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Nasdaq · USD

XAIR

Beyond Air, Inc.

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8379
SEC CIK
0001641631
Parsed reports
232

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202620
Aug 202600
Sep 202620
Oct 202620

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2023 Filed Mar 15, 2023 16:05 UTC
Carey RobertDirector
PurchaseCommon Stock 4,173 $6.15 $25,663.95
Disclosure

SEC source: 0001493152-23-007733 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,496

Read SEC document
March 08, 2023 Filed Mar 9, 2023 16:05 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
PurchaseCommon Stock 5,000 $5.89 $29,435.00
Disclosure

SEC source: 0001493152-23-007120 · ownership.xml · nonDerivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447,849

F2 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.83 to $5.91, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 08, 2023 Filed Mar 9, 2023 16:05 UTC
Carey RobertDirector
PurchaseCommon Stock 10,000 $5.95 $59,500.00
Disclosure

SEC source: 0001493152-23-007121 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,323

Read SEC document
March 07, 2023 Filed Mar 9, 2023 16:05 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
PurchaseCommon Stock 45,000 $5.98 $268,920.00
Disclosure

SEC source: 0001493152-23-007120 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442,849

F1 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.95 to $6.00, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 16:05 UTC
Gaul Michael A.Chief Operating Officer
PurchaseCommon Stock 8,000 $5.86 $46,880.00
Disclosure

SEC source: 0001493152-23-007122 · ownership.xml · nonDerivative · entry 1

Gaul Michael A. · CIK 0001592740 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,150

Read SEC document
February 16, 2023 Filed Feb 17, 2023 16:30 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
SaleCommon Stock 48,596 $6.10 $296,435.60
Disclosure

SEC source: 0001493152-23-005451 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,397,849

F1 · kind: The sales reported on this Form 4 represent shares of common stock of Beyond Air, Inc. (the "Company") sold by the reporting person to cover tax withholding obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $6.25, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 16:15 UTC
Carey RobertDirector
PurchaseCommon Stock 20,000 $5.75 $115,000.00
Disclosure

SEC source: 0001493152-22-035044 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 842,323

Read SEC document
December 02, 2022 Filed Dec 14, 2023 21:12 UTC
Carey RobertDirector
GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-044944 · ownership.xml · nonDerivative · entry 2

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,496

Read SEC document
November 29, 2022 Filed Nov 30, 2022 16:05 UTC
Carey RobertDirector
PurchaseCommon Stock 15,000 $5.75 $86,248.50
Disclosure

SEC source: 0001493152-22-034023 · ownership.xml · nonDerivative · entry 2

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,323

F2 · balance_after: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.74 to $5.75, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 16:05 UTC
Carey RobertDirector
PurchaseCommon Stock 15,000 $5.75 $86,242.50
Disclosure

SEC source: 0001493152-22-034023 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,323

F1 · balance_after: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.74 to $5.75, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
November 18, 2022 Filed Nov 18, 2022 20:35 UTC
Carey RobertDirector
PurchaseCommon Stock 20,000 $5.80 $116,000.00
Disclosure

SEC source: 0001493152-22-032980 · ownership.xml · nonDerivative · entry 3

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,323

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.75 to $5.85, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 17, 2022 Filed Nov 18, 2022 20:35 UTC
Carey RobertDirector
PurchaseCommon Stock 20,000 $5.90 $118,000.00
Disclosure

SEC source: 0001493152-22-032980 · ownership.xml · nonDerivative · entry 2

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,323

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.80 to $6.00, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 20:35 UTC
Carey RobertDirector
PurchaseCommon Stock 10,000 $6.00 $60,000.00
Disclosure

SEC source: 0001493152-22-032980 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,323

Read SEC document
August 22, 2022 Filed Aug 22, 2022 16:52 UTC
Gaul Michael A.Chief Operating Officer
PurchaseCommon Stock 2,000 $9.42 $18,840.00
Disclosure

SEC source: 0001493152-22-023744 · ownership.xml · nonDerivative · entry 1

Gaul Michael A. · CIK 0001592740 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,150

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:47 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
PurchaseCommon Stock 73,000 $6.63 $483,698.00
Disclosure

SEC source: 0001493152-22-018555 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446,445

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.8399, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:45 UTC
Avniel AmirDirector · COO and President
SaleCommon Stock 2,600 $6.57 $17,093.96
Disclosure

SEC source: 0001493152-22-018553 · ownership.xml · nonDerivative · entry 2

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Dandelion Investments Ltd.

