Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2024 Filed Oct 8, 2024 16:44 UTC |
DiBiase MaryChief Operating Officer
|
SaleCommon Stock | 67,695 | $0.57 | $38,328.91 |
DisclosureSEC source: 0001628280-24-042542 · wk-form4_1728420247.xml · nonDerivative · entry 2 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 452,060 F2 · shares: These transactions were made pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on June 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.55 to $0.6043, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 07, 2024 Filed Oct 8, 2024 16:44 UTC |
Mostafa Adam S.Chief Financial Officer
|
SaleCommon Stock | 230,645 | $0.55 | $126,900.88 |
DisclosureSEC source: 0001628280-24-042545 · wk-form4_1728420276.xml · nonDerivative · entry 2 Mostafa Adam S. · CIK 0001738081 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: These transactions were made pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on June 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.5144 to $0.6036, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 07, 2024 Filed Oct 8, 2024 20:44 UTC |
Baldry MarkChief Commercial Officer
|
SaleCommon Stock | 11,127 | $0.58 | $6,505.96 |
DisclosureSEC source: 0001628280-24-042544 · wk-form4_1728420266.xml · nonDerivative · entry 2 Baldry Mark · CIK 0001644137 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,509 F2 · shares: These transactions were made pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on June 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.561 to $0.6115, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 07, 2024 Filed Oct 8, 2024 20:44 UTC |
Ragan PaulaDirector · President and CEO
|
SaleCommon Stock | 239,436 | $0.55 | $131,522.19 |
DisclosureSEC source: 0001628280-24-042543 · wk-form4_1728420257.xml · nonDerivative · entry 2 Ragan Paula · CIK 0001769914 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,057,713 F2 · shares: These transactions were made pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on June 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.5142 to $0.6036, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 07, 2024 Filed Oct 8, 2024 20:44 UTC |
Taveras ArthurChief Scientific Officer
|
SaleCommon Stock | 76,920 | $0.56 | $43,305.96 |
DisclosureSEC source: 0001628280-24-042541 · wk-form4_1728420235.xml · nonDerivative · entry 2 Taveras Arthur · CIK 0001830901 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 388,026 F2 · shares: These transactions were made pursuant to a rule 10b5-1 trading plan adopted by the Reporting Person on June 28, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.5291 to $0.6038, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 16:44 UTC |
DiBiase MaryChief Operating Officer
|
GrantCommon Stock | 230,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042542 · wk-form4_1728420247.xml · nonDerivative · entry 1 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519,755 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 16:44 UTC |
Mostafa Adam S.Chief Financial Officer
|
GrantCommon Stock | 230,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042545 · wk-form4_1728420276.xml · nonDerivative · entry 1 Mostafa Adam S. · CIK 0001738081 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,645 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of the performance condition. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:44 UTC |
Baldry MarkChief Commercial Officer
|
GrantCommon Stock | 34,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042544 · wk-form4_1728420266.xml · nonDerivative · entry 1 Baldry Mark · CIK 0001644137 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,636 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:44 UTC |
Ragan PaulaDirector · President and CEO
|
GrantCommon Stock | 532,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042543 · wk-form4_1728420257.xml · nonDerivative · entry 1 Ragan Paula · CIK 0001769914 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,297,149 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:44 UTC |
Taveras ArthurChief Scientific Officer
|
GrantCommon Stock | 230,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-042541 · wk-form4_1728420235.xml · nonDerivative · entry 1 Taveras Arthur · CIK 0001830901 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,946 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 16:01 UTC |
DiBiase MaryChief Operating Officer
|
SaleCommon Stock | 2,642 | $0.66 | $1,737.64 |
DisclosureSEC source: 0001628280-24-040128 · wk-form4_1726084882.xml · nonDerivative · entry 1 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,110 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.6548 to $0.6646, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:12 UTC |
WYZGA MICHAEL SDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027671 · wk-form4_1718136724.xml · nonDerivative · entry 1 WYZGA MICHAEL S · CIK 0001201256 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,667 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person as an annual award for service on the Board of Directors. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the Issuer's next annual meeting of stockholders, subject to continued board service through the applicable vesting date. The RSUs will vest in full upon the occurrence of a change in control of the Issuer. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:13 UTC |
