Last 12 months
Inside the activity.
6 purchase rows · 47 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 1 | 34 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 6 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2024 Filed Sep 28, 2024 00:00 UTC |
Moran KyleChief Financial Officer
|
SaleOrdinary Shares | 17,146 | $9.00 | $154,314.00 |
DisclosureSEC source: 0000950170-24-110141 · ownership.xml · nonDerivative · entry 1 Moran Kyle · CIK 0001657765 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,777 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2023. F2 · balance_after: Includes 3,002 ordinary shares acquired on July 14, 2024, under the issuer's 2019 Employee Share Purchase Plan. Read SEC document |
| August 21, 2024 Filed Aug 23, 2024 22:00 UTC |
BOLNO PAULDirector · President and CEO
|
SaleOrdinary Shares | 48,366 | $5.78 | $279,555.48 |
DisclosureSEC source: 0000950170-24-100274 · ownership.xml · nonDerivative · entry 1 BOLNO PAUL · CIK 0001657710 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,059 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2024. F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $5.68 to $5.94 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
HENRY CHRISTIAN ODirector
|
GrantShare Option (right to buy) · Derivative | 32,230 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0000950170-24-097287 · ownership.xml · derivative · entry 2 HENRY CHRISTIAN O · CIK 0001263805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,230 Underlying: Ordinary Shares · 32,230 shares Expires 2029-08-12 F2 · derivative.exercise_date: The reporting person was granted this option pursuant to the 2024 Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
HENRY CHRISTIAN ODirector
|
GrantOrdinary Shares | 16,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097287 · ownership.xml · nonDerivative · entry 1 HENRY CHRISTIAN O · CIK 0001263805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,115 F1 · shares: The reporting person was granted this restricted share unit award (RSU) pursuant to the 2024 Non-Employee Director Compensation Policy. The RSU vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 18:00 UTC |
CORRIGAN MARKDirector
|
GrantShare Option (right to buy) · Derivative | 64,460 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0000950170-24-097286 · ownership.xml · derivative · entry 2 CORRIGAN MARK · CIK 0001250661 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,460 Underlying: Ordinary Shares · 64,460 shares Expires 2029-08-12 F2 · derivative.exercise_date: The reporting person was granted this option pursuant to the 2024 Non-Employee Director Compensation Policy. The option vests as to 12.5% on a quarterly basis beginning August 12, 2024, through the two-year period following the grant date. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 18:00 UTC |
CORRIGAN MARKDirector
|
GrantOrdinary Shares | 32,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097286 · ownership.xml · nonDerivative · entry 1 CORRIGAN MARK · CIK 0001250661 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,230 F1 · shares: The reporting person was granted this restricted share unit award (RSU) pursuant to the 2024 Non-Employee Director Compensation Policy. The RSU vests as to 50% on each of (i) the earlier of the Company's 2025 annual general meeting or August 12, 2025; and (ii) the earlier of the Company's 2026 annual general meeting or August 12, 2026. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:05 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
GrantShare Option (Right to Buy) · Derivative | 32,230 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0001415889-24-021318 · form4-08142024_100845.xml · derivative · entry 3 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 32,230 Underlying: Ordinary Shares · 32,230 shares Expires 2029-08-12 F5 · derivative.exercise_date: Dr. Kolchinsky was granted this option pursuant to the 2024 Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Issuer's 2025 annual general meeting or August 12, 2025. F2 · ownership.nature: Dr. Kolchinsky is a Managing Partner of the Adviser who serves on the Issuer's board of directors. Under Dr. Kolchinsky's arrangement with the Adviser, Dr. Kolchinsky holds the RSUs and options for the benefit of the Fund. Dr. Kolchinsky is obligated to turn over to the Adviser any net cash or shares received upon settlement of the RSUs, or exercise of the options, as applicable, which will offset advisory fees owed by the Fund to the Adviser. F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. Each of the Adviser, the Adviser GP, the Fund, Dr. Kolchinsky and Mr. Shah disclaims beneficial ownership of any of the reported securities, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:05 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
