WW

SEC source: 0001209191-20-039719 · doc4.xml · nonDerivative · entry 1

Brown Tracey D · CIK 0001769818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,952

F1 · shares: The shares listed represent shares of Common Stock subject to transfer restrictions.

SEC source: 0001209191-20-039717 · doc4.xml · nonDerivative · entry 1

Bornstein Julie · CIK 0001712044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,171

F1 · shares: The shares listed represent shares of Common Stock subject to transfer restrictions.

SEC source: 0001209191-20-039715 · doc4.xml · nonDerivative · entry 1

Altschuler Steven · CIK 0001458116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,604

F1 · shares: The shares listed represent shares of Common Stock subject to transfer restrictions.

SEC source: 0001209191-20-039712 · doc4.xml · nonDerivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,266

F1 · shares: The shares listed represent shares of Common Stock subject to transfer restrictions.

SEC source: 0000899243-20-017143 · doc4.xml · derivative · entry 6

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811,580

Underlying: Common Stock, no par value per share · 85,693 shares

Expires 2025-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-017143 · doc4.xml · nonDerivative · entry 5

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.63, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.nature: Reflects shares held directly by the Foundation, over which the Reporting Person may be deemed to have investment power. The Reporting Person disclaims beneficial ownership over the shares held by the Foundation. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person states that the inclusion of these shares in this report shall not be deemed an admission by the Reporting Person that she is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-20-017143 · doc4.xml · nonDerivative · entry 4

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,817,197

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.63, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0000899243-20-017143 · doc4.xml · nonDerivative · entry 3

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 34,786

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Reflects shares transferred by the Reporting Person as a gift to The Oprah Winfrey Charitable Foundation (the "Foundation").

F3 · ownership.nature: Reflects shares held directly by the Foundation, over which the Reporting Person may be deemed to have investment power. The Reporting Person disclaims beneficial ownership over the shares held by the Foundation. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person states that the inclusion of these shares in this report shall not be deemed an admission by the Reporting Person that she is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-20-017143 · doc4.xml · nonDerivative · entry 2

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,042,672

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Reflects shares transferred by the Reporting Person as a gift to The Oprah Winfrey Charitable Foundation (the "Foundation").

SEC source: 0000899243-20-017143 · doc4.xml · nonDerivative · entry 1

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,077,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001209191-20-036956 · doc4.xml · derivative · entry 3

Hotchkin Nicholas P · CIK 0001555564 · CFO, Op. Officer NA & Pres. EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,544

Underlying: Common Stock · 5,277 shares

Expires 2022-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

SEC source: 0001209191-20-036956 · doc4.xml · nonDerivative · entry 2

Hotchkin Nicholas P · CIK 0001555564 · CFO, Op. Officer NA & Pres. EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,678

SEC source: 0001209191-20-036956 · doc4.xml · nonDerivative · entry 1

Hotchkin Nicholas P · CIK 0001555564 · CFO, Op. Officer NA & Pres. EM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-20-016020 · doc4.xml · derivative · entry 20

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,897,273

Underlying: Common Stock, no par value per share · 64,424 shares

Expires 2025-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 17

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.62, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.nature: Reflects shares held directly by the Foundation, over which the Reporting Person may be deemed to have investment power. The Reporting Person disclaims beneficial ownership over the shares held by the Foundation. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person states that the inclusion of these shares in this report shall not be deemed an admission by the Reporting Person that she is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 16

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,991,765

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.62, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 15

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 24,799

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Reflects shares transferred by the Reporting Person as a gift to The Oprah Winfrey Charitable Foundation (the "Foundation").

F3 · ownership.nature: Reflects shares held directly by the Foundation, over which the Reporting Person may be deemed to have investment power. The Reporting Person disclaims beneficial ownership over the shares held by the Foundation. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person states that the inclusion of these shares in this report shall not be deemed an admission by the Reporting Person that she is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 14

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162,630

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Reflects shares transferred by the Reporting Person as a gift to The Oprah Winfrey Charitable Foundation (the "Foundation").

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 13

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,187,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-016020 · doc4.xml · derivative · entry 19

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961,697

Underlying: Common Stock, no par value per share · 10,204 shares

Expires 2025-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 12

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · ownership.nature: Reflects shares held directly by the Foundation, over which the Reporting Person may be deemed to have investment power. The Reporting Person disclaims beneficial ownership over the shares held by the Foundation. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person states that the inclusion of these shares in this report shall not be deemed an admission by the Reporting Person that she is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 11

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,123,005

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.00 to $25.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 10

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,928

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Reflects shares transferred by the Reporting Person as a gift to The Oprah Winfrey Charitable Foundation (the "Foundation").

F3 · ownership.nature: Reflects shares held directly by the Foundation, over which the Reporting Person may be deemed to have investment power. The Reporting Person disclaims beneficial ownership over the shares held by the Foundation. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person states that the inclusion of these shares in this report shall not be deemed an admission by the Reporting Person that she is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 9

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150,068

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Reflects shares transferred by the Reporting Person as a gift to The Oprah Winfrey Charitable Foundation (the "Foundation").