MCGIRR DAVID W JDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027676 · wk-form4_1718136785.xml · nonDerivative · entry 1 MCGIRR DAVID W J · CIK 0001219023 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,667 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person as an annual award for service on the Board of Directors. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the Issuer's next annual meeting of stockholders, subject to continued board service through the applicable vesting date. The RSUs will vest in full upon the occurrence of a change in control of the Issuer. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:13 UTC |
de Craecker FrancoiseDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027678 · wk-form4_1718136807.xml · nonDerivative · entry 1 de Craecker Francoise · CIK 0001887843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,667 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person as an annual award for service on the Board of Directors. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the Issuer's next annual meeting of stockholders, subject to continued board service through the applicable vesting date. The RSUs will vest in full upon the occurrence of a change in control of the Issuer. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:13 UTC |
Aliski WilliamDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027677 · wk-form4_1718136796.xml · nonDerivative · entry 1 Aliski William · CIK 0001598426 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,667 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person as an annual award for service on the Board of Directors. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the Issuer's next annual meeting of stockholders, subject to continued board service through the applicable vesting date. The RSUs will vest in full upon the occurrence of a change in control of the Issuer. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:13 UTC |
Stewart MurrayDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027675 · wk-form4_1718136772.xml · nonDerivative · entry 1 Stewart Murray · CIK 0001723450 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,504 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person as an annual award for service on the Board of Directors. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the Issuer's next annual meeting of stockholders, subject to continued board service through the applicable vesting date. The RSUs will vest in full upon the occurrence of a change in control of the Issuer. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:12 UTC |
Bridger GaryDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027674 · wk-form4_1718136760.xml · nonDerivative · entry 1 Bridger Gary · CIK 0001600049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,667 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person as an annual award for service on the Board of Directors. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the Issuer's next annual meeting of stockholders, subject to continued board service through the applicable vesting date. The RSUs will vest in full upon the occurrence of a change in control of the Issuer. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:12 UTC |
Woods KeithDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027673 · wk-form4_1718136748.xml · nonDerivative · entry 1 Woods Keith · CIK 0001996804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,000 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person as an annual award for service on the Board of Directors. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the Issuer's next annual meeting of stockholders, subject to continued board service through the applicable vesting date. The RSUs will vest in full upon the occurrence of a change in control of the Issuer. Read SEC document |
| June 10, 2024 Filed Jun 11, 2024 20:12 UTC |
Lawton Alison FrancesDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027672 · wk-form4_1718136736.xml · nonDerivative · entry 1 Lawton Alison Frances · CIK 0001542650 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,667 F1 · shares: Represents restricted stock units (RSUs) granted to the Reporting Person as an annual award for service on the Board of Directors. The RSUs will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) the Issuer's next annual meeting of stockholders, subject to continued board service through the applicable vesting date. The RSUs will vest in full upon the occurrence of a change in control of the Issuer. Read SEC document |
| May 17, 2024 Filed Feb 14, 2025 21:08 UTC |
Baldry MarkChief Commercial Officer
|
PurchaseCommon Stock | 21,646 | $0.68 | $14,654.34 |
DisclosureSEC source: 0001628280-25-005698 · wk-form4_1739567298.xml · nonDerivative · entry 1 Baldry Mark · CIK 0001644137 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,769 F1 · balance_after: The Reporting Person purchased shares of common stock through the Issuer's Amended and Restated 2017 Employee Stock Purchase Plan. Such purchases were inadvertently omitted from previous Form 4 filings and are now being reported. Read SEC document |
| March 11, 2024 Filed Mar 11, 2024 17:19 UTC |
DiBiase MaryChief Operating Officer
|
SaleCommon Stock | 15,409 | $0.88 | $13,590.74 |
DisclosureSEC source: 0001628280-24-010278 · wk-form4_1710191967.xml · nonDerivative · entry 1 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,752 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.863 to $0.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award. Read SEC document |
| March 11, 2024 Filed Mar 11, 2024 17:19 UTC |
