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Nasdaq · USD

XBIT

XBiotech Inc.

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7044
SEC CIK
0001626878
Parsed reports
138

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 21, 2018 Filed Feb 14, 2019 14:38 UTC PurchaseCommon Stock 4,200 $6.24 $26,208.00
Disclosure

SEC source: 0001209191-19-010053 · doc4.xml · nonDerivative · entry 1

RENNES FONDATION · CIK 0001094515 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,590,182

Read SEC document
December 19, 2018 Filed Dec 20, 2018 11:00 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option · Derivative 50,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-063616 · doc4.xml · derivative · entry 2

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 11:00 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 50,000 $2.50 $125,000.00
Disclosure

SEC source: 0001209191-18-063616 · doc4.xml · nonDerivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,327,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 16:50 UTC
MCKENZIE W THORPEDirector · 10% owner
PurchaseCommon Stock 700 $3.75 $2,625.00
Disclosure

SEC source: 0001209191-18-058294 · doc4.xml · nonDerivative · entry 5

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 2,900

Read SEC document
November 09, 2018 Filed Nov 13, 2018 16:50 UTC
MCKENZIE W THORPEDirector · 10% owner
PurchaseCommon Stock 2,200 $3.74 $8,217.00
Disclosure

SEC source: 0001209191-18-058294 · doc4.xml · nonDerivative · entry 4

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 2,200

Read SEC document
October 04, 2018 Filed Oct 4, 2018 16:28 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 385,000 $3.00 $1,155,000.00
Disclosure

SEC source: 0001209191-18-054253 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,398,600

Read SEC document
September 26, 2018 Filed Oct 1, 2018 13:18 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 17,634 $3.05 $53,797.81
Disclosure

SEC source: 0001209191-18-052662 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,783,600

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.13, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 13, 2018 Filed Sep 18, 2018 12:37 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 7,909 $3.10 $24,548.75
Disclosure

SEC source: 0001209191-18-051357 · doc4.xml · nonDerivative · entry 2

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,801,234

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.21, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 12, 2018 Filed Sep 18, 2018 12:37 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 41,675 $3.06 $127,546.34
Disclosure

SEC source: 0001209191-18-051357 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809,143

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.2, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 10, 2018 Filed Sep 11, 2018 17:25 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 23,369 $3.22 $75,334.65
Disclosure

SEC source: 0001209191-18-050529 · doc4.xml · nonDerivative · entry 2

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850,818

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.00 to $3.58, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 17:25 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 6,234 $3.65 $22,762.83
Disclosure

SEC source: 0001209191-18-050529 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,874,187

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.54 to $3.755, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 16:35 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 7,220 $3.94 $28,480.73
Disclosure

SEC source: 0001209191-18-049834 · doc4.xml · nonDerivative · entry 2

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887,580

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.85 to $4.01, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 16:35 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 3,800 $3.99 $15,179.10
Disclosure

SEC source: 0001209191-18-049834 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,894,800

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.955 to $4.05, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 17:41 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 3,171 $3.98 $12,623.12
Disclosure

SEC source: 0001209191-18-046477 · doc4.xml · nonDerivative · entry 2

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.9 to $4.02, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 17:41 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 6,638 $4.00 $26,523.46
Disclosure

SEC source: 0001209191-18-046477 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 3,171

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.98 to $4.02, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 08, 2018 Filed Aug 8, 2018 16:38 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 4,000 $4.01 $16,024.00
Disclosure

SEC source: 0001209191-18-045840 · doc4.xml · nonDerivative · entry 3

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 121,309

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.94 to $4.08, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 16:38 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 8,452 $3.94 $33,332.15
Disclosure

SEC source: 0001209191-18-045840 · doc4.xml · nonDerivative · entry 2

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 125,309

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.87 to $4.05, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 16:38 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 3,340 $3.99 $13,327.60
Disclosure

SEC source: 0001209191-18-045840 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 133,761

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.81 to $4.06, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 03, 2018 Filed Aug 3, 2018 16:27 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 23,900 $3.96 $94,689.41
Disclosure

SEC source: 0001209191-18-045282 · doc4.xml · nonDerivative · entry 3

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 25,601

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.815 to $4.04, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 02, 2018 Filed Aug 3, 2018 16:27 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 30,461 $3.92 $119,528.96
Disclosure

SEC source: 0001209191-18-045282 · doc4.xml · nonDerivative · entry 2

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 49,501

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $4.17, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:27 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 8,163 $4.24 $34,649.49
Disclosure

SEC source: 0001209191-18-045282 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 79,962

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.14 to $4.41, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 12:53 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 6,531 $4.49 $29,320.27
Disclosure