GrantOrdinary Shares | 16,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-021318 · form4-08142024_100845.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 16,115 F1 · shares: Dr. Kolchinsky was granted this restricted share unit award (RSU) pursuant to the 2024 Non-Employee Director Compensation Policy. The RSU vests as to 100% of the shares on the earlier of the Issuer's 2025 annual general meeting or August 12, 2025. F2 · ownership.nature: Dr. Kolchinsky is a Managing Partner of the Adviser who serves on the Issuer's board of directors. Under Dr. Kolchinsky's arrangement with the Adviser, Dr. Kolchinsky holds the RSUs and options for the benefit of the Fund. Dr. Kolchinsky is obligated to turn over to the Adviser any net cash or shares received upon settlement of the RSUs, or exercise of the options, as applicable, which will offset advisory fees owed by the Fund to the Adviser. F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. Each of the Adviser, the Adviser GP, the Fund, Dr. Kolchinsky and Mr. Shah disclaims beneficial ownership of any of the reported securities, except to the extent of its or his respective pecuniary interest therein. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
Rawcliffe AdrianDirector
|
GrantShare Option (right to buy) · Derivative | 32,230 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0000950170-24-097290 · ownership.xml · derivative · entry 2 Rawcliffe Adrian · CIK 0001555851 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,230 Underlying: Ordinary Shares · 32,230 shares Expires 2029-08-12 F2 · derivative.exercise_date: The reporting person was granted this option pursuant to the 2024 Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
Rawcliffe AdrianDirector
|
GrantOrdinary Shares | 16,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097290 · ownership.xml · nonDerivative · entry 1 Rawcliffe Adrian · CIK 0001555851 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,115 F1 · shares: The reporting person was granted this restricted share unit award (RSU) pursuant to the 2024 Non-Employee Director Compensation Policy. The RSU vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 18:00 UTC |
Verdine Gregory L.Director
|
GrantShare Option (right to buy) · Derivative | 32,230 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0000950170-24-097285 · ownership.xml · derivative · entry 2 Verdine Gregory L. · CIK 0001572315 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,230 Underlying: Ordinary Shares · 32,230 shares Expires 2029-08-12 F2 · derivative.exercise_date: The reporting person was granted this option pursuant to the 2024 Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 18:00 UTC |
Verdine Gregory L.Director
|
GrantOrdinary Shares | 16,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097285 · ownership.xml · nonDerivative · entry 1 Verdine Gregory L. · CIK 0001572315 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,115 F1 · shares: The reporting person was granted this restricted share unit award (RSU) pursuant to the 2024 Non-Employee Director Compensation Policy. The RSU vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
Tan Aik NaDirector
|
GrantShare Option (right to buy) · Derivative | 32,230 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0000950170-24-097289 · ownership.xml · derivative · entry 2 Tan Aik Na · CIK 0001821285 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,230 Underlying: Ordinary Shares · 32,230 shares Expires 2029-08-12 F2 · derivative.exercise_date: The reporting person was granted this option pursuant to the 2024 Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
Tan Aik NaDirector
|
GrantOrdinary Shares | 16,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097289 · ownership.xml · nonDerivative · entry 1 Tan Aik Na · CIK 0001821285 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,115 F1 · shares: The reporting person was granted this restricted share unit award (RSU) pursuant to the 2024 Non-Employee Director Compensation Policy. The RSU vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
Wagner Heidi LDirector
|
