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Nasdaq · USD

XBIT

XBiotech Inc.

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7044
SEC CIK
0001626878
Parsed reports
138

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2021 Filed Jun 24, 2021 10:45 UTC
MCKENZIE W THORPEDirector · 10% owner
GrantStock Option · Derivative 25,000 $0.00 Strike: $16.21 $0.00
Disclosure

SEC source: 0001209191-21-042911 · doc4.xml · derivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-06-22

Read SEC document
June 22, 2021 Filed Jun 24, 2021 14:55 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $16.21 $0.00
Disclosure

SEC source: 0001209191-21-042913 · doc4.xml · derivative · entry 1

Waldin Jan-Paul · CIK 0001733176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-06-22

Read SEC document
June 22, 2021 Filed Jun 24, 2021 14:52 UTC
Libby PeterDirector
GrantDirector Stock option · Derivative 25,000 $0.00 Strike: $16.21 $0.00
Disclosure

SEC source: 0001209191-21-042912 · doc4.xml · derivative · entry 1

Libby Peter · CIK 0001784088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-06-22

Read SEC document
March 22, 2021 Filed Mar 22, 2021 14:20 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock options · Derivative 500,000 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-21-022278 · doc4.xml · derivative · entry 2

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 500,000 shares

Expires 2021-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 22, 2021 14:20 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Shares 500,000 $7.50 $3,750,000.00
Disclosure

SEC source: 0001209191-21-022278 · doc4.xml · nonDerivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2021 Filed Feb 1, 2021 11:01 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
OtherStock Options · Derivative 500,000 $0.00 Strike: $11.12 $0.00
Disclosure

SEC source: 0001209191-21-006384 · doc4.xml · derivative · entry 5

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2029-12-06

Read SEC document
January 28, 2021 Filed Feb 1, 2021 11:01 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
OtherStock Options · Derivative 150,000 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001209191-21-006384 · doc4.xml · derivative · entry 4

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2029-06-27

Read SEC document
January 28, 2021 Filed Feb 1, 2021 11:01 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
OtherStock Options · Derivative 89,260 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-21-006384 · doc4.xml · derivative · entry 3

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,740

Underlying: Common Stock · 89,260 shares

Expires 2028-06-19

Read SEC document
January 28, 2021 Filed Feb 1, 2021 11:01 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
OtherStock Options · Derivative 13,484 $0.00 Strike: $4.24 $0.00
Disclosure

SEC source: 0001209191-21-006384 · doc4.xml · derivative · entry 2

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,516

Underlying: Common Stock · 13,484 shares

Expires 2027-06-19

Read SEC document
January 28, 2021 Filed Feb 1, 2021 11:01 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
OtherStock Options · Derivative 1,875 $0.00 Strike: $9.45 $0.00
Disclosure

SEC source: 0001209191-21-006384 · doc4.xml · derivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,125

Underlying: Common Stock · 1,875 shares

Expires 2026-03-31

Read SEC document
December 18, 2020 Filed Dec 18, 2020 15:39 UTC SaleCommon Stock 1,173,033 $18.78 $22,029,559.74
Disclosure

SEC source: 0001209191-20-064272 · doc4.xml · nonDerivative · entry 1

BAY STREET FINANCIAL S.A. · CIK 0001803399 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,981,515

Read SEC document
December 02, 2020 Filed Dec 2, 2020 15:54 UTC SaleCommon Stock 182,836 $18.42 $3,367,839.12
Disclosure

SEC source: 0001209191-20-061033 · doc4.xml · nonDerivative · entry 1

BAY STREET FINANCIAL S.A. · CIK 0001803399 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,154,548

Read SEC document
November 19, 2020 Filed Nov 20, 2020 12:47 UTC
MCKENZIE W THORPEDirector · 10% owner
SaleCommon Stock 375,000 $18.30 $6,862,500.00
Disclosure

SEC source: 0001209191-20-059611 · doc4.xml · nonDerivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,560,964

Read SEC document
September 18, 2020 Filed Sep 21, 2020 17:07 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
OtherCommon Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-051306 · doc4.xml · nonDerivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723,166

F1 · price: Shares transferred pursuant to obligation

Read SEC document
September 15, 2020 Filed Sep 16, 2020 16:22 UTC
SHIVASWAMY SUSHMAChief Scientific Officer
Exercise / conversionStock Options · Derivative 20,668 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-20-050693 · doc4.xml · derivative · entry 6

SHIVASWAMY SUSHMA · CIK 0001638762 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 20,668 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 16:22 UTC
SHIVASWAMY SUSHMAChief Scientific Officer
SaleCommon Shares 20,668 $20.00 $413,360.00
Disclosure

SEC source: 0001209191-20-050693 · doc4.xml · nonDerivative · entry 4

SHIVASWAMY SUSHMA · CIK 0001638762 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 15, 2020 Filed Sep 16, 2020 16:22 UTC
SHIVASWAMY SUSHMAChief Scientific Officer
Exercise / conversionCommon Shares 20,668 $7.50 $155,010.00
Disclosure

SEC source: 0001209191-20-050693 · doc4.xml · nonDerivative · entry 3

SHIVASWAMY SUSHMA · CIK 0001638762 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2020 Filed Sep 16, 2020 16:22 UTC
SHIVASWAMY SUSHMAChief Scientific Officer
Exercise / conversionStock options · Derivative 19,332 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-20-050693 · doc4.xml · derivative · entry 5

SHIVASWAMY SUSHMA · CIK 0001638762 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 19,332 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2020 Filed Sep 16, 2020 16:22 UTC
SHIVASWAMY SUSHMAChief Scientific Officer
SaleCommon Shares 19,332 $20.01 $386,833.32
Disclosure