Mostafa Adam S.Chief Financial Officer
|
SaleCommon Stock | 52,500 | $0.88 | $46,347.00 |
DisclosureSEC source: 0001628280-24-010279 · wk-form4_1710191979.xml · nonDerivative · entry 1 Mostafa Adam S. · CIK 0001738081 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.8649 to $0.9147, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2024 Filed Mar 11, 2024 21:20 UTC |
Taveras ArthurChief Scientific Officer
|
SaleCommon Stock | 14,235 | $0.88 | $12,552.42 |
DisclosureSEC source: 0001628280-24-010281 · wk-form4_1710192010.xml · nonDerivative · entry 1 Taveras Arthur · CIK 0001830901 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 234,301 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.863 to $0.9112, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award. Read SEC document |
| March 11, 2024 Filed Mar 11, 2024 21:20 UTC |
Ragan PaulaDirector · President and CEO
|
SaleCommon Stock | 49,678 | $0.88 | $43,855.74 |
DisclosureSEC source: 0001628280-24-010280 · wk-form4_1710191995.xml · nonDerivative · entry 1 Ragan Paula · CIK 0001769914 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 765,068 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.863 to $0.9147, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 17:09 UTC |
DiBiase MaryChief Operating Officer
|
GrantStock Appreciation Right · Derivative | 428,248 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001628280-24-005383 · wk-form4_1708121369.xml · derivative · entry 1 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,248 Underlying: Common Stock · 428,248 shares Expires 2034-02-13 F1 · derivative.exercise_date: The Stock Appreciation Right will vest and become exercisable in equal annual installments (rounding down to the nearest whole share, except for the last installment) on the first, second, and third anniversaries of February 13, 2024, subject to the Reporting Person remaining an employee of the Issuer through and including each applicable vesting date. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 17:10 UTC |
Mostafa Adam S.Chief Financial Officer
|
GrantStock Appreciation Right · Derivative | 523,414 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001628280-24-005384 · wk-form4_1708121388.xml · derivative · entry 1 Mostafa Adam S. · CIK 0001738081 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 523,414 Underlying: Common Stock · 523,414 shares Expires 2034-02-13 F1 · derivative.exercise_date: The Stock Appreciation Right will vest and become exercisable in equal annual installments (rounding down to the nearest whole share, except for the last installment) on the first, second, and third anniversaries of February 13, 2024, subject to the Reporting Person remaining an employee of the Issuer through and including each applicable vesting date. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 22:11 UTC |
Arbet-Engels ChristopheChief Medical Officer
|
GrantStock Appreciation Right · Derivative | 475,831 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001628280-24-005385 · wk-form4_1708121451.xml · derivative · entry 1 Arbet-Engels Christophe · CIK 0001802615 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 475,831 Underlying: Common Stock · 475,831 shares Expires 2034-02-13 F1 · derivative.exercise_date: The Stock Appreciation Right will vest and become exercisable in equal annual installments (rounding down to the nearest whole share, except for the last installment) on the first, second, and third anniversaries of February 13, 2024, subject to the Reporting Person remaining an employee of the Issuer through and including each applicable vesting date. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 22:09 UTC |
Ragan PaulaDirector · President and CEO
|
GrantStock Appreciation Right · Derivative | 1,189,578 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001628280-24-005382 · wk-form4_1708121356.xml · derivative · entry 1 Ragan Paula · CIK 0001769914 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,189,578 Underlying: Common Stock · 1,189,578 shares Expires 2034-02-13 F1 · derivative.exercise_date: The Stock Appreciation Right will vest and become exercisable in equal annual installments (rounding down to the nearest whole share, except for the last installment) on the first, second, and third anniversaries of February 13, 2024, subject to the Reporting Person remaining an employee of the Issuer through and including each applicable vesting date. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 22:09 UTC |
Baldry MarkChief Commercial Officer
|
GrantStock Appreciation Right · Derivative | 523,414 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001628280-24-005380 · wk-form4_1708121338.xml · derivative · entry 1 Baldry Mark · CIK 0001644137 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 523,414 Underlying: Common Stock · 523,414 shares Expires 2034-02-13 F1 · derivative.exercise_date: The Stock Appreciation Right will vest and become exercisable in equal annual installments (rounding down to the nearest whole share, except for the last installment) on the first, second, and third anniversaries of February 13, 2024, subject to the Reporting Person remaining an employee of the Issuer through and including each applicable vesting date. Read SEC document |
| February 13, 2024 Filed Feb 16, 2024 22:08 UTC |
Taveras ArthurChief Scientific Officer
|