GrantShare Option (right to buy) · Derivative | 64,460 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0000950170-24-097284 · ownership.xml · derivative · entry 2 Wagner Heidi L · CIK 0001655029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,460 Underlying: Ordinary Shares · 64,460 shares Expires 2029-08-12 F2 · derivative.exercise_date: The reporting person was granted this option pursuant to the 2024 Non-Employee Director Compensation Policy. The option vests as to 12.5% on a quarterly basis beginning August 12, 2024, through the two-year period following the grant date. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
Wagner Heidi LDirector
|
GrantOrdinary Shares | 32,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097284 · ownership.xml · nonDerivative · entry 1 Wagner Heidi L · CIK 0001655029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,230 F1 · shares: The reporting person was granted this restricted share unit award (RSU) pursuant to the 2024 Non-Employee Director Compensation Policy. The RSU vests as to 50% on each of (i) the earlier of the Company's 2025 annual general meeting or August 12, 2025; and (ii) the earlier of the Company's 2026 annual general meeting or August 12, 2026. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
TAKANASHI KENDirector · 10% owner
|
GrantShare Option (right to buy) · Derivative | 32,230 | $0.00 Strike: $5.37 | $0.00 |
DisclosureSEC source: 0000950170-24-097283 · ownership.xml · derivative · entry 2 TAKANASHI KEN · CIK 0001657768 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,230 Underlying: Ordinary Shares · 32,230 shares Expires 2029-08-12 F2 · derivative.exercise_date: The reporting person was granted this option pursuant to the 2024 Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| August 12, 2024 Filed Aug 14, 2024 22:00 UTC |
TAKANASHI KENDirector · 10% owner
|
GrantOrdinary Shares | 16,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-097283 · ownership.xml · nonDerivative · entry 1 TAKANASHI KEN · CIK 0001657768 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,721,175 F1 · shares: The reporting person was granted this restricted share unit award (RSU) pursuant to the 2024 Non-Employee Director Compensation Policy. The RSU vests as to 100% of the shares on the earlier of the Company's 2025 annual general meeting or August 12, 2025. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 17:54 UTC |
Vargeese ChandraSee Remarks
|
Exercise / conversionShare Option (right to buy) · Derivative | 68,210 | $0.00 Strike: $2.48 | $0.00 |
DisclosureSEC source: 0000950170-24-086173 · ownership.xml · derivative · entry 2 Vargeese Chandra · CIK 0001657675 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,332 Underlying: Ordinary Shares · 68,210 shares Expires 2025-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The share options that were exercised via cash purchase in this reportable transaction were fully vested. Read SEC document |
| July 22, 2024 Filed Jul 24, 2024 17:54 UTC |
Vargeese ChandraSee Remarks
|
Exercise / conversionOrdinary Shares | 68,210 | $2.48 | $169,160.80 |
DisclosureSEC source: 0000950170-24-086173 · ownership.xml · nonDerivative · entry 1 Vargeese Chandra · CIK 0001657675 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 2,559 ordinary shares acquired on July 14, 2023, 4,135 ordinary shares acquired on January 14, 2024, and 3,533 ordinary shares acquired on July 14, 2024, under the issuer's 2019 Employee Share Purchase Plan. Read SEC document |
| April 03, 2024 Filed Apr 6, 2024 00:00 UTC |
Moran KyleChief Financial Officer
|
SaleOrdinary Shares | 15,630 | $6.17 | $96,421.47 |
DisclosureSEC source: 0000950170-24-042381 · ownership.xml · nonDerivative · entry 1 Moran Kyle · CIK 0001657765 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,921 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2023. F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $6.115 to $6.23 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 3,431 ordinary shares acquired on January 14, 2024, under the issuer's 2019 Employee Share Purchase Plan. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 19:00 UTC |
Vargeese ChandraSee Remarks
|
GrantShare Option (right to buy) · Derivative | 361,700 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0000950170-24-012392 · ownership.xml · derivative · entry 1 Vargeese Chandra · CIK 0001657675 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 361,700 Underlying: Ordinary Shares · 361,700 shares Expires 2034-02-05 F1 · derivative.exercise_date: The option vests as to 25% of the shares on February 5, 2025, and vests as to an additional 6.25% of the shares quarterly thereafter until February 5, 2028. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 19:15 UTC |
