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Nasdaq · USD

XENE

Xenon Pharmaceuticals Inc.

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Tapewire entity
2602
SEC CIK
0001582313
Parsed reports
275

Last 12 months

Inside the activity.

2 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202602
Feb 202600
Mar 2026015
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202603
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2023 Filed Mar 9, 2023 18:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 41,152 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001209191-23-017636 · doc4.xml · derivative · entry 7

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 41,152 shares

Expires 2023-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price was converted to U.S. dollars from $2.67 CAD using the closing rate of exchange on the Bank of Canada on the date of grant. The actual exercise price is the Canadian dollar amount regardless of the exchange rate on the date of exercise.

F5 · derivative.exercise_date: The shares subject to the options are fully vested and exercisable.

F6 · derivative.expiration_date: Expiration date differs from originally reported date due to an automatic extension provided by the option plan as a result of the original expiration date falling during a Company blackout period.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 18:21 UTC SaleCommon Shares 8,242 $36.94 $304,459.48
Disclosure

SEC source: 0001209191-23-017636 · doc4.xml · nonDerivative · entry 6

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,006

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $36.89 to $37.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 18:21 UTC Tax withholdingCommon Shares 1,618 $37.13 $60,076.34
Disclosure

SEC source: 0001209191-23-017636 · doc4.xml · nonDerivative · entry 5

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,248

F2 · price: Represents the closing price of the Company's common shares on March 6, 2023 for purposes of net settlement calculations.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 18:21 UTC Exercise / conversionCommon Shares 30,864 $2.59 $79,937.76
Disclosure

SEC source: 0001209191-23-017636 · doc4.xml · nonDerivative · entry 4

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price was converted to U.S. dollars from $2.67 CAD using the closing rate of exchange on the Bank of Canada on the date of grant. The actual exercise price is the Canadian dollar amount regardless of the exchange rate on the date of exercise.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 18:21 UTC SaleCommon Shares 10,990 $37.01 $406,739.90
Disclosure

SEC source: 0001209191-23-017636 · doc4.xml · nonDerivative · entry 3

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,002

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $36.93 to $37.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 18:21 UTC Tax withholdingCommon Shares 2,160 $37.13 $80,200.80
Disclosure

SEC source: 0001209191-23-017636 · doc4.xml · nonDerivative · entry 2

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,992

F2 · price: Represents the closing price of the Company's common shares on March 6, 2023 for purposes of net settlement calculations.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 18:21 UTC Exercise / conversionCommon Shares 41,152 $2.68 $110,287.36
Disclosure

SEC source: 0001209191-23-017636 · doc4.xml · nonDerivative · entry 1

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price was converted to U.S. dollars from $2.67 CAD using the closing rate of exchange on the Bank of Canada on the date of grant. The actual exercise price is the Canadian dollar amount regardless of the exchange rate on the date of exercise.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 16:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,086 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001209191-22-060939 · doc4.xml · derivative · entry 2

AZAB MOHAMMAD · CIK 0001309653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,086 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price was converted to U.S. dollars from $2.67 CAD using the closing rate of exchange on the Bank of Canada on the date of grant. The actual exercise price is the Canadian dollar amount regardless of the exchange rate on the date of exercise.

F2 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 16:29 UTC Exercise / conversionCommon Shares 3,086 $2.68 $8,270.48
Disclosure

SEC source: 0001209191-22-060939 · doc4.xml · nonDerivative · entry 1

AZAB MOHAMMAD · CIK 0001309653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price was converted to U.S. dollars from $2.67 CAD using the closing rate of exchange on the Bank of Canada on the date of grant. The actual exercise price is the Canadian dollar amount regardless of the exchange rate on the date of exercise.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 01:41 UTC
PATOU GARYDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,057 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001209191-22-058916 · doc4.xml · derivative · entry 6

PATOU GARY · CIK 0001283535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,057 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The exercise price was converted to U.S. dollars from $2.67 CAD using the closing rate of exchange on the Bank of Canada on the date of grant. The actual exercise price is the Canadian dollar amount regardless of the exchange rate on the date of exercise.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 01:41 UTC
PATOU GARYDirector
SaleCommon Shares 1,937 $34.79 $67,390.36
Disclosure

SEC source: 0001209191-22-058916 · doc4.xml · nonDerivative · entry 4

PATOU GARY · CIK 0001283535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,573

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $34.76 to $34.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 01:41 UTC
PATOU GARYDirector
Tax withholdingCommon Shares 120 $34.37 $4,124.40
Disclosure

