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Nasdaq · USD

XAIR

Beyond Air, Inc.

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8379
SEC CIK
0001641631
Parsed reports
232

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202620
Aug 202600
Sep 202620
Oct 202620

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2024 Filed Aug 15, 2024 17:09 UTC
Carey RobertDirector
PurchaseCommon Stock 100,000 $0.40 $39,680.00
Disclosure

SEC source: 0001493152-24-032673 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,076,864

Read SEC document
August 14, 2024 Filed Aug 15, 2024 21:09 UTC
Lucera ErickDirector
PurchaseCommon Stock 39,266 $0.40 $15,565.04
Disclosure

SEC source: 0001493152-24-032675 · ownership.xml · nonDerivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,608

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.3827 to $0.3925, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:00 UTC
Larson Douglas QuintonChief Financial Officer
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010864 · ownership.xml · derivative · entry 1

Larson Douglas Quinton · CIK 0001880132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 08:30 UTC
Larson Douglas QuintonChief Financial Officer
GrantWarrants (right to buy) · Derivative 12,048 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001493152-24-010733 · ownership.xml · derivative · entry 2

Larson Douglas Quinton · CIK 0001880132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,048

Underlying: Common Stock · 12,048 shares

Expires 2027-03-22

F2 · shares: Represents the warrants of Beyond Air, Inc. acquired by the reporting person in a registered direct offering on March 20, 2024. The warrants will be exercisable immediately upon issuance, at an exercise price of $2.25 per share and will have a term of three years following the date of issuance.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 08:30 UTC
Larson Douglas QuintonChief Financial Officer
GrantCommon Stock 12,048 $1.66 $19,999.68
Disclosure

SEC source: 0001493152-24-010733 · ownership.xml · nonDerivative · entry 1

Larson Douglas Quinton · CIK 0001880132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,548

F1 · shares: Represents the common stock of Beyond Air, Inc. acquired by the reporting person in a registered direct offering on March 20, 2024, at a price of $1.66 per share.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:01 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
GrantStock Option (right to buy) · Derivative 950,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010869 · ownership.xml · derivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Common Stock · 950,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 08:30 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
GrantWarrants (right to buy) · Derivative 78,314 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001493152-24-010735 · ownership.xml · derivative · entry 2

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,314

Underlying: Common Stock · 78,314 shares

Expires 2027-03-22

F2 · shares: Represents the warrants of Beyond Air, Inc. acquired by the reporting person in a registered direct offering on March 20, 2024. The warrants will be exercisable immediately upon issuance, at an exercise price of $2.25 per share and will have a term of three years following the date of issuance.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 08:30 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
GrantCommon Stock 78,314 $1.66 $130,001.24
Disclosure

SEC source: 0001493152-24-010735 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,614,785

F1 · shares: Represents the common stock of Beyond Air, Inc. acquired by the reporting person in a registered direct offering on March 20, 2024, at a price of $1.66 per share.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:01 UTC
Avniel AmirDirector · Chief Business Officer
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010863 · ownership.xml · derivative · entry 1

Avniel Amir · CIK 0001426873 · Director · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:01 UTC GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010870 · ownership.xml · derivative · entry 1

Forbes William P · CIK 0001314760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:01 UTC
BENTSUR RONDirector
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010868 · ownership.xml · derivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:01 UTC
Gaul Michael A.Chief Operating Officer
GrantStock Option (right to buy) · Derivative 350,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010866 · ownership.xml · derivative · entry 1

Gaul Michael A. · CIK 0001592740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:01 UTC
Carey RobertDirector
GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010867 · ownership.xml · derivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 08:30 UTC
Carey RobertDirector
GrantWarrants (right to buy) · Derivative 602,410 $0.00 Strike: $2.25 $0.00
Disclosure

SEC source: 0001493152-24-010734 · ownership.xml · derivative · entry 2

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,410

Underlying: Common Stock · 602,410 shares

Expires 2027-03-22

F2 · shares: Represents the warrants of Beyond Air, Inc. acquired by the reporting person in a registered direct offering on March 20, 2024. The warrants will be exercisable immediately upon issuance, at an exercise price of $2.25 per share and will have a term of three years following the date of issuance.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 08:30 UTC
Carey RobertDirector
GrantCommon Stock 602,410 $1.66 $1,000,000.60
Disclosure

