Tapewire

Nasdaq · USD

WVE

Wave Life Sciences, Inc.

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Tapewire entity
4976
SEC CIK
0001631574
Parsed reports
248

Last 12 months

Inside the activity.

6 purchase rows · 47 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 2025134
Jan 202602
Feb 202606
Mar 202640
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2021 Filed Feb 18, 2021 19:26 UTC
Francis ChrisSee Remarks
GrantShare Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0000899243-21-007209 · doc4.xml · derivative · entry 3

Francis Chris · CIK 0001657709 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2031-02-01

F4 · derivative.exercise_date: The option vests as to 50% of the shares on February 15, 2022 and 50% on February 15, 2023.

Read SEC document
February 01, 2021 Filed Feb 18, 2021 19:26 UTC
Francis ChrisSee Remarks
GrantOrdinary Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007209 · doc4.xml · nonDerivative · entry 1

Francis Chris · CIK 0001657709 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,160

F1 · shares: Consists of restricted share units (RSUs). The RSUs vest in two equal installments on February 15, 2022 and February 15, 2023.

Read SEC document
February 01, 2021 Filed Feb 19, 2021 00:18 UTC
BOLNO PAULDirector · President and CEO
GrantShare Option (right to buy) · Derivative 200,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0000899243-21-007207 · doc4.xml · derivative · entry 3

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Ordinary Shares · 200,000 shares

Expires 2031-02-01

F4 · derivative.exercise_date: The option vests as to 50% of the shares on February 15, 2022 and 50% on February 15, 2023.

Read SEC document
February 01, 2021 Filed Feb 19, 2021 00:18 UTC
BOLNO PAULDirector · President and CEO
GrantOrdinary Shares 150,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007207 · doc4.xml · nonDerivative · entry 1

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,181

F1 · shares: Consists of restricted share units (RSUs). The RSUs vest in two equal installments on February 15, 2022 and February 15, 2023.

Read SEC document
February 01, 2021 Filed Feb 19, 2021 00:16 UTC GrantShare Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0000899243-21-007206 · doc4.xml · derivative · entry 3

Panzara Michael A. · CIK 0001679039 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2031-02-01

F4 · derivative.exercise_date: The option vests as to 50% of the shares on February 15, 2022 and 50% on February 15, 2023.

Read SEC document
February 01, 2021 Filed Feb 19, 2021 00:16 UTC GrantOrdinary Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007206 · doc4.xml · nonDerivative · entry 1

Panzara Michael A. · CIK 0001679039 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,349

F1 · shares: Consists of restricted share units (RSUs). The RSUs vest in two equal installments on February 15, 2022 and February 15, 2023.

Read SEC document
February 01, 2021 Filed Feb 19, 2021 00:09 UTC
Moran KyleChief Financial Officer
GrantShare Option (right to buy) · Derivative 50,000 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0000899243-21-007201 · doc4.xml · derivative · entry 3

Moran Kyle · CIK 0001657765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Ordinary Shares · 50,000 shares

Expires 2031-02-01

F5 · derivative.exercise_date: The option vests as to 50% of the shares on February 15, 2022 and 50% on February 15, 2023.

Read SEC document
February 01, 2021 Filed Feb 19, 2021 00:09 UTC
Moran KyleChief Financial Officer
GrantOrdinary Shares 50,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-007201 · doc4.xml · nonDerivative · entry 1

Moran Kyle · CIK 0001657765 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,584

F1 · shares: Consists of restricted share units (RSUs). The RSUs vest in two equal installments on February 15, 2022 and February 15, 2023.

F2 · balance_after: Includes 1,500 ordinary shares acquired under the issuer's 2019 Employee Share Purchase Plan (ESPP) on January 14, 2021.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
BOLNO PAULDirector · President and CEO
Exercise / conversionShare Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0000899243-20-025614 · doc4.xml · derivative · entry 3

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,778

Underlying: Ordinary Shares · 100,000 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: These share options are fully vested.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
BOLNO PAULDirector · President and CEO
SaleOrdinary Shares 100,000 $15.00 $1,500,000.00
Disclosure

SEC source: 0000899243-20-025614 · doc4.xml · nonDerivative · entry 2

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,181

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 01:10 UTC
BOLNO PAULDirector · President and CEO
Exercise / conversionOrdinary Shares 100,000 $2.48 $248,000.00
Disclosure

SEC source: 0000899243-20-025614 · doc4.xml · nonDerivative · entry 1

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 22:44 UTC
BOLNO PAULDirector · President and CEO
Exercise / conversionShare Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0000899243-20-023540 · doc4.xml · derivative · entry 3

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,778

Underlying: Ordinary Shares · 25,000 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · derivative.exercise_date: These share options are fully vested.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 22:44 UTC
BOLNO PAULDirector · President and CEO
SaleOrdinary Shares 25,000 $12.00 $300,000.00
Disclosure

