and the remainder of the RSU Award shall vest in twenty-four (24) approximately equal installments on each Monthly Vesting Date immediately following the Initial Vesting Date. "Monthly Vesting Date" means the 10th day of each month. Notwithstanding the foregoing, vesting shall terminate upon the Reporting Person's termination of continuous service, as described in Section 6(l) of the Global RSU Award Agreement.

F2 · balance_after: Includes 500,569 unvested RSUs.

Read SEC document
September 10, 2026 Filed Oct 13, 2026 21:25 UTC Amendment
Pogosyan LianaChief Financial Officer
Tax withholdingCommon Stock 3,165 $2.79 $8,830.35
Disclosure

SEC source: 0001193125-26-420673 · ownership.xml · nonDerivative · entry 1

Pogosyan Liana · CIK 0001979040 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,097

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 500,569 unvested RSUs.

Read SEC document
September 10, 2026 Filed Oct 13, 2026 21:24 UTC Amendment
Sordoni GiordanoDirector · Chief Operating Officer
GrantCommon Stock 1,388,293 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-420672 · ownership.xml · nonDerivative · entry 2

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,928,089

F3 · shares: Approximately 33% of the Restricted Stock Unit ("RSU") Award shall vest on March 10, 2027 (the "Initial Vesting Date"), and the remainder of the RSU Award shall vest in twenty-four (24) approximately equal installments on each Monthly Vesting Date immediately following the Initial Vesting Date. "Monthly Vesting Date" means the 10th day of each month. Notwithstanding the foregoing, vesting shall terminate upon the Reporting Person's termination of continuous service, as described in Section 6(l) of the Global RSU Award Agreement.

F2 · balance_after: Inlcudes 1,773,685 unvested RSUs.

F4 · balance_after: The Reporting Person is an executive officer and a director of the Issuer and is filing this Form 4 solely in such capacities. The number of shares reported in Column 5 includes certain securities in which the Reporting Person may be deemed to have a pecuniary interest, such as shares issuable upon settlement of RSUs that vest more than 60 days in the future. However, the Reporting Person does not beneficially own such securities within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is a '10% Owner' or a beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2026 Filed Oct 13, 2026 21:24 UTC Amendment
Sordoni GiordanoDirector · Chief Operating Officer
Tax withholdingCommon Stock 13,662 $2.79 $38,116.98
Disclosure

SEC source: 0001193125-26-420672 · ownership.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,539,796

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Inlcudes 1,773,685 unvested RSUs.

Read SEC document
September 10, 2026 Filed Oct 13, 2026 21:23 UTC Amendment
Semler DakotaDirector · Chief Executive Officer
GrantCommon Stock 1,388,293 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-420670 · ownership.xml · nonDerivative · entry 2

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,177,202

F3 · shares: Approximately 33% of the Restricted Stock Unit ("RSU") Award shall vest on March 10, 2027 (the "Initial Vesting Date"), and the remainder of the RSU Award shall vest in twenty-four (24) approximately equal installments on each Monthly Vesting Date immediately following the Initial Vesting Date. "Monthly Vesting Date" means the 10th day of each month. Notwithstanding the foregoing, vesting shall terminate upon the Reporting Person's termination of continuous service, as described in Section 6(l) of the Global RSU Award Agreement.

F2 · balance_after: Includes 1,777,906 unvested RSUs.