Francis ChrisSee Remarks
|
GrantShare Option (right to buy) · Derivative | 286,400 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0000950170-24-012401 · ownership.xml · derivative · entry 1 Francis Chris · CIK 0001657709 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 286,400 Underlying: Ordinary Shares · 286,400 shares Expires 2034-02-05 F1 · derivative.exercise_date: The option vests as to 25% of the shares on February 5, 2025, and vests as to an additional 6.25% of the shares quarterly thereafter until February 5, 2028. Read SEC document |
| February 05, 2024 Filed Feb 8, 2024 00:10 UTC |
BOLNO PAULDirector · President and CEO
|
GrantShare Option (right to buy) · Derivative | 1,008,600 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0000950170-24-012395 · ownership.xml · derivative · entry 1 BOLNO PAUL · CIK 0001657710 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,008,600 Underlying: Ordinary Shares · 1,008,600 shares Expires 2034-02-05 F1 · derivative.exercise_date: The option vests as to 25% of the shares on February 5, 2025, and vests as to an additional 6.25% of the shares quarterly thereafter until February 5, 2028. Read SEC document |
| February 05, 2024 Filed Feb 8, 2024 00:05 UTC |
Moran KyleChief Financial Officer
|
GrantShare Option (right to buy) · Derivative | 371,500 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0000950170-24-012394 · ownership.xml · derivative · entry 1 Moran Kyle · CIK 0001657765 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,500 Underlying: Ordinary Shares · 371,500 shares Expires 2034-02-05 F1 · derivative.exercise_date: The option vests as to 25% of the shares on February 5, 2025, and vests as to an additional 6.25% of the shares quarterly thereafter until February 5, 2028. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 21:33 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
PurchaseCommon Stock | 1,000,000 | $5.00 | $5,000,000.00 |
DisclosureSEC source: 0001104659-23-125724 · tm2332743-1_4seq1.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 19,202,009 F1 · price: Acquired from the Issuer pursuant to the public offering described in the Issuer's Prospectus filed with the Securities and Exchange Commission on December 8, 2023. F2 · balance_after: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F1 · ownership.nature: Acquired from the Issuer pursuant to the public offering described in the Issuer's Prospectus filed with the Securities and Exchange Commission on December 8, 2023. F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| December 11, 2023 Filed Jan 18, 2024 00:06 UTC Amendment |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
PurchaseCommon Stock | 1,000,000 | $5.00 | $5,000,000.00 |
DisclosureSEC source: 0001104659-24-004581 · tm243566-1_4aseq1.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 18,202,009 F1 · price: Acquired from the Issuer pursuant to the public offering described in the Issuer's Prospectus filed with the Securities and Exchange Commission on December 8, 2023. F2 · balance_after: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F4 · balance_after: This amendment is being filed solely to rectify a clerical error in column 5 which reflected a total shares held as 19,202,009 where it should have read 18,202,009. F1 · ownership.nature: Acquired from the Issuer pursuant to the public offering described in the Issuer's Prospectus filed with the Securities and Exchange Commission on December 8, 2023. F2 · ownership.nature: Held directly by RA Capital Healthcare Fund, L.P. (the "Fund"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the Fund. The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| December 07, 2023 Filed Jan 30, 2024 21:39 UTC |
GSK plc10% owner
|
PurchaseOrdinary Shares | 3,300,000 | $5.00 | $16,500,000.00 |
DisclosureSEC source: 0001999371-24-001192 · gsk-form4_120723.xml · nonDerivative · entry 1 GSK plc · CIK 0001131399 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Corporation Disclosed balance after: 13,983,761 F1 · ownership.nature: The shares reported herein are held of record by Glaxo Group Limited, a wholly-owned subsidiary of GSK plc (the "Reporting Person"). Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 01:15 UTC |
Moran KyleChief Financial Officer
|
SaleOrdinary Shares | 37,062 | $4.75 | $176,118.62 |
