Last 12 months
Inside the activity.
4 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 0 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 14 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2022 Filed Aug 2, 2022 21:44 UTC |
Rice James BernardDirector
|
GrantCommon Stock | 24,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-014820 · doc1.xml · nonDerivative · entry 1 Rice James Bernard · CIK 0001868398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,521 F1 · price: Restricted stock vests 100% on June 16, 2023. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 21:41 UTC |
Garfinkle Philip NDirector
|
GrantCommon Stock | 33,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-014819 · doc1.xml · nonDerivative · entry 1 Garfinkle Philip N · CIK 0001325758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,514 F1 · price: Restricted stock vests 100% on June 16, 2023. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 21:32 UTC |
BOWEN JULIA ADirector
|
GrantCommon Stock | 24,773 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-014816 · doc1.xml · nonDerivative · entry 1 BOWEN JULIA A · CIK 0001764827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,729 F1 · price: Restricted stock vests 100% on June 16, 2023. Read SEC document |
| June 14, 2022 Filed Jun 14, 2022 20:51 UTC |
Kang JinDirector · CEO
|
PurchaseCommon Stock | 2,000 | $2.47 | $4,932.00 |
DisclosureSEC source: 0001567619-22-012839 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,860 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.4399 to $2.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 14, 2022 Filed Jun 14, 2022 20:39 UTC |
Garfinkle Philip NDirector
|
PurchaseCommon Stock | 1,000 | $2.40 | $2,400.00 |
DisclosureSEC source: 0001567619-22-012831 · doc1.xml · nonDerivative · entry 1 Garfinkle Philip N · CIK 0001325758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,230 Read SEC document |
| June 10, 2022 Filed Jun 10, 2022 20:32 UTC |
Garfinkle Philip NDirector
|
PurchaseCommon Stock | 2,000 | $2.84 | $5,680.00 |
DisclosureSEC source: 0001567619-22-012668 · doc1.xml · nonDerivative · entry 1 Garfinkle Philip N · CIK 0001325758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,230 Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 20:33 UTC |
Kang JinDirector · CEO
|
PurchaseCommon Stock | 1,000 | $2.98 | $2,976.20 |
DisclosureSEC source: 0001567619-22-012670 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,860 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.9543 to $2.9762. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 20:44 UTC |
Garfinkle Philip NDirector
|
PurchaseCommon Stock | 1,000 | $2.78 | $2,780.00 |
DisclosureSEC source: 0001567619-22-012535 · doc1.xml · nonDerivative · entry 1 Garfinkle Philip N · CIK 0001325758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,230 Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 20:43 UTC |
Kang JinDirector · CEO
|
PurchaseCommon Stock | 2,000 | $2.84 | $5,677.60 |
DisclosureSEC source: 0001567619-22-012534 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,860 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.82 to $2.8499. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 06, 2022 Filed Jun 7, 2022 21:35 UTC |
Kang JinDirector · CEO
|
PurchaseCommon Stock | 1,000 | $2.74 | $2,740.00 |
DisclosureSEC source: 0001567619-22-012469 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,860 Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 21:15 UTC |
Kang JinDirector · CEO
|
GrantCommon Stock | 11,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008727 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,860 F1 · shares: Restricted stock vests 100% on April 18, 2023, subject to continued service. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 21:13 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
GrantCommon Stock | 11,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-008725 · doc1.xml · nonDerivative · entry 1 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,195 F1 · shares: Restricted stock vests 100% on April 18, 2023, subject to continued service. Read SEC document |
| April 11, 2022 Filed Apr 12, 2022 13:58 UTC |
GEORGE ROBERT JChief Financial Officer
|
GrantCommon Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-22-008406 · doc1.xml · nonDerivative · entry 1 GEORGE ROBERT J · CIK 0001213068 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: Restricted stock vests 34% on January 1, 2023, and 33% on each of January 1, 2024 and January 1, 2025, subject to continued service. Read SEC document |
| March 18, 2022 Filed Mar 24, 2022 22:05 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
Tax withholdingCommon Stock | 2,765 | $4.44 | $12,276.60 |
DisclosureSEC source: 0001567619-22-007450 · doc1.xml · nonDerivative · entry 1 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,620 Read SEC document |
| March 18, 2022 Filed Mar 24, 2022 22:04 UTC |
Kim Kellie HChief Financial Officer
|
Tax withholdingCommon Stock | 3,506 | $4.44 | $15,566.64 |
DisclosureSEC source: 0001567619-22-007447 · doc1.xml · nonDerivative · entry 1 Kim Kellie H · CIK 0001797280 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,842 Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 21:30 UTC |