SEC source: 0001493152-24-010734 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,976,864

F1 · shares: Represents the common stock of Beyond Air, Inc. acquired by the reporting person in a registered direct offering on March 20, 2024, at a price of $1.66 per share.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:01 UTC
Lee YooriDirector
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010871 · ownership.xml · derivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 01:01 UTC
Lucera ErickDirector
GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $1.53 $0.00
Disclosure

SEC source: 0001493152-24-010865 · ownership.xml · derivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2034-03-20

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2024, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 16:23 UTC
Avniel AmirDirector · Chief Business Officer
SaleCommon Stock 13,733 $2.05 $28,217.20
Disclosure

SEC source: 0001493152-23-046584 · ownership.xml · nonDerivative · entry 2

Avniel Amir · CIK 0001426873 · Director · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Dandelion Investments Ltd.

Disclosed balance after: 0

F1 · kind: The sale was made to satisfy an Israeli tax obligation related to the reporting person's investment in Beyond Air, Inc. and its majority-owned affiliate, Beyond Cancer, Ltd.

F3 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.0504 to $2.065, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 16:23 UTC
Avniel AmirDirector · Chief Business Officer
SaleCommon Stock 11,267 $2.06 $23,233.68
Disclosure

SEC source: 0001493152-23-046584 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,760

F1 · kind: The sale was made to satisfy an Israeli tax obligation related to the reporting person's investment in Beyond Air, Inc. and its majority-owned affiliate, Beyond Cancer, Ltd.

F2 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.075, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 21:15 UTC
Myers Jeff LynnChief Medical Officer
SaleCommon Stock 3,423 $2.21 $7,578.52
Disclosure

SEC source: 0001493152-23-046580 · ownership.xml · nonDerivative · entry 1

Myers Jeff Lynn · CIK 0001971112 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,577

F1 · kind: The sales reported on this Form 4 represent shares of common stock of Beyond Air, Inc. sold by the reporting person to cover tax withholding obligations in connection with the vesting of previously granted restricted stock units.

F2 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.15 to $2.34, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 17:15 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
PurchaseCommon Stock 77,775 $1.63 $126,796.58
Disclosure

SEC source: 0001493152-23-045451 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,536,471

F1 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.591 to $1.678, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 18, 2023 Filed Dec 19, 2023 17:13 UTC
Carey RobertDirector
PurchaseCommon Stock 1,200,000 $1.64 $1,962,000.00
Disclosure

SEC source: 0001493152-23-045447 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,374,454

F1 · balance_after: This figure reflects gifts made by the reporting person, as disclosed in a Form 5 filed on December 14, 2023, and the correction of a clerical error included in the reporting person's Form 4 filed on August 29, 2023 and Form 4 filed on August 22, 2023.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 16:15 UTC
Gaul Michael A.Chief Operating Officer
PurchaseCommon Stock 10,000 $1.77 $17,700.00
Disclosure

SEC source: 0001493152-23-041880 · ownership.xml · nonDerivative · entry 1

Gaul Michael A. · CIK 0001592740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,150

Read SEC document
August 28, 2023 Filed Aug 29, 2023 16:10 UTC
Carey RobertDirector
PurchaseCommon Stock 250,000 $2.70 $673,750.00
Disclosure

SEC source: 0001493152-23-030532 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,225,160

Read SEC document
August 21, 2023 Filed Aug 22, 2023 16:10 UTC
Carey RobertDirector
PurchaseCommon Stock 75,050 $2.76 $207,453.21
Disclosure

SEC source: 0001493152-23-029825 · ownership.xml · nonDerivative · entry 2

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,160

F2 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.655 to $2.78, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 16:10 UTC
Carey RobertDirector
PurchaseCommon Stock 13,614 $2.64 $35,939.60
Disclosure

SEC source: 0001493152-23-029825 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,110