DisclosureSEC source: 0000899243-23-018361 · doc4.xml · nonDerivative · entry 1 Moran Kyle · CIK 0001657765 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,120 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 10, 2023. F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $4.75 to $4.76 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 3,431 ordinary shares acquired on July 14, 2023, under the issuer's 2019 Employee Share Purchase Plan. Read SEC document |
| August 07, 2023 Filed Aug 10, 2023 00:00 UTC |
HENRY CHRISTIAN ODirector
|
GrantShare Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0000899243-23-017911 · doc4.xml · derivative · entry 1 HENRY CHRISTIAN O · CIK 0001263805 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 45,000 shares Expires 2028-08-07 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:00 UTC |
CORRIGAN MARKDirector
|
GrantShare Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0000899243-23-017913 · doc4.xml · derivative · entry 1 CORRIGAN MARK · CIK 0001250661 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 45,000 shares Expires 2028-08-07 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. Read SEC document |
| August 07, 2023 Filed Aug 10, 2023 00:00 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
GrantShare Option (Right to Buy) · Derivative | 45,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001104659-23-089416 · tm2323213-1_4seq1.xml · derivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 45,000 Underlying: Ordinary Shares · 45,000 shares Expires 2028-08-07 F1 · derivative.exercise_date: Dr. Kolchinsky was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. F1 · ownership.nature: Dr. Kolchinsky was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Under Dr. Kolchinsky's arrangement with the Adviser, Dr. Kolchinsky holds the option for the benefit of the Fund. Dr. Kolchinsky is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock. Read SEC document |
| August 07, 2023 Filed Aug 10, 2023 00:00 UTC |
Rawcliffe AdrianDirector
|
GrantShare Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0000899243-23-017912 · doc4.xml · derivative · entry 1 Rawcliffe Adrian · CIK 0001555851 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 45,000 shares Expires 2028-08-07 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:00 UTC |
Verdine Gregory L.Director
|
GrantShare Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0000899243-23-017910 · doc4.xml · derivative · entry 1 Verdine Gregory L. · CIK 0001572315 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 45,000 shares Expires 2028-08-07 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. Read SEC document |
| August 07, 2023 Filed Aug 10, 2023 00:00 UTC |
Tan Aik NaDirector
|
GrantShare Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0000899243-23-017916 · doc4.xml · derivative · entry 1 Tan Aik Na · CIK 0001821285 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 45,000 shares Expires 2028-08-07 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. Read SEC document |
| August 07, 2023 Filed Aug 10, 2023 00:00 UTC |
TAKANASHI KENDirector · 10% owner
|
GrantShare Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0000899243-23-017915 · doc4.xml · derivative · entry 1 TAKANASHI KEN · CIK 0001657768 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 45,000 shares Expires 2028-08-07 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. Read SEC document |
| August 07, 2023 Filed Aug 10, 2023 00:00 UTC |
Wagner Heidi LDirector
|
GrantShare Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0000899243-23-017914 · doc4.xml · derivative · entry 1 Wagner Heidi L · CIK 0001655029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,000 Underlying: Ordinary Shares · 45,000 shares Expires 2028-08-07 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2024 annual general meeting or August 7, 2024. Read SEC document |
| February 17, 2023 Filed Feb 17, 2023 20:15 UTC |
Vargeese ChandraSee Remarks
|
GrantShare Option (right to buy) · Derivative | 295,400 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0000899243-23-005565 · doc4.xml · derivative · entry 2 Vargeese Chandra · CIK 0001657675 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,400 Underlying: Ordinary Shares · 295,400 shares Expires 2033-02-17 F4 · derivative.exercise_date: The option vests as to 25% of the shares on February 17, 2024 and vests as to an additional 6.25% of the shares quarterly thereafter until February 17, 2027. Read SEC document |