Kim Kellie HChief Financial Officer
|
Tax withholdingCommon Stock | 944 | $3.93 | $3,709.92 |
DisclosureSEC source: 0001567619-22-000919 · doc1.xml · nonDerivative · entry 1 Kim Kellie H · CIK 0001797280 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,348 Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 21:35 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
Tax withholdingCommon Stock | 741 | $3.93 | $2,912.13 |
DisclosureSEC source: 0001567619-22-000926 · doc1.xml · nonDerivative · entry 1 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,385 Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 15:02 UTC |
Kang JinDirector · CEO
|
PurchaseCommon Stock | 4,000 | $4.56 | $18,259.20 |
DisclosureSEC source: 0001567619-21-020915 · doc1.xml · nonDerivative · entry 2 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,285 F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.5395 to $4.6199, inclusive. The Reporting Person undertakes to provide WidePoint Corporation (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 15:02 UTC |
Kang JinDirector · CEO
|
PurchaseCommon Stock | 2,000 | $4.66 | $9,316.00 |
DisclosureSEC source: 0001567619-21-020915 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,285 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $4.645 to $4.69, inclusive. The Reporting Person undertakes to provide WidePoint Corporation (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| June 11, 2021 Filed Jun 28, 2021 21:44 UTC |
Garfinkle Philip NDirector
|
GrantCommon Stock | 9,447 | $7.41 | $70,002.27 |
DisclosureSEC source: 0001567619-21-012665 · doc1.xml · nonDerivative · entry 1 Garfinkle Philip N · CIK 0001325758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,230 F1 · shares: Restricted stock vests 100% on June 11, 2022 or on the date of the next Annual Stockholders Meeting, subject to continued service. Read SEC document |
| June 11, 2021 Filed Jun 28, 2021 21:41 UTC |
Rice James BernardDirector
|
GrantCommon Stock | 6,748 | $7.41 | $50,002.68 |
DisclosureSEC source: 0001567619-21-012663 · doc1.xml · nonDerivative · entry 1 Rice James Bernard · CIK 0001868398 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,748 F1 · shares: Restricted stock vests 100% on June 11, 2022 or on the date of the next Annual Stockholders Meeting, subject to continued service. Read SEC document |
| June 11, 2021 Filed Jun 28, 2021 21:39 UTC |
BOWEN JULIA ADirector
|
GrantCommon Stock | 6,748 | $7.41 | $50,002.68 |
DisclosureSEC source: 0001567619-21-012661 · doc1.xml · nonDerivative · entry 1 BOWEN JULIA A · CIK 0001764827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,956 F1 · shares: Restricted stock vests 100% on June 11, 2022 or on the date of the next Annual Stockholders Meeting, subject to continued service. Read SEC document |
| June 11, 2021 Filed Jul 1, 2021 20:34 UTC |
FITZGERALD JOHN JDirector
|
GrantCommon Stock | 6,748 | $7.41 | $50,002.68 |
DisclosureSEC source: 0001567619-21-012847 · doc1.xml · nonDerivative · entry 1 FITZGERALD JOHN J · CIK 0001046319 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,748 F1 · shares: Restricted stock vests 100% on June 11, 2022 or on the date of the next Annual Stockholders Meeting, subject to continued service. Read SEC document |
| May 24, 2021 Filed May 24, 2021 20:27 UTC |
Garfinkle Philip NDirector
|
PurchaseCommon Stock | 1,000 | $6.90 | $6,900.00 |
DisclosureSEC source: 0001567619-21-011048 · doc1.xml · nonDerivative · entry 2 Garfinkle Philip N · CIK 0001325758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,783 Read SEC document |
| May 24, 2021 Filed May 24, 2021 20:27 UTC |
Garfinkle Philip NDirector
|
PurchaseCommon Stock | 1,000 | $6.92 | $6,920.00 |
DisclosureSEC source: 0001567619-21-011048 · doc1.xml · nonDerivative · entry 1 Garfinkle Philip N · CIK 0001325758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,783 Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:29 UTC |
Kang JinDirector · CEO
|
PurchaseCommon Stock | 2,000 | $7.17 | $14,340.00 |
DisclosureSEC source: 0001567619-21-011050 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,285 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.13 to $7.20, inclusive. The Reporting Person undertakes to provide WidePoint Corporation (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:22 UTC |
Guenther Otto JDirector
|
SaleCommon Stock | 6,200 | $9.64 | $59,737.00 |
DisclosureSEC source: 0001567619-21-007487 · doc1.xml · nonDerivative · entry 1 Guenther Otto J · CIK 0001409874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,956 Read SEC document |
| March 29, 2021 Filed Mar 29, 2021 20:38 UTC |
Guenther Otto JDirector
|
SaleCommon Stock | 10,350 | $9.60 | $99,360.00 |
DisclosureSEC source: 0001567619-21-007128 · doc1.xml · nonDerivative · entry 1 Guenther Otto J · CIK 0001409874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,156 Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:22 UTC |
BOWEN JULIA ADirector
|
SaleCommon Stock | 8,000 | $9.42 | $75,360.00 |
DisclosureSEC source: 0001567619-21-007295 · doc1.xml · nonDerivative · entry 1 BOWEN JULIA A · CIK 0001764827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,208 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.40 to $9.44, inclusive. The Reporting Person undertakes to provide WidePoint Corporation (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:38 UTC |