F1 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.635 to $2.64, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:05 UTC
Gaul Michael A.Chief Operating Officer
PurchaseCommon Stock 5,000 $4.51 $22,550.00
Disclosure

SEC source: 0001493152-23-023429 · ownership.xml · nonDerivative · entry 1

Gaul Michael A. · CIK 0001592740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,150

F1 · price: This price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.48 to $4.52, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:15 UTC PurchaseCommon Stock 5,000 $6.67 $33,350.00
Disclosure

SEC source: 0001493152-23-010620 · ownership.xml · nonDerivative · entry 1

Forbes William P · CIK 0001314760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,855

Read SEC document
March 30, 2023 Filed Mar 30, 2023 18:39 UTC
Carey RobertDirector
PurchaseCommon Stock 10,000 $6.45 $64,500.00
Disclosure

SEC source: 0001493152-23-009860 · ownership.xml · nonDerivative · entry 2

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,496

Read SEC document
March 29, 2023 Filed Mar 30, 2023 18:39 UTC
Carey RobertDirector
PurchaseCommon Stock 10,000 $6.30 $63,000.00
Disclosure

SEC source: 0001493152-23-009860 · ownership.xml · nonDerivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 876,496

Read SEC document
March 29, 2023 Filed Mar 31, 2023 16:15 UTC
Larson Douglas QuintonChief Financial Officer
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001493152-23-010274 · ownership.xml · derivative · entry 1

Larson Douglas Quinton · CIK 0001880132 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-03-28

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2023, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 16:15 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
GrantStock Option (right to buy) · Derivative 800,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001493152-23-010289 · ownership.xml · derivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2033-03-28

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2023, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:15 UTC GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001493152-23-010275 · ownership.xml · derivative · entry 1

Forbes William P · CIK 0001314760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-03-28

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2023, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 16:15 UTC
Gaul Michael A.Chief Operating Officer
GrantStock Option (right to buy) · Derivative 170,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001493152-23-010276 · ownership.xml · derivative · entry 1

Gaul Michael A. · CIK 0001592740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2033-03-28

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2023, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 16:15 UTC
Carey RobertDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001493152-23-010272 · ownership.xml · derivative · entry 1

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-03-28

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2023, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:15 UTC
Lucera ErickDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001493152-23-010273 · ownership.xml · derivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-03-28

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2023, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 20:15 UTC
Lee YooriDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001493152-23-010278 · ownership.xml · derivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-03-28

F1 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2023, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 29, 2023 Filed Apr 3, 2023 16:15 UTC
Avniel AmirDirector · Chief Business Officer
GrantStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001493152-23-010622 · ownership.xml · derivative · entry 2

Avniel Amir · CIK 0001426873 · Director · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2033-03-28

F2 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on December 31, 2023, with the remainder vesting in equal annual installments on December 31 of each of the three ensuing years thereafter until vested in full.

Read SEC document
March 29, 2023 Filed Apr 3, 2023 16:15 UTC
Avniel AmirDirector · Chief Business Officer
GrantCommon Stock 240,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-010622 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,027

F1 · shares: Represents grant of time-vested restricted stock units ("RSUs") under the Beyond Air, Inc. Fifth Amended and Restated 2013 Equity Incentive Plan. The award will vest as to 20% of the shares of common stock underlying the RSUs on December 15, 2023, with the remainder vesting in equal annual installments on December 15th of each of the four ensuing years thereafter until vested in full.

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March 28, 2023 Filed Mar 29, 2023 21:47 UTC
Lee YooriDirector
PurchaseCommon Stock 3,115 $6.34 $19,749.10
Disclosure

SEC source: 0001493152-23-009546 · ownership.xml · nonDerivative · entry 1

Lee Yoori · CIK 0001739021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,654

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.28 to $6.38, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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March 27, 2023 Filed Mar 28, 2023 20:36 UTC
Myers Jeff LynnChief Medical Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.14 $0.00
Disclosure

SEC source: 0001493152-23-009295 · ownership.xml · derivative · entry 2

Myers Jeff Lynn · CIK 0001971112 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-03-26

F2 · derivative.exercise_date: The option will vest as to 25% of the shares of common stock underlying the option on March 27, 2024, with the remainder vesting in equal annual installments on March 27 of each of the three ensuing years thereafter until vested in full, in each case subject to the reporting person's continued service with the Issuer.