GrantStock Appreciation Right · Derivative | 428,248 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001628280-24-005379 · wk-form4_1708121312.xml · derivative · entry 1 Taveras Arthur · CIK 0001830901 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,248 Underlying: Common Stock · 428,248 shares Expires 2034-02-13 F1 · derivative.exercise_date: The Stock Appreciation Right will vest and become exercisable in equal annual installments (rounding down to the nearest whole share, except for the last installment) on the first, second, and third anniversaries of February 13, 2024, subject to the Reporting Person remaining an employee of the Issuer through and including each applicable vesting date. Read SEC document |
| February 13, 2024 Filed Feb 28, 2024 22:52 UTC Amendment |
Arbet-Engels ChristopheChief Medical Officer
|
GrantStock Appreciation Right · Derivative | 180,816 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001628280-24-007711 · wk-form4a_1709160742.xml · derivative · entry 1 Arbet-Engels Christophe · CIK 0001802615 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,816 Underlying: Common Stock · 180,816 shares Expires 2034-02-13 F1 · shares: This Form 4 amendment is being filed to correct the number of stock appreciation rights awarded to the Reporting Person on February 13, 2024. The original Form 4 filed on February 16, 2024 inadvertently reported the number of stock appreciation rights awarded as 475,831 due to an administrative error. F2 · derivative.exercise_date: The Stock Appreciation Right will vest and become exercisable in equal annual installments (rounding down to the nearest whole share, except for the last installment) on the first, second, and third anniversaries of February 13, 2024, subject to the Reporting Person remaining an employee of the Issuer through and including each applicable vesting date. Read SEC document |
| February 12, 2024 Filed Feb 12, 2024 17:23 UTC |
DiBiase MaryChief Operating Officer
|
SaleCommon Stock | 3,683 | $1.01 | $3,708.78 |
DisclosureSEC source: 0001628280-24-004288 · wk-form4_1707776621.xml · nonDerivative · entry 1 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,161 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.98 to $1.04, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award. Read SEC document |
| February 12, 2024 Filed Feb 12, 2024 17:03 UTC |
Mostafa Adam S.Chief Financial Officer
|
SaleCommon Stock | 27,721 | $1.01 | $27,973.26 |
DisclosureSEC source: 0001628280-24-004263 · wk-form4_1707775417.xml · nonDerivative · entry 1 Mostafa Adam S. · CIK 0001738081 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,500 F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.97 to $1.07, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2024 Filed Feb 12, 2024 22:23 UTC |
Taveras ArthurChief Scientific Officer
|
SaleCommon Stock | 787 | $1.01 | $792.67 |
DisclosureSEC source: 0001628280-24-004287 · wk-form4_1707776584.xml · nonDerivative · entry 1 Taveras Arthur · CIK 0001830901 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,536 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.98 to $1.04, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award. Read SEC document |
| February 12, 2024 Filed Feb 12, 2024 22:05 UTC |
Ragan PaulaDirector · President and CEO
|
SaleCommon Stock | 21,695 | $1.01 | $21,892.42 |
DisclosureSEC source: 0001628280-24-004266 · wk-form4_1707775482.xml · nonDerivative · entry 1 Ragan Paula · CIK 0001769914 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 814,746 F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $0.97 to $1.05, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award. Read SEC document |
| November 03, 2023 Filed Nov 3, 2023 21:26 UTC |
Ragan PaulaDirector · President and CEO
|
SaleCommon Stock | 39,906 | $0.90 | $35,915.40 |
DisclosureSEC source: 0001628280-23-036796 · wk-form4_1699046800.xml · nonDerivative · entry 2 Ragan Paula · CIK 0001769914 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 836,441 F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8043 to $0.9454, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 16:40 UTC |
DiBiase MaryChief Operating Officer
|
SaleCommon Stock | 67,695 | $0.73 | $49,417.35 |
DisclosureSEC source: 0001628280-23-036757 · wk-form4_1699044035.xml · nonDerivative · entry 1 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 310,844 F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6839 to $0.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 16:42 UTC |
Mostafa Adam S.Chief Financial Officer
|
SaleCommon Stock | 230,645 | $0.73 | $168,370.85 |
DisclosureSEC source: 0001628280-23-036758 · wk-form4_1699044122.xml · nonDerivative · entry 1 Mostafa Adam S. · CIK 0001738081 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 80,221 F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6835 to $0.7911, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 21:26 UTC |
Ragan PaulaDirector · President and CEO
|
SaleCommon Stock | 199,531 | $0.73 | $145,657.63 |
DisclosureSEC source: 0001628280-23-036796 · wk-form4_1699046800.xml · nonDerivative · entry 1 Ragan Paula · CIK 0001769914 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 876,347 F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 24, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6835 to $0.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:39 UTC |
Baldry MarkChief Commercial Officer
|
SaleCommon Stock | 10,257 | $0.73 | $7,487.61 |
DisclosureSEC source: 0001628280-23-036756 · wk-form4_1699043973.xml · nonDerivative · entry 1 Baldry Mark · CIK 0001644137 · Chief Commercial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,690 F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.687 to $0.7927, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 20:39 UTC |