| February 17, 2023 Filed Feb 17, 2023 20:05 UTC |
Francis ChrisSee Remarks
|
GrantShare Option (right to buy) · Derivative | 244,700 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0000899243-23-005563 · doc4.xml · derivative · entry 2 Francis Chris · CIK 0001657709 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,700 Underlying: Ordinary Shares · 244,700 shares Expires 2033-02-17 F3 · derivative.exercise_date: The option vests as to 25% of the shares on February 17, 2024 and vests as to an additional 6.25% of the shares quarterly thereafter until February 17, 2027. Read SEC document |
| February 17, 2023 Filed Feb 18, 2023 01:10 UTC |
BOLNO PAULDirector · President and CEO
|
GrantShare Option (right to buy) · Derivative | 771,000 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0000899243-23-005564 · doc4.xml · derivative · entry 2 BOLNO PAUL · CIK 0001657710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,000 Underlying: Ordinary Shares · 771,000 shares Expires 2033-02-17 F3 · derivative.exercise_date: The option vests as to 25% of the shares on February 17, 2024 and vests as to an additional 6.25% of the shares quarterly thereafter until February 17, 2027. Read SEC document |
| February 17, 2023 Filed Feb 18, 2023 01:00 UTC |
Moran KyleChief Financial Officer
|
GrantShare Option (right to buy) · Derivative | 272,700 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0000899243-23-005562 · doc4.xml · derivative · entry 2 Moran Kyle · CIK 0001657765 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,700 Underlying: Ordinary Shares · 272,700 shares Expires 2033-02-17 F4 · derivative.exercise_date: The option vests as to 25% of the shares on February 17, 2024 and vests as to an additional 6.25% of the shares quarterly thereafter until February 17, 2027. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 20:15 UTC |
Vargeese ChandraSee Remarks
|
SaleOrdinary Shares | 10,249 | $4.03 | $41,303.47 |
DisclosureSEC source: 0000899243-23-005565 · doc4.xml · nonDerivative · entry 1 Vargeese Chandra · CIK 0001657675 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,624 F1 · kind: On February 16, 2023, the reporting person sold 10,249 ordinary shares solely to cover taxes associated with the vesting of restricted share units ("RSUs") on February 15, 2023. These sales were made pursuant to a provision in the reporting person's RSU agreement that requires automatic sales of shares to cover tax withholding obligations. F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $4.03 to $4.17 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 1,500 ordinary shares acquired on July 14, 2022, and 4,278 ordinary shares acquired on January 14, 2023, under the issuer's 2019 Employee Share Purchase Plan. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 20:05 UTC |
Francis ChrisSee Remarks
|
SaleOrdinary Shares | 10,258 | $4.03 | $41,339.74 |
DisclosureSEC source: 0000899243-23-005563 · doc4.xml · nonDerivative · entry 1 Francis Chris · CIK 0001657709 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,714 F1 · kind: On February 16, 2023, the reporting person sold 10,258 ordinary shares solely to cover taxes associated with the vesting of restricted share units ("RSUs") on February 15, 2023. These sales were made pursuant to a provision in the reporting person's RSU agreement that requires automatic sales of shares to cover tax withholding obligations. F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $4.03 to $4.18 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2023 Filed Feb 18, 2023 01:10 UTC |
BOLNO PAULDirector · President and CEO
|
SaleOrdinary Shares | 29,400 | $4.04 | $118,776.00 |
DisclosureSEC source: 0000899243-23-005564 · doc4.xml · nonDerivative · entry 1 BOLNO PAUL · CIK 0001657710 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,425 F1 · kind: On February 16, 2023, the reporting person sold 29,400 ordinary shares solely to cover taxes associated with the vesting of restricted share units ("RSUs") on February 15, 2023. These sales were made pursuant to a provision in the reporting person's RSU agreement that requires automatic sales of shares to cover tax withholding obligations. F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $4.03 to $4.17 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2023 Filed Feb 18, 2023 01:00 UTC |
Moran KyleChief Financial Officer
|
SaleOrdinary Shares | 9,729 | $4.04 | $39,305.16 |