Kim Kellie HChief Financial Officer
|
GrantCommon Stock | 9,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006763 · doc1.xml · nonDerivative · entry 1 Kim Kellie H · CIK 0001797280 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,292 F1 · shares: Restricted stock vests 100% on March 18, 2022, subject to continued service. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:36 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
GrantCommon Stock | 9,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006761 · doc1.xml · nonDerivative · entry 2 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,126 F1 · shares: Restricted stock vests 100% on March 18, 2022, subject to continued service. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:36 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
Tax withholdingCommon Stock | 5,493 | $11.25 | $61,796.25 |
DisclosureSEC source: 0001567619-21-006761 · doc1.xml · nonDerivative · entry 1 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,801 Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 20:33 UTC |
Kang JinDirector · CEO
|
GrantCommon Stock | 9,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-006759 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,285 F1 · shares: Restricted stock vests 100% on March 18, 2022, subject to continued service. Read SEC document |
| January 06, 2021 Filed Jan 6, 2021 23:26 UTC |
Guenther Otto JDirector
|
GrantCommon Stock | 3,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000674 · doc1.xml · nonDerivative · entry 1 Guenther Otto J · CIK 0001409874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,506 F1 · price: Restricted stock granted to non-employee directors which vests in full on June 18, 2021, subject to continued service with the Company on vesting date. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 21:33 UTC |
Todaro Richard LDirector
|
SaleCommon Stock | 26,797 | $10.04 | $269,041.88 |
DisclosureSEC source: 0001567619-20-020610 · doc1.xml · nonDerivative · entry 1 Todaro Richard L · CIK 0001615082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,411 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.99 to $10.15, inclusive. The Reporting Person undertakes to provide WidePoint Corporation (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 21:23 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
SaleCommon Stock | 24,959 | $11.25 | $280,788.75 |
DisclosureSEC source: 0001567619-20-020424 · doc1.xml · nonDerivative · entry 1 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,566 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.25 to $11.34, inclusive. The Reporting Person undertakes to provide WidePoint Corporation (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| November 27, 2020 Filed Dec 4, 2020 16:59 UTC Amendment |
HOLLOWAY JASONEVP and Chief Sales and Market
|
SaleCommon Stock | 24,959 | $11.25 | $280,788.75 |
DisclosureSEC source: 0001567619-20-020645 · doc1.xml · nonDerivative · entry 1 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,294 F2 · balance_after: This amendment corrects the number of shares owned as a result of the Company's 1 for 10 reverse stock split. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 21:39 UTC |
Kim Kellie HChief Financial Officer
|
PurchaseCommon Stock | 89,664 | $0.52 | $46,419.05 |
DisclosureSEC source: 0001567619-20-016252 · doc1.xml · nonDerivative · entry 1 Kim Kellie H · CIK 0001797280 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,664 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.5150 to $0.5200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:27 UTC |
Kang JinDirector · CEO
|
Exercise / conversionOption to Buy · Derivative | 250,000 | $0.65 Strike: $0.65 | $162,500.00 |
DisclosureSEC source: 0001567619-20-015645 · doc1.xml · derivative · entry 3 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 250,000 shares Expires 2022-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Grant of stock options under the Company's Stock Incentive Plan. The stock options vest 100% on September 27, 2021, subject to continued employment, and vesting may be accelerated upon the satisfaction of certain performance criteria. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:27 UTC |
Kang JinDirector · CEO
|
Tax withholdingCommon Stock | 174,732 | $0.93 | $162,500.76 |
DisclosureSEC source: 0001567619-20-015645 · doc1.xml · nonDerivative · entry 2 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,909,592 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:27 UTC |
Kang JinDirector · CEO
|
Exercise / conversionCommon Stock | 250,000 | $0.65 | $162,500.00 |
DisclosureSEC source: 0001567619-20-015645 · doc1.xml · nonDerivative · entry 1 Kang Jin · CIK 0001423755 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,084,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:26 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
Exercise / conversionStock Options · Derivative | 500,000 | $0.70 Strike: $0.70 | $350,000.00 |
DisclosureSEC source: 0001567619-20-015643 · doc1.xml · derivative · entry 4 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2021-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:26 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