F4 · balance_after: The Reporting Person is an executive officer and a director of the Issuer and is filing this Form 4 solely in such capacities. The number of shares reported in Column 5 includes certain securities in which the Reporting Person may be deemed to have a pecuniary interest, such as shares issuable upon settlement of RSUs that vest more than 60 days in the future. However, the Reporting Person does not beneficially own such securities within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is a '10% Owner' or a beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2026 Filed Oct 13, 2026 21:23 UTC Amendment
Semler DakotaDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,538 $2.79 $40,561.02
Disclosure

SEC source: 0001193125-26-420670 · ownership.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,909

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 1,777,906 unvested RSUs.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 22:01 UTC
Pogosyan LianaChief Financial Officer
GrantCommon Stock 411,549 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-390844 · ownership.xml · nonDerivative · entry 2

Pogosyan Liana · CIK 0001979040 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,646

F3 · shares: Approximately 33% of the Restricted Stock Unit ("RSU") Award shall vest on March 10, 2027 (the "Initial Vesting Date"), and the remainder of the RSU Award shall vest in twenty-four (24) approximately equal installments on each Monthly Vesting Date immediately following the Initial Vesting Date. "Monthly Vesting Date" means the 10th day of each month. Notwithstanding the foregoing, vesting shall terminate upon the Reporting Person's termination of continuous service, as described in Section 6(l) of the Global RSU Award Agreement.

F2 · balance_after: Includes 89,020 unvested RSUs.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 22:01 UTC
Pogosyan LianaChief Financial Officer
Tax withholdingCommon Stock 3,165 $2.79 $8,830.35
Disclosure

SEC source: 0001193125-26-390844 · ownership.xml · nonDerivative · entry 1

Pogosyan Liana · CIK 0001979040 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,097

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 89,020 unvested RSUs.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 22:00 UTC
Sordoni GiordanoDirector · Chief Operating Officer
GrantCommon Stock 1,388,293 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-390840 · ownership.xml · nonDerivative · entry 2

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,928,089

F3 · shares: Approximately 33% of the Restricted Stock Unit ("RSU") Award shall vest on March 10, 2027 (the "Initial Vesting Date"), and the remainder of the RSU Award shall vest in twenty-four (24) approximately equal installments on each Monthly Vesting Date immediately following the Initial Vesting Date. "Monthly Vesting Date" means the 10th day of each month. Notwithstanding the foregoing, vesting shall terminate upon the Reporting Person's termination of continuous service, as described in Section 6(l) of the Global RSU Award Agreement.

F2 · balance_after: Inlcudes 385,392 unvested RSUs.

F4 · balance_after: The Reporting Person is an executive officer and a director of the Issuer and is filing this Form 4 solely in such capacities. The number of shares reported in Column 5 includes certain securities in which the Reporting Person may be deemed to have a pecuniary interest, such as shares issuable upon settlement of RSUs that vest more than 60 days in the future. However, the Reporting Person does not beneficially own such securities within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is a '10% Owner' or a beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 22:00 UTC
Sordoni GiordanoDirector · Chief Operating Officer
Tax withholdingCommon Stock 13,662 $2.79 $38,116.98
Disclosure

SEC source: 0001193125-26-390840 · ownership.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,539,796

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Inlcudes 385,392 unvested RSUs.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 21:59 UTC
Semler DakotaDirector · Chief Executive Officer
GrantCommon Stock 1,388,293 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-390837 · ownership.xml · nonDerivative · entry 2

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,177,202

F3 · shares: Approximately 33% of the Restricted Stock Unit ("RSU") Award shall vest on March 10, 2027 (the "Initial Vesting Date"), and the remainder of the RSU Award shall vest in twenty-four (24) approximately equal installments on each Monthly Vesting Date immediately following the Initial Vesting Date. "Monthly Vesting Date" means the 10th day of each month. Notwithstanding the foregoing, vesting shall terminate upon the Reporting Person's termination of continuous service, as described in Section 6(l) of the Global RSU Award Agreement.

F2 · balance_after: Includes 389,613 unvested RSUs.