SEC source: 0001209191-22-058916 · doc4.xml · nonDerivative · entry 3

PATOU GARY · CIK 0001283535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,510

F3 · price: Represents the closing price of the Company's common shares on November 23, 2022 for purposes of net settlement calculations.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 01:41 UTC
PATOU GARYDirector
Exercise / conversionCommon Shares 2,057 $2.68 $5,512.76
Disclosure

SEC source: 0001209191-22-058916 · doc4.xml · nonDerivative · entry 2

PATOU GARY · CIK 0001283535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The exercise price was converted to U.S. dollars from $2.67 CAD using the closing rate of exchange on the Bank of Canada on the date of grant. The actual exercise price is the Canadian dollar amount regardless of the exchange rate on the date of exercise.

Read SEC document
November 23, 2022 Filed Nov 29, 2022 01:41 UTC
PATOU GARYDirector
SaleCommon Shares 2,057 $34.33 $70,609.61
Disclosure

SEC source: 0001209191-22-058916 · doc4.xml · nonDerivative · entry 1

PATOU GARY · CIK 0001283535 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,573

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $34.24 to $34.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 17:04 UTC
DiFabio AndreaChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $34.77 $0.00
Disclosure

SEC source: 0001209191-22-056248 · doc4.xml · derivative · entry 1

DiFabio Andrea · CIK 0001692506 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Shares · 135,000 shares

Expires 2032-11-06

F1 · derivative.exercise_date: Vesting 25% on the one year anniversary of the grant date, and 75% vesting thereafter over the course of the next 3 years, in equal amounts, on the last day of each month.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 6,511 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · derivative · entry 12

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,511 shares

Expires 2028-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,292 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · derivative · entry 11

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,292 shares

Expires 2027-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 813 $0.00 Strike: $8.40 $0.00
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · derivative · entry 10

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 813 shares

Expires 2027-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 32 $0.00 Strike: $7.49 $0.00
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · derivative · entry 9

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 32 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 9,000 $0.00 Strike: $9.44 $0.00
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · derivative · entry 8

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,000 shares

Expires 2029-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
SaleCommon Shares 15,355 $39.57 $607,597.35
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · nonDerivative · entry 7

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $39.50 to $39.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Tax withholdingCommon Shares 3,293 $39.53 $130,172.29
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · nonDerivative · entry 6

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,355

F1 · price: Represents the closing price of the Company's common shares on September 1, 2022 for purposes of net settlement calculations.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionCommon Shares 6,511 $4.75 $30,927.25
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · nonDerivative · entry 5

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionCommon Shares 2,292 $3.10 $7,105.20
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · nonDerivative · entry 4

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionCommon Shares 813 $8.40 $6,829.20
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · nonDerivative · entry 3

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionCommon Shares 32 $7.49 $239.68
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · nonDerivative · entry 2

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 16:26 UTC
AULIN SHERRYChief Financial Officer
Exercise / conversionCommon Shares 9,000 $9.44 $84,960.00
Disclosure

SEC source: 0001209191-22-049015 · doc4.xml · nonDerivative · entry 1

AULIN SHERRY · CIK 0001862144 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · derivative · entry 11

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 50,000 shares

Expires 2028-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
SaleCommon Shares 8,776 $38.80 $340,508.80
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · nonDerivative · entry 8

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,796

F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.73 to $38.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
SaleCommon Shares 35,103 $38.03 $1,334,967.09
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · nonDerivative · entry 7

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,572

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $37.44 to $38.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
Tax withholdingCommon Shares 6,121 $38.81 $237,556.01
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · nonDerivative · entry 6

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,675

F3 · price: Represents the closing price of the Company's common shares on August 31, 2022 for purposes of net settlement calculations.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
Exercise / conversionCommon Shares 50,000 $4.75 $237,500.00
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · nonDerivative · entry 5

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
Exercise / conversionStock Options (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · derivative · entry 10

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,000 shares

Expires 2028-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
Exercise / conversionStock Options (Right to Buy) · Derivative 17,488 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · derivative · entry 9

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,488 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
SaleCommon Shares 21,352 $38.57 $823,546.64
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · nonDerivative · entry 4

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,796

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.18 to $38.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
Tax withholdingCommon Shares 1,572 $37.86 $59,515.92
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · nonDerivative · entry 3

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,148

F1 · price: Represents the closing price of the Company's common shares on August 30, 2022 for purposes of net settlement calculations.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
Exercise / conversionCommon Shares 5,000 $4.75 $23,750.00
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · nonDerivative · entry 2