SEC source: 0000899243-20-023540 · doc4.xml · nonDerivative · entry 2

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,181

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 22:44 UTC
BOLNO PAULDirector · President and CEO
Exercise / conversionOrdinary Shares 25,000 $2.48 $62,000.00
Disclosure

SEC source: 0000899243-20-023540 · doc4.xml · nonDerivative · entry 1

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:28 UTC GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023078 · doc4.xml · derivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2021 annual general meeting or August 18, 2021.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 18:37 UTC GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023093 · doc4.xml · derivative · entry 1

CORRIGAN MARK · CIK 0001250661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2021 annual general meeting or August 18, 2021.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:37 UTC
Kolchinsky PeterDirector · 10% owner
GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023092 · doc4.xml · derivative · entry 1

Kolchinsky Peter · CIK 0001384859 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2021 annual general meeting or August 18, 2021.

F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund") and a separately managed account (the "Account"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received from the option, which will offset advisory fees owed by the Fund and the Account to the Adviser. The Reporting Person therefore disclaims beneficial ownership of the option and underlying common stock.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:32 UTC GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023085 · doc4.xml · derivative · entry 1

Rawcliffe Adrian · CIK 0001555851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2021 annual general meeting or August 18, 2021.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 18:34 UTC GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023089 · doc4.xml · derivative · entry 1

Verdine Gregory L. · CIK 0001572315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2021 annual general meeting or August 18, 2021.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:33 UTC GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023088 · doc4.xml · derivative · entry 1

Wagner Heidi L · CIK 0001655029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2021 annual general meeting or August 18, 2021.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:33 UTC
TAKANASHI KENDirector · 10% owner
GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023087 · doc4.xml · derivative · entry 1

TAKANASHI KEN · CIK 0001657768 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2021 annual general meeting or August 18, 2021.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:32 UTC
Pott AmyDirector
GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023086 · doc4.xml · derivative · entry 1

Pott Amy · CIK 0001787363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2021 annual general meeting or August 18, 2021.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 22:30 UTC
Tan Aik NaDirector
GrantShare Option (right to buy) · Derivative 21,000 $0.00 Strike: $9.13 $0.00
Disclosure

SEC source: 0000899243-20-023080 · doc4.xml · derivative · entry 1

Tan Aik Na · CIK 0001821285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Ordinary Shares · 21,000 shares

Expires 2025-08-18

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 25% of the shares on August 18, 2021 and the remainder vests quarterly thereafter until August 18, 2024.

Read SEC document
July 02, 2020 Filed Jul 3, 2020 00:56 UTC
BOLNO PAULDirector · President and CEO
Exercise / conversionShare Option (right to buy) · Derivative 100,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0000899243-20-018398 · doc4.xml · derivative · entry 6

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,778

Underlying: Ordinary Shares · 100,000 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: These share options are fully vested.

Read SEC document
July 02, 2020 Filed Jul 3, 2020 00:56 UTC
BOLNO PAULDirector · President and CEO
SaleOrdinary Shares 95,921 $10.27 $985,108.67
Disclosure

SEC source: 0000899243-20-018398 · doc4.xml · nonDerivative · entry 5

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,181

F4 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $9.77 to $10.77 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2020 Filed Jul 3, 2020 00:56 UTC
BOLNO PAULDirector · President and CEO
SaleOrdinary Shares 4,079 $10.91 $44,501.89
Disclosure

SEC source: 0000899243-20-018398 · doc4.xml · nonDerivative · entry 4

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,102

F4 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $10.78 to $11.12 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2020 Filed Jul 3, 2020 00:56 UTC
BOLNO PAULDirector · President and CEO
Exercise / conversionOrdinary Shares 100,000 $2.48 $248,000.00
Disclosure

SEC source: 0000899243-20-018398 · doc4.xml · nonDerivative · entry 3

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 02, 2020 Filed Jul 3, 2020 00:56 UTC
BOLNO PAULDirector · President and CEO
SaleOrdinary Shares 43,068 $10.26 $441,877.68
Disclosure

SEC source: 0000899243-20-018398 · doc4.xml · nonDerivative · entry 2

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,181

F1 · kind: Consists of the sale of shares that were issued upon the vesting of restricted share units. The sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $9.77 to $10.77 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 02, 2020 Filed Jul 3, 2020 00:56 UTC
BOLNO PAULDirector · President and CEO
SaleOrdinary Shares 4,509 $10.82 $48,787.38
Disclosure

SEC source: 0000899243-20-018398 · doc4.xml · nonDerivative · entry 1

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,249

F1 · kind: Consists of the sale of shares that were issued upon the vesting of restricted share units. The sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $10.78 to $11.12 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 20:48 UTC
Gaiero David GInterim CFO
GrantShare Option (right to buy) · Derivative 18,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0000899243-20-007284 · doc4.xml · derivative · entry 1