F4 · balance_after: The Reporting Person is an executive officer and a director of the Issuer and is filing this Form 4 solely in such capacities. The number of shares reported in Column 5 includes certain securities in which the Reporting Person may be deemed to have a pecuniary interest, such as shares issuable upon settlement of RSUs that vest more than 60 days in the future. However, the Reporting Person does not beneficially own such securities within the meaning of Rule 13d-3 of the Securities Exchange Act of 1934, and the filing of this Form 4 shall not be deemed an admission that the Reporting Person is a '10% Owner' or a beneficial owner of such shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 21:59 UTC
Semler DakotaDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,538 $2.79 $40,561.02
Disclosure

SEC source: 0001193125-26-390837 · ownership.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,909

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 389,613 unvested RSUs.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 21:42 UTC SaleCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001193125-26-383855 · ownership.xml · nonDerivative · entry 2

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,226

F2 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 21:42 UTC SaleCommon Stock 10,000 $3.02 $30,220.00
Disclosure

SEC source: 0001193125-26-383855 · ownership.xml · nonDerivative · entry 1

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,226

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $3.02 to $3.04. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 21:30 UTC SaleCommon Stock 10,000 $3.49 $34,913.00
Disclosure

SEC source: 0001193125-26-363816 · ownership.xml · nonDerivative · entry 1

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,226

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $3.49 to $3.50. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 21:32 UTC
Sordoni GiordanoDirector · Chief Operating Officer
SaleCommon Stock 49,370 $4.00 $197,549.12
Disclosure

SEC source: 0001193125-26-363820 · ownership.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,553,458

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $4.00 to $4.03. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 412,242 unvested RSUs.

Read SEC document
August 18, 2026 Filed Aug 20, 2026 20:30 UTC SaleCommon Stock 30,000 $4.19 $125,835.00
Disclosure

SEC source: 0001193125-26-359253 · ownership.xml · nonDerivative · entry 1

Bernstein Stuart N. · CIK 0001873851 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,642

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $4.125 to $4.39. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 60,584 unvested RSUs

Read SEC document
August 11, 2026 Filed Aug 27, 2026 01:59 UTC OtherConvertible Note · Derivative 1,500,000 $1,500,000.00 Strike: $12.00 $2,250,000,000,000.00
Disclosure

SEC source: 0001878366-26-000026 · ownership.xml · derivative · entry 1

Aljomaih Automotive Co. · CIK 0001878366 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,166,666

Underlying: Common Stock · 125,000 shares

Expires 2028-02-11

F1 · kind: On August 11, 2026, the issuer made a scheduled repayment of $1.5 million principal amount of the Convertible Note.

F2 · shares: The $1.5 million principal amount repaid was convertible into an aggregate of 125,000 shares of common stock, par value $0.0001 per share, of the issuer.

F4 · price: $1.5 million principal amount of the Convertible Note was repaid and extinguished for face value.

F3 · derivative.exercise_date: The principal amount plus any accrued and unpaid interest was convertible at the holder's election after November 9, 2022.

F2 · derivative.underlying_shares: The $1.5 million principal amount repaid was convertible into an aggregate of 125,000 shares of common stock, par value $0.0001 per share, of the issuer.

F5 · balance_after: The $14,000,000 principal amount of Convertible Notes outstanding immediately following the transaction was convertible into 1,166,666 shares of Common Stock at $12.00 per share. Column 9 does not include any interest accrued on the Convertible Note since August 11, 2025 (at a rate of 10% per annum), which may be converted into Interest Shares at the 10-day VWAP on the date of payment.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:02 UTC
Sordoni GiordanoDirector · Chief Operating Officer
Tax withholdingCommon Stock 13,663 $2.70 $36,890.10
Disclosure

SEC source: 0001193125-26-347110 · ownership.xml · nonDerivative · entry 1

Sordoni Giordano · CIK 0001877937 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,602,828

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 412,242 unvested RSUs.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:03 UTC
Semler DakotaDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,538 $2.70 $39,252.60
Disclosure

SEC source: 0001193125-26-347114 · ownership.xml · nonDerivative · entry 1

Semler Dakota · CIK 0001877933 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 803,447

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 417,067 unvested RSUs.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:02 UTC
Pogosyan LianaChief Financial Officer
Tax withholdingCommon Stock 3,163 $2.70 $8,540.10
Disclosure

SEC source: 0001193125-26-347108 · ownership.xml · nonDerivative · entry 1

Pogosyan Liana · CIK 0001979040 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,262

F1 · shares: Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Awards. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2 · balance_after: Includes 94,994 unvested RSUs.