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:27 UTC
ROBIN SHERRINGTONEVP, Strategy & Innovation
Exercise / conversionCommon Shares 17,488 $2.67 $46,692.96
Disclosure

SEC source: 0001209191-22-048508 · doc4.xml · nonDerivative · entry 1

ROBIN SHERRINGTON · CIK 0001619962 · EVP, Strategy & Innovation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 16, 2022 Filed Aug 16, 2022 17:31 UTC SaleCommon Shares 20,000 $38.87 $777,400.00
Disclosure

SEC source: 0001209191-22-046015 · doc4.xml · nonDerivative · entry 6

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F5 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.70 to $39.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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August 16, 2022 Filed Aug 16, 2022 17:31 UTC SaleCommon Shares 32,058 $38.29 $1,227,500.82
Disclosure

SEC source: 0001209191-22-046015 · doc4.xml · nonDerivative · entry 5

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

F4 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $37.6431 to $38.6033, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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August 15, 2022 Filed Aug 16, 2022 17:31 UTC SaleCommon Shares 33,942 $37.76 $1,281,649.92
Disclosure

SEC source: 0001209191-22-046015 · doc4.xml · nonDerivative · entry 4

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,058

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $37.5022 to $38.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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August 12, 2022 Filed Aug 16, 2022 17:31 UTC SaleCommon Shares 1,000 $39.15 $39,150.00
Disclosure

SEC source: 0001209191-22-046015 · doc4.xml · nonDerivative · entry 3

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

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August 12, 2022 Filed Aug 16, 2022 17:31 UTC SaleCommon Shares 47,000 $38.60 $1,814,200.00
Disclosure

SEC source: 0001209191-22-046015 · doc4.xml · nonDerivative · entry 2

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,000

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.1397 to $39.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein

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August 12, 2022 Filed Aug 16, 2022 17:31 UTC SaleCommon Shares 43,135 $37.91 $1,635,247.85
Disclosure

SEC source: 0001209191-22-046015 · doc4.xml · nonDerivative · entry 1

PIMSTONE SIMON N. · CIK 0001620084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

F1 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $37.1353 to $38.1084, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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August 12, 2022 Filed Aug 16, 2022 21:36 UTC
EMPFIELD JAMES R.EVP, Drug Discovery
Exercise / conversionStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $4.75 $0.00
Disclosure

SEC source: 0001209191-22-046017 · doc4.xml · derivative · entry 7

EMPFIELD JAMES R. · CIK 0001665430 · EVP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 45,000 shares

Expires 2028-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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August 12, 2022 Filed Aug 16, 2022 21:36 UTC
EMPFIELD JAMES R.EVP, Drug Discovery
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001209191-22-046017 · doc4.xml · derivative · entry 6

EMPFIELD JAMES R. · CIK 0001665430 · EVP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 20,000 shares

Expires 2027-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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August 12, 2022 Filed Aug 16, 2022 21:36 UTC
EMPFIELD JAMES R.EVP, Drug Discovery
SaleCommon Shares 21,875 $38.68 $846,125.00
Disclosure

SEC source: 0001209191-22-046017 · doc4.xml · nonDerivative · entry 5

EMPFIELD JAMES R. · CIK 0001665430 · EVP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $38.6084 to $38.7884, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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August 12, 2022 Filed Aug 16, 2022 21:36 UTC
EMPFIELD JAMES R.EVP, Drug Discovery
SaleCommon Shares 35,868 $38.08 $1,365,853.44
Disclosure

SEC source: 0001209191-22-046017 · doc4.xml · nonDerivative · entry 4

EMPFIELD JAMES R. · CIK 0001665430 · EVP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,875

F2 · price: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $37.5101 to $38.5029, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

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August 12, 2022 Filed Aug 16, 2022 21:36 UTC
EMPFIELD JAMES R.EVP, Drug Discovery
Tax withholdingCommon Shares 7,257 $38.02 $275,911.14
Disclosure

SEC source: 0001209191-22-046017 · doc4.xml · nonDerivative · entry 3

EMPFIELD JAMES R. · CIK 0001665430 · EVP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,743

F1 · price: Represents the closing price of the Company's common shares on August 11, 2022 for purposes of net settlement calculations.

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August 12, 2022 Filed Aug 16, 2022 21:36 UTC
EMPFIELD JAMES R.EVP, Drug Discovery
Exercise / conversionCommon Shares 45,000 $4.75 $213,750.00
Disclosure

SEC source: 0001209191-22-046017 · doc4.xml · nonDerivative · entry 2

EMPFIELD JAMES R. · CIK 0001665430 · EVP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.