Disclosed balance after: 13,733

F1 · shares: The sale was made to satisfy an Israeli tax obligation resulting from the reporting person's ownership of shares of Advanced Inhalation Therapies (AIT) Ltd., an Israeli corporation, which merged with Beyond Air, Inc. (formerly known as AIT Therapeutics, Inc.), a Delaware corporation, on January 13, 2017.

F3 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.57 to $6.585, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:45 UTC
Avniel AmirDirector · COO and President
SaleCommon Stock 65,500 $6.50 $425,979.25
Disclosure

SEC source: 0001493152-22-018553 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,027

F1 · shares: The sale was made to satisfy an Israeli tax obligation resulting from the reporting person's ownership of shares of Advanced Inhalation Therapies (AIT) Ltd., an Israeli corporation, which merged with Beyond Air, Inc. (formerly known as AIT Therapeutics, Inc.), a Delaware corporation, on January 13, 2017.

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.47 to $6.59, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:44 UTC
BENTSUR RONDirector
SaleCommon Stock 40,000 $6.53 $261,104.00
Disclosure

SEC source: 0001493152-22-018552 · ownership.xml · nonDerivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,436

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.57, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · acquired: The sale was made to satisfy an Israeli tax obligation resulting from the reporting person's ownership of shares of Advanced Inhalation Therapies (AIT) Ltd., an Israeli corporation, which merged with Beyond Air, Inc. (formerly known as AIT Therapeutics, Inc.), a Delaware corporation, on January 13, 2017.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 16:45 UTC
Carey RobertDirector
PurchaseCommon Stock 175,000 $6.45 $1,128,295.00
Disclosure

SEC source: 0001493152-22-018554 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,323

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.50, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
May 03, 2022 Filed Dec 14, 2023 21:12 UTC
Carey RobertDirector
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-044944 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,496

Read SEC document
April 05, 2022 Filed Apr 6, 2022 16:15 UTC
Carey RobertDirector
PurchaseCommon Stock 20,000 $6.71 $134,200.00
Disclosure

SEC source: 0001493152-22-009279 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,323

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.69 to $6.72, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 25, 2022 Filed Mar 28, 2022 09:34 UTC
Carey RobertDirector
PurchaseCommon Stock 22,500 $6.65 $149,625.00
Disclosure

SEC source: 0001493152-22-007824 · ownership.xml · nonDerivative · entry 2

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,323

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.60 to $6.75, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 09:34 UTC
Carey RobertDirector
PurchaseCommon Stock 3,685 $6.58 $24,247.30
Disclosure

SEC source: 0001493152-22-007824 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,823

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.58 to $6.60, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 17, 2022 Filed Mar 21, 2022 16:32 UTC
Carey RobertDirector
PurchaseCommon Stock 20,000 $6.75 $135,000.00
Disclosure

SEC source: 0001493152-22-007364 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,138

Read SEC document
March 03, 2022 Filed Mar 7, 2022 08:33 UTC
Larson Douglas QuintonChief Financial Officer
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001493152-22-006150 · ownership.xml · derivative · entry 1

Larson Douglas Quinton · CIK 0001880132 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2022, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 08:33 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
GrantStock Option (right to buy) · Derivative 280,000 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001493152-22-006148 · ownership.xml · derivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,000

Underlying: Common Stock · 280,000 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2022, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 08:33 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
GrantCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006148 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373,445

F1 · shares: Represents grant of time-vested restricted stock units ("RSUs") under the Beyond Air, Inc. Fourth Amended and Restated 2013 Equity Incentive Plan. The award will vest as to 20% of the shares of common stock underlying the RSUs on December 15, 2022, with the remainder vesting in equal annual installments on December 15th of each of the four ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 08:31 UTC
Avniel AmirDirector · COO and President
GrantStock Option (right to buy) · Derivative 140,000 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001493152-22-006144 · ownership.xml · derivative · entry 2

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2032-03-02

F2 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2022, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 08:31 UTC
Avniel AmirDirector · COO and President
GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-006144 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,527