Gaiero David G · CIK 0001799784 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Ordinary Shares · 18,000 shares

Expires 2030-03-03

F1 · derivative.exercise_date: The option vests as to 50% of the shares on February 1, 2021 and 50% on February 1, 2022.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 20:49 UTC
Vargeese ChandraSenior VP, Drug Discovery
GrantShare Option (right to buy) · Derivative 36,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0000899243-20-007285 · doc4.xml · derivative · entry 1

Vargeese Chandra · CIK 0001657675 · Senior VP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Ordinary Shares · 36,000 shares

Expires 2030-03-03

F1 · derivative.exercise_date: The option vests as to 50% of the shares on February 1, 2021 and 50% on February 1, 2022.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 20:42 UTC
Francis ChrisSee Remarks
GrantShare Option (right to buy) · Derivative 36,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0000899243-20-007281 · doc4.xml · derivative · entry 1

Francis Chris · CIK 0001657709 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Ordinary Shares · 36,000 shares

Expires 2030-03-03

F1 · derivative.exercise_date: The option vests as to 50% of the shares on February 1, 2021 and 50% on February 1, 2022.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:42 UTC
BOLNO PAULDirector · President and CEO
GrantShare Option (right to buy) · Derivative 63,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0000899243-20-007282 · doc4.xml · derivative · entry 1

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Ordinary Shares · 63,000 shares

Expires 2030-03-03

F1 · derivative.exercise_date: The option vests as to 50% of the shares on February 1, 2021 and 50% on February 1, 2022.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:40 UTC
Panzara Michael A.Chief Medical Officer
GrantShare Option (right to buy) · Derivative 36,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0000899243-20-007277 · doc4.xml · derivative · entry 1

Panzara Michael A. · CIK 0001679039 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Ordinary Shares · 36,000 shares

Expires 2030-03-03

F1 · derivative.exercise_date: The option vests as to 50% of the shares on February 1, 2021 and 50% on February 1, 2022

Read SEC document
February 18, 2020 Filed Feb 20, 2020 18:18 UTC
Vargeese ChandraSenior VP, Drug Discovery
SaleOrdinary Shares 3,188 $7.85 $25,025.80
Disclosure

SEC source: 0000899243-20-005342 · doc4.xml · nonDerivative · entry 1

Vargeese Chandra · CIK 0001657675 · Senior VP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,057

F1 · kind: On February 18, 2020, the reporting person sold 3,188 ordinary shares solely to cover taxes associated with the vesting of restricted share units on February 15, 2020. These sales were made pursuant to a 10b5-1 Trading Plan.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $7.84 to $8.168 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price..

Read SEC document
February 18, 2020 Filed Feb 20, 2020 18:21 UTC
Francis ChrisSee Remarks
SaleOrdinary Shares 2,708 $7.85 $21,257.80
Disclosure

SEC source: 0000899243-20-005346 · doc4.xml · nonDerivative · entry 1

Francis Chris · CIK 0001657709 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,160

F1 · kind: On February 18, 2020, the reporting person sold 2,708 ordinary shares solely to cover taxes associated with the vesting of restricted share units on February 15, 2020. These sales were made pursuant to a 10b5-1 Trading Plan.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $7.84 to $8.147 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:23 UTC
BOLNO PAULDirector · President and CEO
SaleOrdinary Shares 11,451 $7.85 $89,890.35
Disclosure

SEC source: 0000899243-20-005349 · doc4.xml · nonDerivative · entry 1

BOLNO PAUL · CIK 0001657710 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,758

F1 · kind: On February 18, 2020, the reporting person sold 11,451 ordinary shares solely to cover taxes associated with the vesting of restricted share units on February 15, 2020. These sales were made pursuant to a 10b5-1 Trading Plan.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $7.84 to $8.148 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 18, 2020 Filed Feb 20, 2020 23:26 UTC
Panzara Michael A.Chief Medical Officer
SaleOrdinary Shares 2,981 $7.85 $23,400.85
Disclosure

SEC source: 0000899243-20-005351 · doc4.xml · nonDerivative · entry 1

Panzara Michael A. · CIK 0001679039 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,349

F1 · kind: On February 18, 2020, the reporting person sold 2,981 ordinary shares solely to cover taxes associated with the vesting of restricted share units on February 15, 2020. These sales were made pursuant to a 10b5-1 Trading Plan.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $7.84 to $8.17 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 03, 2020 Filed Feb 5, 2020 18:16 UTC
Gaiero David GInterim CFO
SaleOrdinary Shares 651 $7.00 $4,557.00
Disclosure

SEC source: 0000899243-20-003379 · doc4.xml · nonDerivative · entry 1

Gaiero David G · CIK 0001799784 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,392