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 8

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,153,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-016020 · doc4.xml · derivative · entry 18

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,971,901

Underlying: Common Stock, no par value per share · 136,180 shares

Expires 2025-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 5

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,143,792

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $26.40 to $26.77, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 4

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,150,948

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $25.37 to $26.34, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 3

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 52,420

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Reflects shares transferred by the Reporting Person as a gift to The Oprah Winfrey Charitable Foundation (the "Foundation").

F3 · ownership.nature: Reflects shares held directly by the Foundation, over which the Reporting Person may be deemed to have investment power. The Reporting Person disclaims beneficial ownership over the shares held by the Foundation. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Person states that the inclusion of these shares in this report shall not be deemed an admission by the Reporting Person that she is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 2

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,504,967

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Reflects shares transferred by the Reporting Person as a gift to The Oprah Winfrey Charitable Foundation (the "Foundation").

SEC source: 0000899243-20-016020 · doc4.xml · nonDerivative · entry 1

WINFREY OPRAH · CIK 0001005170 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,557,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects transactions effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001209191-20-030441 · doc4.xml · derivative · entry 9

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,966 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On May 15, 2017, this award was granted as 3,570 performance stock units ("PSUs") that had both time- and performance-vesting criteria. The performance-vesting criteria would be satisfied if the Company achieved certain objectives established for each of fiscal 2017, fiscal 2018 and fiscal 2019, as applicable. In February 2018 and 2019, the Compensation and Benefits Committee of the Company's Board of Directors certified that the performance criteria established in connection with the third of the award relating to fiscal 2017 and fiscal 2018, respectively, had been satisfied at the "maximum" level of achievement of 166.67%. Accordingly, those parts of the award converted from PSUs to RSUs. The time-vesting criteria for such RSUs was satisfied on May 15, 2020. The performance-vesting criteria for the fiscal 2019 performance year was not satisfied and therefore had a 0% level of achievement.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

SEC source: 0001209191-20-030441 · doc4.xml · derivative · entry 8

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407

Underlying: Common Stock · 407 shares

Expires 2021-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

SEC source: 0001209191-20-030441 · doc4.xml · derivative · entry 7

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,192 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

SEC source: 0001209191-20-030441 · doc4.xml · nonDerivative · entry 6

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,688

SEC source: 0001209191-20-030441 · doc4.xml · nonDerivative · entry 5

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-030441 · doc4.xml · nonDerivative · entry 4

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,070

SEC source: 0001209191-20-030441 · doc4.xml · nonDerivative · entry 3

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-030441 · doc4.xml · nonDerivative · entry 2

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,802

SEC source: 0001209191-20-030441 · doc4.xml · nonDerivative · entry 1

Kossover Amy · CIK 0001546357 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-030439 · doc4.xml · derivative · entry 9

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,040 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On May 15, 2017, this award was granted as 7,237 performance stock units ("PSUs") that had both time- and performance-vesting criteria. The performance-vesting criteria would be satisfied if the Company achieved certain objectives established for each of fiscal 2017, fiscal 2018 and fiscal 2019, as applicable. In February 2018 and 2019, the Compensation and Benefits Committee of the Company's Board of Directors certified that the performance criteria established in connection with the third of the award relating to fiscal 2017 and fiscal 2018, respectively, had been satisfied at the "maximum" level of achievement of 166.67%. Accordingly, those parts of the award converted from PSUs to RSUs. The time-vesting criteria for such RSUs was satisfied on May 15, 2020. The performance-vesting criteria for the fiscal 2019 performance year was not satisfied and therefore had a 0% level of achievement.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

SEC source: 0001209191-20-030439 · doc4.xml · derivative · entry 8

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Underlying: Common Stock · 894 shares

Expires 2021-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

SEC source: 0001209191-20-030439 · doc4.xml · derivative · entry 7

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,416 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

SEC source: 0001209191-20-030439 · doc4.xml · nonDerivative · entry 6

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,737

SEC source: 0001209191-20-030439 · doc4.xml · nonDerivative · entry 5

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-030439 · doc4.xml · nonDerivative · entry 4

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,919

SEC source: 0001209191-20-030439 · doc4.xml · nonDerivative · entry 3

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-030439 · doc4.xml · nonDerivative · entry 2

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,495

SEC source: 0001209191-20-030439 · doc4.xml · nonDerivative · entry 1

Pollier-Bousquet Corinne · CIK 0001595640 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-030438 · doc4.xml · derivative · entry 9

COLOSI MICHAEL F · CIK 0001242894 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,882 shares

Expires 2020-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On May 15, 2017, this award was granted as 7,996 performance stock units ("PSUs") that had both time- and performance-vesting criteria. The performance-vesting criteria would be satisfied if the Company achieved certain objectives established for each of fiscal 2017, fiscal 2018 and fiscal 2019, as applicable. In February 2018 and 2019, the Compensation and Benefits Committee of the Company's Board of Directors certified that the performance criteria established in connection with the third of the award relating to fiscal 2017 and fiscal 2018, respectively, had been satisfied at the "maximum" level of achievement of 166.67%. Accordingly, those parts of the award converted from PSUs to RSUs. The time-vesting criteria for such RSUs was satisfied on May 15, 2020. The performance-vesting criteria for the fiscal 2019 performance year was not satisfied and therefore had a 0% level of achievement.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.