F1 · shares: Represents grant of time-vested restricted stock units ("RSUs") under the Beyond Air, Inc. Fourth Amended and Restated 2013 Equity Incentive Plan. The award will vest as to 20% of the shares of common stock underlying the RSUs on December 15, 2022, with the remainder vesting in equal annual installments on December 15th of each of the four ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 13:33 UTC GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001493152-22-006151 · ownership.xml · derivative · entry 1

Forbes William P · CIK 0001314760 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2022, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 13:33 UTC
BENTSUR RONDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001493152-22-006146 · ownership.xml · derivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2022, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 08:33 UTC
Carey RobertDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001493152-22-006147 · ownership.xml · derivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2022, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 13:33 UTC
Lucera ErickDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001493152-22-006149 · ownership.xml · derivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2022, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 13:31 UTC
Lee YooriDirector
GrantStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0001493152-22-006145 · ownership.xml · derivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2032-03-02

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2022, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 03, 2022 Filed Dec 20, 2022 16:07 UTC Amendment
Larson Douglas QuintonChief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-035995 · ownership.xml · nonDerivative · entry 1

Larson Douglas Quinton · CIK 0001880132 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

F1 · shares: Includes restricted stock units ("RSUs") granted on March 3, 2022 to acquire 15,000 shares of common stock of Beyond Air, Inc. (the "Issuer") that vest as to 20% of the shares of common stock underlying the RSUs on December 15, 2022, with the remainder vesting in equal annual installments on December 15 of each of the four ensuing years thereafter until vested in full, in each case subject to the reporting person's continued service with the Issuer. Each RSU represents the right to receive one share of common stock of the Issuer.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 08:30 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
Exercise / conversionWarrants (right to buy) · Derivative 83,334 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001493152-22-001198 · ownership.xml · derivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,334 shares

Expires 2022-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 12, 2022, the reporting person exercised a warrant to purchase 83,334 shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. for $3.66 a share. The reported transactions were exempt from Section 16(b) in accordance with Rule 16b-3 and Rule 16b-6.

Read SEC document
January 12, 2022 Filed Jan 14, 2022 08:30 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
Exercise / conversionCommon Stock 83,334 $3.66 $305,002.44
Disclosure

SEC source: 0001493152-22-001198 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 12, 2022, the reporting person exercised a warrant to purchase 83,334 shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. for $3.66 a share. The reported transactions were exempt from Section 16(b) in accordance with Rule 16b-3 and Rule 16b-6.

Read SEC document
December 29, 2021 Filed Jan 3, 2022 16:15 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
SaleCommon Stock 21,376 $9.53 $203,756.03
Disclosure

SEC source: 0001493152-22-000113 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,111

F1 · kind: The sales reported on this Form 4 represent shares of common stock of Beyond Air, Inc. (the "Company") sold by the reporting person to cover tax withholding obligations in connection with the vesting of previously granted restricted stock units. The reporting person's sale of the Company's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 21,376 shares, with the reporting person's purchase of 25,000 shares of the Company's common stock at a weighted average price of $7.85 per share on August 13, 2021. The reporting person has paid to the Company, and the Company has received, $37,675, representing the full amount of the profit realized in connection with the short-swing transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.70, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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December 22, 2021 Filed Dec 27, 2021 16:15 UTC
Carey RobertDirector
PurchaseCommon Stock 10,000 $9.50 $95,000.00
Disclosure

SEC source: 0001493152-21-032513 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,418

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December 10, 2021 Filed Dec 13, 2021 16:15 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
PurchaseCommon Stock 40,000 $8.53 $341,200.00
Disclosure

SEC source: 0001493152-21-031287 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,171,487

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.81, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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December 01, 2021 Filed Dec 3, 2021 16:15 UTC
Avniel AmirDirector · COO and President
SaleCommon Stock 32,675 $13.72 $448,301.00
Disclosure

SEC source: 0001493152-21-030431 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,527

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.46 to $14.25, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · acquired: As previously reported, on November 23, 2021, shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") were issued to the reporting person in connection with the exercise of a warrant to purchase 43,334 shares of common stock of the Company for $3.66 a share on a cashless exercise basis, resulting in the Company's withholding of 10,659 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 32,675 shares of common stock of the Company. These transactions were exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3. On December 1, 2021, the reporting person sold the 32,675 shares of common stock of the Company acquired in connection with the warrant exercise.