F1 · kind: On February 3, 2020, the reporting person sold 651 ordinary shares solely to cover taxes associated with the vesting of restricted share units on February 1, 2020. These sales were made pursuant to a 10b5-1 Trading Plan.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $7.00 to $7.049 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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December 03, 2019 Filed Dec 5, 2019 18:08 UTC
Vargeese ChandraSenior VP, Drug Discovery
Exercise / conversionShare Option (right to buy) · Derivative 6,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0000899243-19-028606 · doc4.xml · derivative · entry 3

Vargeese Chandra · CIK 0001657675 · Senior VP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,542

Underlying: Ordinary Shares · 6,000 shares

Expires 2025-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · derivative.exercise_date: The incentive share option initially represented a right to purchase a total of 158,042 ordinary shares, 25% of which became exercisable on August 1, 2015, and the remaining shares vest in 36 equal monthly installments thereafter.

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December 03, 2019 Filed Dec 5, 2019 18:08 UTC
Vargeese ChandraSenior VP, Drug Discovery
SaleOrdinary Shares 6,000 $35.00 $210,000.00
Disclosure

SEC source: 0000899243-19-028606 · doc4.xml · nonDerivative · entry 2

Vargeese Chandra · CIK 0001657675 · Senior VP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,245

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

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December 03, 2019 Filed Dec 5, 2019 18:08 UTC
Vargeese ChandraSenior VP, Drug Discovery
Exercise / conversionOrdinary Shares 6,000 $2.48 $14,880.00
Disclosure

SEC source: 0000899243-19-028606 · doc4.xml · nonDerivative · entry 1

Vargeese Chandra · CIK 0001657675 · Senior VP, Drug Discovery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

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November 20, 2019 Filed Nov 22, 2019 17:49 UTC SaleOrdinary Shares 2,609 $32.74 $85,418.66
Disclosure

SEC source: 0000899243-19-027985 · doc4.xml · nonDerivative · entry 3

Verdine Gregory L. · CIK 0001572315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F3 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $32.69 to $32.76 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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November 20, 2019 Filed Nov 22, 2019 17:49 UTC SaleOrdinary Shares 3,400 $31.59 $107,406.00
Disclosure

SEC source: 0000899243-19-027985 · doc4.xml · nonDerivative · entry 2

Verdine Gregory L. · CIK 0001572315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,609

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $31.50 to $32.04 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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November 20, 2019 Filed Nov 22, 2019 17:49 UTC SaleOrdinary Shares 24,030 $30.27 $727,388.10
Disclosure

SEC source: 0000899243-19-027985 · doc4.xml · nonDerivative · entry 1

Verdine Gregory L. · CIK 0001572315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,009

F1 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $30.07 to $31.045 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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September 04, 2019 Filed Sep 6, 2019 18:48 UTC GrantShare Option (right to buy) · Derivative 21,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0000899243-19-023038 · doc4.xml · derivative · entry 1

CORRIGAN MARK · CIK 0001250661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Ordinary Shares · 21,000 shares

Expires 2024-09-04

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 25% of the shares on September 4, 2020 and the remainder vests quarterly thereafter until September 4, 2023.

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September 04, 2019 Filed Sep 6, 2019 22:46 UTC GrantShare Option (right to buy) · Derivative 21,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0000899243-19-023034 · doc4.xml · derivative · entry 1

Wagner Heidi L · CIK 0001655029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Ordinary Shares · 21,000 shares

Expires 2024-09-04

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 25% of the shares on September 4, 2020 and the remainder vests quarterly thereafter until September 4, 2023.

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September 04, 2019 Filed Sep 6, 2019 22:43 UTC
Pott AmyDirector
GrantShare Option (right to buy) · Derivative 21,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0000899243-19-023032 · doc4.xml · derivative · entry 1

Pott Amy · CIK 0001787363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Ordinary Shares · 21,000 shares

Expires 2024-09-04

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 25% of the shares on September 4, 2020 and the remainder vests quarterly thereafter until September 4, 2023.

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August 15, 2019 Filed Aug 16, 2019 20:21 UTC GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $20.34 $0.00
Disclosure

SEC source: 0000899243-19-021966 · doc4.xml · derivative · entry 1

HENRY CHRISTIAN O · CIK 0001263805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2024-08-15

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2020 annual general meeting or August 15, 2020.

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August 15, 2019 Filed Aug 16, 2019 20:20 UTC GrantShare Option (right to buy) · Derivative 10,500 $0.00 Strike: $20.34 $0.00
Disclosure

SEC source: 0000899243-19-021965 · doc4.xml · derivative · entry 1

Rawcliffe Adrian · CIK 0001555851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Ordinary Shares · 10,500 shares

Expires 2024-08-15

F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2020 annual general meeting or August 15, 2020

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.