Read SEC document
July 17, 2026 Filed Jul 17, 2026 21:40 UTC Disposition to issuerCommon Stock 4,159 $2.15 $8,935.61
Disclosure

SEC source: 0001193125-26-308035 · ownership.xml · nonDerivative · entry 3

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,226

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.11 to $2.18. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 17, 2026 Filed Jul 17, 2026 21:41 UTC
Yake AliceDirector
Disposition to issuerCommon Stock 2,500 $2.15 $5,370.25
Disclosure

SEC source: 0001193125-26-308036 · ownership.xml · nonDerivative · entry 3

Yake Alice · CIK 0001739230 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,561

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2025.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.11 to $2.18. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 17, 2026 Filed Jul 17, 2026 21:43 UTC Disposition to issuerCommon Stock 3,118 $2.15 $6,699.65
Disclosure

SEC source: 0001193125-26-308037 · ownership.xml · nonDerivative · entry 3

Richardson Michael Paul · CIK 0001971868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,135

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.11 to $2.18. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 17, 2026 Filed Aug 27, 2026 11:30 UTC Amendment SaleCommon Stock 4,159 $2.15 $8,935.61
Disclosure

SEC source: 0001193125-26-369551 · ownership.xml · nonDerivative · entry 3

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,226

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.11 to $2.18. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 17, 2026 Filed Aug 27, 2026 11:30 UTC Amendment
Yake AliceDirector
SaleCommon Stock 2,500 $2.15 $5,370.25
Disclosure

SEC source: 0001193125-26-369553 · ownership.xml · nonDerivative · entry 3

Yake Alice · CIK 0001739230 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,561

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2025.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.11 to $2.18. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 17, 2026 Filed Aug 27, 2026 11:30 UTC Amendment SaleCommon Stock 3,118 $2.15 $6,699.65
Disclosure

SEC source: 0001193125-26-369552 · ownership.xml · nonDerivative · entry 3

Richardson Michael Paul · CIK 0001971868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,135

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.11 to $2.18. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 21:40 UTC Disposition to issuerCommon Stock 4,158 $2.16 $8,984.19
Disclosure

SEC source: 0001193125-26-308035 · ownership.xml · nonDerivative · entry 2

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,385

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.12 to $2.32. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 21:41 UTC
Yake AliceDirector
Disposition to issuerCommon Stock 2,500 $2.17 $5,414.25
Disclosure

SEC source: 0001193125-26-308036 · ownership.xml · nonDerivative · entry 2

Yake Alice · CIK 0001739230 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,061

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2025.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.12 to $2.32. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 21:43 UTC Disposition to issuerCommon Stock 3,119 $2.17 $6,760.12
Disclosure

SEC source: 0001193125-26-308037 · ownership.xml · nonDerivative · entry 2

Richardson Michael Paul · CIK 0001971868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,253

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.12 to $2.32. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 16, 2026 Filed Aug 27, 2026 11:30 UTC Amendment SaleCommon Stock 4,158 $2.16 $8,984.19
Disclosure

SEC source: 0001193125-26-369551 · ownership.xml · nonDerivative · entry 2

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,385

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.12 to $2.32. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 16, 2026 Filed Aug 27, 2026 11:30 UTC Amendment
Yake AliceDirector
SaleCommon Stock 2,500 $2.17 $5,414.25
Disclosure

SEC source: 0001193125-26-369553 · ownership.xml · nonDerivative · entry 2

Yake Alice · CIK 0001739230 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,061