Taveras ArthurChief Scientific Officer
|
SaleCommon Stock | 67,695 | $0.73 | $49,417.35 |
DisclosureSEC source: 0001628280-23-036755 · wk-form4_1699043942.xml · nonDerivative · entry 1 Taveras Arthur · CIK 0001830901 · Chief Scientific Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 249,323 F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 24, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6841 to $0.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · acquired: Sale of shares to cover personal income tax obligation upon settlement of restricted stock unit award Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 16:55 UTC |
DiBiase MaryChief Operating Officer
|
GrantCommon Stock | 230,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-036459 · wk-form4_1698958524.xml · nonDerivative · entry 1 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,539 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition, which occurs upon FDA acceptance of a new drug application for mavorixafor. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 17:04 UTC |
Mostafa Adam S.Chief Financial Officer
|
GrantCommon Stock | 230,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-036471 · wk-form4_1698959058.xml · nonDerivative · entry 1 Mostafa Adam S. · CIK 0001738081 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,866 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition, which occurs upon FDA acceptance of a new drug application for mavorixafor. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:00 UTC |
Baldry MarkChief Commercial Officer
|
GrantCommon Stock | 34,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-036466 · wk-form4_1698958841.xml · nonDerivative · entry 1 Baldry Mark · CIK 0001644137 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,947 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition, which occurs upon FDA acceptance of a new drug application for mavorixafor. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:58 UTC |
Ragan PaulaDirector · President and CEO
|
GrantCommon Stock | 532,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-036462 · wk-form4_1698958692.xml · nonDerivative · entry 1 Ragan Paula · CIK 0001769914 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,075,878 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition, which occurs upon FDA acceptance of a new drug application for mavorixafor. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:59 UTC |
Taveras ArthurChief Scientific Officer
|
GrantCommon Stock | 230,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-036463 · wk-form4_1698958731.xml · nonDerivative · entry 1 Taveras Arthur · CIK 0001830901 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,018 F1 · shares: Represents shares earned upon the vesting of performance-based restricted stock units. The Compensation Committee of the Board of Directors of the Issuer certified the achievement of a performance condition, which occurs upon FDA acceptance of a new drug application for mavorixafor. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:02 UTC |
Woods KeithDirector
|
GrantCommon Stock | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-034579 · wk-form4_1697659344.xml · nonDerivative · entry 1 Woods Keith · CIK 0001996804 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 F1 · shares: Represents a restricted stock units ("RSUs") grant. The RSUs will vest in three equal annual installments commencing on October 16, 2024, subject to the Reporting Person's continued service as a director through each such date. Read SEC document |
| September 08, 2023 Filed Sep 12, 2023 16:04 UTC |
DiBiase MaryChief Operating Officer
|
SaleCommon Stock | 2,642 | $1.25 | $3,299.86 |
DisclosureSEC source: 0001628280-23-032065 · wk-form4_1694549085.xml · nonDerivative · entry 1 DiBiase Mary · CIK 0001880179 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,894 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $1.22 to $1.255, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · balance_after: Of the shares of common stock reported, 74,046 shares represent restricted stock units. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:15 UTC |
Arbet-Engels ChristopheChief Medical Officer
|
GrantStock Option (right to buy) · Derivative | 1,250,000 | $1.28 Strike: $1.28 | $1,600,000.00 |
DisclosureSEC source: 0001628280-23-031389 · wk-form4_1693944923.xml · derivative · entry 1 Arbet-Engels Christophe · CIK 0001802615 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2033-08-30 F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on August 31, 2024, with the remainder vesting in equal installments of 2.0833% of the shares subject to the option each successive month thereafter for a period of 36 months, subject to the Reporting Person continuing to provide services through each such date. Read SEC document |
| August 18, 2023 Filed Aug 22, 2023 20:09 UTC |
WYZGA MICHAEL SDirector
|
PurchaseCommon Stock | 25,000 | $1.20 | $29,875.00 |
DisclosureSEC source: 0001628280-23-030224 · wk-form4_1692734960.xml · nonDerivative · entry 1 WYZGA MICHAEL S · CIK 0001201256 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,667 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at $1.195 and $1.20. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote. F2 · balance_after: Of the shares of common stock reported, 48,333 shares represent restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.