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November 24, 2021 Filed Nov 26, 2021 22:19 UTC
BENTSUR RONDirector
SaleCommon Stock 6,464 $13.99 $90,431.36
Disclosure

SEC source: 0001493152-21-029937 · ownership.xml · nonDerivative · entry 2

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,436

F1 · acquired: As previously reported, on November 22, 2021, shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") were issued to the reporting person in connection with the exercise of a warrant to purchase 50,000 shares of common stock of the Company for $3.66 a share on a cashless exercise basis, resulting in the Company's withholding of 12,536 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 37,464 shares of common stock of the Company. These transactions were exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3. On November 24, 2021, the reporting person sold the 37,464 shares of common stock of the Company acquired in connection with the warrant exercise.

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November 24, 2021 Filed Nov 26, 2021 22:19 UTC
BENTSUR RONDirector
SaleCommon Stock 31,000 $13.44 $416,640.00
Disclosure

SEC source: 0001493152-21-029937 · ownership.xml · nonDerivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,900

F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.9394 to $13.9389, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F1 · acquired: As previously reported, on November 22, 2021, shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") were issued to the reporting person in connection with the exercise of a warrant to purchase 50,000 shares of common stock of the Company for $3.66 a share on a cashless exercise basis, resulting in the Company's withholding of 12,536 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 37,464 shares of common stock of the Company. These transactions were exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3. On November 24, 2021, the reporting person sold the 37,464 shares of common stock of the Company acquired in connection with the warrant exercise.

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November 23, 2021 Filed Nov 24, 2021 16:20 UTC
Avniel AmirDirector · COO and President
Exercise / conversionWarrants (right to buy) · Derivative 43,334 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001493152-21-029837 · ownership.xml · derivative · entry 3

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,334 shares

Expires 2022-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2021 Filed Nov 24, 2021 16:20 UTC
Avniel AmirDirector · COO and President
Tax withholdingCommon Stock 10,659 $14.88 $158,595.26
Disclosure

SEC source: 0001493152-21-029837 · ownership.xml · nonDerivative · entry 2

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,202

F1 · kind: On November 23, 2021, shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") were issued to the reporting person in connection with the exercise of a warrant to purchase 43,334 shares of common stock of the Company for $3.66 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 10,659 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 32,675 shares of common stock of the Company. These transactions were exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3.

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November 23, 2021 Filed Nov 24, 2021 16:20 UTC
Avniel AmirDirector · COO and President
Exercise / conversionCommon Stock 43,334 $3.66 $158,602.44
Disclosure

SEC source: 0001493152-21-029837 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · COO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2021 Filed Nov 26, 2021 17:16 UTC
Carey RobertDirector
PurchaseCommon Stock 5,000 $12.35 $61,750.00
Disclosure

SEC source: 0001493152-21-029935 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,418

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:15 UTC
BENTSUR RONDirector
Exercise / conversionWarrants (right to buy) · Derivative 50,000 $0.00 Strike: $3.66 $0.00
Disclosure

SEC source: 0001493152-21-029833 · ownership.xml · derivative · entry 3

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 22, 2021 Filed Nov 24, 2021 21:15 UTC
BENTSUR RONDirector
Tax withholdingCommon Stock 12,536 $14.60 $182,987.99
Disclosure

SEC source: 0001493152-21-029833 · ownership.xml · nonDerivative · entry 2

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,900

F1 · kind: On November 22, 2021, shares of common stock, par value $0.0001 per share, of Beyond Air, Inc. (the "Company") were issued to the reporting person in connection with the exercise of a warrant to purchase 50,000 shares of common stock of the Company for $3.66 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 12,536 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 37,464 shares of common stock of the Company. These transactions were exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3.

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November 22, 2021 Filed Nov 24, 2021 21:15 UTC
BENTSUR RONDirector
Exercise / conversionCommon Stock 50,000 $3.66 $183,000.00
Disclosure

SEC source: 0001493152-21-029833 · ownership.xml · nonDerivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.