SEC source: 0001209191-20-050693 · doc4.xml · nonDerivative · entry 2

SHIVASWAMY SUSHMA · CIK 0001638762 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 10, 2020 Filed Sep 16, 2020 16:22 UTC
SHIVASWAMY SUSHMAChief Scientific Officer
Exercise / conversionCommon Shares 19,332 $7.50 $144,990.00
Disclosure

SEC source: 0001209191-20-050693 · doc4.xml · nonDerivative · entry 1

SHIVASWAMY SUSHMA · CIK 0001638762 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 11:33 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock Option · Derivative 27,692 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001209191-20-049028 · doc4.xml · derivative · entry 4

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,692 shares

Expires 2028-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 11:33 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $4.24 $0.00
Disclosure

SEC source: 0001209191-20-049028 · doc4.xml · derivative · entry 3

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2027-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 11:33 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Stock 27,692 $4.16 $115,198.72
Disclosure

SEC source: 0001209191-20-049028 · doc4.xml · nonDerivative · entry 2

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 2, 2020 11:33 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Stock 30,000 $4.24 $127,200.00
Disclosure

SEC source: 0001209191-20-049028 · doc4.xml · nonDerivative · entry 1

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2020 Filed Sep 1, 2020 16:03 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-20-048897 · doc4.xml · derivative · entry 1

MacAdam Donald H. · CIK 0001735261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-08-27

Read SEC document
August 27, 2020 Filed Sep 1, 2020 16:05 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
GrantStock Option · Derivative 25,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-20-048900 · doc4.xml · derivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-08-27

Read SEC document
August 27, 2020 Filed Sep 1, 2020 16:04 UTC
MCKENZIE W THORPEDirector · 10% owner
GrantStock Option · Derivative 25,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-20-048898 · doc4.xml · derivative · entry 1

MCKENZIE W THORPE · CIK 0001211462 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-08-27

Read SEC document
August 27, 2020 Filed Sep 1, 2020 20:06 UTC GrantStock Option · Derivative 25,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-20-048901 · doc4.xml · derivative · entry 1

Waldin Jan-Paul · CIK 0001733176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-08-27

Read SEC document
August 27, 2020 Filed Apr 27, 2021 17:33 UTC Amendment
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
GrantStock Options · Derivative 0 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-21-028625 · doc4a.xml · derivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2030-08-27

Read SEC document
August 27, 2020 Filed Apr 27, 2021 19:13 UTC
Libby PeterDirector
GrantDirector Stock option · Derivative 25,000 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001209191-21-028540 · doc4.xml · derivative · entry 1

Libby Peter · CIK 0001784088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-08-27

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock Options · Derivative 12,500 $0.00 Strike: $5.26 $0.00
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · derivative · entry 15

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 12,500 shares

Expires 2029-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock Options · Derivative 3,333 $0.00 Strike: $4.14 $0.00
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · derivative · entry 14

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 3,333 shares

Expires 2028-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock Options · Derivative 12,308 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · derivative · entry 13

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 12,308 shares

Expires 2028-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock Options · Derivative 5,000 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · derivative · entry 12

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 5,000 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock options · Derivative 18,700 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · derivative · entry 11

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 18,700 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
SaleCommon Shares 12,500 $19.65 $245,678.75
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 10

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Shares 12,500 $5.26 $65,750.00
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 9

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
SaleCommon Shares 3,333 $19.65 $65,507.78
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 8

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Shares 3,333 $4.14 $13,798.62
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 7

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
SaleCommon Shares 12,308 $19.65 $241,905.12
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 6

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Shares 12,308 $4.16 $51,201.28
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 5

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
SaleCommon Shares 5,000 $19.65 $98,271.50
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 4

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Shares 5,000 $15.00 $75,000.00
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 3

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
SaleCommon Shares 18,700 $19.65 $367,535.41
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 2

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 24, 2020 Filed Aug 26, 2020 13:35 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Shares 18,700 $7.50 $140,250.00
Disclosure

SEC source: 0001209191-20-048337 · doc4.xml · nonDerivative · entry 1

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 21, 2020 14:56 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionStock options · Derivative 1,300 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001209191-20-047889 · doc4.xml · derivative · entry 3

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stocks · 1,300 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 21, 2020 14:56 UTC
HAN QUEENAVP Finance & HR
SaleCommon Stock 1,300 $19.30 $25,090.00
Disclosure

SEC source: 0001209191-20-047889 · doc4.xml · nonDerivative · entry 2

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 17, 2020 Filed Aug 21, 2020 14:56 UTC
HAN QUEENAVP Finance & HR
Exercise / conversionCommon Shares 1,300 $7.50 $9,750.00
Disclosure

SEC source: 0001209191-20-047889 · doc4.xml · nonDerivative · entry 1

HAN QUEENA · CIK 0001638986 · VP Finance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2020 Filed Mar 25, 2020 14:09 UTC SaleCommon Stock 1,662,616 $6.38 $10,607,490.08
Disclosure

SEC source: 0001209191-20-021067 · doc4.xml · nonDerivative · entry 1

BAY STREET FINANCIAL S.A. · CIK 0001803399 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,337,384

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February 12, 2020 Filed Feb 13, 2020 16:48 UTC
SIMARD JOHNDirector · Chief Executive Officer · 10% owner
Disposition to issuerCommon Stock 2,016,466 $30.00 $60,493,980.00
Disclosure

SEC source: 0001209191-20-009272 · doc4.xml · nonDerivative · entry 1

SIMARD JOHN · CIK 0001639078 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,310,594

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.