SEC source: 0001209191-18-044669 · doc4.xml · nonDerivative · entry 2

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 88,125

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.41to $4.54, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 30, 2018 Filed Aug 1, 2018 12:53 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 5,344 $4.41 $23,542.46
Disclosure

SEC source: 0001209191-18-044669 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 94,656

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.45, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 27, 2018 Filed Oct 12, 2018 15:00 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
GrantStock Option · Derivative 15,000 $0.00 Strike: $4.26 $0.00
Disclosure

SEC source: 0001209191-18-054878 · doc4.xml · derivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2028-05-28

Read SEC document
June 19, 2018 Filed Jun 21, 2018 15:15 UTC GrantStock Option · Derivative 12,500 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-18-038903 · doc4.xml · derivative · entry 1

MacAdam Donald H. · CIK 0001735261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2028-06-19

Read SEC document
June 19, 2018 Filed Jun 21, 2018 15:13 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
GrantStock Option · Derivative 200,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-18-038901 · doc4.xml · derivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-06-19

Read SEC document
June 19, 2018 Filed Jun 21, 2018 15:14 UTC
MCKENZIE W THORPEDirector · 10% owner
GrantStock Option · Derivative 25,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-18-038902 · doc4.xml · derivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-06-19

Read SEC document
June 19, 2018 Filed Jun 21, 2018 19:17 UTC GrantStock Option · Derivative 12,500 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-18-038904 · doc4.xml · derivative · entry 1

Waldin Jan-Paul · CIK 0001733176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2028-06-19

Read SEC document
May 08, 2018 Filed May 11, 2018 11:39 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock Option · Derivative 40,000 $4.16 Strike: $4.16 $166,400.00
Disclosure

SEC source: 0001209191-18-029438 · doc4.xml · derivative · entry 1

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On September 14, 2016 (the Grant Date) Fabrizio Bonanni was granted nonstatutory stock options (the Options) under the Company's 2015 Equity Incentive Plan to purcahse shares of the Company's Common Stock (the Shares) at an exercise price equal to the closing sales price of the Shares on the Grant Date as quoted by the Nasdaq Stock Market, with an expiry of ten years from the Grant Date. Half of the Options vest on December 20, 2016 and another half of the Options vest on June 20, 2017.

Read SEC document
May 08, 2018 Filed Jun 21, 2018 16:48 UTC Amendment
HAN QUEENAVP Finance & HR
GrantStock Option · Derivative 40,000 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001209191-18-038967 · doc4a.xml · derivative · entry 1

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-05-08

Read SEC document
March 23, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock options · Derivative 8,201 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · derivative · entry 9

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,201 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
SaleCommon Stock 8,201 $4.75 $38,954.75
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · nonDerivative · entry 6

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 23, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Stock 8,201 $2.50 $20,502.50
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · nonDerivative · entry 5

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock options · Derivative 62,200 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · derivative · entry 8

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,200 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
SaleCommon Stock 62,200 $4.76 $296,159.08
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · nonDerivative · entry 4

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.77, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Stock 62,200 $2.50 $155,500.00
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · nonDerivative · entry 3

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock options · Derivative 9,599 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · derivative · entry 7

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 9,599 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
SaleCommon Stock 9,599 $4.48 $42,987.20
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · nonDerivative · entry 2

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.85, inclusive. The reporting person undertakes to provide to XBIT, any security holder of XBIT, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 21, 2018 Filed Mar 26, 2018 15:39 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Stock 9,599 $2.50 $23,997.50
Disclosure

SEC source: 0001209191-18-021609 · doc4.xml · nonDerivative · entry 1

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 22, 2018 15:34 UTC GrantDirector Stock Option · Derivative 25,000 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001209191-18-021232 · doc4.xml · derivative · entry 1

MacAdam Donald H. · CIK 0001735261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-03-20

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February 27, 2018 Filed Mar 1, 2018 22:10 UTC GrantDirector Stock Option · Derivative 25,000 $0.00 Strike: $4.83 $0.00
Disclosure

SEC source: 0001209191-18-015100 · doc4.xml · derivative · entry 1

Waldin Jan-Paul · CIK 0001733176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-02-27

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November 20, 2017 Filed Nov 22, 2017 07:14 UTC
SHIVASWAMY SUSHMAChief Scientific Officer
GrantStock Option · Derivative 150,000 $0.00 Strike: $4.13 $0.00
Disclosure

SEC source: 0001209191-17-062227 · doc4.xml · derivative · entry 1

SHIVASWAMY SUSHMA · CIK 0001638762 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2027-11-20

F1 · derivative.exercise_date: On November 20, 2017 (the Grant Date) the reporting person was granted incentive stock options (the Options) under the Company's 2015 Equity Incentive Plan to purchase shares of the Company's Common Stock (the Shares) at an exercise price equal to the closing sales price of the Shares on the Grant Date as quoted by the Nasdaq Stock Market. The Options vest in three equal annual installments commencing as of the first anniversary of the Grant Date with an expiry of ten years from the Grant Date.