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2025.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.12 to $2.32. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 16, 2026 Filed Aug 27, 2026 11:30 UTC Amendment SaleCommon Stock 3,119 $2.17 $6,760.12
Disclosure

SEC source: 0001193125-26-369552 · ownership.xml · nonDerivative · entry 2

Richardson Michael Paul · CIK 0001971868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 132,253

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.12 to $2.32. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 21:40 UTC Disposition to issuerCommon Stock 4,159 $2.30 $9,576.10
Disclosure

SEC source: 0001193125-26-308035 · ownership.xml · nonDerivative · entry 1

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,543

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.23 to $2.34. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 21:41 UTC
Yake AliceDirector
Disposition to issuerCommon Stock 2,500 $2.30 $5,760.50
Disclosure

SEC source: 0001193125-26-308036 · ownership.xml · nonDerivative · entry 1

Yake Alice · CIK 0001739230 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,561

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2025.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.23 to $2.40. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 21:43 UTC Disposition to issuerCommon Stock 3,119 $2.31 $7,194.60
Disclosure

SEC source: 0001193125-26-308037 · ownership.xml · nonDerivative · entry 1

Richardson Michael Paul · CIK 0001971868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,372

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.23 to $2.40. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 15, 2026 Filed Aug 27, 2026 11:30 UTC Amendment SaleCommon Stock 4,159 $2.30 $9,576.10
Disclosure

SEC source: 0001193125-26-369551 · ownership.xml · nonDerivative · entry 1

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,543

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.23 to $2.34. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 15, 2026 Filed Aug 27, 2026 11:30 UTC Amendment
Yake AliceDirector
SaleCommon Stock 2,500 $2.30 $5,760.50
Disclosure

SEC source: 0001193125-26-369553 · ownership.xml · nonDerivative · entry 1

Yake Alice · CIK 0001739230 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,561

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2025.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.23 to $2.40. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 15, 2026 Filed Aug 27, 2026 11:30 UTC Amendment SaleCommon Stock 3,119 $2.31 $7,194.60
Disclosure

SEC source: 0001193125-26-369552 · ownership.xml · nonDerivative · entry 1

Richardson Michael Paul · CIK 0001971868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,372

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.23 to $2.40. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 60,584 unvested RSUs.

Read SEC document
July 14, 2026 Filed Jul 14, 2026 22:05 UTC Disposition to issuerCommon Stock 4,158 $2.39 $9,943.03
Disclosure

SEC source: 0001193125-26-303489 · ownership.xml · nonDerivative · entry 4

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,702

F3 · shares: The transaction reported on this line was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.34 to $2.435. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 60,584 unvested RSUs

Read SEC document
July 14, 2026 Filed Jul 14, 2026 22:05 UTC
Yake AliceDirector
Disposition to issuerCommon Stock 2,500 $2.39 $5,987.00
Disclosure

SEC source: 0001193125-26-303490 · ownership.xml · nonDerivative · entry 5

Yake Alice · CIK 0001739230 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,061

F4 · shares: The transaction reported on this line was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.35 to $2.43. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 14, 2026 Filed Jul 14, 2026 22:04 UTC Disposition to issuerCommon Stock 3,119 $2.39 $7,454.10
Disclosure

SEC source: 0001193125-26-303487 · ownership.xml · nonDerivative · entry 4

Richardson Michael Paul · CIK 0001971868 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 138,491

F3 · shares: The transaction reported on this line was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.35 to $2.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 60,584 unvested RSUs

Read SEC document
July 14, 2026 Filed Aug 27, 2026 11:30 UTC Amendment SaleCommon Stock 4,158 $2.39 $9,943.03
Disclosure

SEC source: 0001193125-26-369548 · ownership.xml · nonDerivative · entry 4

OSTERMANN DIETMAR · CIK 0001179705 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,702

F3 · shares: The transaction reported on this line was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $2.34 to $2.435. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 60,584 unvested RSUs

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.