DisclosureSEC source: 0000899243-23-005562 · doc4.xml · nonDerivative · entry 1 Moran Kyle · CIK 0001657765 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,751 F1 · kind: On February 16, 2023, the reporting person sold 9,729 ordinary shares solely to cover taxes associated with the vesting of restricted share units ("RSUs") on February 15, 2023. These sales were made pursuant to a provision in the reporting person's RSU agreement that requires automatic sales of shares to cover tax withholding obligations. F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $4.03 to $4.18 per share. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 1,500 ordinary shares acquired on July 14, 2022, and 3,413 ordinary shares acquired on January 14, 2023, under the issuer's 2019 Employee Share Purchase Plan. Read SEC document |
| October 27, 2022 Filed Oct 28, 2022 20:00 UTC |
Verdine Gregory L.Director
|
GrantShare Option (right to buy) · Derivative | 163,467 | $0.00 Strike: $4.37 | $0.00 |
DisclosureSEC source: 0000899243-22-034493 · doc4.xml · derivative · entry 1 Verdine Gregory L. · CIK 0001572315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,467 Underlying: Ordinary Shares · 163,467 shares Expires 2027-10-27 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to his existing consulting agreement with Wave. The option vests in equal monthly installments beginning on October 31, 2022, through December 31, 2024, subject to the reporting person's continued services through the applicable vesting date. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:01 UTC |
HENRY CHRISTIAN ODirector
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GrantShare Option (right to buy) · Derivative | 21,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000899243-22-029099 · doc4.xml · derivative · entry 1 HENRY CHRISTIAN O · CIK 0001263805 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Ordinary Shares · 21,000 shares Expires 2027-08-15 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2023 annual general meeting or August 15, 2023. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:00 UTC |
CORRIGAN MARKDirector
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GrantShare Option (right to buy) · Derivative | 21,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000899243-22-029095 · doc4.xml · derivative · entry 1 CORRIGAN MARK · CIK 0001250661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Ordinary Shares · 21,000 shares Expires 2027-08-15 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2023 annual general meeting or August 15, 2023. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:01 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LP10% owner
Kolchinsky Peter10% owner
Shah Rajeev M.10% owner
|
GrantShare Option (right to buy) · Derivative | 21,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001104659-22-092280 · tm2223727-1_4seq1.xml · derivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · 10% owner Kolchinsky Peter · CIK 0001384859 · 10% owner Shah Rajeev M. · CIK 0001619841 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 21,000 Underlying: Ordinary Shares · 21,000 shares Expires 2027-08-15 F2 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) August 15, 2023 or (ii) the Issuer's 2023 annual general meeting. F1 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for the RA Capital Healthcare Fund, L.P. (the "Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. F2 · ownership.nature: All shares subject to the option vest 100% on the first to occur of (i) August 15, 2023 or (ii) the Issuer's 2023 annual general meeting. F3 · ownership.nature: Under Dr. Kolchinsky's arrangement with the Adviser, Dr. Kolchisnky holds the options for the benefit of the Fund. Dr. Kolchinsky is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock except to the extent of their pecuniary interest. Read SEC document |
| August 15, 2022 Filed Aug 18, 2022 00:01 UTC |
Rawcliffe AdrianDirector
|
GrantShare Option (right to buy) · Derivative | 21,000 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000899243-22-029100 · doc4.xml · derivative · entry 1 Rawcliffe Adrian · CIK 0001555851 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Ordinary Shares · 21,000 shares Expires 2027-08-15 F1 · derivative.exercise_date: The reporting person was granted this option pursuant to the Non-Employee Director Compensation Policy. The option vests as to 100% of the shares on the earlier of the Company's 2023 annual general meeting or August 15, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.