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July 07, 2017 Filed Jul 11, 2017 12:20 UTC
Guzman BenjaminSr.VP Corp. Strategy & Finance
GrantEmployee Stock Option · Derivative 300,000 $0.00 Strike: $4.78 $0.00
Disclosure

SEC source: 0001209191-17-044735 · doc4.xml · derivative · entry 1

Guzman Benjamin · CIK 0001711298 · Sr.VP Corp. Strategy & Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2027-07-07

F1 · derivative.exercise_date: The Options vest in 3 equal annual installments beginning on the first annual anniversary of the Grant Date (July 7, 2017).

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June 19, 2017 Filed Jun 23, 2017 14:57 UTC Amendment
STECHER MICHAELMedical Director
Exercise / conversionStock Option · Derivative 50,000 $4.24 Strike: $4.24 $212,000.00
Disclosure

SEC source: 0001209191-17-041623 · doc4a.xml · derivative · entry 1

STECHER MICHAEL · CIK 0001639077 · Medical Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 19, 2017 Filed Jun 23, 2017 14:14 UTC
STECHER MICHAELMedical Director
Exercise / conversionStock Option · Derivative 50,000 $4.24 Strike: $4.24 $212,000.00
Disclosure

SEC source: 0001209191-17-041607 · doc4.xml · derivative · entry 1

STECHER MICHAEL · CIK 0001639077 · Medical Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On September 14, 2016 (the Grant Date) Fabrizio Bonanni was granted nonstatutory stock options (the Options) under the Company's 2015 Equity Incentive Plan to purcahse shares of the Company's Common Stock (the Shares) at an exercise price equal to the closing sales price of the Shares on the Grant Date as quoted by the Nasdaq Stock Market, with an expiry of ten years from the Grant Date. Half of the Options vest on December 20, 2016 and another half of the Options vest on June 20, 2017.

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June 19, 2017 Filed Jun 23, 2017 14:54 UTC Amendment
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option · Derivative 75,000 $4.24 Strike: $4.24 $318,000.00
Disclosure

SEC source: 0001209191-17-041618 · doc4a.xml · derivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 19, 2017 Filed Jun 23, 2017 14:17 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option · Derivative 75,000 $4.24 Strike: $4.24 $318,000.00
Disclosure

SEC source: 0001209191-17-041609 · doc4.xml · derivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On September 14, 2016 (the Grant Date) Fabrizio Bonanni was granted nonstatutory stock options (the Options) under the Company's 2015 Equity Incentive Plan to purcahse shares of the Company's Common Stock (the Shares) at an exercise price equal to the closing sales price of the Shares on the Grant Date as quoted by the Nasdaq Stock Market, with an expiry of ten years from the Grant Date. Half of the Options vest on December 20, 2016 and another half of the Options vest on June 20, 2017.

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June 19, 2017 Filed Jun 23, 2017 14:51 UTC Amendment
HAN QUEENAVP Finance & HR
Exercise / conversionStock Option · Derivative 30,000 $4.24 Strike: $4.24 $127,200.00
Disclosure

SEC source: 0001209191-17-041616 · doc4a.xml · derivative · entry 1

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 30,000 shares

Expires 2027-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2017 Filed Jun 23, 2017 14:12 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock Option · Derivative 30,000 $4.24 Strike: $4.24 $127,200.00
Disclosure

SEC source: 0001209191-17-041606 · doc4.xml · derivative · entry 1

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 30,000 shares

Expires 2027-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On September 14, 2016 (the Grant Date) Fabrizio Bonanni was granted nonstatutory stock options (the Options) under the Company's 2015 Equity Incentive Plan to purcahse shares of the Company's Common Stock (the Shares) at an exercise price equal to the closing sales price of the Shares on the Grant Date as quoted by the Nasdaq Stock Market, with an expiry of ten years from the Grant Date. Half of the Options vest on December 20, 2016 and another half of the Options vest on June 20, 2017.

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June 19, 2017 Filed Jun 23, 2017 14:59 UTC Amendment
SHIVASWAMY SUSHMAVP Research and Development
Exercise / conversionStock Option · Derivative 50,000 $4.24 Strike: $4.24 $212,000.00
Disclosure

SEC source: 0001209191-17-041625 · doc4a.xml · derivative · entry 1

SHIVASWAMY SUSHMA · CIK 0001638762 · VP Research and Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.