Tax withholdingCommon Stock | 406,454 | $0.93 | $378,002.22 |
DisclosureSEC source: 0001567619-20-015643 · doc1.xml · nonDerivative · entry 2 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,525 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 20:26 UTC |
HOLLOWAY JASONEVP and Chief Sales and Market
|
Exercise / conversionCommon Stock | 500,000 | $0.70 | $350,000.00 |
DisclosureSEC source: 0001567619-20-015643 · doc1.xml · nonDerivative · entry 1 HOLLOWAY JASON · CIK 0001711121 · EVP and Chief Sales and Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:30 UTC |
Todaro Richard LDirector
|
GrantCommon Stock | 64,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012455 · doc1.xml · nonDerivative · entry 1 Todaro Richard L · CIK 0001615082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,071 F1 · price: Restricted stock granted to non-employee directors which vests in full on June 18, 2021, subject to continued service to the Company. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:28 UTC |
Guenther Otto JDirector
|
GrantCommon Stock | 53,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012454 · doc1.xml · nonDerivative · entry 1 Guenther Otto J · CIK 0001409874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,698 F1 · price: Restricted stock granted to non-employee directors which vests in full on June 18, 2021, subject to continued service to the Company. Read SEC document |
| June 18, 2020 Filed Jun 19, 2020 20:27 UTC |
BOWEN JULIA ADirector
|
GrantCommon Stock | 64,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012453 · doc1.xml · nonDerivative · entry 1 BOWEN JULIA A · CIK 0001764827 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,071 F1 · price: Restricted stock granted to non-employee directors which vests in full on June 18, 2021, subject to continued service to the Company. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:27 UTC |
Garfinkle Philip NDirector
|
GrantCommon Stock | 64,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012476 · doc1.xml · nonDerivative · entry 1 Garfinkle Philip N · CIK 0001325758 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,825 F1 · price: Restricted stock granted to non-employee directors which vests in full on June 18, 2021, subject to continued service to the Company. Read SEC document |
| May 28, 2020 Filed May 28, 2020 21:40 UTC |
Nokomis Capital, L.L.C.10% owner
Hendrickson Brett10% owner
|
SaleCommon Stock, par value $0.001 per share | 369,747 | $0.57 | $211,199.49 |
DisclosureSEC source: 0000899243-20-014435 · doc4.xml · nonDerivative · entry 3 Nokomis Capital, L.L.C. · CIK 0001541055 · 10% owner Hendrickson Brett · CIK 0001337431 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,378,081 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.53 to $0.589, inclusive. F2 · balance_after: The filing of this Form 4 shall not be construed as an admission that Nokomis Capital, L.L.C. ("Nokomis Capital") or Brett Hendrickson, the manager of Nokomis Capital, is or was for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 par value per share (the "Common Stock"), of the Issuer held by certain private investment funds advised by Nokomis Capital (collectively, the "Nokomis Accounts"). Pursuant to Rule 16a-1, both Nokomis Capital and Mr. Hendrickson disclaim such beneficial ownership. F3 · ownership.nature: Nokomis Capital holds indirectly the shares of Common Stock of the Issuer reported in this Form 4 through the Nokomis Accounts, for which Nokomis Capital is the Investment Manager. Brett Hendrickson reports the Common Stock held indirectly by Nokomis Capital because, as the manager of Nokomis Capital, he controlled the disposition and voting of such securities. Read SEC document |
| May 27, 2020 Filed May 28, 2020 21:40 UTC |
Nokomis Capital, L.L.C.10% owner
Hendrickson Brett10% owner
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SaleCommon Stock, par value $0.001 per share | 520,253 | $0.54 | $280,364.34 |
DisclosureSEC source: 0000899243-20-014435 · doc4.xml · nonDerivative · entry 2 Nokomis Capital, L.L.C. · CIK 0001541055 · 10% owner Hendrickson Brett · CIK 0001337431 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,747,828 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.53 to $0.5639, inclusive. F2 · balance_after: The filing of this Form 4 shall not be construed as an admission that Nokomis Capital, L.L.C. ("Nokomis Capital") or Brett Hendrickson, the manager of Nokomis Capital, is or was for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 par value per share (the "Common Stock"), of the Issuer held by certain private investment funds advised by Nokomis Capital (collectively, the "Nokomis Accounts"). Pursuant to Rule 16a-1, both Nokomis Capital and Mr. Hendrickson disclaim such beneficial ownership. F3 · ownership.nature: Nokomis Capital holds indirectly the shares of Common Stock of the Issuer reported in this Form 4 through the Nokomis Accounts, for which Nokomis Capital is the Investment Manager. Brett Hendrickson reports the Common Stock held indirectly by Nokomis Capital because, as the manager of Nokomis Capital, he controlled the disposition and voting of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.