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March 27, 2023 Filed Mar 28, 2023 20:36 UTC
Myers Jeff LynnChief Medical Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-009295 · ownership.xml · nonDerivative · entry 1

Myers Jeff Lynn · CIK 0001971112 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Represents restricted stock units ("RSUs") granted on March 27, 2023 to acquire 50,000 shares of common stock of Beyond Air, Inc. (the "Issuer"). The RSUs will vest as to 20% of the shares of common stock underlying the RSUs on December 15, 2023, with the remainder vesting in equal annual installments on December 15 of each of the four ensuing years thereafter until vested in full, in each case subject to the reporting person's continued service with the Issuer. Each RSU represents the right to receive one share of common stock of the Issuer.

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March 24, 2023 Filed Mar 27, 2023 16:05 UTC
Gaul Michael A.Chief Operating Officer
PurchaseCommon Stock 1,000 $6.15 $6,150.00
Disclosure

SEC source: 0001493152-23-009077 · ownership.xml · nonDerivative · entry 1

Gaul Michael A. · CIK 0001592740 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,150

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March 20, 2023 Filed Mar 21, 2023 20:05 UTC
BENTSUR RONDirector
PurchaseCommon Stock 2,300 $6.48 $14,904.00
Disclosure

SEC source: 0001493152-23-008362 · ownership.xml · nonDerivative · entry 1

BENTSUR RON · CIK 0001251213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,736

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March 17, 2023 Filed Mar 20, 2023 20:05 UTC PurchaseCommon Stock 5,000 $6.46 $32,300.00
Disclosure

SEC source: 0001493152-23-008243 · ownership.xml · nonDerivative · entry 1

Forbes William P · CIK 0001314760 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,855

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.42 to $6.49, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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March 17, 2023 Filed Mar 21, 2023 16:05 UTC
Lisi Steven A.Director · CEO and Chairman of the Board
PurchaseCommon Stock 10,000 $6.46 $64,600.00
Disclosure

SEC source: 0001493152-23-008361 · ownership.xml · nonDerivative · entry 1

Lisi Steven A. · CIK 0001702628 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,458,696

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.45 to $6.47, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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March 16, 2023 Filed Mar 20, 2023 20:10 UTC
Lucera ErickDirector
PurchaseCommon Stock 2,000 $6.82 $13,634.00
Disclosure

SEC source: 0001493152-23-008245 · ownership.xml · nonDerivative · entry 1

Lucera Erick · CIK 0001697616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,342

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.815 to $6.817, inclusive. The reporting person undertakes to provide to Beyond Air, Inc., any security holder of Beyond Air, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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March 16, 2023 Filed Dec 14, 2023 21:12 UTC
Carey RobertDirector
GiftCommon Stock 28,656 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-044944 · ownership.xml · nonDerivative · entry 3

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 835,840

F1 · balance_after: This figure reflects the reporting person's shareholding as of the issuer's fiscal year end, on March 31, 2023. As of December 14, 2023, the reporting person held 1,174,454 shares of the issuer's common stock, which reflect the gifts disclosed in this Form 5 and the correction of a clerical error included in the reporting person's Form 4 filed on August 29, 2023 and Form 4 filed on August 22, 2023.

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March 14, 2023 Filed Mar 15, 2023 16:05 UTC
Carey RobertDirector
PurchaseCommon Stock 10,000 $6.85 $68,500.00
Disclosure

SEC source: 0001493152-23-007733 · ownership.xml · nonDerivative · entry 2

Carey Robert · CIK 0001602064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,496

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March 13, 2023 Filed Mar 15, 2023 16:05 UTC
Avniel AmirDirector · Chief Business Officer
PurchaseCommon Stock 1,000 $6.40 $6,400.00
Disclosure

SEC source: 0001493152-23-007734 · ownership.xml · nonDerivative · entry 1

Avniel Amir · CIK 0001426873 · Director · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,027

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.